D o O l d e r M e n B e n e fi t F r o m C u r a t i v e T h e r a p y o f L o c a l i z e d Prostate Cancer? By Shabbir M.H. Alibhai, Gary Naglie, Robert Nam, John Trachtenberg, and Murray D. Krahn prolonged LE up to age 75 years but did not improve QALE at any age. For moderately differentiated cancers, potentially curative therapy resulted in LE and QALE gains up to age 75 years. For poorly differentiated disease, potentially curative therapy resulted in LE and QALE gains up to age 80 years. Benefits of potentially curative therapy were restricted to men with no worse than mild comorbidity. When cohort and pooled case series data were used, RP was preferred over EBRT in all groups but was comparable to modern radiotherapy. Conclusion: Potentially curative therapy results in significantly improved LE and QALE for older men with few comorbidities and moderately or poorly differentiated localized prostate cancer. Age should not be a barrier to treatment in this group. J Clin Oncol 21:3318-3327. © 2003 by American Society of Clinical Oncology. REATMENT DECISION making in localized prostate cancer is complex. With a recent notable exception,1 there are no randomized clinical trials that have demonstrated a survival advantage of potentially curative therapy (radical prostatectomy [RP] or radiotherapy) over watchful waiting (WW). Expert guidelines were developed prior to the aforementioned trial to identify patients most likely to benefit from treatment.2,3 Key factors to consider are tumor grade,4,5 prostate-specific antigen level,6,7 and the patient’s remaining life expectancy,8-10 which declines with increasing age and comorbid illnesses.11,12 Some researchers have attempted to simplify treatment decisions by using nomograms incorporating tumor variables.13,14 The role of age in decision making is particularly problematic. Published data suggest that otherwise healthy older men with higher-grade cancers may not be receiving potentially lifeprolonging treatment, as a result of the perception that they are unlikely to benefit from these therapies.8 Rates of RP use decline sharply in patients older than 70 years.15-18 Men younger than 60 years who have clinically localized disease are 25 times more likely to receive RP than men age 70 years or older.17 A similar but less dramatic pattern is seen in radiotherapy.15-18 In contrast, decreased rates of potentially curative therapy do not seem to be influenced by tumor grade or comorbidity,15,17 indicating that a patient’s chronological age alone may be inappropriately influencing treatment decisions.19 In an effort to identify which patients should be offered potentially curative treatment, two decision analyses have been published.20,21 Both models demonstrated no gain in qualityadjusted life expectancy (QALE) with RP as compared to WW for patients older than 70 years, regardless of tumor grade.20,21 Several features of these models have been criticized.10,22 First, the studies used to estimate treatment efficacy may be outdated and were subject to selection bias. The former may be particularly true for radiotherapy with which improvements in radiation-delivery techniques have led to significant improvements in biochemical outcomes.23-26 Second, pretreatment potency and continence status were not consistently considered. This may be particularly important for older men, who may be less concerned by long-term treatment-related toxicities because of pre-existing impotence and incontinence. Finally, the utilities used in the models were not obtained from men with prostate cancer, which may have led to unrealistically harsh valuations of treatment-related complications. Thus, published models may not adequately inform current clinical decision making. T From the Division of General Internal Medicine & Clinical Epidemiology, University Health Network; Geriatric Program, Toronto Rehabilitation Institute; and Departments of Medicine, Health Policy, Management and Evaluation, and Surgery, University of Toronto, Toronto, Canada. Submitted September 4, 2002; accepted June 9, 2003. Supported in part by the Department of Medicine, University of Toronto; the Queen Elizabeth Hospital Research Foundation, Toronto; and the Toronto Rehabilitation Institute (S.M.H.A.), by the Mary Trimmer Chair in Geriatric Medicine Research at the University of Toronto (G.N.), and by an Investigator Award (M.D.K.) from the Canadian Institutes for Health Research. Address reprint requests to S.M.H. Alibhai, MD, University Health Network, Room ENG-233, 200 Elizabeth St, Toronto, Ontario, Canada M5G 2C4; e-mail: shabbir.alibhai@uhn.on.ca. © 2003 by American Society of Clinical Oncology. 0732-183X/03/2117-3318/$20.00 3318 Journal of Clinical Oncology, Vol 21, No 17 (September 1), 2003: pp 3318-3327 DOI: 10.1200/JCO.2003.09.034 Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. Purpose: Prior decision-analytic models are based on outdated or suboptimal efficacy, patient preference, and comorbidity data. We estimated life expectancy (LE) and quality-adjusted life expectancy (QALE) associated with available treatments for localized prostate cancer in men aged > 65 years, adjusting for Gleason score, patient preferences, and comorbidity. Methods: We evaluated three treatments, using a decision-analytic Markov model: radical prostatectomy (RP), external beam radiotherapy (EBRT), and watchful waiting (WW). Rates of treatment complications and pretreatment incontinence and impotence were derived from published studies. We estimated treatment efficacy using three data sources: cancer registry cohort data, pooled case series, and modern radiotherapy studies. Utilities were obtained from 141 prostate cancer patients and from published studies. Results: For men with well-differentiated tumors and few comorbidities, potentially curative therapy (RP or EBRT) 3319 OPTIMAL TREATMENT OF LOCALIZED PROSTATE CANCER The recently published randomized trial of RP versus WW demonstrated a statistically significant and clinically important improvement in disease-specific mortality in the RP arm after a median of 6.2 years of follow-up.1 Although RP seems to be superior to WW, this study leaves several important questions unanswered: Does surgery lead to improved overall survival compared with WW? What is the role of radiotherapy? What is the optimal treatment of patients with Gleason stage 8 to 10 tumors, all of whom were excluded from the Scandinavian trial? How should age, comorbidity, and patient preferences influence treatment choice? We have constructed a decision model that integrates patientspecific data (age and comorbidity), tumor-specific data (grade), and patient-preference data, and that addresses the limitations of previous analyses to identify which older patients may benefit from potentially curative therapy of localized prostate cancer. METHODS Model Design We developed a Markov state transition model to compare life expectancy (LE) and QALE associated with treatment of localized prostate cancer (Fig 1 ). The model simulates the natural history of hypothetical cohorts of men with newly diagnosed cancer of varying grades.27 Three treatment strategies were considered: RP, external-beam radiotherapy (EBRT), and, WW. Three grades of disease were considered: well-differentiated (grade 1, Gleason score 2 to 428), moderately-differentiated (grade 2, Gleason score 5 to 7), and poorly differentiated (grade 3, Gleason score 8 to 10) prostate cancer. Patients receiving either RP or EBRT have a small risk of treatmentrelated mortality. Survivors of RP and EBRT, along with all WW patients, enter one of eight health states, which are combinations of the posttreatment state with or without incontinence, impotence, chronic bowel injury, or a combination of the three (Fig 1). Incontinence, impotence, or both could predate the diagnosis of prostate cancer, result from treatment-associated complications, or develop as a function of age, independent of treatment. Each year, patients could remain in their current health state; could develop age-associated incontinence, impotence, or both; or could develop metastatic disease. We assumed that patients who develop metastatic disease are administered hormonal therapy.29 In each subsequent year, their disease might remain stable or become hormone-resistant (resulting in death from prostate cancer). Within each year, patients might also die as a result of other causes. Actuarial life-tables for men were used to estimate the age-specific annual risk of dying from other causes.30 Data Sources We performed a computerized search using the MEDLINE database from January 1966 to November 2000. Combinations of the following medical subject headings and text words or phrases were employed: prostatic neoplasms, follow-up studies, treatment outcome, prostatectomy, radiotherapy, and watchful waiting. Citations were restricted to the English language. We also cross-referenced prostatic neoplasms with the text word “utilities” and the headings “decision making” or “quality-adjusted life years” in order to identify all published studies in which utilities for prostate cancer outcomes were measured. Reference lists from identified studies, published meta-analyses, decision analyses, selected review articles, book chapters, and our own files were also examined. Content experts in urology, radiation oncology, incontinence, and impotence were contacted to ensure that no important studies were overlooked. Treatment Efficacy We chose to examine disease-specific survival as our primary efficacy outcome because this outcome is clinically important to patients and clinicians. Moreover, it avoids the pitfalls associated with intermediate end points, such as biochemical relapse (ie, increasing prostate-specific antigen level), which do not always have a consistent relationship with outcomes such as survival or development of metastases.31,32 We used three sets of data to estimate treatment efficacy. In our baseline analysis, we used grade-stratified, 10-year, disease-specific survival data from the only large, population-based data set (n ⫽ 59,876) of prostate cancer patients stratified by grade and treatment.33 We used the annual probability of dying from progressive metastatic prostate cancer reported in a systematic overview of randomized trials of androgen blockade in metastatic prostate cancer (Table 1).34 We imputed the probability of developing metastatic disease using disease-specific survival rates and the mortality risk associated with metastatic disease. We chose to impute rates of developing metastases rather than directly obtain them from the literature because of systematic differences in clinical, biochemical, and radiographic follow-up of patients in published studies. We then assumed that once patients developed metastatic disease, the annual probability of dying from prostate cancer was independent of initial treatment. We attempted to validate our estimates of disease efficacy using a second data set. We used grade-stratified disease-specific mortality rates obtained Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. Fig 1. Key healthcare states and transitions in Markov model, radical prostatectomy branch. After undergoing treatment, patients entered one of eight post-treatment healthcare states. In each cycle, patients could remain stable, die as a result of other causes, or develop hormone-responsive metastases. Patients with metastases could either remain stable, die as a result of other causes, or die as a result of advanced prostate cancer. 3320 ALIBHAI ET AL Table 1. Model Probabilities and Utilities Description P Range Variable* .224 .023-.26 NA .00297 .0091 .00148-.0048 .00297-.0205 .0172 .0306 .0123-.0205 .0233-.0384 .0123 .0205 .0107-.0172 .0139-.0312 .0139 .0330 .0107-.0172 .0240-.0447 .0447 .0349 .0388-.0510 .0277-.0389 .0407 .0205 .0368-.0468 .0123-.0330 .0407 .0388 .0330-.0510 .0223-.0644 .0992 .0644 .0847-.119 .0529-.0744 .130 .170 .112-.151 .105-.292 Variable* Variable* .228 .168 NA .0045-.0459 .579-.798 .126-.253 .154-.524 NA .002 Variable* .128 .116 .016 0-.006 .294-.431 .064-.506 .053-.333 .008-.131 Variable* Variable* .0609 .156-.643 .116-.236 50-200% .91 .94 .92 .99 .84 .58 1.0 .97 .92 .88 .67 .67 .69-1.0 .92-1.0 .57-1.0 .45-1.0 .42-1.0 .05-0.58 .72-1.0 — — — .50-1.0 .50-1.0 NOTE. Includes all major probabilities and utilities in model. Annual probabilities of developing metastatic disease for each treatment modality obtained from both cohort data33 and multi-institutional case series.5,35,36 Unless specified otherwise, grade 1 ⫽ Gleason score 2-4; grade 2 ⫽ Gleason score 5-7; grade 3 ⫽ Gleason score, 8-10. Abbreviations: RP, radical prostatectomy; EBRT, external-beam radiotherapy; WW, watchful waiting; RTOG, Radiation Therapy Oncology Group; ICED, Index of Coexistent Disease; NA, not applicable. *Dependent on patient age. †For EBRT, grade 2 ⫽ Gleason score 5-6; grade 3 ⫽ Gleason score 7-10. Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. Overall probabilities Annual probability of non–prostate cancer death30 Annual probability of death from metastatic prostate cancer34 Grade-specific progression rates Grade 1 RP Cohort data33 Case series35 EBRT Cohort data33 Case series36 WW Cohort data33 Case series5 Grade 2 RP Cohort data33 Case series35 EBRT Cohort data33 Case series†36 WW Cohort data33 Case series5 Grade 3 RP Cohort data33 Case series35 EBRT Cohort data33 Case series†36 WW Cohort data33 Case series5 Radical prostatectomy branch 30-day mortality37,38 Long-term impotence39 Long-term urinary symptoms39,40 Severe symptoms: all urinary symptoms, RTOG grade 3 equivalent39,40 Long-term bowel symptoms External Beam Radiotherapy Branch 30-day mortality41,42 Long-term impotence43 Long-term urinary symptoms24,25,44-52 Severe symptoms: all urinary symptoms, RTOG grade 3 equivalent24,25,44,52 Long-term bowel symptoms, RTOG grade 3 equivalent24,25,44-47,50-57 Pretreatment probabilities Age-associated impotence39,58 Age-associated urinary symptoms39,59 Severe symptoms: all urinary symptoms,39 RTOG grade 3 equivalent Utilities Long-term impotence21,60 Long-term urinary symptoms, nonsevere61 Long-term urinary symptoms, severe21,60 Long-term bowel complications60,62 Hormone-responsive metastases21,63 Hormone-resistant metastases63,64 Watchful waiting, assumed Comorbidity ICED level 165 Comorbidity ICED level 266 Comorbidity ICED level 365 Short-term utility of surgery, estimated Short-term utility of radiotherapy, estimated 3321 OPTIMAL TREATMENT OF LOCALIZED PROSTATE CANCER Treatment Complications The probability of age-stratified 30-day mortality after RP was obtained from a large cohort study of Medicare patients.37 For 30-day mortality data after EBRT, we used unstratified case series mortality data.41,42 To examine long-term treatment-related complications, we included all studies that featured patient-reported complication rates at least 1 year after treatment. Studies that did not include pretreatment incontinence and impotence rates were excluded to avoid labeling a pre-existing condition as a treatment side effect. For incontinence, we calculated the proportion of patients with incontinence that reported severe (equivalent to at least grade 3 Radiation Therapy Oncology Group toxicity53) and nonsevere incontinence directly from studies that provided this information. For impotence, studies were excluded if age-stratified rates were not reported. Severe bowel injury was defined as equivalent to at least grade 3 toxicity. Pooled rates were obtained for each complication, weighted by the inverse of the study estimate’s variance. We estimated the age-stratified prevalence of incontinence and impotence before treatment, as well as the distribution of incontinence severity (severe v nonsevere) from a recently published prospective treatment study of 1,291 men with prostate cancer.39 For men older than age 80 years, incontinence and impotence rates were obtained from large, population-based studies.58,59 Annual incidence rates of incontinence and impotence were derived from the studies used for prevalence data.39,58,59 Utilities Utilities for long-term complications were primarily derived from Krahn et al.72 For each complication (incontinence, impotence, and bowel injury), a disutility rating was obtained by finding the difference in mean self-reported utility rating between patients in the highest and lowest quintiles of symptom severity on the Prostate Cancer Index73 (Table 1). The disutility of nonsevere incontinence was obtained from couples attending a general medicine clinic.61 Utilities related to metastatic disease were obtained from Bennett et al.63 Plausible ranges for sensitivity analyses were obtained from other published studies21,52-79 (Table 1). Utilities for acute treatment-related morbidity and disability for RP and EBRT were modeled as a single value for a period of 13 weeks for RP and 8 weeks for EBRT (Table 1). The duration of symptoms and associated utility were estimated on the basis of published descriptions of typical treatment-related morbidity experienced by patients immediately after treatment.80,81 We did not explicitly assign a disutility to WW but examined this assumption in sensitivity analyses. Comorbidity Adjustment In our model, we assumed that comorbidity modifies short-term and long-term outcomes as well as quality of life. To model the influence of comorbidity on annual mortality rates, we obtained hazard rates from the only published study that stratified mortality rates for prostate cancer by comorbidity.82 The study used the Index of Coexistent Disease (ICED)83 to stratify patients into four levels of comorbidity (0 ⫽ no disease or asymptomatic disease, 3 ⫽ severely disabling or life-threatening disease). The ICED rates both severity of illness (across 11 organ systems) and functional limitations.83 The hazard ratio for each comorbidity level, relative to no comorbidity, was then multiplied by the age-stratified annual probability of dying from other diseases.30 We also adjusted the risk of 30-day mortality after RP for comorbidity. Descriptions of health states representing different ICED levels were used to assign scores using a commonly employed perioperative risk index.84 This allowed us to obtain an odds ratio of the increased risk of mortality caused by comorbidity, which was used to adjust the age-stratified 30-day mortality risk after RP. A utility rating for each level of comorbidity was derived by determining a severity of angina rating corresponding to each ICED level. We chose angina as a proxy for cardiovascular disease, the most common cause of morbidity and mortality in an older cohort.85,86 Utility ratings for each ICED level were then obtained from two studies of patients with varying severities of angina.65,66 The resultant utility was multiplied by other utilities for each hypothetical patient in each branch of the model. Sensitivity Analyses To examine the stability of the results of our model to variation in the base-case estimates, we performed extensive sensitivity analyses on all variables in our model. We chose age 75 years for our base-case, given that most patients 75 years or older do not receive potentially curative therapy.15 For probabilities related to treatment efficacy, upper and lower bounds of the 95% confidence interval (CI) of published 10-year disease-specific survival were used (Table 1). For long-term complication probabilities, the plausible range was obtained from published estimates (Table 1). A similar strategy was used for utilities (Table 1). Discounting We examined differences in LE and QALE until death or age 100 years with no discounting. RESULTS Our analyses incorporated information on age, comorbidity, and tumor grade using three complementary treatment-efficacy data sources. To provide results that are most clinically relevant, we have organized our results for men who have no comorbidity by histologic grade. To maximize the transparency of our findings for clinicians, our results are also summarized for different age and tumor-grade combinations in a look-up table (Fig 2). The influence of comorbidity on treatment choice is discussed separately. Grade 1 (Gleason score 2 to 4) Disease When cohort treatment-efficacy data are used for a 65-yearold otherwise well man with grade 1 disease, RP results in LE gains that exceed those of other treatments (LE for RP, EBRT, and WW is 14.48, 13.36, and 13.77 years, respectively; Table 2). Small LE gains are present even in older men (eg, 0.17 years for a 75-year-old man). However, these LE gains are offset by quality-of-life effects associated with treatment complications Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. from published multi-institutional pooled case series of treatment (Table 1)5,35,36 and calculated the annual risk of metastatic disease using the method described in the previous paragraph. Case series data for EBRT were extrapolated to 10 years because the median follow-up time was only 4.1 years.36 We also validated our model’s findings with those of the recently published randomized trial of RP versus WW1 by reproducing the distribution of Gleason scores of the trial participants and calculating 5-year and 8-year disease-specific mortality for the RP and WW arms. Finally, we had initially planned to include in our analyses only those studies that reported grade-stratified disease-specific mortality. However, major changes have taken place in the delivery of radiotherapy during the last decade.23 Newer therapeutic modalities, such as escalated-dose, conformal and intensity-modulated radiotherapy, have led to impressive results in intermediate outcomes such as biochemical relapse.25,67,68 To date, however, few published studies have reported disease-specific survival. To estimate the impact of newer radiotherapeutic techniques on outcomes, we identified studies that reported grade-stratified biochemical relapse rates after conformal radiotherapy.24,67,69,70 We obtained grade-stratified progression rates after biochemical relapse from a study of patients treated with radiotherapy and observed from biochemical relapse to death.71 We then derived progression rates from biochemical relapse to metastatic disease, on the basis of our previously employed method, assuming the same progression rate from metastatic disease to death as described. These data were substituted into our model and compared with results from RP, WW, and EBRT. 3322 ALIBHAI ET AL Grade 3 (Gleason score 8 to 10) Disease Impact of Comorbidity Fig 2. Look-up table identifying patients who will gain in quality-adjusted life expectancy from potentially curative therapy, stratified by age and tumor grade. The figure illustrates gains from potentially curative therapy (higher of radical prostatectomy or modern radiotherapy), radical prostatectomy, and modern radiotherapy compared to watchful waiting. Gains are stratified into three levels of benefit, which are stratified by tumor grade. Units are in quality-adjusted life years. (Table 3). Thus, WW is preferred (ie, has the greatest QALE) for men aged 65 years and older. EBRT does not seem to have any advantage over WW in either LE or QALE. Substituting caseseries– efficacy estimates did not substantially alter the preferred strategy. Incorporating modern radiotherapy data led to higher LE and QALE estimates than for EBRT, but WW was still preferred for men 65 years and older. Grade 2 (Gleason score 5 to 7) Disease For men with grade 2 tumors, RP results in LE gains up to age 80 years when compared with other treatments using cohort data (LE for RP, EBRT, and WW at age 80 is 6.23, 6.13, and 6.19 years, respectively). When quality-of-life effects are considered, RP has a higher QALE than other treatment strategies up to age 75 years, after which WW has the highest QALE. EBRT does not seem to have any advantage over WW in either LE or QALE. If case-series data are employed, WW is preferred in terms of LE and QALE for men 65 years and older. Results with modern radiotherapy indicate that WW is the preferred option in terms of LE and QALE up to age 85 years, although gains are small at age 85 years (LE gain of 0.17 years compared with both RP and WW). In general, overall LE and QALE decreased as comorbidity increased across all tumor grades (results for QALE are shown in Table 3). For patients with low-grade disease, potentially curative therapy did not result in clinically significant QALE gains as compared with WW for patients aged 65 years or older, regardless of comorbidity. For grade 2 tumors, RP (but not EBRT) resulted in higher QALE than WW for patients with mild or moderate comorbidity up to age 75 and 65 years, respectively. For high-grade disease, potentially curative therapy resulted in higher QALE than WW for men even with moderate comorbidity up to age 75 years (QALE for a 75-year-old man with moderate comorbidity of 3.57, 3.42, and 3.39 years for RP, EBRT, and WW, respectively). External Validation Our model’s results were compared to the 5- and 8-year disease-specific mortality from the randomized trial by Holmberg et al.1 Our model predicted a 3.3% and 6.4% 5- and 8-year disease-specific mortality for the RP arm, respectively, compared to 2.6% (95% confidence interval [CI], 0.7% to 4.6%) and 7.1% (95% CI, 3.3% to 11.0%) in the trial. For WW, our model predicted a 6.8% and 14.8% 5- and 8-year disease-specific mortality, respectively; the corresponding figures from the trial were 4.6% (95% CI, 2.1% to 7.2%) and 13.6% (95% CI, 7.9% to 19.7%). Thus, our model’s predictions were similar to those observed in the trial. Sensitivity Analyses For a 75-year-old man with grade 1 cancer, the preference for potentially curative therapy versus WW changes depending on the value of three variables (Table 4). The most influential variable was the utility associated with WW. WW was preferred in the baseline analysis, but if the utility of WW was less than 0.99, RP became the preferred strategy. EBRT was preferred to WW if the utility of WW was less than 0.96. Other key variables included the disease-specific survival associated with WW and the utility of impotence. For grade 2 tumors, the preferred treatment option was influenced only by the utility of impotence. For grade 3 cancers, potentially curative therapy was preferred Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. For otherwise healthy men with grade 3 tumors, potentially curative therapy (RP or EBRT) results in improved LE and QALE compared with WW up to the age of 85 years, regardless of treatment efficacy data. Relatively large gains in both LE and QALE (ie, greater than 1 year87) are seen in men who undergo potentially curative therapy up to age 75 years, when compared with WW (LE gains for RP and EBRT compared to WW of 1.40 years and 0.40 years, respectively, for a 75-year-old man). Although surgery generally results in greater gains than EBRT in LE and QALE when cohort or case-series data are used, results are comparable when modern radiotherapy data are examined (LE at age 75 of 7.86 and 7.78 years for RP and modern radiotherapy, respectively). 3323 OPTIMAL TREATMENT OF LOCALIZED PROSTATE CANCER Table 2. Life Expectancy for Each Treatment Strategy, Stratified by Age, Grade, and Efficacy Data Source Age (years) Age 65 Strategy CS 13.77 M CO CS 13.15 11.07 0.71 0.81 ⫺0.41 ⫺0.71 11.85 Age 75 CO CS 10.68 8.65 0.40 0.48 ⫺0.26 ⫺0.45 13.15 9.86 1.73 0.89 ⫺0.25 ⫺0.98 8.49 Age 80 CO CS 8.43 6.55 0.17 0.22 ⫺0.15 ⫺0.27 10.68 7.95 1.06 ⫺0.59 ⫺0.17 ⫺0.62 7.66 7.53 3.31 4.25 0.83 2.97 0.41 2.24 2.96 M Age 85 CO CS 6.44 4.74 4.69 ⫺0.17 ⫺0.15 ⫺0.17 ⫺0.15 ⫺0.08 ⫺0.14 ⫺0.04 ⫺0.06 8.43 6.19 6.44 4.58 4.69 0.57 ⫺0.39 0.04 ⫺0.45 ⫺0.07 ⫺0.28 ⫺0.11 ⫺0.37 ⫺0.06 ⫺0.20 ⫺0.03 ⫺0.09 6.91 6.46 6.03 5.34 5.06 4.19 4.04 2.27 2.96 1.40 1.88 0.56 0.86 0.18 0.34 0.60 2.13 0.40 1.42 0.24 0.85 0.11 0.42 0.25 1.40 2.06 M 0.14 0.80 1.32 M 0.07 0.41 0.75 M 0.02 0.17 0.35 NOTE. Results are shown in years of LE. Utilities were not considered in the analyses. Total LE is shown for watchful waiting, whereas incremental LE is shown for both radical prostatectomy and radiotherapy compared with watchful waiting from the same column. Results are shown separately for cohort data33 (column CO), pooled case series for radical prostatectomy,35 external beam radiotherapy,36 watchful waiting,5 (column CS) and modern radiotherapy data78 (column M). Incremental LE from modern radiotherapy was calculated compared with watchful waiting from cohort data. Abbreviations: CO, cohort data; CS, case series data; M, modern radiotherapy data; LE, life expectancy. *Incremental life expectancy results are shown relative to watchful waiting. over WW across the plausible range of all probabilities and utilities for a 75-year-old man. DISCUSSION The results of our decision analysis indicate that potentially curative therapy (surgery or radiotherapy) may lead to significant Table 3. gains in health outcomes for men up to at least age 75 or 80 years with moderately or poorly differentiated localized prostate cancer, respectively. This contrasts with current practice, in which a significant proportion of men older than age 70 years with moderate or poorly differentiated disease are neither offered88,89 nor undergo15-17 potentially curative therapy. For example, Impact of Comorbidity on QALE for Different Grades of Disease Age (years) 65 Strategy Grade 1 RP EBRT WW Grade 2 RP EBRT WW Grade 3 RP EBRT WW 75 85 0* 1 2 3 0 1 2 3 0 1 2 3 12.99 12.24 13.01 10.99 10.50 11.13 7.12 7.02 7.41 2.06 2.17 2.32 7.91 7.69 8.00 6.48 6.37 6.62 3.78 3.83 3.98 0.74 0.83 0.87 4.06 4.25 4.40 3.23 3.44 3.56 1.63 1.86 1.92 0.20 0.41 0.41 12.14 10.53 11.08 10.37 9.21 9.67 6.85 6.43 6.75 2.05 2.13 2.27 7.61 7.04 7.29 6.27 5.92 6.12 3.72 3.68 3.81 0.74 0.83 0.87 4.00 4.10 4.23 3.18 3.34 3.45 1.62 1.83 1.89 0.20 0.41 0.41 10.46 8.32 7.71 9.11 7.47 7.00 6.29 5.55 5.36 2.01 2.05 2.13 6.98 6.08 5.80 5.84 5.22 5.04 3.57 3.42 3.39 0.74 0.82 0.86 3.86 3.83 3.79 3.09 3.15 3.14 1.60 1.78 1.81 0.20 0.41 0.41 Abbreviations: QALE, Quality-adjusted life expectancy; RP, radical prostatectomy; EBRT, external beam radiotherapy; WW-watchful waiting. *Results are shown in quality-adjusted life years for patients of different ages and with four different levels of comorbidity as measured by the Index of Coexistent Disease,63 ranging from 0 (no or asymptomatic comorbidity) to 3 (severely disabling or life-threatening). For this analysis, treatment efficacy data were obtained from Lu-Yao et al.33 Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. Grade 1 Watchful waiting Incremental LE* Radical Prostatectomy External beam Radiotherapy Grade 2 Watchful waiting Incremental LE* Radical Prostatectomy External beam Radiotherapy Grade 3 Watchful waiting Incremental LE* Radical Prostatectomy External beam Radiotherapy CO Age 70 3324 ALIBHAI ET AL Table 4. Sensitivity Analysis for All Tumor Grades for a 75-Year-Old Man, No Comorbidity Base Case Plausible Range Threshold* Grade 1 Threshold* Grade 2 Threshold* Grade 3 Age-associated incontinence Age-associated impotence Probability of metastasis after RP Probability of metastasis after EBRT Probability of metastasis after WW Probability of 30-day mortality after RP Probability of impotence after RP Probability of urinary symptoms after RP Probability of 30-day mortality after EBRT Probability of bowel symptoms after EBRT ⱖ grade 3 Probability of impotence after EBRT Probability of urinary symptoms after EBRT Probability of severe urinary symptoms after EBRT Probability of severe urinary symptoms after RP Probability of severe urinary symptoms due to age Probability of new impotence Probability of new urinary symptoms Short-term utility associated with RP Short-term utility associated with EBRT Utility of bowel complications Utility of impotence Utility of urinary symptoms, severe Utility of urinary symptoms, non-severe Utility of hormone-responsive metastases Utility of hormone-resistant metastases Utility of WW .136 .514 Variable† Variable† Variable† .0104 .607 .228 .002 .0159 .431 .128 .116 .168 .0609 .053 .020 .67 .67 .99 .91 .92 .94 .84 .58 1.0 50%-200% 50%-150% Variable† Variable† Variable† 50%-200% 50%-150% 0.126-0.253 0-0.006 0-0.131 25%-200% 0.064-0.506 50%-200% 50%-200% 50%-200% 0%-200% 0%-200% 0.50-1.0 0.50-1.0 0.45-1.0 0.69-1.0 0.57-1.0 0.92-1.0 0.42-1.0 0.05-0.58 0.72-1.0 NT TOR NT TOR 0.0158 NT TOR NT NT NT NT NT NT NT NT NT NT NT NT NT .96 NT NT TOR NT 0.99 NT NT TOR TOR TOR TOR NT NT NT NT NT NT NT NT NT NT NT NT NT NT .77 TOR TOR NT NT NT NT NT TOR TOR TOR TOR NT NT NT NT NT NT NT NT NT NT NT NT NT NT TOR NT TOR NT NT NT NOTE. All probabilities are reported as annual probabilities. Thresholds were found outside of the plausible range for grade 1 disease as follows: probability of age-associated impotence (157% of baseline value); probability of impotence after RP (45% of baseline); probability of metastasis after EBRT (.0056); utility of hormone-responsive metastases (.38). For grade 2 tumors, thresholds were found outside of the plausible range for probability of metastasis after RP (.0268); probability of metastasis after EBRT (.0202); probability of metastasis after WW (0.0272); 30-day mortality after RP (499% of baseline); utility of non-severe urinary symptoms (.35); and utility of severe urinary symptoms (.06). For grade 3 cancers, thresholds were found outside of the plausible range for probability of metastasis after RP (.091); probability of metastasis after EBRT (0.048); probability of metastasis after WW (.055); 30-day mortality after RP (1568% of baseline); utility of impotence (.51); and utility of non-severe urinary symptoms (.01). Abbreviations: NT, no threshold found for this variable; TOR, threshold found outside of range of plausible values; RP, radical prostatectomy; EBRT, external beam radiotherapy; WW, watchful waiting. *The threshold refers to the value of a given variable above and below which the preferred strategy changes. †Base case and plausible range are dependent on tumor grade and are listed in Table 1. Krahn et al89 found that the odds of a 75-year-old man being offered RP for a moderately differentiated tumor were only 0.003 times the odds of a 55-year-old man being offered the same treatment. Thus, our discussion focuses on which groups of older patients should, on the basis of our findings, be offered potentially curative therapy. For patients with low-grade (Gleason score 2 to 4) disease, the survival advantages of potentially curative therapy are modest. In this group of patients, the tumor is slow growing, treatment complications are important, and the risk of dying from competing causes exceeds the risk of cancer death. Moreover, benefits from potentially curative therapy are restricted to men with no comorbidity and are conditional on patients’ preferences for outcomes of treatment. In particular, an individual patient’s level of discomfort associated with leaving his disease untreated significantly influences the preferred treatment.90 For patients with moderate-grade (Gleason score 5 to 7) tumors, there is significant uncertainty. The choice of optimal treatment is highly dependent on which outcome studies one accepts. If one believes in long-term outcomes reported in population-based cohort studies or biochemical outcomes with modern radiotherapy, potentially curative therapy is beneficial up to age 75 years for men with either no or mild comorbidity. If one accepts results from highly selected individuals at specialized tertiary care institutions, the benefits of treating anyone age 65 years or older with either surgery or radiotherapy are marginal, regardless of overall health. A key patient preference that may influence treatment is the patient’s values regarding preservation of sexual function. For patients with high-grade (Gleason score 8 to 10) lesions, the results are most clear. Otherwise healthy men up to age 80 years would experience significant benefits in terms of both survival and quality-adjusted survival with potentially curative therapy. Increasing comorbidity leads to decreased benefits, such that potentially curative therapy is no longer superior to WW for 75-year-old men with moderate comorbidity or 80-year-old men with even mild comorbidity. Although surgery seems to show somewhat greater benefit than radiotherapy, variation in preferences among individual patients, along with innovations in radiotherapeutic techniques in some centers, may make either Downloaded from jco.ascopubs.org on September 9, 2014. For personal use only. No other uses without permission. Copyright © 2003 American Society of Clinical Oncology. All rights reserved. Variable 3325 OPTIMAL TREATMENT OF LOCALIZED PROSTATE CANCER utilities for various health states used in our model were elicited from a relatively large cohort of men with prostate cancer, and are more representative of men with prostate cancer than those used in previous studies. Quantitatively, better disease-specific survival with potentially curative therapy and higher utility ratings for treatment-related complications accounted for much of the differences between our results and those of Fleming et al20 and Kattan et al,21 respectively. The greatest limitation to our analyses is the lack of efficacy data from randomized trials. The recently published Scandinavian trial1 addresses neither the role of radiotherapy nor the treatment of Gleason score 8 to 10 tumors. Although another large randomized trial is underway, results will not be available for several years, and will only address the question of surgery versus WW.93 Despite using multiple data sources in our study, observational data are more prone to bias than are randomized clinical trials. It is nonetheless reassuring that use of multiple data sources generally yielded qualitatively similar results that were comparable to those of Holmberg et al.1 In addition, although results for intermediate outcomes, such as biochemical relapse, in studies using modern radiotherapeutic techniques seem promising, longterm survival data have yet to be published.25,67,94 Thus, our results using modern radiotherapy must be viewed with caution in the absence of mature outcome data. The current quality of evidence also does not allow us to determine which of the two potentially curative modalities (surgery or radiotherapy) is superior. Because of limited long-term disease-specific survival data from published studies, we were also unable to separate Gleason-score 7 from Gleason score 5 and 6 tumors, which limits our ability to provide recommendations about the optimal management of these more aggressive tumors.95-98 What is most clear from our results is that potentially curative therapy should be seriously considered in reasonably healthy men up to age 80 years who have high-grade disease. More generally, clinicians need to consider age, comorbidity, and patient preferences in addition to tumor grade when considering treatment options for older men with localized prostate cancer. ACKNOWLEDGMENT We thank Drs. Padraig Warde and Mack Roach III for their helpful comments on previous versions of the manuscript. REFERENCES 1. Holmberg L, Bill-Axelson A, Helgesen F, et al: A randomized trial comparing radical prostatectomy with watchful waiting in early prostate cancer. N Engl J Med 347:781-789, 2002 2. 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