Anim Cogn (2010) 13:311–323 DOI 10.1007/s10071-009-0279-z ORIGINAL PAPER How do guide dogs and pet dogs (Canis familiaris) ask their owners for their toy and for playing? Florence Gaunet Received: 28 January 2009 / Revised: 7 September 2009 / Accepted: 10 September 2009 / Published online: 1 October 2009 Springer-Verlag 2009 Abstract When apes are not fully understood by humans, they persist with attempts to communicate, elaborating their behaviours to better convey their meaning. Such abilities have never been investigated in dogs. The present study aimed to clarify any effect of the visual attentional state of the owner on dogs’ (Canis familiaris) socialcommunicative signals for interacting with humans, and to determine whether dogs persist and elaborate their behaviour in the face of failure to communicate a request. Gaze at a hidden target or at the owner, gaze alternation between a hidden target and the owner, vocalisations and contacts in 12 guide and 12 pet dogs were analysed (i) when the dogs were asked by their owners (blind or sighted) to fetch their inaccessible toy and (ii) when the dogs were subsequently given an unfamiliar object (apparent unsuccessful communication) or their toy (apparent successful communication). No group differences were found, indicating no effect of the visual status of the owner on the dogs’ sociocommunicative modes (i.e. no sensitivity to human visual attention). Results, however, suggest that the dogs exhibited persistence (but not elaboration) in their ‘‘showing’’ behaviours in each condition, except that in which the toy was returned. Thus, their communication was about a specific item in space (the toy). The results suggest that dogs possess partially intentional non-verbal deictic abilities: (i) to get their inaccessible toy, the dogs gazed at their Electronic supplementary material The online version of this article (doi:10.1007/s10071-009-0279-z) contains supplementary material, which is available to authorized users. F. Gaunet (&) Laboratoire ‘‘Eco-Anthropologie et Ethnobiologie’’, UMR 5145, Muse´um National d’Histoire Naturelle, CP 135, 57 rue Cuvier, 75231 Paris Cedex 05, France e-mail: gaunet@mnhn.fr owners as if to trigger their attention; gaze alternation between the owner and the target direction, and two behaviours directed at the target were performed, apparently to indicate the location of the hidden toy; (ii) after the delivery of the toy, the dogs behaved as if they returned to the play routine, gazing at their owner whilst holding their toy. In conclusion, this study shows that dogs possess partially intentional non-verbal deictic abilities: they exhibit successive visual orienting between a partner and objects, apparent attention-getting behaviours, no sensitivity to the visual status of humans for communication, and persistence in (but no elaboration of) communicative behaviours when apparent attempts to ‘‘manipulate’’ the human partner fail. Keywords Dog Deictic behaviour Intentional communication Guide dogs Socialisation Play Social cognition Introduction Manual gestures (pointing) in chimpanzees (and other great apes) have often been interpreted as a form of functionally referential and intentional communicative action (e.g. Call and Tomasello 1994; Leavens et al. 1996, 2004, 2005a; Tomasello et al. 1994; Leavens and Hopkins 1998; Hostetter et al. 2001; Leavens et al. 2005b). Leavens et al. (2005b) characterise the apes’ use of their outstretched arms and fingers to indicate distant objects/events as referring to specific entities in space. Pointing combined with gaze at others (and also oriented vocalisations, and gaze alternation between a target and an observer) are considered as triadic referential communicative behaviours. They are used to attract the attention of others to an 123 312 event/object and to ‘‘manipulate’’ them to act on their environment (Go´mez 2007). The dependency of dogs on humans for food and other needs provides incentive for the study of similar behaviours in dogs and how they are used in different contexts. Because it is impossible to study intentional communication with reference to the exercise of will or to the motivational state of the signaller (Bruner 1981), Leavens et al. (Leavens 2004; Leavens et al. 2004, 2005b) have highlighted several operational criteria as evidence for intentional and referential communication. Agents communicate intentionally when (1) there is successive visual orienting between a partner and distant objects or events (i.e. gaze alternation or visual checking), (2) apparent attention-getting behaviours are deployed (e.g. vocalisations), (3) an audience is required to exhibit the behaviours, (4) there is an influence of the attentional status of an observer on the propensity to exhibit behaviours, and (5) there is persistence in and (6) elaboration of communicative behaviour when apparent attempts to manipulate the partner fail (e.g. when the social partner does not attend/ respond). Criteria (1–4) are well established in the great apes (Leavens et al. 2005b) and these authors have recently found the last two criteria in chimpanzees (for criteria 5–6 in orangutans, see Cartmill and Byrne 2007). Dogs also perform triadic communicative behaviours, sometimes called ‘‘showing’’ or deictic behaviours on account of the lack of studies investigating their referential character per se (i.e. the ability to emit signals to inform a recipient about an external object or event, Evans 1997). Only Miklo´si et al. (2000) have shown a greater frequency of behaviours directed at the dog’s owner and at a hidden target when both are present, in contrast to when only the owner is present. This suggests the referential specificity of these behaviours (see also Seyfarth and Cheney 2003 for the referential properties of animal calls) and thus functionally referential communication in dogs (Miklo´si et al. 2000). These behaviours combine an apparently attentiongetting component that directs the attention of the perceiver to the informer, and an apparently directional component towards an external target (Miklo´si et al. 2000). This takes the form of gaze or looks directed at the human partner and at the hidden target, gaze alternation between the target and the human, and vocalisations accompanying these behaviours (Hare et al. 1998; Miklo´si et al. 2000; Gaunet 2008). These results provide support for criteria (1) and (2) in dogs. These signals are successfully used by the owner to locate the hidden target, suggesting that they act as intentional attention-getting and directional communicative signals (Hare et al. 1998; Miklo´si et al. 2000). In Miklo´si et al. (2000), when both the target and the owner were present in the room, the dogs gazed at their owner and at the target, sniffed at the target, licked their 123 Anim Cogn (2010) 13:311–323 mouths and their gaze alternated between owner and target more markedly than when only the target was present (Miklo´si et al. 2000). These results are in line with the requirements to validate criterion (3). Hare et al. (1998) tested criterion (4). In the first condition of Study 3, the experimenter stood in front of three buckets; in the second condition, he stood facing the buckets covering his eyes with his hands, and then uncovered them; in the third, covering the eyes was replaced by turning his back, after which the experimenter turned back to face the buckets. The communicative signals displayed by the dogs did not differ among the conditions. However, only two dogs were tested. Additional studies are thus required to test criterion (4). Nevertheless, other studies show that dogs are sensitive to the direction of visual attention of the observer (head ? eyes) (criterion (4)). This applies in situations where the dog receives verbal commands (Study 1 in Vira´nyi et al. 2004), performs forbidden actions (Call et al. 2003) or begs (e.g. Experiment 2 in Ga´csi et al. 2004; Study 2 in Vira´nyi et al. 2004). Moreover, in dogs engaged in dyadic rough-and-tumble play, Horowitz (2009) has also shown sensitivity to the visual attention of other dogs (head direction). Further to this, it is interesting to note that Ga´csi et al. (2004) found indications that dogs were also sensitive to the visibility of a human’s eyes: hesitant behaviour in dogs offering their toy to their owner facing them, but with eyes blindfolded, increased in comparison to when the owner was not blindfolded. The dogs also preferred to beg from the person with visible eyes. However, the study concluded overall that the visibility of the eyes might be of lesser significance than the other bodily cues for direction of attention. In Call et al. (2003), dogs were quicker in taking the forbidden food when the experimenter had her eyes closed. In addition, in a twoway object choice test, dogs appropriately ignored a human’s gaze when the person stared into space (eye direction only) above the correct hiding location. It was as if this posture was used by the dog to infer human inattention; their ability to use eye direction as a cue developed across sessions (Soproni et al. 2001). Further to this, dogs do not follow eye direction at all if there is no attractive object (Agnetta et al. 2000). Finally, in the presence of effective and ineffective barriers, dogs make the decision not to approach forbidden food when they can see a human or when a human can see them (Bra¨uer et al. 2004), showing that dogs have knowledge about the visual perspective of others. Altogether, these studies show that dogs have a propensity to request performance of actions by humans, using various types of behaviours, when faced with an unsolvable problem (Cooper et al. 2003; Hare 2004). In addition, they show that the use of human gaze (the direction of the head, Anim Cogn (2010) 13:311–323 and less markedly eye direction) as a social cue for determining the direction of a human’s attention is a key to their interaction with humans. However, additional studies are necessary to clarify how this is used; more generally, the degree of intentionality of referential communication in dogs needs to be investigated. One way to study whether dogs use their owners’ eyes as a cue for inferring visual attention of an observer is to compare the communicative behaviour modes of pet dogs and guide dogs in interaction with their sighted and nonsighted (blind) owners, respectively (criterion (4)). Indeed, because dogs learn to communicate and collaborate with humans throughout their lives, they have ample opportunity to learn to use human behaviours, both intentional and unintentional, to predict future events from simple learnt contingencies (Cooper et al. 2003). Guide dogs and pet dogs are similarly socialised: they are both reared in sighted families in the earlier stages of their lives. However, they differ in terms of their adult living conditions: the ownership of guide dogs is transferred to blind people generally after the age of about 1.5–2 years. They also have the ability to interactively exchange roles with humans as the initiators of actions when they synchronise their actions with that of their owners during navigation (Naderi et al. 2001). Blind owners and guide dogs also have extensive interactions during free time periods. Furthermore, the different visual status of sighted and blind owners means that they attend differently to their dogs and respond differently to their behaviours: sighted owners can see their dogs, whereas the blind cannot. For instance, when guide dogs look at their blind owner or at a target, the owners cannot respond appropriately because they cannot perceive these behaviours. In addition, blind owners are not likely to gaze at the guide dog’s eyes when talking to it because they cannot perceive the exact location and orientation of the dog’s head. The daily interactions between guide dogs and their blind owners could thus result in an altered inter-species interaction pattern in guide dogs compared to pet dogs. Guide dogs present a unique opportunity to test whether incidental socio-communicative apprenticeship in dogs occurs earlier during their cohistory with their owner (for apprenticeship/enculturation in apes see Cooper et al. 2003; Bering 2004; Tomasello and Call 2004). In Gaunet (2008), guide and pet dogs were prevented from accessing food that they had previously learnt to access. Gazing at the container where the food was and gazing at their owner (accompanied or not by silent mouth licking), gaze alternation between the container and the owner, vocalisation and contact with the owner did not differ among the groups. However, the guide dogs licked their mouths audibly for a longer time and more frequently than the pet dogs. These results overall suggest that dogs are not sensitive to their owner’s visual 313 attentional state. However, the guide dogs showed incidental learning, suggesting that they supplemented their means of triggering their owners’ attention with a new distal cue. This behaviour cannot however be considered as intentional: the task situation did not include, amongst other possible criteria, a condition with the owner absent. Although there are further indications that dogs use the eyes of humans as a cue for referential communication (Miklo´si et al. 1998, 1 dog; McKinley and Sambrook 2000, 2 dogs out of 11; Soproni et al. 2001; Reid 2009), the literature indicates that the exact conditions under which sensitivity to human eyes holds true remain unclear (Gaunet 2008). The purpose of the present study is to clarify any effect of the visual status of the owner on dogs’ social-communicative signals for interacting with humans (criterion (4)) and to study whether dogs persist in and elaborate their communicative behaviours in the face of failure to communicate a request (criteria (5) and (6)). More precisely, it aimed to compare the interactive modes in guide dogs with the modes in pet dogs (criterion (4)). This was enacted in a play session based on a fetch task: the gazing behaviours, vocalisations and contacts were analysed for the two groups in the following conditions: (i) when the dogs were asked by their owner to fetch their inaccessible toy; (ii) when the dogs were subsequently given an unfamiliar object (apparent unsuccessful communication by the dog) or their toy (apparent successful communication by the dog). These experimental situations model play situations commonly experienced by humans and dogs and were designed to test criteria (5) and (6). If dogs meet criterion (4), in guide dogs sound and contact should to some extent replace engaging the owner’s gaze to trigger attention: more emissions of sound and more contacts in the guide dog group than in the pet dogs should be observed if a dog’s social cognition is attuned to the owner’s visual status. Guide dogs could also be expected to gaze less towards the box where the unreachable toy is hidden, and there is likely to be less gaze alternation between their owners and the box than amongst pet dogs. Finally, when an unfamiliar object or a toy is returned to the dogs, if the dogs communicate about the toy, guide dogs could be expected to present it to the owner’s hand, whereas pet dogs would be expected to gaze at the owner, holding the toy, or their gaze would alternate between the owner and the toy. If dogs meet criterion (5), they should display (i) cessation of communicative behaviours in a successful postdelivery period compared with an unsuccessful postdelivery period, (ii) complete cessation of communication after successful communication, and no cessation or facilitation after unsuccessful communication in comparison with the predelivery phase. To validate criterion (6), dogs should 123 314 exhibit new communicative behaviours and/or an increase in the number of different kinds of communicative behaviours in case of return of an unfamiliar object compared to the predelivery phase. In addition, the dogs should engage in a behaviour apparently intended to communicate with their owners in case of return of their toy more markedly than for an unfamiliar object. Methods Participants One group of 12 pet dogs belonging to sighted owners and one group of 12 guide dogs belonging to blind owners, matched for breed, age (t22 = -0.12, P = 0.90) and life span spent together (t22 = -1.42, P = 0.16), were included in the experiment (see Table 1 for the characteristics of the dogs). The guide dogs were raised in a sighted family before receiving their training between the ages of 6 and 18–24 months. They were transferred to the ownership of blind persons when they were adult (1.82 years old on average). On average, the pet dogs spent 2 h per day interacting with their owner (play, educational games, obedience training…) in addition to morning, evening and week-end walks and play. The selected dogs were known to have a favourite toy, but were also used to playing occasionally with their owner with other objects such as pieces of wood, plastic bottles, etc. The owners received €12 payment for their participation. Anim Cogn (2010) 13:311–323 Table 1 Characteristics of the dogs (ages are in years) Dog Owner and dog Breed Sex Age No of years of living together Labrador M 7 5.5 Labrador Golden retriever F F 7 6.5 5.5 3.5 Labrador F 6 4.5 Golden retriever F 4 2 Golden retriever F 7.5 5.5 Labrador M 7 4 Guide dog Golden retriever M 3 2 Hovawart F 5 3 Golden retriever F 5 3.5 Golden retriever M 5.5 4 Shepherd F 6 4.5 5.79/1.35 3.95/1.23 Mean/SD Pet dogs Labrador M 6.5 6.33 Labrador F 8 6.17 Golden retriever Labrador F F 6 6 5.75 5.67 Golden retriever F 2.5 2 Golden retriever F 7.5 4.5 Labrador M 8 7.75 Golden retriever F 3 2.75 Labrador M 5 4.75 Golden retriever F 5 2.5 Experimental settings Golden retriever M 8 5 Shepherd M 5 4.75 A carpeted room (8 9 5 m) located in a laboratory was dedicated to the experiment. The room was novel to the participants. The whole experiment was videotaped by two cameras for future analysis. A heavy box (1.2-m wide 9 1.2-m high 9 0.5-m deep) was placed in a corner between a wall and a cupboard. The dog’s toy (usually its ball) and three small objects unfamiliar to the dog that could be held in the mouth were used: a plastic milk bottle, a plastic shampoo bottle and a brick-shaped piece of rubber, 15–20-cm long. The three unfamiliar objects were placed behind the box before the dog entered the room. The location of the owner was 1.5 m away from the box along the wall. Mean/SD 5.87/1.87 4.82/1.7 conditions (each including two different types of trial), each repeated three times: A. Unfamiliar object condition (failed communication): it tested the behaviours of the dogs when they were given back an unfamiliar object instead of their toy after the toy had been made inaccessible. The experimenter remained hidden behind another cupboard. The owner first called the dog by its name, showed the dog its toy and then threw it away for play. It was repeated three times, in the manner usual to their fetch-game situations. 1. Procedure Before starting the experiment, the dogs were allowed to explore the experimental room (20–25 min). During this period, the owners were briefed (in the absence of their dogs) about the procedure. This consisted of two different 123 Fetch followed by Unfamiliar Object trial (Fetch f Unf.Obj. trial): The owner then called the dog by its name to ensure that it was attending, showed, and threw the toy behind the box. The experimenter checked that the dog was attentive during these three actions by glancing unobtrusively towards the experimental area and then returning behind the cupboard. Anim Cogn (2010) 13:311–323 2. Once the toy was inaccessible, the owner asked the dog to fetch it, once or twice. The owner then waited 40 s at his/her place, without interacting with the dog. Unfamiliar Object trial (Unf.Obj. trial): The owner was then required to retrieve an unfamiliar object from behind the box (this was verbally signalled by the experimenter), and to place it on the ground on a marked spot (between the owner’s standing position and the box, and 1 m away from the wall). The owner then waited 40 s at his/her place without interacting with the dog. B. Toy condition (successful communication): this tested the behaviours of the dogs when their toy was returned after it had been inaccessible. The same free play session as for Condition A was first performed and the experimenter remained hidden behind a cupboard. 1. 2. Fetch followed by Toy trials (Fetch f Toy trial): same as for the Fetch f Unf.Obj. trial. Toy trial (Toy trial): same as for the Unf.Obj. trial, except that it was the dog’s toy that was returned from behind the box. Owners were asked to remain standing during the experiment. The order of presentation of the conditions was counterbalanced across dyads (using a Latin squares design). A tactile code for the blind owners or a written sheet for the sighted owners, giving the order of the conditions, was placed on the wall next to the owners’ standing position. The blind owners practised throwing the toy behind the box before the experiment started. The duration of the trials was determined during pre-tests (40 s, measured with a handheld stopwatch by the experimenter). The experiment overall lasted 20–30 min. Breaks were allowed between conditions. The motivation of the dogs for playing with their owner with three unfamiliar objects of the same type as those used during the experiment was checked before starting the procedure. They were placed on the ground. The dogs spontaneously took them in their mouths or played with each of them with their owner, or engaged in a fetching game with their owner when asked to. The criteria for inclusion of the dogs in the experimental group were (1) that the dog had a favourite toy and occasionally played with the owner with objects found on the ground, (2) the involvement of the dog in a play session with its owner with its toy and the three unfamiliar objects in the laboratory, and (3) the display of interest towards the box during and after the hiding of the toy. Of 27 dogs initially recruited, 3 were unwilling to play with their owner in the laboratory and were not included in the experiment. 315 Data collection and analyses Data on the number of occurrences and the duration of the following behaviours were collected during the 40 s-periods of the Fetch f Unf.Obj. trials, Fetch f Toy trials, Unf.Obj. trials and Toy trials (see Hare et al. 1998; Miklo´si et al. 2000; Gaunet 2008). Fetch trials: • • • • • • • GazeOwner: the dog’s head/nose was oriented towards the owner’s head. GazeBox: the dog’s head/nose was oriented towards the box. GazeAlternation: only the number of looks at the owner that were followed directly within 2 s by a look at the box, or vice versa, was collected. Vocalisation: the dog barked and/or whined. Contact: the dog pawed the owner, touched him/her with its nose or head, or performed another/other form(s) of bodily contact. MouthLickingNS: silent mouth-licking behaviour was displayed by the dog. MouthLickingS: sonorous (audible) mouth-licking behaviour was displayed by the dog. Certain combinations of the interactive behaviours were also observed and collected: GazeOwner ? Vocalisation, GazeBox ? Vocalisation, GazeOwner ? MouthLickingS and GazeBox ? MouthLickingS. Unfamiliar Object and Toy trials: The same 11 and 6 behaviours involving the toy or the unfamiliar object (termed object below) were collected: • • • • • • SniffObject: the dog sniffed the object. GazeObject: the dog gazed at the object. GazeObject ? MouthLickingS: the dog gazed at the object and performed sonorous mouth licks. HoldObject: the dog held the object in its mouth. HoldObject ? GazeOwner: the dog held the object in its mouth and gazed at the owner’s head. HoldObject ? Contact: the dog held the object in its mouth and touched its owner. Two trained observers recorded the occurrences of behaviours independently (one of them was naı¨ve with respect to the aim of the experiment). Before data analyses, inter-observer agreement was assessed for the most frequent and relevant behaviours by means of parallel coding of 100% of the sample for duration of the behaviours. Kendall’s concordance coefficient was calculated. For the three Fetch f Toy trials, this yielded W = 0.89 with P = 0.0001 for GazeBox, W = 0.94 with P = 0.0001 for GazeOwner, W = 0.09 with P = 0.0005 for Vocalisation, W = 0.38 with P = 0.0001 for Contact, and W = 0.77 123 316 with P = 0.0001 for MouthLickingS. For the three Unf.Obj. trials pooled and the three Toy trials pooled, W for HoldObject ? GazeOwner were, respectively, 0.31 and 0.85, with P = 0.0001. The results indicate good agreement between raters. For each dog and each trial, the relative number and duration of behaviours (expressed in percentages) were computed. For each dog, the relative number and duration of the three Fetch f Unf.Obj. trials, the three Fetch f Toy trials, the three Unf.Obj. trials and the three Toy trials were averaged separately to enable comparisons, for each individual behaviour. These relative numbers and durations of behaviours were first submitted to between-group analyses for each of the four types of trial, to study the effect of the visual status of the owner (criterion (4)). Both variables (number and duration) were then submitted to betweentrial analyses to evidence whether the dogs’ behaviours showed persistence and elaboration (criteria (5) and (6)). Non-parametric analyses were used. In ‘‘Results’’, relative number and duration of behaviours are, respectively, referred to as number and duration to simplify the text. In the figures, non-parametric data are presented as medians, and the box indicates the interquartile range of 50% of the data. Whiskers extend to the smallest and largest values and exclude outliers. To test for criterion (6), the dogs were classified as either having exhibited multiple behaviours or not having done so, and non-parametric and parametric statistics were used. Results Between-group analyses The Mann–Whitney test applied to the number and duration of the behaviours did not show differences between the guide dogs and the pet dogs for the Fetch f Unf.Obj. trials, the Fetch f Toy trials, the Unf.Obj. trials or the Toy trials (44.5 B U B 72; 0.11 B P B 0.99; see S1 for the detailed results). Thus, the two groups did not differ for any of the behaviours and trials, indicating that criterion (4) is not verified in the present experimental paradigm. Between-trial analyses Given the absence of differences between the two groups, the data from the two groups were pooled for each individual behaviour and for each type of trial. The Wilcoxon test was used to compare Fetch f Unf.Obj. trials versus Fetch f Toy trials, Fetch f Unf.Obj. trials versus Unf.Obj. trials, Fetch f Toy trials versus Toy trials, and Unf.Obj. trials versus Toy trials. Cochran’s Q test (a non-parametric test appropriate for dichotomous variables in repeated 123 Anim Cogn (2010) 13:311–323 measure designs, Siegel and Castellan 1988) was also used in a few instances to disprove or confirm the Wilcoxon results, and to study the elaboration of behaviours. Predelivery None of the 11 behaviours differed between the two Fetch trials (Wilcoxon tests: 2 B T B 141; 0.09 B P B 0.99; see S2 for the detailed results): the dogs apparently did not discriminate between the Fetch trials followed by unfamiliar object delivery and followed by toy delivery on the basis of any uncontrolled differences in the two predelivery phases. These results validate the experimental design, allowing comparison of the predelivery phases with postdelivery phases, and comparison of the two postdelivery phases. Postdelivery For criterion (5) to be validated, behaviours should show no change in their number and duration between the Fetch f Unf.Obj. trials and the Unf.Obj. trials, and a decrease in number and duration during the Toy trials compared with the Fetch f Toy trials and with the Unf.Obj. trials. This is not the case for most of the behaviours. Indeed, we did not evidence this pattern of results for any of the following: the three vocal and the two mouth-licking behaviours; gazing at the object; gazing at the owner or at the object accompanied with sonorous mouth licks; contacts and holding the object accompanied by touching the owner (Wilcoxon tests: 0 B T B 129; 0.01 B P B 0.99; with all P ns with the BL FDR adjustment; see S3 for detailed results). In contrast, two behaviours fulfilled criterion (5). Firstly, the numbers and durations for gaze at the box (Fig. 1) did not differ between the predelivery phase and the delivery of the unfamiliar object, but the values for both variables were greater during the predelivery phase than after delivery of the toy. Finally, the number and duration were greater when the unfamiliar object was given back than when the toy was returned (Table 2). Secondly, the number of gaze alternations followed the same directional pattern of change, except for predelivery versus unfamiliar object delivery (Fig. 2; Table 2): they were greater during the predelivery phase than following the return of an unfamiliar object. Thus, delivery of the unfamiliar object had no influence on gaze at the box and some influence on gaze-alternating behaviours, but delivery of the toy resulted in a near-complete cessation of these activities. Hence, communication in this experimental context is about the toy. A plausible explanation is that the decrease in this communicative behaviour following the return of an unfamiliar object is attributable to the time spent sniffing the unfamiliar object (see in Table 2 the greater number Anim Cogn (2010) 13:311–323 GazeBox ** 45 Relative duration (%) 35 30 25 20 15 10 Unf. Obj. and longer duration for sniffing the unfamiliar object, a novelty-detection behaviour, Berlyne 1950, than for sniffing the toy). Non-cessation was not, however, attributable to an increase in gazing at the object with or without mouth licks following delivery of an unfamiliar object: the number and duration of these behaviours during the trials do not differ from that observed during the Toy trials (Table 2). Additionally, for the number and the duration of gaze at the box accompanied by sonorous mouth licks, the comparisons between predelivery and delivery phases verify criterion (5): no difference was evidenced between the predelivery phase and the delivery of an unfamiliar object, whilst this behaviour was displayed with greater frequency and for a longer time when the toy was hidden than when it was given back. However, no significant differences were found for either variable when the unfamiliar object was delivered compared to when the toy was given back (Fig. 3; Table 2). However, the number of dogs that performed this behaviour during the Unf.Obj. trials (7) was significantly greater than during the Toy trials (1), and this difference was significant using the Cochran test (Q = 6, P \ 0.014), suggesting that this behaviour fulfils criterion (5). GazeAlternation ** ** Number 8 6 4 2 0 Unf. Obj. 30 25 20 15 10 0 Fetch f Unf.Obj. Fetch f Unf.Obj. 35 5 0 ** ** 40 5 10 ** 45 ** 40 Relative number (%) Fig. 1 Relative number (left) and duration (right) of gaze at the box for the guide dogs and the pet dogs pooled 317 Fetch f Toy Toy Fig. 2 Number of gaze alternations for the guide dogs and the pet dogs pooled Fetch f by Toy Toy Fetch f Unf.Obj. Unf. Obj. Fetch f Toy Toy Gaze at the owner only partially fulfilled criterion (5). Indeed, the number and duration of gaze at the owner did not differ between the predelivery phase and the delivery of an unfamiliar object. But when it was the toy that was returned, the numbers were greater during the predelivery phase than after the return; however, the difference in duration for the latter comparison was not statistically significant. Finally, neither the number nor the duration of the behaviour differed between return of the unfamiliar object and return of the toy (see Table 2). This result was confirmed by the Cochran test (Q = 0.33, P = 0.5, ns, with no. of dogs for Unf.Obj. trials = 23 and no. of dogs for Toy trials = 22). The number and duration of holding the object (Fig. 4a) and only the number for holding the object accompanied by gaze at the owner (Fig. 4b) were significantly greater when the toy was returned than when the unfamiliar object was returned (Table 2). These results were confirmed by the Cochran test (for HoldObject Q = 15, P \ 0.0001, with no. of dogs for Unf.Obj. trials = 9 and no. of dogs for Toy trials = 24; for HoldObject ? GazeOwner Q = 8.8, P \ 0.0028, with no. of dogs for Unf.Obj. trials = 4 and no. of dogs for Toy trials = 17). Finally, the fact that dogs sniffed at the unfamiliar objects more than at the toy is fully congruent with the results obtained by Kaulfuss and Mills (2008). However, the present results differ from those obtained by these authors for holding unfamiliar objects versus the toy, where neophilia was evidenced: their dogs chose to hold the unfamiliar objects. The difference might be explained by the weaker co-history between the dog, the familiar object and the experimenter in Kaulfuss and Mills’s experiment (10 min) compared to the long co-history between the dogs, the favourite toy and their owners in the present study. The differences in task contexts may also contribute: in the present study, the dogs played with their owners and the toy was rendered inaccessible, and the owner asked the dogs to fetch it once or twice. To sum up, relative to the predelivery phase and to the delivery of an unfamiliar object, delivery of the toy had a 123 318 Anim Cogn (2010) 13:311–323 Table 2 Wilcoxon tests results for the comparisons of Fetch followed by Unfamiliar Object trials (Fetch f Unf.Obj) versus Unfamiliar Object trials (Unf.Obj.), Fetch followed by Toy trials (Fetch f Toy) versus Toy trials (Toy), and Unfamiliar Object trials (Unf.Obj.) versus Toy trials (Toy) with n = 24 for all comparisons. Significant Behaviours differences are in bold. After the FDR BL adjustment (Benjamini et al. 2001) only the P values shown in italics remain statistically significant (threshold for number: 0.0013; threshold for duration: 0.0012). Medians are given on the second line Number Duration Fetch followed by Unfamiliar Object versus Unfamiliar Object GazeOwner GazeBox GazeAlternation T = ? 73, P = 0.026 T = ? 141, P = 0.81 Fetch f Unf.Obj. = 23.80; Unf.Obj. = 20.09 Fetch f Unf.Obj. = 22.25; Unf.Obj. = 16.74 T = ? 36, P = 0.006 T = ? 85, P = 0.064 Fetch f Unf.Obj. = 19.45; Unf.Obj. = 9.83 Fetch f Unf.Obj. = 13.65; Unf.Obj. = 6.59 T = ? 1, P = 0.0001** – Fetch f Unf.Obj. = 1.78; Unf.Obj. = 0.054 GazeBox ? MouthLickingS T = ? 32, P = 0.12 T = ? 23, P = 0.035 Fetch f Unf.Obj. = 0.85; Unf.Obj. = 0 Fetch f Unf.Obj. = 0.2; Unf.Obj. = 0 GazeOwner T = ? 15, P = 0.0001** Fetch f Toy = 23.55; Unf.Obj. = 11.76 T = ? 69, P = 0.019 Fetch f Toy = 19.95; Toy = 8.72 GazeBox T = ? 0, P = 0.0001** T = ? 0, P = 0.0001** Fetch followed by Toy versus Toy GazeAlternation Fetch f Toy = 16.4; Toy = 0 Fetch f Toy = 12.55; Toy = 0 T = ? 0, P = 0.0001** – Fetch f Toy = 1.6; Toy = 0 GazeBox ? MouthLickingS T = ? 0, P = 0.0001** T = ? 0, P = 0.0001** Fetch f Toy = 2.4; Toy = 0 Fetch f Toy = 1.15; Toy = 0 T = ? 71, P = 0.022 T = ? 83, P = 0.056 Unf.Obj. = 20.09; Toy = 11.76 Unf.Obj. = 16.74; Toy = 8.72 T = ? 1, P = 0.0001** T = ? 1, P = 0.0001** Unfamiliar Object versus Toy GazeOwner GazeBox Unf.Obj. = 9.83; Toy = 0 Unf.Obj. = 6.59; Toy = 0 GazeAlternation T = ? 0, P = 0.0005** – GazeBox ? MouthLickingS T = ? 1, P = 0.031 Unf.Obj. = 0; Toy = 0 T = ? 0, P = 0.0156 Unf.Obj. = 0; Toy = 0 SniffObject T = ? 10.5, P = 0.0001** T = ? 12, P = 0.0001** Unf.Obj. = 0.054; Toy = 0 Unf.Obj. = 8.19; Toy = 0 Unf.Obj. = 4.67; Toy = 0 GazeObject T = ? 117, P = 0.35 T = ? 129, P = 0.54 Unf.Obj. = 11.02; Toy = 14.03 Unf.Obj. = 3.31; Toy = 3.71 GazeObject ? MouthLickingS T = ? 1, P = 0.031 T = ? 23, P = 0.15 Unf.Obj. = 0; Toy = 0 Unf.Obj. = 0; Toy = 0 HoldObject T = ? 24, P = 0.0001** T = ? 42, P = 0.0012* Unf.Obj. = 0; Toy = 23.43 Unf.Obj. = 0; Toy = 27.52 HoldObject ? GazeOwner T = ? 15.5, P = 0.0003** T = ? 32, P = 0.0049 Unf.Obj. = 0; Toy = 6.38 Unf.Obj. = 0; Toy = 0.99 suppressive or a reduction effect on the values of the two variables (number and duration of behaviours) for GazeBox (no. of dogs for Fetch f Toy = 24, no. of dogs for Unf.Obj. = 22 and no. of dogs for Toy = 6), GazeAlternation (no. of dogs for Fetch f Toy = 19, no. of dogs for Unf.Obj. = 12 and no. of dogs for Toy = 0) and GazeBox ? MouthlickingS (no. of dogs for Fetch f Toy = 14, no. of dogs for Unf.Obj. = 7 and no. of dogs for Toy = 1). 123 This effect was clearly less marked for GazeOwner; but given that it was the toy that was returned and that the dogs might then be expected to solicit play from their owners (and look for their gaze), the cessation of these gazing behaviours was not to be expected. Moreover, these four behaviours did not differ between the predelivery phase and the delivery of an unfamiliar object. This shows that the GazeBox, GazeAlternation and GazeBox ? MouthlickingS Anim Cogn (2010) 13:311–323 GazeBox+MouthLickingS 13 12 11 10 9 8 7 6 5 4 3 2 1 0 ** Relative duration (%) Fetch f Unf.Obj. Fetch f Toy ** Fetch f Unf.Obj. Toy (a) Unf. Obj. HoldObject Relative number (%) Fig. 4 Relative number (left) and duration (right) of holding the object (unfamiliar or toy) (a), and holding the object accompanied by gazing at the owner (b), for the guide dogs and the pet dogs pooled Unf. Obj. 13 12 11 10 9 8 7 6 5 4 3 2 1 0 ** 100 90 80 70 60 50 40 30 20 10 0 Relative duration (%) Relative number (%) Fig. 3 Relative number (left) and duration (right) of gaze at the box accompanied by sonorous mouth licking for the guide dogs and the pet dogs pooled 319 Unf.Obj. (b) Toy * 100 90 80 70 60 50 40 30 20 10 0 Unf.Obj. Toy Fetch f Toy Toy HoldObject+GazeOwner ** 20 Relative duration (%) Relative number (%) 20 15 10 5 0 15 10 5 0 Unf.Obj. fulfil criterion (5). In addition, HoldObject and HoldObject ? GazeOwner showed an increase in values when the toy was given back compared to when the unfamiliar object was returned, and conversely for SniffObject. For all the other behaviours, the results do not meet the requirements to validate criterion (5). Elaboration For the analysis of behavioural elaboration (criterion (6)), the dogs were dichotomously classified either as having exhibited multiple behaviours or as not having done so: initially, the range was 0–2 behaviours per subject, with behaviours being gaze at the target and gaze at the target along with sonorous mouth licks. In the two predelivery phases, the proportion of dogs that exhibited multiple behaviours was randomly distributed: the number of dogs Toy Unf.Obj. Toy was 23 for the predelivery of the unfamiliar object phase and 22 for the predelivery of the toy phase, Cochran’s Q = 1, P = 0.31, ns. In contrast, the proportion of individuals that exhibited multiple behaviours was non-randomly distributed in the postdelivery phase, Cochran’s Q = 16, P \ 0.00001: the number of dogs was 22 following the delivery of an unfamiliar object, and 6 following the delivery of the toy. A 2 (phase) 9 2 (trial) repeated measures ANOVA was performed, in which the number for the two behaviours served as the dependent variable. If a dog gazed at the target and gazed at the target along with sonorous mouth licks, it exhibited two different kinds of behaviour. This revealed a main effect for phase, F1,23 = 50.54, P \ 0.000001: there were more communicative behaviours exhibited in the predelivery phase than in the postdelivery phase. There was also a main effect for condition, 123 Mean (+/-SE) number of multiple behaviours 320 Anim Cogn (2010) 13:311–323 Unfamiliar Object Toy 1,5 1,0 0,5 0,0 Predelivery phase Postdelivery phase Fig. 5 Interaction between phases and trials in the number of kinds of communicative behaviours (gaze at the box with and without sonorous mouth licks) exhibited by the 24 dogs F1,23 = 21.67, P \ 0.0001: there were fewer multiple communicative behaviours exhibited during the Toy trials than during the Unfamiliar Object trials. Finally, there was a phase 9 trial interaction, F1,23 = 23,99, P \ 0.00006, which is depicted in Fig. 5. Paired t tests confirmed first that there was no apparent suppression (but no elaboration) of the numbers of two kinds of communicative behaviours exhibited after delivery of the unfamiliar object compared with the predelivery phase for the unfamiliar object, t23 = 1.54, P = 0.13, ns. In contrast, after delivery of the toy, there was a marked decrease in the numbers for the different behaviours exhibited: t23 = 9.16, P \ 0.0000001. Thus, by this aggregate measure, as for the above individual analyses, obtaining the unfamiliar object apparently did not suppress communication in this study. This suggests that the quasi-cessation of communicative behaviours observed in the Toy condition is not attributable to the retrieval action of the owner or to the delivery of an object to the dog, but rather to the dogs’ perceived success in obtaining the desired communicative outcome. It is important to note that, relative to the predelivery phase, delivery of the unfamiliar object had no facilitating effect on the behaviour, either quantitatively or qualitatively: for the latter, no new communicative behaviours were found during the analysis of the 40 s sequences overall. This indicates that criterion (6) is not met in the present experimental paradigm. Discussion The first aim of this study was to determine if the modes of interaction of dogs with their owners are attuned to the visual status of the owners (sighted or blind). This could 123 indicate whether there is an influence of the visual attentional status of an observer on the propensity to exhibit particular communicative behaviours (criterion (4)). The behaviours of guide dogs and pet dogs towards their respective owners were compared in tasks during which dogs were first prevented from accessing their toy, and were next given back either an unfamiliar object or their toy. In none of the experimental situations did the two groups differ in novelty detection, object-directed behaviours or in modes of interaction (gazing at the box and at the owner, gaze alternation, mouth licks, vocalisations, contacts with the owner and any combination of these behaviours). The results thus show that in commonly experienced interactive situations of this type, dogs do not show sensitivity to their owner’s visual attentional state. This result converges with the findings by Ittyerah and Gaunet (2009), who showed that the same two categories of dogs did not differ when required to respond to pointing, pointing and gaze and gaze cues for referential communication given by their blind and sighted owners. The visual status of the owner was not a factor in the use of referential communication cues. In addition to this, and in contrast to the findings by Gaunet (2008), the present two groups did not differ for sonorous mouth licks. This could be explained by the fact that the present situation does not involve food, whereas the study by Gaunet (2008) did. However, in the present task, when the two groups were pooled, sonorous mouth licks accompanying gaze at the box almost disappeared when the toy was returned (only one dog displayed this behaviour) contrasting with the rates observed during the two Fetch trials and the return of the unfamiliar object. Sonorous mouth licks hence seem more likely to be displayed when dogs apparently indicate the direction of the desired object (or make requests), and it is also possible that sonorous mouth licks alone are more likely (and more likely to be reinforced) in food-related situations (Gaunet 2008). Overall, the similar behaviours in the two groups could be explained by the following: (i) the visual status of the owner may be too subtle a behavioural cue to be used by (all) dogs (see also Miklo´si et al. 1998; McKinley and Sambrook 2000; Soproni et al. 2001; Ga´csi et al. 2004; Ittyerah and Gaunet 2009); (ii) guide dogs are raised and continue to live surrounded by sighted people; (iii) domestication, which has led dogs to use human gaze (Hare et al. 2002, 2005; Hare and Tomasello 2005; see also Miklo´si and Soproni 2006 for a discussion), may be stronger than any socio-communicative apprenticeship or incidental learning that could apply to the other modes of interaction in particular human–dog dyads that have spent at least 2 years of life together. The comparison of the dogs’ behaviours when the toy was inaccessible, when an unfamiliar object was returned and when the toy was returned casts light on whether there Anim Cogn (2010) 13:311–323 is (5) persistence in and (6) elaboration of communicative behaviours when attempts to manipulate the partner fail (the second aim of the study). There is no indication that the dogs elaborated their communicative behaviours (i.e. no new communicative behaviours or facilitation were evidenced with the present methodology). However, the results indicate some persistence in their communicative actions when the unfamiliar objects were returned (see the combination of results obtained from the comparisons of the predelivery trials with the Unf.Obj. trials, of the predelivery trials with the Toy trials and of the two postdelivery trials, respectively, for gaze at the box, gaze alternation and gaze at the box accompanied by sonorous mouth licks). The fact that there was no complete cessation of gaze at the owner following toy-return trials can be easily explained by the fact that there was still opportunity for interacting with the owner in the room, i.e. the toy that had been returned. On the whole, the results suggest that one criterion (5) for intentional communication by dogs has been demonstrated for three behaviours directed at the hidden target (see Hare et al. 1998, Study 3; Miklo´si et al. 2000; for an extensive review of gaze alternation in apes see Leavens et al. 2005b and Anderson et al. 2007 for squirrel monkeys). This converges with the view of Miklo´si et al. (2000), who argued that dogs might be able to engage in functionally referential communication with their owner, and that their behaviour could be described as a form of intentional ‘‘showing’’. Furthermore, the way in which gaze directed towards the owner was displayed across the trials suggests that this behaviour is used as a form of getting attention. The results reveal a further communicative behaviour. Interestingly, the dogs held the toy gazing at the owner more often and longer than they did with the unfamiliar object. This behaviour may have an attention-getting or deictic component. Indeed, a similar behaviour develops at 9 months in infants, namely the give-and-take behaviour (Iverson and Meadow 1997; Shwe and Markmen 1997; Messinger and Fogel 1998), and these games reach their maximum when children are between 15 to 24 months old (Bruner 1977; Restoin et al. 1985). It is thought that infants may use an offer to ask the partner to do something with the offered object (Messinger and Fogel 1998). In dogs, the fetch-game is of a cooperative nature, which means that if dogs are ordered to fetch something, they ‘‘rightly’’ expect appropriate coordinated behaviour on the part of the receiver based on their previous experiences (Mitchell and Thompson 1991; Ga´csi et al. 2004; see also Kerepesi et al. 2005 for human–dog synchronised activities). Here, it is possible that the dogs gazed at their owners along with holding the toy in the mouth as if to communicate about the returned toy because of the ongoing cooperative context of play. 321 Finally, across trials, the following behaviours were not differentially performed: vocalisations alone or associated with gazing at the owner or at the box, sonorous or silent mouth licks, gazing at the owner accompanied with sonorous mouth licks, contacts. These behaviours may thus have less importance than gaze at the box, gaze alternation and gaze at the box along with sonorous mouth licks for performing/reiterating a request. The same remark applies to gazing at the object, gazing at the object accompanied with sonorous mouth licks and holding the object accompanied by touching the owner compared to holding the toy along with gazing at the owner or not for communicating about the returned toy. Overall, the results show that the dogs display specific patterns of communicative behaviours when communication fails (criterion (5) only), and that they behave as if they are asking to be given back their toy in order to use it to keep interacting with their owner (cf. when communication has succeeded). The dogs did indeed hold their toys and gaze at their owners after it was given back more than they did with the unfamiliar objects. The study finally reveals that, in the trials overall, the patterns of differences in the behaviours were similar for the two variables analysed. This suggests no dissociation between the frequency and duration of these communicative behaviours in dogs. In conclusion, dogs do not demonstrate any sensitivity to the visual status of their owners in the present toy-fetching context. This is in agreement with the very mild influence of the human visual status found in guide dogs by Ittyerah and Gaunet (2009) and Gaunet (2008). Another result is that not only do dogs display apparent intentional ‘‘showing’’ behaviours to get the object they desire, but they also display another communicative behaviour when the desired target has been given back. More specifically, (i) dogs behave as if they are asking for their inaccessible toy by gazing at their owners, apparently to trigger their attention; the values of gaze alternation from box to owner and for two deictic behaviours directed at the box remain high until the toy is returned, apparently performed to indicate the location of the toy to the owner; (ii) dogs then hold their toy and gaze at the owner as though trying to get their owner’s attention with regard to the toy. Are the intentional requesting behaviours evidenced only behavioural manifestations (and hence probably based on instrumental learning) or do they reflect a mental state or a theory of mind about others? In vocalising wild animals, the motivational and referential properties of animal calls coexist (Seyfarth and Cheney 2003). The way in which these communicative behaviours appeared or developed in animals could provide some insights into the issue. In chimpanzees (and orangutans, gorillas and bonobos) pointing is variably expressed, which is rare in the wild, but common in captive, animals not explicitly trained 123 322 in pointing, suggesting the involvement of a hitherto unidentified learning process (Leavens et al. 2005a). For Go´mez (2007), who reviewed the studies focusing on apes performing intentional and referential signalling, the gestures of apes and monkeys can neither be dismissed as simple conditioned responses, nor be uncritically accepted as fully equivalent to human gestures (i.e. driven by an understanding of the socio-cognitive causality underlying their efficacy). In dogs, Miklo´si et al. (2000) have argued that there are some circumstantial observations that make apprenticeship less likely, although incidental learning cannot be excluded. Further to this, in a task where dogs were presented with desirable food out of their reach, Bentosela et al. (2008) reported that three reinforcement trials were sufficient to increase the pet dogs’ rates of gazing towards an unfamiliar human face, and the dogs were able to learn to ignore human cues and not to emit communicative signals when these responses were no longer successful. Bentosela et al. (2008) suggest that the gaze response involves instrumental learning processes and would not require complex cognitive explanations. However, they caution that the latter explanation cannot be completely excluded and conclude that more research is required. This converges with the review by Reid (2009), on the use by dogs of human-given cues, who concluded that present data do not make it possible to attribute sophisticated abilities to dogs. To postulate mental states in dogs during referential and partially intentional signalling on the basis of the present or previous studies would thus be premature. Criteria (1) and (2) are now well established in dogs, and there is evidence in studies on the dog’s socio-communicative skills that can support other criteria. This is further backed up by the recent impressive results obtained by Pongra´cz-Rossi and Ades (2008) with a female dog, Sofia. She was submitted to a training schedule in which she learnt to ask for objects or activities by selecting lexigrams and pressing keys on a keyboard. The analysis of her behaviour during a spontaneous interaction with an experimenter showed that the lexigrams were used in an appropriate, intentional way, in accordance with the immediate motivational context. She utilised the keyboard in the experimenter’s presence and gazed at him after key pressing. We suggest that a full validation of Leavens et al.’s criteria can be achieved with the following combination of experimental conditions: owner and target present versus only target present for criterion (3) (cf. Miklo´si et al. 2000); human being attentive versus not attentive to the dog (eyes open versus closed; facing versus back turned) for criterion (4); toy hidden versus toy given back versus unfamiliar object given back versus less familiar/preferred toy given back, with specific statistical analyses for testing persistence and elaboration of 123 Anim Cogn (2010) 13:311–323 behaviours, for criteria (5) and (6), respectively. These investigations could provide evidence that the cognitive abilities (whatever the underlying processes) that are implied by the successful ‘‘manipulation’’ of a social partner through intentional referential communication by human infants and chimpanzees are also present in dogs. Acknowledgments This work was supported by the Centre National de la Recherche Scientifique and conducted at the ‘‘Laboratoire Eco-Anthropologie et Ethnobiologie’’, Muse´um National d’Histoire Naturelle, Paris, France. 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