ECON 121: Social Science Field Research Methods and Applications (PUBLPOL 120, PUBLPOL 220) 5 units Spring Quarter 2015 Tuesday and Thursday, 1:15-3:05pm Instructors: Frank Wolak (wolak@stanford.edu) Holbrook Working Professor of Commodity Price Studies, Economics Director, Program on Energy and Sustainable Development Mark Thurber (mthurber@stanford.edu) Associate Director, Program on Energy and Sustainable Development Ognen Stojanovski (ognen@stanford.edu) Research Scholar, Program on Energy and Sustainable Development Course description: Imagine yourself suddenly set down surrounded by all your gear, alone on a tropical beach close to a native village, while the [small boat] which has brought you sails away out of sight. Since you take up your abode in the compound of some neighbouring white man, trader or missionary, you have nothing to do, but to start at once on your ethnographic work. Imagine further that you are a beginner, without previous experience, with nothing to guide you and no one to help you. For the white man is temporarily absent, or else unable or unwilling to waste any of his time on you. This exactly describes my first initiation into field work on the south coast of New Guinea. The above words were written almost 100 years ago by Bronisław Malinowski, a founder of modern anthropology/ethnography, in the now-famous introduction to his seminal Argonauts of the Western Pacific (1922). And yet the experience of undertaking field research (in anthropology, economics or any other social science) has not changed much since. While it is undeniably exciting to be thrown in the deep end and learn field research methodology “on the fly” – especially if it involves the prospect of intensive fieldwork in exotic locations – it can also be highly problematic. Indeed, one of Malinowski’s great contributions was to point out that: The results of scientific research in any branch of learning ought to be presented in a manner absolutely candid and above board. No one would dream of making an experimental contribution to physical or chemical science, without giving a detailed account of all the arrangements of the experiments. . . In [social science,] where a candid account of such data is perhaps even more necessary, it has unfortunately in the past not always been supplied with sufficient generosity, and many writers do not ply the full searchlight of methodic sincerity, as they move among their facts but produce them 1 before us out of complete obscurity. It would be easy to quote works of high repute, and with a scientific hall-mark on them, in which wholesale generalisations are laid down before us, and we are not informed at all by what actual experiences the writers have reached their conclusion. This, too, has unfortunately not changed much in the century since Malinowski first carried out his research. If anything, the recent proliferation of social enterprises, NGOs, investors, and consultants conducting much-publicized but opaque (or even downright disingenuous) research, means that it is now more important than ever to highlight the importance of proper design, implementation and interpretation of social science research. The goal of this course, therefore, is to lay strong foundations that you can build upon in order to conduct field research that, in addition to being exciting and personally rewarding, is scientifically valid and actually useful in answering important questions about the world we live in. Building on a basic knowledge of statistical methods and economics, the course first introduces observational field research and compares it with experimental field research. Significant attention will be devoted to explaining what can and cannot be learned from each type of field research. The details of designing both types of projects will then be discussed. The basic theory of the design of statistical experiments will be introduced and applied. Examples of best practice field research studies will be presented, as well as examples of commonly committed errors. Throughout the course, we will highlight important practical aspects of field work, including efficient and cost-effective data collection, data management, teamwork, and ethical considerations. By the time you leave the course you should feel confident in your abilities to read and critically assess social science research findings in the popular press, academic journals, and other forms. You should also have a strong sense of the theoretical and practical demands of sound field work, and a plan for how to acquire the additional training and knowledge that you will need in order to embark on your own exciting field research. Prerequisites: ECON 1 STATS 60 or ECON 102A or equivalent. Requirements: The requirements of this course are much the same as any other at Stanford. Since there is no official textbook, attendance, taking notes, and asking questions will be your keys to success. If you show up, pay attention, and do the homework, you should be just fine. If you don’t show up or are the type that likes to “multitask” (i.e. browse or email) during class then you will likely learn little. Specific requirements are: Attendance Completion of the required readings Participation – most lectures will include a discussion of the readings 2 Homework assignments – in addition to readings, there will be weekly problem sets Final group project – working in groups of 3-4, develop an in-depth research proposal (10 pages maximum) on a topic/question of your own choosing Grading: Attendance and participation – 25% Written homework assignments – 25% Midterm exam (focus on statistical analysis concepts and applications) – 25% Final group project – 25% 3 COURSE OUTLINE Tuesday, March 31 Course introduction and background Overview of the different “flavors” of field research and their applications The goals of social science field research Intro to STATA software Thursday, April 2 Observational field research basics Class discussion of observational field research readings Tuesday, April 7 Experimental field research basics Thursday, April 9 Experimental field research basics (continued) Class discussion of experimental field research readings Tuesday, April 14 Data analysis Review of basic statistics Developing a theoretical model and regression model specification Thursday, April 16 Data analysis (continued) Errors of predictions and least squares Regression models Tuesday, April 21 Data analysis (continued) Hypothesis testing Thursday, April 23 Data analysis (continued) Power, sample size, and sampling bias Tuesday, April 28 Data analysis (continued) Overview of more advanced statistics concepts that are commonplace in field research 4 Thursday, April 30 Midterm Exam (open book, open notes) Tuesday, May 5 Ethical considerations in field research – background and why it matters Class discussion of the Stanford Prison Experiment and other ethics readings Thursday, May 7 Ethical considerations in field research (continued) The importance of context Institutional Review Board (IRB) protocol overview Tuesday, May 12 Data collection Survey/interview design Additional/complementary sources of data for primary field research Thursday, May 14 Data collection (continued) Survey administration techniques and tools Recruiting and retaining study participants Finalizing a project’s population, geography, and time Class discussion of survey design homework assignment and readings Tuesday, May 19 Data management Storage, transmission, access and confidentiality Data validation Data “corrections” Brief intro to software tools (Excel, SAS, STATA, Matlab, R, SPSS) Class discussion of readings Thursday, May 21 Intro to qualitative research Class discussion of readings Tuesday, May 26 Managing the practical and day-to-day requirements for field research Exploratory projects, pilot studies, and refining the experimental design Project and team management Budgets, costs, and efficiency Considerations for work in developing country environments 5 Collaborations with other research groups, governments, or the private sector Other considerations Thursday, May 28 Becoming a critical consumer – evaluating field research The academic peer review and publication process Theory of change Class discussion of evaluation and publication readings Tuesday, June 2 Becoming a critical consumer – evaluating field research (continued) Discussion on the appropriate role of field research in the social enterprise space 6
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