1. No category

SPECIAL ADVERTISING SECTION
TOP
ADVISOR
DIRECTORY
As of July 1, 2015
BARRON’S
S2
•
SPECIAL
SECTION B A R RADVERTISING
ON’S
April 27, 2015
LETTER FROM THE EDITOR
What It Takes To Be A “Barron’s Advisor”
B
arron’s began ranking financial advisors 12 years ago with the goal of shining a spotlight on the best people in the business.
Many stories had been written in the press over the years about bad financial advisors and the trouble they caused investors. But those
stories held little benefit for our readers. What our readers wanted to know is this: Who are the truly great financial advisors and what
are they telling their clients?
That’s the question we’ve tried to answer with our advisor rankings over the past dozen years.
From the outset, the rankings have been a remarkable success. It is now accepted in the industry that the advisors ranked by Barron’s represent the
top 1% of their profession. In fact, it’s become a badge of honor to be called a “Barron’s advisor,” a phrase that’s cropped up informally to describe the
folks who make our lists. We began in 2004 with our first ranking of the nation’s top 100 advisors, working with a small firm called the Winner’s Circle,
which we acquired in 2008. We published our first list of the Top 100 Women Advisors in 2006. A year after that, we published a list of the Top 100 Independent Advisors, meaning the best advisors not affiliated with the big full-service firms like Merrill Lynch, Morgan Stanley, Wells Fargo, or UBS.
One problem with all of these lists: They were dominated by advisors in New York, California, Florida, and a few other places where America’s wealth
is concentrated. We knew that we were missing great advisors in South Carolina, Alaska, Wyoming, and other states
with smaller amounts of wealth.
Advisors pay a fee
Our solution: the Top 1000 state-by-state ranking, which we first published in 2009 and expanded to 1200 spots last
to be listed in this
year. This list grants each state a minimum of six spots and allows proportionately more spots for states with greater
section, but their
assets.
participation has no
All of our advisor rankings are based on hard numbers: an advisor’s assets under management and annual revenue
bearing on their place generated, as well as length of time in the business, client retention, and philanthropic work. Critically important, we
in our rankings, nor
carefully check the regulatory record of each advisor we rank.
does it guarantee that
Every year, readers ask us how to get in touch with specific advisors who are ranked in Barron’s. This special advertisthey will be ranked
ing section, published 10 times a year, is an effort to make that easier. This section allows Barron’s-ranked advisors—and
in future years.
only Barron’s-ranked advisors—to publish their phone numbers, email addresses, and Website addresses. A link to this
special advertising section can be found at the top of any page on our Website: Barrons.com. Advisors pay a fee to be
listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.
In our advisor rankings, as in all Barron’s journalism, the readers’ interests must come first and not be subordinated to any commercial considerations.
We want to thank all Barron’s-ranked advisors and their firms for helping us make our rankings successful. We also want to thank these advisors for
setting the highest standards for their profession and for sharing their investing insights on a regular basis with Barron’s readers.
EDITOR AND PRESIDENT
Edwin A. Finn Jr.
As of July 1, 2015
SPECIAL ADVERTISING SECTION •
•
$857$1.75 $35
Michael Mullis
(205) 733-8006 / michael@kmwealthmanagement.com•
www.kmwealthmanagement.com
•
•
•
395 0.95 2.5
ALABAMA
Securities America
Vestavia Hills
Merrill Lynch WM
(205) 759-9534 / james_plasterjr@ml.com
Jordan Plaster
Tuscaloosa
www.fa.ml.com/james_plasterjr
tio
titu
ow
m
End
i on
dat
Fou
n
• •
3061.5 5
Merrill Lynch WM
(334) 409-5810 / robert_runkle@ml.com
Robert Runkle
Montgomery
fa.ml.com/robert_runkle
•
Merrill Lynch WM
(334) 677-0516 / todd_thornell@ml.com
Todd Thornell Sr.
Dothan
fa.ml.com/thornell_group
• • • 3721.5 4
•
•
•
• 1,183 2.53.75
Morgan Stanley PWM
(480) 624-5714 / robert.bancroft@morganstanleypwm.com•
Robert Bancroft
Scottsdale
www.morganstanleypwa.com/bbg/
•
RBC WM
(602) 381-5388 / allan.flader@rbc.com
Allan Flader
Phoenix
www.fladergroup.com
•
• •
6062.5 5
•
• •
6204.5 12
Merrill Lynch WM
Brian Friedman
Phoenix
ARIZONA
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
•
nal
I ns
•
ent
s
(256) 650-2441 / mark_mantooth@ml.com
s
Hig
($1 h Ne
-10 t W
mil orth
)
Merrill Lynch WM
Mark Mantooth
Huntsville
Firm / City
Phone, E-Mail & Website
Name
il)
Re
(Up tail
to $
1m
Directory of Barron’s-Ranked
Financial Advisors
h
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
(602) 954-5008 / brian.friedman@ml.com
•
692
15
20
Merrill Lynch WM
(602) 954-5016 / james_marten@ml.com
James Marten
Phoenix
fa.ml.com/martengroup
• ••••1,146 35
Merrill Lynch WM
(480) 898-6612 / david_stahle@ml.com
David Stahle
Mesa
fa.ml.com/sbgroupaz
• ••••1,417 25
Wells Fargo Advisors
(520) 529-5932 / transuer@wellsfargo.com
Ruth Transue
Tucson
www.ruthtransue.wfadv.com
• •• 650 24
Wilde WM Group
(480) 361-6203 / trevor@wildewealth.com
Trevor Wilde
Scottsdale
www.wildewealth.com
•
Merrill Lynch WM
(520) 747-6198 / james_wood@ml.com
James Wood
Tucson
www.fa.ml.com/woodgroup
• •• 424 13
•
328 0.651.25
Morgan Stanley WM
(925) 253-5322 / emily.bach@morganstanley.com • •• 955 35
Emily Bach
Orinda
www.morganstanleyfa.com/thebachgroup/
CALIFORNIA
Anouchka Balog
Morgan Stanley WM
Laguna Niguel
(949) 365-5306 / anouchka.m.balog@morganstanley.com•
www.morganstanleyfa.com/balog/
•
•
551
4
10
UBS Financial Services
(916) 648-7266 / beckgroup@ubs.com
Cameron Beck
Sacramento
www.ubs.com/team/beckgroup
• •• 430 23
Laura Belo
UBS Financial Svcs
San Francisco
(415) 576-3832 / laura.belo@ubs.com
www.ubs.com/team/baywm
• •• 742 36
Jim Berliner
Westmount Asset Mgmt
Los Angeles
(310) 556-2502 / jberliner@westmount.com
www.westmount.com
•
Garrett Bland
J.P. Morgan Securities
Los Angeles
(310) 201-2771 / garrett.bland@jpmorgan.com
www.jpmorgansecurities.com/theblandgroup
• • • • 1,877 2040
Robert Daly Jr.
J.P. Morgan Securities
Los Angeles
(310) 201-7744 / robert.daly@jpmorgan.com
jpmorgansecurities.com
• • • • 950 1520
Fred Fern
Churchill Mgmt Group
Los Angeles
(323) 937-7110 / FredAFern@churchillmanagement.com•
www.churchillmanagement.com
Gary Fournier
J.P. Morgan Securities
Los Angeles
(213) 553-7410 / gary.fournier@jpmorgan.com
• • • 1,013 1025
Robert Gallo
Merrill Lynch WM
Walnut Creek
(925) 945-4823 / robert_f_gallo@ml.com
fa.ml.com/gallo_group
•
Eric Gray
Merrill Lynch PBIG
Los Angeles
(310) 407-3979 / eric_gray@ml.com••7,356
50
80
pwa.ml.com/grayteam
Philippe Hartl
Merrill Lynch PBIG
Century City
(310) 407-3984 / philippe_hartl@ml.com
www.pwa.ml.com/hartl_team
• • • 2,005 3080
Dana Jackson
Graystone Consulting
Menlo Park
(650) 234-5901 / dana.jackson@msgraystone.com
www.morganstanleyfa.com/peninsulagroupsb
• • •14,212 25 45
Steve Levine
UBS PWM
Los Angeles
(310) 734-3919 / steve.levine@ubs.com
www.ubs.com/team/lw
• • • •4,666 1540
• • 1,9532.5 7
•
•
•
3,478 0.75
1.5
• 1,3920.75 2.5
As of July 1, 2015
SPECIAL ADVERTISING SECTION John C. McNamee
Merrill Lynch PBIG
Los Angeles
(310) 407-4824 / john_mcnamee@ml.com
www.pwa.ml.com/mcnameewhite
•
• •
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
s
i on
ow
m
End
Firm / City
Phone, E-Mail & Website
Name
dat
Re
(Up tail
to $
1m
il)
Hig
($1 h Ne
-10 t W
mil orth
)
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
•$5,635 $40$75
CA LI F O R NI A
Morton Capital Mgmt
(818) 591-6200 / lmorton@mortoncapital.com • •1,433 4 8
Lon Morton
Calabasas
www.mortoncapital.com
Dan Murphy
Morgan Stanley WM
Menlo Park
(650) 926-7643 / dan.w.murphy@morganstanley.com •
www.morganstanleyfa.com/danmurphy
Laila Pence
Pence WM
Newport Beach
(800) 731-3623 / anne.godfrey@lpl.com
www.pencewealthmanagement.com
Spuds Powell
Kayne Anderson Rudnick
Los Angeles
(310) 282-7945 / spowell@kayne.com •••••9,133 510
www.kayne.com
Joseph Schirripa
UBS Financial Services
Beverly Hills
(310) 281-3810 / joseph.schirripa@ubs.com
www.ubs.com/team/schirripagroup
Antoine Souma
J.P. Morgan Securities
Los Angeles
(310) 201-2616 / antoine.souma@jpmorgan.com
www.jpmorgansecurities.com/thesoumagroup
Paul TaghibagiSEIA
Los Angeles
(310) 712-2334 / pt@seia.com
www.seia.com
Emily Van Hoorickx
(408) 286-5500 / emily.vanhoorickx@ubs.com
www.ubs.com/team/svig
UBS Financial Services
San Jose
• • • 3,822 75150
• • •1,253 2 5
• • • •1,503 2 10
• • • 2,985 25100
• • • • •4,213 310
• • •4,766 510
COLORADO
Morgan Stanley WM
(626) 405-9313 / alan.whitman@morganstanley.com• • •2,440 515
Alan Whitman
Pasadena
www.morganstanleyfa.com/wr
Dale Yahnke
Dowling & Yahnke, LLC
San Diego
(858) 509-9500 / dale.yahnke@dywealth.com
www.dywealth.com
Cheryl Young
Morgan Stanley WM
Los Gatos
(408) 358-0976 / cheryl.young@morganstanley.com • • • 846 510
www.morganstanleyfa.com/youngandassociates
•
•
• 2,6902.88 15
LPL Financial Svcs
(303) 863-7231 / mbrown@brown-tedstrom.com
Mark R. Brown
Denver
www.brown-tedstrom.com
•
(303) 446-5617 / melissa_harrison@ml.com
Melissa Corrado-HarrisonMerrill Lynch PBIG
Denver
pwa.ml.com/corradoharrison
• • 1,805 2550
•
Morgan Stanley PWM
Shawn Fowler
Denver
(303) 446-3306 / shawn.fowler@morganstanleypwm.com
•
Joseph Janiczek
(303) 721-7000 / cwegner@janiczek.com
www.janiczek.com
• •
Janiczek WM
Greenwood Village
•
•
•
888 7.513.3
2,630
29
59
4352.5 7
The Milestone Group
(303) 539-0100 / info@themilestonegroup.com
Eric Koeplin
Denver
www.themilestonegroup.com
• • 1,785 1020
Obermeyer Asset Mgmt
(970) 925-8747 / info@obermeyerwood.com
Wally Obermeyer
Aspen
www.obermeyerwood.com
•
• •
9272.5 5
•
769 1.62.1
Mark J. Smith
M.J. Smith & Associates Greenwood Village
(303) 768-0007 / mark.smith@raymondjames.com •
www.mj-smith.com
Harrison “Cal” Buxton
UBS PWM
New London
(800) 504-6020 / cal.buxton@ubs.com
www.ubs.com/team/humphreygroup
• • •2,146 2 3
CONNECTICUT
Morgan Stanley WM
(203) 625-4897 / peter.chieco@morganstanley.com • • • • •1,202 5 15
Peter Chieco
Greenwich
www.morganstanleyfa.com/thesoundshoregroup
Merrill Lynch PBIG
(203) 861-5902 / jeff_erdmann@ml.com ••••5,6332545
Jeff Erdmann
Greenwich
pwa.ml.com/erdmanngroup
Greenwich WM
(203) 618-0103 / information@greenwichwealth.com
Michael Freeburg
Greenwich
www.greenwichwealth.com
• • 1,697 1025
Merrill Lynch WM
(860) 728-3622 / david_goodwin@ml.com
David E. Goodwin
Hartford
www.fa.ml.com/goodwin_group
• • • •
UBS Financial Services
(860) 727-1515 / william.greco@ubs.com
William Greco
Hartford
financialservicesinc.ubs.com/team/grecogroup
• • • 4,519 712
Relyea Zuckerberg Hanson (203) 355-0884 / danah@rzhadvisors.com
Dana Hanson
Stamford
www.rzhadvisors.com
Charles J. Noble III
Janney Montgomery Scott (203) 784-7401 / noblegroup@janney.com
New Haven
noblewealthadvisory.com
•
512 610
• • 630 619
• • • 7083.57.5
As of July 1, 2015
C O NNE C TI C U T
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm/City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Essex Financial Svcs
(860) 767-4300 / john.rafal@essexfinancialservices.com
John W. Rafal
• •••••
$4,046$6
$15
Essex
www.essexfinancialservices.com
Morgan Stanley WM
(203) 625-4824 / harold.j.trischman@morganstanley.com
Harold Trischman
• ••••1,500 49
Greenwich
www.morganstanleyfa.com/trischmangroup
Westport Resources
(203) 226-0222 / wrmsupport@westportresources.com•
John Adams Vaccaro
Westport
www.westportresources.com
•
Relyea Zuckerberg Hanson (203) 355-0888 / carlz@rzhadvisors.com
Carl Zuckerberg
Stamford
www.rzhadvisors.com
• • 620 616
UBS Financial Services
(202) 585-5358 / keith.apton@ubs.com
Keith Apton
Washington
financialservicesinc.ubs.com/team/capitalesopgroup
• • 808 510
•
•
1,281 3.97
10
DISTRICT OF COLUM B I A
Morgan Stanley WM
(202) 778-1382 / michael.j.freiman@morganstanley.com
Michael Freiman
• •• 964
0.87
2.5
Washington
www.teamfreiman.com
UBS Financial Services
(202) 585-5440 / barry.haffner@ubs.com •• 636 57
Barry Haffner
Washington
ubs.com/fa/barryhaffner
Merrill Lynch WM
(202) 659-7349 / michael_kirvan@ml.com
Michael Kirvan
Washington
fa.ml.com/thekirvangroup
•
• •
6371.67.5
Morgan Stanley PWM
(202) 778-1381 / marvin.mcintyre@morganstanleypwm.com
Marvin McIntyre
• •••••
3,747 525
Washington
www.morganstanleyfa.com/cwmg/
Credit Suisse Securities
(202) 626-3377 / james.new@credit-suisse.com •••• 7101020
James New
Washington
www.credit-suisse.com
(202) 872-6570 / christopher.sargent@wfadvisors.com•
Christopher S. Sargent Wells Fargo Advisors
Washington
www.thesargentinvestmentgroup.wfadv.com
•
Merrill Lynch PBIG
(202) 659-7387 / william_slateriii@ml.com
William Slater III
Washington
www.pwa.ml.com/skfm
• • 1,2028.5 15
Morgan Stanley WM
(202) 861-5028 / david.a.stuart@ms.com
David Stuart
Washington
www.morganstanleyfa.com/stuart
•
•
•
•
•
875
3
6511.75
5
3
FLORIDA
DELAWARE
Morgan Stanley PWM
(202) 862-2876 / john.m.williams@morganstanleypwm.com ••••3,7002035
John M. Williams
Washington
www.morganstanleypwa.com/williams_group
Wells Fargo Advisors
(800) 832-6669 / dana.edwards@wfadvisors.com
Donald DeWees Sr
Greenville
www.deweesicg.com
•
• • • • 1,126 1.53.5
Merrill Lynch WM
(302) 571-5524 / cynthia_hewitt@ml.com
Cynthia Hewitt
Wilmington
fa.ml.com/hart_group
•
•
• 1,221 4.510.5
Merrill Lynch WM
(888) 766-4680 / michael_s_koppenhaver@ml.com • •••• 531
Michael Koppenhaver
1.5
4.5
Dover
www.fa.ml.com/koppenhaver_hawkins_associates
Ameriprise Financial
(302) 475-5105 / kimberlee.m.orth@ampf.com
Kimberlee Orth
Wilmington
kimberleeorth.com
•
•
Merrill Lynch WM
(302) 571-5244 / thomas_weisenfels@ml.com
Thomas Weisenfels
Wilmington
fa.ml.com/weisenfels
•
•
•
• 1,168 3.479.79
365 1.32.3
Richard Altieri
Morgan Stanley WM
Boca Raton
(561) 393-1836 / thealtierigroup@morganstanley.com•
morganstanleyfa.com/thealtierigroup.com
Louise Armour
J.P. Morgan Securities
West Palm Beach
(212) 272-6604 / louise.armour@jpmorgan.com • • •1,556 1317
www.jpmorgansecurities.com/louisearmour
Peter Bermont
Raymond James
Coral Gables
(305) 446-6600 / peter.bermont@raymondjames.com ••••1,173 921
bermontadvisorygroup.com
Morgan Stanley WM
(305) 937-7175 / stephen.bloch@ms.com
Stephen Bloch
Aventura
www.morganstanleyfa.com/thefaroblochgroup
• 1,291
5 20
• • • •4,725 3 5
UBS Financial Services
(305) 682-4649 / hank.boyce@ubs.com
Hank Boyce
Aventura
ubs.com/team/constellation
Merrill Lynch WM
(407) 333-8313 / kenneth_burke@ml.com
Ken Burke
Heathrow
fa.ml.com/bcg
•
• • 1,615 2430
• • • 9781014
William S. Calabretta
Morgan Stanley WM
Boca Raton
(561) 393-1812 / william.s.calabretta@morganstanley.com•
morganstanleyfa.com/thealtierigroup.com
•
•
1,291
5
20
Adam Carlin
Morgan Stanley PWM
Coral Gables
(305) 476-3302 / adam.e.carlin@morganstanleypwm.com
www.morganstanleyfa.com/carlin/
•
•
1,978
14
20
As of July 1, 2015
Louis Chiavacci
Merrill Lynch PBIG
Coral Gables
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
(305) 774-0500 / louis_chiavacci@ml.com••
$2,945
$35
$75
pwa.ml.com/chiavacciteam
UBS Financial Services
(407) 803-4670 / tom.cleary@ubs.com
Thomas Cleary
Orlando
www.ubs.com/fa/tomcleary
• • • • •1,100 3 5
(941) 363- 8514 / aimee.cogan@morganstanley.com •••• 6901025
Aimee DeMariano Cogan Morgan Stanley WM
Sarasota
www.morganstanleyfa.com/bellwethergroup
Don d’Adesky
Morgan Stanley WM
Boca Raton
(561) 393-2027 / don.dadesky@morganstanley.com • • • 3,116 310
www.morganstanleyfa.com/theamericasgroup/
Merrill Lynch PBIG
(305) 577-6929 / patrick_dwyer@ml.com • 2,489 2550
Patrick Dwyer
Miami
www.pwa.ml.com/dwyerassociates
Wells Fargo Advisors
(239) 254-2200 / robert.t.edwards@wfadvisors.com • • • • •2,875 520
Bob Edwards
Naples
www.moranedwards.com
FLORIDA
Morgan Stanley WM
(305) 937-7138 / nelson.faro@morganstanley.com
Nelson Faro
Aventura
www.morganstanleyfa.com/thefaroblochgroup
• • • •4,725 3 5
Neil A. Fox
Morgan Stanley WM
Boca Raton
(800) 327-0146 / neil.a.fox@morganstanley.com
www.morganstanleyfa.com/foxteamsb/groupdetail.htm
• • • •2,600 4 10
David Fox
Morgan Stanley WM
Boca Raton
(800) 327-0146 / david.h.fox@morganstanley.com
www.morganstanleyfa.com/foxteamsb/groupdetail.htm
• • • •2,600 4 10
Janet Franco Gordon
Morgan Stanley WM
Coral Gables
(305) 476-3304 / janet.franco.gordon@ms.com
www.morganstanleyfa.com/thegordongroup
• • • 700 510
Eric Glasband
Merrill Lynch WM
Boca Raton
(561) 361-3437 / eric.glasband@ml.com
www.fa.ml.com/gs
• ••••• 822
3.5310
William King
Merrill Lynch WM
Vero Beach
(772) 231-9037 / william_w_king@ml.com •••••
1,583 710
fa.ml.com/kinggroup
Clarke Lemons
WaterOak Advisors
Winter Park
(407) 567-2956 / newclient@wateroak.com
www.wateroak.com
•
Wells Fargo Advisors
(239) 254-2206 / michael.mccain@wfadvisors.com • • • 1,129 510
Michael A. McCain
Naples
home.wellsfargoadvisors.com/michael.mccain
Merrill Lynch WM
(904) 218-5931 / william_h_merriam@ml.com
William Merriam
Jacksonville
www.fa.ml.com/bill_merriam
Mark Miller
Merrill Lynch WM
Boca Raton
(561) 416-4629 / mark_m_miller@ml.com
fa.ml.com/millerbroichassociates.com
Wells Fargo Advisors
(239) 254-2200 / thomas.moran@wfadvisors.com
Thomas Moran
Naples
www.moranedwards.com
• ••••• 742
1.75
• •• 709 25
• • • • •2,875 520
Graystone Consulting
(813) 227-2061 / charles.mulfinger.ii@msgraystone.com•
Charles Mulfinger II
Tampa
www.morganstanleygc.com/gctampa/
Michael Nickler
Morgan Stanley WM
West Palm Beach
(561) 822-4955 / michael.nickler@morganstanley.com•
www.morganstanley.com/fa/thenicklergroup
Merrill Lynch WM
(305) 577-6903 / adam.rosenfeld@ml.com
Adam Rosenfeld
Miami
www.fa.ml.com/rosenfeldgroup
GA
• • • • 1,3512.5 5
•
•
•
•
• 1,058
• •
4,846
5.4
8
5 10
651 15100
Andrew Schultz
Morgan Stanley WM
Miami Beach
(305) 695-6116 / andrew.schultz@morganstanley.com
www.morganstanleyfa.com/theschultzgroup
• • 1,050 7.5 10
Mickey Silverman
Raymond James
Boca Raton
(561) 997-9100 / mickey.silverman@raymondjames.com•
raymondjames.com/silvermangroup
•
J. Thomas Smith
UBS PWM
Palm Beach Gardens
(561) 776-2545 / tom.smith@ubs.com
www.ubs.com/team/smith
Kurt Sylvia
UBS PWM
Palm Beach
(561) 659-9526 / kurt.sylvia@ubs.com
ubs.com/team/pwmpalmbeach
• • • •1,485 2045
Sal Tiano
J.P. Morgan Securities
Palm Beach Gardens
(561) 694-5600 / sal.tiano@jpmorgan.com
www.jpmorgansecurities.com/tianogroup
• • 1,100 1025
•
•
1,150
5
30
• • • • 770 1015
Morgan Stanley WM
(813) 227-2034 / marc.walters@morganstanley.com •
Marc Walters
Tampa
www.morganstanleyfa.com/thewaltersgroup
• •
(404) 537-4800 / rbalentine@balentine.com
Robert BalentineBalentine
Atlanta
www.balentine.com
• • • •1,884 925
679 1.72.3
As of July 1, 2015
GEORGIA
Typ
Wo ical
rth Net
($m
il)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
titu
I ns
Tea
As m To
set ta
s ($ l
mi l
)
tio
nal
ent
s
ow
m
End
s
i on
dat
Fou
n
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Firm/City
Phone, E-Mail & Website
Name
Hig
($1 h Ne
-10 t W
mil orth
)
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
•
Re
(Up tail
to $
1m
BARRON’S
Homrich Berg
(404) 264-1400 / berg@homrichberg.com
Andy Berg
Atlanta
www.homrichberg.com
•
• •$3,858 $3 $7
Cetera Advisors
(800) 275-3101 / roger.green@rogersgreen.com
Roger S. Green
Duluth
www.rogersgreen.com
•
•
Morgan Stanley WM
(404) 266-4269 / james.c.hansberger@morganstanley.com
James Hansberger
Atlanta
www.morganstanleyfa.com/hansberger&merlin/
•
Raymond James
(404) 892-1995 / mhines@cpcadvisors.com
Michael Hines
Atlanta
www.cpcadvisors.com
• • •
•
Merrill Lynch PBIG
(404) 264-2066 / rod_westmoreland@ml.com
Rod Westmoreland
Atlanta
pwa.ml.com/westmorelandgroup
•
3870.35 0.6
2,450
15
40
553 23.5
• • 3,573 3045
Merrill Lynch PBIG
(312) 325-2676 / raj_bhatia@ml.com ••••1,3001525
Raj Bhatia
Chicago
www.pwa.ml.com/bhatiagroup
Savant Capital Mgmt
(815) 227-0300 / bbrodeski@savantcapital.com
Brent Brodeski
Rockford
www.savantcapital.com
Kyle Chudom
Morgan Stanley WM
Oak Brook
(630) 573-9680 / kyle.chudom@ms.com
chudomhayes.com
•
•
•
• •
690 12.5
•
525
Morgan Stanley WM
(312) 648-3401 / patricia.g.cutilletta@morganstanley.com
Patricia Cutilletta
Chicago
www.morganstanleyfa.com/cutillettagroup
Ted Davis
UBS Financial Services
Oakbrook Terrace
(630) 572-4060 / ted.davis@ubs.com
www.ubs.com/team/daviswmg
•
•
• 4,0351.25
•
•
7
3
10
6551.4 2
Morgan Stanley PWM
(312) 706-4517 / brad.dehond@morganstanley.com••
Brad DeHond
2,200
30
50
Chicago
www.morganstanleypwa.com/mspwmchicago-mdm
Wells Fargo Advisors
(847) 405-7300 / steven.hefter@wellsfargoadvisors.com
Steven Hefter
Deerfield
www.hlmcapital.com
•
•
4,700
10
30
Morgan Stanley PWM
(312) 419-3337 / joe.kartheiser@morganstanleypwm.com
Joseph Kartheiser
Chicago
www.morganstanleyfa.com/thekartheisergroup
•
•
1,220
5
15
•
•
2,402
1
ILLINOIS
Scott Magnesen
Morgan Stanley WM
Oak Brook
(630) 573-9694 / scott.magnesen@morganstanley.com•
www.morganstanleyfa.com/thempwgroup/
3
Morgan Stanley PWM
(312) 706-4572 / james.moriarity@morganstanley.com ••
James M. Moriarity
2,200
30
50
Chicago
www.morganstanleypwa.com/mspwmchicago-mdm
Morgan Stanley PWM
(312) 443-6090 / james.oberheide@morganstanleypwm.com
James Oberheide
Chicago
www.morganstanleyfa.com/theoberheidegroup
•
•
•
1,824
35
75
Merrill Lynch WM
(312) 696-7620 / s_oberlander@ml.com • •1,053 512
Sharon Oberlander
Chicago
www.fa.ml.com/oberlandergroup
Merrill Lynch PBIG
(312) 325-2635 / maureen_raihle@ml.com Maureen Raihle
Chicago
pwa.ml.com/vrgroup
• • 5,659 3260
Morgan Stanley WM
(312) 443-6500 / kathy.roeser@morganstanley.com • •• • 803 6 8
Kathleen Roeser
Chicago
www.morganstanleyfa.com/theroesergroup/
David Sheppard
Merrill Lynch WM
Deer Park
(847) 550-7878 / david_n_sheppard@ml.com
fa.ml.com/sheppardgroup
• •
5584.1 6
Morgan Stanley WM
Joseph Silich
Chicago
(312) 443-6200 / joseph.silich@morganstanley.com • • 846 712
Ronald Stenger
(630) 573-9676 / ronald.stenger@ms.com
Morgan Stanley WM
Oak Brook
Merrill Lynch WM
(312) 696-7645 / mark_w_thorndyke@ml.com
Mark Thorndyke
Chicago
www.fa.ml.com/thorndyke_group
•
•
5121.1 3
•
• •
9773.5 7
Merrill Lynch PBIG
(312) 325-2634 / john_verbockel@ml.com
John Ver Bockel
Chicago
pwa.ml.com/vrgroup
• • 5,659 3260
IA. IND.
Merrill Lynch PBIG
(312) 325-2620 / dave_wright@ml.com ••••2,0362535
David Wright
Chicago
www.pwa.ml.com/wrighthudakzabel
Merrill Lynch WM
(317) 706-3160 / eric_payne@ml.com
Eric Payne
Indianapolis
www.fa.ml.com/payne_mencias
Timothy Finucan
Edward Jones
Webster City
• ••••1,718
3.5
7.5
(515) 832-4155 / timothy.finucan@edwardjones.com •
•
429 11.5
As of July 1, 2015
M E. L A. KY.
I OWA
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Matthew Fryar
Wells Fargo Advisors
Des Moines
(515) 245-3120 / matthew.r.fryar@wellsfargo.com
• • • $603 $4$5
Keith Swanson
Morgan Stanley PWM
West Des Moines
(515) 224-5501 / keith.k.swanson@morganstanleypwm.com
www.morganstanleypwa.com/swanson
•
Merrill Lynch WM
(502) 329-5097 / barry_barlow@ml.com
Barry Barlow
Louisville
www.fa.ml.com/b_barlow
James Spiro
Morgan Stanley WM
New Orleans
•
(504) 585-3973 / james.m.spiro@morganstanley.com•
www.morganstanleyfa.com/spirogroup
Morgan Stanley WM
(207) 871-7373 / jeremiah.burns@morganstanley.com•
Jeremiah Burns
Portland
morganstanley.com/fa/jeremiah.burns
•
•
• • •
655
7
15
617 37.5
• • 1,702 1 4
•
•
• •
475 7.5 10
Wells Fargo Advisors
(301) 724-2660 / larry.d.boggs@wfadvisors.com
Larry Boggs
Cumberland
www.home.wellsfargoadvisors.com/larry.d.boggs
• • •1,144 3 5
Collins Inv Grp (Wells FiNet) (301) 915-9630 / robert.collins@wfafinet.com
Robert Collins
Bethesda
collinsinvestmentgroup.com
• •• 750 36
Deutsche Asset & WM
(410) 895-3971 / barry.l.garber@db.com •••••
Barry Garber
2,3001525
Baltimore
www.deutscheawm.com/wealth-us
MARYLAND
Morgan Stanley WM
(410) 770-6124 / thomas.e.hill@ms.com
Tom Hill
Easton
morganstanleyfa.com/hillgroup
• • •1,020 3 7
Wells Fargo Advisors
(844) 894-5706 / james.holzapfel@wfadvisors.com •
Jim Holzapfel
Hagerstown
www.holzapfelinvestmentgroup.com
Leo KellyHighTower (410) 472-5381 / lkelly@hightoweradvisors.com
Hunt Valley
www.kellywealthmgmt.com
Brian Kroneberger Jr.
RBC WM
Hunt Valley
• • • •
738 1.53.5
• • • • •1,326 5 10
(410) 316-5454 / brian.kroneberger@rbc.com
www.rbcwmfa.com/dkgroup/
Raymond James
(888) 465-8424 / john.lynch@lynchretirementgroup.com•
John Lynch
Fulton
www.lynchretirementgroup.com
• • •1,2002.5 4
•
524
1.5
5
Graystone Consulting
(410) 736-5367 / james.k.meek@msgraystone.com •••••
James Meek
1,348
12.518
Baltimore
www.morganstanleygc.com/jkmeekgroup
Merrill Lynch PBIG
(800) 595-4197 / william_orr@ml.com
William F. Orr
Frederick
pwa.ml.com/theorrgroup
Merrill Lynch Wealth Mgmt (410) 321-4340 / kent_pearce@ml.com
Kent Pearce
Towson
www.fa.ml.com/pearce_group
• • • 1,144 720
SPC Financial, Inc
(301) 770-6800 / jsella@spcfinancial.com
E. Geoffrey Sella
Rockville
www.spcfinancial.com
•
•
6400.68
1
Merrill Lynch PBIG
(800) 765-6194 / james_atwood@ml.com
James Atwood
Boston
pwa.ml.com/theatwoodgroup
• • 4,361 4575
D.K. Brede Inv Mgmt
(781) 444-9367 / dkb@bredeinvestment.com
Debra Brede
Needham
www.bredeinvestment.com
• • •
•
753 23.5
(617) 654-2253 / ross.dolgoff@jpmorgan.com
• • •2,700 5 10
(508) 366-3883 / advisors@grimesco.com
Timothy GrimesGrimes
Westborough
www.grimesco.com
• • 2,0083.5 7
Kaplan Financial Svcs
(617) 527-1557 / susan.kaplan@lpl.com
Susan Kaplan
Newton
www.kaplan-financial.com
•
J.P. Morgan Securities
Ross Dolgoff
Boston
MASSACHUSETTS
• • • • 590 1015
•
• 1,6003.75 10
Morgan Stanley WM
(877) 535-4437 / stephen.kelliher@morganstanley.com
Stephen Kelliher
• •••••
2,700
5.510
Norwell
www.kellihercorbettgroup.com
Morgan Stanley PWM
(617) 478-6500 / victor.livingstone@morganstanleypwm.com
Victor Livingstone
Boston
www.morganstanley.com
•
Ameriprise Financial
(617) 607-3366 / richard.r.miller@ampf.com
Richard Miller
Wellesley
www.richardmiller.com
•
•
•
J.P. Morgan Securities
(617) 654-2318 / peter.noonan@jpmorgan.com
Peter Noonan
Boston
www.jpmorgansecurities.com/peternoonan
•
• • 1,432 16100
(617) 654-2252 / james.odorczuk@jpmorgan.com
• • •2,700 5 10
J.P. Morgan Securities
James Odorczuk
Boston
•
•
•
3,604
25
100
7030.59 1.3
As of July 1, 2015
SPECIAL ADVERTISING SECTION MASS.
Morgan Stanley WM
(617) 589-3373 / raju.pathak@morganstanley.com
Raju Pathak
Boston
www.morganstanleyfa.com/pathakgroup
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
s
i on
ow
m
End
Firm / City
Phone, E-Mail & Website
Name
dat
Re
(Up tail
to $
1m
il)
Hig
($1 h Ne
-10 t W
mil orth
)
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
• • •$1,317 $8$15
Graystone Consulting
(617) 589-3229 / peter.b.princi@msgraystone.com •••••
Peter Princi
3,570
7.515
Boston
www.morganstanleyfa.com/theprincigroup
Merrill Lynch PBIG
(800) 926-5579 / Raj Sharma
Boston
www.pwa.ml.com/sharma_group
• • • •7,169 1015
Morgan Stanley PWM
(617) 570-9240 / brian.s.strachan@morganstanleypwm.com
Brian Strachan
Boston
www.morganstanleypwa.com/thestrachangroupsb
•
•
•
2,495
10
20
NV.
MO.
MI.
MINNESOTA
M I C HI GA N
Merrill Lynch PBIG
(866) 260-6235 / douglas_iles@ml.com •••• 674 520
Douglas Iles
Saginaw
pwa.ml.com/the_iles_group
David Kudla
Mainstay Capital Mgmt
Grand Blanc
(866) 444-6246 / mainstay@mainstaycapital.com
www.mainstaycapital.com
•
• • 1,8530.5 4
John Kulhavi
Merrill Lynch WM
Farmington Hills
(888) 273-1093 / john_kulhavi@ml.com
www.fa.ml.com/kulhavi
• • • • 1,191 520
(248) 641-7400 / leon.labrecque@ljpr.com
Leon LaBrecqueLJPR
Troy
ljpr.com
Stephens WM Group (810) 732-7411 / sheryl.stephens@stephenswmg.com•
Sherri Stephens
Flint
www.stephenswmg.com
•
RBC WM
(952) 476-0555 / bigwatergroup@rbc.com
Aaron M. Howe
Wayzata
www.bigwatergroup.com
• •
N.H.
•
Accredited Investors
(952) 841-2222 / ross@accredited.com
Ross Levin
Edina
accredited.com
•
447 1.2
3
4792.5 8
• • 1,4313.6 5
Marks Group WM
(952) 582-6100 / ben.marks@marksgroup.com
Bennett Marks
Minnetonka
www.marksgroup.com
• • •• • 655 2 5
UBS Financial Services
(612) 303-5851 / mark.w.rethlake@ubs.com
Mark Rethlake
Minneapolis
financialservicesinc.ubs.com/fa/markwrethlake/
• • • 471 210
Morgan Stanley WM
(800) 321-6426 / dowellgroup@morganstanley.com• ••••1,198 25
Michael Dowell
Jackson
www.morganstanleyfa.com/dowellgroupsb/
Robert L. Millner
Morgan Stanley WM
St. Louis
(314) 889-9868 / robert.millner@morganstanley.com• • • 680 2 5
www.morganstanleyfa.com/themillnergroup
Wells Fargo Advisors
(800) 866-2801 / mike.moeller@wfadvisors.com
Michael Moeller
Chesterfield
www.themoellergroup.net
• •••••1,125 23
Deborah Danielson
Danielson Financial Group (702) 734-7000 / deborah@danielsonfinancialgroup.com•
Las Vegas
www.danielsonfinancialgroup.com
Randy A. Garcia
The Investment Counsel Co (702) 871-8510 / randy@iccnv.com • • • 907 511
Las Vegas
www.iccnv.com
Ameriprise Financial
(603) 606-4255 / robert.a.bonfiglio@ampf.com
Robert Bonfiglio
Bedford
www.bobbonfiglio.com
NEW JERSEY
• •••683
0.8
1.5
•
•
•
510
2
5
•
3430.75 2.5
Morgan Stanley WM
(603) 422-8901 / john.f.habig@morganstanley.com •
John Habig
Portsmouth
www.morganstanleyfa.com/habig
• • •
364 12.5
Wells Fargo Advisors
(603) 334-4032 / kevin.obrien@wellsfargoadvisors.com•
P. Kevin O’Brien
Portsmouth
www.obrienwmg.com
•
281
•
0.5 0.5
Merrill Lynch WM
(609) 243-7976 / jim_barry@ml.com
Jim Barry
Princeton
fa.ml.com/barry_team
• • • • •3,342 2 7
Merrill Lynch WM
800-245-9819 / bruce_g_barth@ml.com
Bruce G. Barth
Newark
www.fa.ml.com/barthgroup
• ••••• 784
1.54
Jack Burke
Merrill Lynch Wealth Mgmt (973) 410-2309 / john_j_burke@ml.com
Florham Park
www.fa.ml.com/the_harbor_group
MACRO Consulting
(973) 451-9400 / info@macroconsultinggroup.com
Mark Cortazzo
Parsippany
www.macroconsultinggroup.com
• • • 2,176 615
•
Mary Deatherage
Morgan Stanley PWM
Little Falls
(973) 890-3015 / mary.m.deatherage@morganstanleypwm.com•
www.morganstanleyfa.com/mary_deatherage
Mark Fendrick
UBS Financial Services
Mt. Laurel
(856) 985-2070 / mark.fendrick@ubs.com
www.ubs.com/team/fendrickgroup
• •
•
•
985 2.56.5
2,350
10
15
• •• 622 35
As of July 1, 2015
Merrill Lynch WM
(800) 677-9405 / bruce_gsell@ml.com
Bruce Gsell
Edison
fa.ml.com/gsellgroup
John Hudspeth
Merrill Lynch WM
Mount Laurel
(800) 521-9399 / john_r_hudspeth@ml.com
fa.ml.com/brownehudspeth
Merrill Lynch WM
(908) 685-3252 / elliott_m_kugel@ml.com
Elliott Kugel
Bridgewater
www.fa.ml.com/kugelbriegs
•
•
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
•$6,676 $2 $5
• •• 702 24
•
• • 1,0951.7 3
Merrill Lynch WM
(800) 694-5340 / joseph_lauricella@ml.com •••• 8331030
Joseph Lauricella
Montvale
www.fa.ml.com/joseph_lauricella
NEW YORK
N.M.
NEW JER SEY
Mark Lichtenfeld
UBS PWM
Florham Park
(973) 360-4369 / thesomersethillsgroup@ubs.com
www.ubs.com/team/thesomersethillsgroup
•
•
•
• 1,710
510.5
CFS Investment Adv Svcs (973) 826-8800 / greg@cfsias.com
Gregory Makowski
Totowa
www.cfsias.com
• ••• 810 25
Merrill Lynch WM
(800) 288-3249 / james_p_maltese@ml.com
James Maltese
Edison
www.fa.ml.com/maltesegroup
• • •1,462 3 5
Massey, Quick & Co., LLC (973) 525-1000 / partners@masseyquick.com ••••2,788
Stewart Massey
8.725
Morristown
www.masseyquick.com
Wells Fargo Advisors
(800) 527-4960 / neil.mcpeak@wfadvisors.com
Neil McPeak
Linwood
www.mcpeakgroup.wfadv.com
• ••• 886 15
Murphy Capital Mgmt
(908) 719-6430 / info@murphycapital.com
John J. Murphy
Gladstone
www.murphycapital.com
• ••••• 769
1.33
CFS Investment Adv Svcs (973) 826-8800 / harris@cfsias.com
Harris Nydick
Totowa
www.cfsias.com
• ••• 810 25
(973) 428-3400 / vickip@npcofinancial.com
Nicholas A. Pascarella Cetera Advisors
Parsippany
www.npcofinancial.com
•
•
873 13.4
Todd Sherman
Morgan Stanley WM
Mt. Laurel
(888) 651-0085 / todd.sherman@morganstanley.com•
www.morganstanleyfa.com/shermansobin
•
500 3 3
Mark Tobias
Morgan Stanley WM
New Brunswick
(732) 435-2225 / mark.s.tobias@morganstanley.com•
www.morganstanleyfa.com/mark_tobias
• •
850 3 8
• •
447 1.83.5
Raymond James
(505) 881-5100 / info@johnmoore.com
John Moore
Albuquerque
www.johnmoore.com
•
Lewis Altfest
Altfest Personal WM
New York
(212) 406-0850 / inquiry@altfest.com
www.altfest.com
• • •1,187 2 4
Jay Canell
Morgan Stanley WM
New York
(212) 551-7232 / jay.canell@morganstanley.com
www.morganstanleyfa.com/canell/
• • • •3,400 1525
Neil Canell
Morgan Stanley WM
New York
(212) 551-7242 / neil.canell@morganstanley.com
www.morganstanleyfa.com/canell/
• • • •3,400 1525
Roger Coleman
Morgan Stanley WM
Garden City
(516) 227-5600 / roger.v.coleman@ms.com
www.morganstanleyfa.com/colemangroup
•
Steve Condos
Morgan Stanley PWM
New York
(212) 492-6335 / steve.condos@morganstanleypwm.com
www.morganstanleypwa.com/apollogroup
•
•
Nancy Cooley
Morgan Stanley PWM
New York
(212) 315-6228 / nancy.cooley@morganstanleypwm.com•
www.morganstanleypwa.com/thecmfgroup
•
•
Mark Donohue
Morgan Stanley WM
New York
(888) 270-0542 / mark.donohue1@ms.com
www.morganstanleyfa.com/donohue/
• • •27,638 25 50
•
•
3,160
10
25
1,445
25
30
• • • • •1,856 2040
Graystone Consulting
(585) 389-2271 / marc.r.fischer@msgraystone.com• •••••
Marc R. Fischer
4,3003535
Rochester
www.morganstanleyic.com/ftc
Gregg Fisher
Gerstein Fisher
New York
(212) 968-0707 / info@gersteinfisher.com
www.gersteinfisher.com
Martin Halbfinger
UBS Financial Services
New York
(212) 821-2010 / martin.halbfinger@ubs.com
www.ubs.com/team/halbfingergroup
• • • •3,637 2035
Harvey Kadden
Morgan Stanley PWM
New York
(212) 883-7777 / harvey.kadden@morganstanleypwm.com•
www.morganstanleyfa.com/kpkgroup
•
Jonathan Kass
Merrill Lynch WM
New York
(800) 800-2280 / jonathan_e_kass@ml.com
www.fa.ml.com/kf_group
• • 4,414 825
• •••••
3,251
1.55
3.9
•
•
2,175
5
As of July 1, 2015
25
(212) 713-9201 / jason.m.katz@ubs.com
www.ubs.com/team/katz
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Jason Katz
UBS Financial Services
New York
Gerard Klingman
Klingman & Associates, LLC(212) 867-7647 / gklingman@klingmanria.com
New York
www.klingmanria.com
• • 1,499 1015
M. Robin Krasny
Morgan Stanley WM
New York
(888) 243-5316 / robin.krasny@ms.com
www.morganstanleyfa.com/klwealthmanagementgroup/
• • 1,120 715
Ameriprise Financial
(631) 770-0335 / jonathan.s.kuttin@ampf.com
Jonathan Kuttin
Melville
kuttin-metiswealthmanagement.com
NEW YORK
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
•
•
•
•
•
•$1,550 $7 $17
• 1,9950.95 3.9
Christopher Mahoney
Merrill Lynch WM
West Nyack
(845) 348-6903 / christopher_j_mahoney@ml.com
fa.ml.com/mahoney_group
Terence Markey
Morgan Stanley PWM
New York
(212) 296-6088 / terry.markey@morganstanleypwm.com
www.morganstanleypwa.com/fmmsgroup
W. Corby May
Merrill Lynch WM
Garden City
(516) 877-8290 / wcorby_may@ml.com
www.fa.ml.com/mayparksmalfettone
John Mirsepahi
Morgan Stanley WM
New York
(212) 382-8456 / john.mirsepahi@morganstanley.com
• •••••
2,9001020
www.morganstanleyfa.com/thejmgroup
Deborah Montaperto
Morgan Stanley PWM
New York
(212) 893-6465 / deborah.d.montaperto@ms.com ••••6,3092550
morganstanleypwa.com/polkwealthmanagementgroup/
Daniel O’Connell
Merrill Lynch WM
Garden City
(516) 877-8316 / daniel_o’connell@ml.com ••••2,436 915
fa.ml.com/daniel_o_connell
Craig Pastolove
Morgan Stanley WM
New York
(212) 296-1026 / craig.pastolove@morganstanley.com
www.morganstanleyfa.com/excelsiorwealthmanagement/
Lyon Polk
Morgan Stanley PWM
New York
(212) 893-6400 / lyon.polk@morganstanleypwm.com ••••8,8712550
www.morganstanleypwa.com/polkwealthmanagementgroup
Michael Poppo
UBS Financial Services
New York
(212) 626-8721 / michael.poppo@ubs.com ••••1,210 812
Shawn Rubin
Morgan Stanley WM
New York
(212) 893-6322 / shawn.a.rubin@ms.com
www.morganstanleyfa.com/theabacusgroup
• •1,500 510
Stephen Ruvituso
Merrill Lynch PBIG
White Plains
(914) 241-6409 / stephen.ruvituso@ml.com
www.pwa.ml.com/rkms
• • • 1,343 1225
Frank J. Sabia
UBS Financial Services
White Plains
(914) 287-6010 / frank.sabia@ubs.com
www.ubs.com/fa/franksabia
Richard Saperstein
Treasury Partners/HighTower(917) 286-2777 / rsaperstein@treasurypartners.com
New York
www.treasurypartners.com
David Schwartz
FCE Group
Great Neck
(516) 487-8220 / dhs@fcequities.com
www.fcequities.com
• • • • •1,125 3 3
Theodore Serure
J.P. Morgan Securities
New York
(212) 272-6448 / ted.serure@jpmorgan.com
• • • •1,500 1025
Michael Siden
Morgan Stanley WM
New York
(212) 296-1044 / michael.siden@morganstanley.com• • • • • 1,165 1745
www.morganstanleyfa.com/sidengroup
Evan Steinberg
Morgan Stanley PWM
New York
(212) 893-7501 / evan.steinberg@ms.com
• • • •2,736 3 5
•
•
•
•
6,400
30
60
• • • •1,326 7 17
• • • 1,411 4.5 10
• • • •2,429 5 15
• • • 7,111 1540
• • • 1,500 710
N. CAROLINA
LVW Advisors, LLC
(585) 267-4900 / lvandusen@lvwadvisors.com •••••4,1875075
Lori Van Dusen
Pittsford
www.lvwadvisors.com
Ron Vinder
UBS Financial Services
New York
(212) 333-8852 / ron.vinder@ubs.com
financialservicesinc.ubs.com/fa/ronvinder/
Todd Yannuzzi
Morgan Stanley WM
New York
(212) 296-1051 / todd.yannuzzi@ms.com
www.morganstanleyfa.com/fifthavenuegroup
• 4,272 30125
• ••••2,3261020
Wells Fargo Advisors
(704) 655-7696 / chris.davis@wfadvisors.com
Christopher Davis
Davidson
www.davidsonwealthmgt.com
•
UBS Financial Services
(704) 362-8282 / mason.rankin@ubs.com
Sam Rankin
Charlotte
ubs.com/team/rankin
• ••••• 923 15
• 1,489 0.752.75
Janney Montgomery Scott (919) 791-3832 / grooth@janney.com ••••• 355 38
Gary Rooth
Raleigh
www.roothinvestmentpartners.com
As of July 1, 2015
N. C .
OHIO
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
• •••••
$1,158$3$5
Ameriprise Financial
(704) 540-9996 / mark.walker@ampf.com
Mark Walker
Charlotte
www.markwalkeradvisor.com
•
• •
760 11.5
Raymond James
(440) 974-0808 / randy.carver@raymondjames.com •
Randy Carver
Mentor
www.carverfinancialservices.com
• • •
987 0.81.5
(614) 888-2121 / chornyak@chornyak.com
Joseph A. Chornyak, Sr. Chornyak & Associates
Columbus
www.chornyak.com
•
• • •
840 23.5
UBS Financial Services
(937) 226-6561 / tim.cornell@ubs.com
Timothy Cornell
Dayton
ubs.com/team/cnteam/
• • •• 796 2 5
UBS Financial Services
New Albany
(614) 939-2202 / charles.dankworth@ubs.com
www.ubs.com/team/thedankworthgroup
• • 970 1030
Morgan Stanley WM
(614) 473-2401 / brian.j.edwards@morganstanley.com•
Brian Edwards
Columbus
www.morganstanleyfa.com/theedwardsgroupsb
•
Merrill Lynch PBIG
(513) 579-3888 / joseph_evelo@ml.com
Joseph Evelo
Cincinnati
pwa.ml.com/evelosingersullivan
• • 2,418 1525
712
2
5
UBS Financial Services
(419) 318-5500 / craig.findley@ubs.com
Craig Findley
Sylvania
www.ubs.com/findleywisewealthmanagement
• • • •1,548 5 10
Sequoia Financial Advisors (330) 375-9480 / thaught@sequoia-financial.com
Thomas Haught
Akron
www.sequoia-financial.com
•
UBS Financial Services
(513) 792-2139 / john.lawrenceiii@ubs.com
Tad Lawrence
Cincinnati
ubs.com/team/lawrenceburchenal
• • • • •5,362 1220
NCA Financial Planners
(440) 473-1115 / kmyeroff@ncafinancial.com
Kevin Myeroff
Cleveland
ncafinancial.com
•
Budros Ruhlin & Roe
(614) 481-6900 / daniel.roe@b-r-r.com
Daniel Roe
Columbus
www.b-r-r.com
• • • • •2,025 4 5
Merrill Lynch PBIG
(513) 579-3888 / david_singer@ml.com
David Singer
Cincinnati
pwa.ml.com/evelosingersullivan
Steven Stocker
ORE .
dat
Linden Thomas and Co
(704) 554-8150 / info@lindenthomas.com
Stephen Thomas
Charlotte
www.lindenthomas.com
Charles Dankworth
Investment Partners, LTD
New Philadelphia
(330) 308-9707 / sstocker@invp.com
www.invp.com
•
• 1,544 1.63.75
• • • • 1,238 1.52.5
• • 2,418 1020
• •••• 843
0.48
2.5
UBS Financial Services
(419) 318-5500 / kenneth.wise@ubs.com
Kenneth Wise
Sylvania
www.ubs.com/findleywisewealthmanagement
• • • •1,548 510
Raymond James
(541) 683-2900 / charlene@carterandcarter.com
Charlene Carter
Eugene
www.carterandcarter.com
•
• •
3101.5 2
Ameriprise Financial
(503) 439-1880 / chad.r.martindale@ampf.com
Chad Martindale
Portland
www.ameripriseadvisors.com/chad.r.martindale/
•
•
3130.66 1.4
McGee WM
(503) 597-2222 / info@mcgeewm.com
Judith McGee
Portland
www.mcgeewm.com
•
• • 4281.5 5
RBC WM
(215) 557-1702 / robert.boland@rbc.com
Robert Boland
Philadelphia
www.bolandinvestmentgroup.com
•
• • • 9786.9 20
•
•
Patricia C. Brennan
PENNSYLVANIA
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
Key Financial
West Chester
(610) 429-9050 / pbrennan@keyfinancialinc.com
keyfinancialinc.com
Merrill Lynch WM
(412) 749-7912 / william_brownjr@ml.com
William H. Brown, Jr. Sewickley
www.fa.ml.com/thebrownhurrayplantzgroup
Anthony DiValerio, Jr.
Morgan Stanley PWM
West Conshohocken
•
5841.8 3
• •• 880 25
(610) 260-7049 / anthony.divalerio@morganstanleypwm.com
www.morganstanleyfa.com/frontstreetgroup
•
•
•
1,200
30
75
Mill Creek Capital Advisors (610) 941-7714 / jgross@millcreekcap.com •••••
Joshua Gross
3,5751425
Conshohocken
www.millcreekcap.com
Merrill Lynch WM
(267) 757-1409 / greg_hayes@ml.com
Gregory Hayes
Yardley
fa.ml.com/gregory_hayes
•
Hudock Moyer Wealth Res (866) 855-0569 / bhudock@hudockcapital.com
Barbara Hudock
Williamsport
www.hudockcapital.com
• •••• 547 35
Hefren-Tillotson, Inc.
(412) 633-1574 / meredithgroup@hefren.com
James Meredith
Pittsburgh
www.hefren.com
•
• • • •
695 12.5
• • 1,4541.5 4
As of July 1, 2015
SPECIAL ADVERTISING SECTION R.I.
PENNSYLVA NI A
S.D. S.C.
TENN ESSEE
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
s
i on
Merrill Lynch WM
(610) 687-7925 / jdouglas_moran@ml.com
J. Douglas Moran
Wayne
fa.ml.com/jdm
•
•
Merrill Lynch WM
(610) 594-1131 / robert_moranjr@ml.com
Robert P. Moran, Jr.
Exton
fa.ml.com/robert_moranjr
•
• • • 3941.5 3
Wells Fargo Advisors
(215) 564-8487 / john.j.parker@wfadvisors.com
John Parker
Philadelphia
home.wellsfargoadvisors.com/john.j.parker
• • •1,530 3 5
Morgan Stanley WM
(215) 854-6272 / eric.salmansohn@morganstanley.com
Eric Salmansohn
Philadelphia
www.morganstanleyfa.com/libertywealthmanagementgroup
•
•
•
•
$342 $3.5$4.5
1,431
3 10
Raymond James
(855) 473-4537 / thomas.seiler@raymondjames.com• • • • • 625 5 6
Thomas Seiler
Newtown
raymondjames.com/theseilergroup
Wells Fargo Advisors
John Solis-Cohen
Jenkintown
(215) 572-4276 / john.solis-cohen@wfadvisors.com• •• 896 35
Merrill Lynch WM
(610) 594-1186 / scott_wisman@ml.com
D. Scott Wisman
Exton
fa.ml.com/wisman_willisgroup
•
• •
Raymond James
(401) 596-2800 / mmakin@ppgadvisors.com
Malcolm Makin
Westerly
ppgadvisors.com
•
• • • 1,0551.5 3
8022.5 4
Morgan Stanley WM
(855) 899-0509 / david.r.reiser@morganstanley.com• • • 452 2 3
David Reiser
Newport
www.morganstanleyfa.com/reiser/index.htm
Richard C. Young & Co., Ltd.(888) 456-5444 / info@younginvestments.com
Matthew A. Young
Newport
www.younginvestments.com
TEXAS
End
Firm / City
Phone, E-Mail & Website
Name
dat
Re
(Up tail
to $
1m
il)
Hig
($1 h Ne
-10 t W
mil orth
)
h
Directory of Barron’s-Ranked
Financial Advisors
Fou
n
•
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
BARRON’S
•
•
• 1,0221.84
5
Morgan Stanley WM
(843) 727-7771 / derrick.a.sullivan@morganstanley.com
Derrick Sullivan
• •••• 936 820
Charleston
www.morganstanleyfa.com/thesullivancrawfordgroup
Gordon Wollman
Raymond James
Sioux Falls
(605) 352-9490 / cfs@gordonwollman.com
www.gordonwollman.com
•
Morgan Stanley WM
(615) 298-6554 / christi.edwards@morganstanley.com•
Christi Edwards
Nashville
www.morganstanleyfa.com/christi.edwards
• •
255 0.81.7
•
658
•
3
5
Merrill Lynch PBIG
(615) 747-5625 / eklindt@ml.com •••• 8901530
Eric Klindt
Nashville
pwa.ml.com/klindtcole
Merrill Lynch PBIG
(865) 521-8805 / dugan_mclaughlin@ml.com ••••• 6741725
Dugan McLaughlin
Knoxville
www.pbig.ml.com
Merrill Lynch WM
(615) 750-1057 / mitzi_c_michaelson@ml.com
Mitzi Michaelson
Brentwood
www.fa.ml.com/wallace_michaelson
•
•
Corda Investment Mgmt
(713) 439-0665 / bonner@cordamanagement.com
Bonner C. Barnes
Houston
www.cordamanagement.com
•
•
Merrill Lynch WM
(713) 658-1386 / james_coffeejr@ml.com
James Coffee
Houston
www.fa.ml.com/james_coffeejr
• • •3,939 5 7
J.P. Morgan Securities
(214) 979-7770 / chester.donnally@jpmorgan.com
Don Donnally
Dallas
www.jpmorgansecurities.com/donnallygroup
• • • • 3,600 1235
UBS Financial Services
(469) 440-0547 / ira.kravitz@ubs.com
Ira Kravitz
Plano
financialservicesinc.ubs.com/team/kravitzgroup/
•
• •
5774.5 6
Tanglewood WM
(713) 840-8880 / John Merrill
Houston
www.tanglewoodwealth.com
•
• •
8332.5 5
•
3601.66
3
675 0.51.5
Morgan Stanley WM
(214) 696-7175 / marie.a.moore@ms.com
Marie A. Moore
Dallas
www.morganstanleyfa.com/themooregroup/
• • • 360 515
Ameriprise Financial
(713) 332-4422 / darrell.r.pennington@ampf.com
Darrell Pennington
Houston
www.penningtonwealth.com
•
Merrill Lynch WM
(972) 386-1349 / richard.piatas@ml.com
Richard Piatas
Dallas
www.fa.ml.com/richard.piatas
Morgan Stanley WM
R. Scot Smith
Dallas
•
742 1.52.5
• • 2,555 1025
(214) 696-7064 / scot.smith@morganstanley.com • • •• 475 2 3
Morgan Stanley WM
(713) 966-2177 / murray.snow@ms.com
Murray Snow
Houston
morganstanleyfa.com/thesnowgroup
•
• • •
Ameriprise Financial
(713) 332-4400 / scott.b.tiras@ampf.com
Scott Tiras
Houston
tiraswealth.com
•
• • 1,902 23.5
7002.5 5
As of July 1, 2015
VT.
U T.
Hal Anderson
Soltis Investment Adv
St. George
(800) 735-1601 / hal@soltisadvisors.com
www.soltisadvisors.com
Wells Fargo Advisors
(802) 864-2667 / jen.kelley@wfadvisors.com
Jennifer Kelley
Burlington
www.kelleybrooks.wfadv.com
•
•
•
•
Typ
Wo ical
rth Net
($m
il)
Tea
As m To
set ta
s ($ l
mi l
)
Typ
Siz ical
e ($ Acc
mil ou n
)
t
nal
tio
titu
I ns
ent
s
ow
m
End
s
i on
dat
Fou
n
Firm / City
Phone, E-Mail & Website
Name
Ult
($1 ra-Hi
0 m gh
il+) Net
Wo
rt
Directory of Barron’s-Ranked
Financial Advisors
h
SPECIAL ADVERTISING SECTION il)
Hig
($1 h Ne
-10 t W
mil orth
)
•
Re
(Up tail
to $
1m
BARRON’S
•$1,690 $8$15
•
2771.25 2.5
Morgan Stanley WM
Tim Stotz
Burlington
(802) 863-7709 / timothy.stotz@morganstanley.com• ••••• 703
2.54
Garret Alcaraz
(757) 431-6375 / gary.alcaraz@wfadvisors.com
www.alcarazfisherjustiswmg.wfadv.com
Wells Fargo Advisors
Virginia Beach
• •••••
1,454
1.5
3.5
Wells Fargo Advisors
(703) 739-4548 / tristan.caudron@wfadvisors.com • •••••
Tristan Caudron
1,525
1.5
2.5
Alexandria
www.speckcaudron.com
VIRGINIA
Glassman Wealth Services (703) 534-4444 / lisa@glassmanwealth.com
Barry Glassman
McLean
www.glassmanwealth.com
• • • 793 710
JoycePayne Partners
(804) 358-2702 / mjoyce@joycepaynepartners.com •
Michael Joyce
Richmond
www.joycepaynepartners.com
• •
Ameriprise Financial
(703) 226-2300 / soo.m.kim@ampf.com
Soo Kim
Vienna
www.ameripriseadvisors.com/soo.m.kim/
•
• 1,0250.75 1.5
Wells FiNet
(703) 760-5717 / jeff.leclair@wellsfargo.com
Jeff LeClair
McLean
www.leclairlemlihapproach.com
• •••••
1,234 520
6402.5 3
Wells Fargo Advisors
(888) 465-8422 / joe.montgomery@wellsfargoadvisors.com •••••
Joseph Montgomery
15,205 715
Williamsburg
www.osg.wfadv.com
(703) 468-2700 / pk@hightoweradvisors.com
Paul PagnatoHighTower
Reston
www.hightoweradvisors.com/pagnatokarp
• • • 2,354 2540
Robert W. Baird
(571) 203-1600 / gssmith@rwbaird.com
Gregory S. Smith
Reston
www.thewiseinvestorgroup.com
•
•
• 2,2301.02
3
WASHINGTON
Wells Fargo Advisors
(703) 739-1439 / ryan.sprowls@wellsfargoadvisors.com
Ryan Sprowls
• •••••
1,000
1.25
2.5
Alexandria
sdkwealth.com
(703) 734-9322 / greg.sullivan@sbsbinc.com
Greg SullivanSBSB
McLean
www.sbsbinc.com
• • • • •2,854 5 10
Robert W. Baird
(571) 203-1600 / ewightman@rwbaird.com
Eric Wightman
Reston
www.thewiseinvestorgroup.com
• • •2,230 1 3
Morgan Stanley WM
(425) 453-5833 / michael.j.ernst@morganstanley.com•
Michael Ernst
Bellevue
www.morganstanleyfa.com/northwestcapitalgroup
•
Evergreen Gavekal
(425) 467-4600 / dhay@evergreengavekal.com
David Hay
Bellevue
evergreengavekal.com
•
• • • 1,3681.2 5
Pacific Portfolio
(206) 623-6641 / larry@pacific-portfolio.com
Lawrence Hood
Seattle
www.pacific-portfolio.com
• • • • •2,884 11 18
AGP Wealth Advisors
(800) 563-1636 / randall.s.linde@ampf.com
Randall Linde
Renton
www.agpwealthadvisors.com
•
•
UBS Financial Services
(425) 451-2350 / m.matthews@ubs.com
Michael Matthews
Bellevue
www.ubs.com/fa/mmatthews
•
• •
Freestone Capital Mgmt
(206) 707-7310 / erik@freestonecapital.com
Erik Morgan
Seattle
www.freestonecapital.com
• • •3,105 511
WI.
W. VA.
Erin Scannell
Ameriprise Financial
Mercer Island
(425) 709-2345 / erin.j.scannell@ampf.com
www.heritage-wealth.com
•
•
•
890 0.5
5
• 1,6880.75 1.5
6023.5 6
•
• • • 1,5201.5 2
Morgan Stanley WM
(425) 453-6916 / jason.weese@ms.com
Jason Weese
Bellevue
www.morganstanleyfa.com/jason.weese/
• • • 8757.520
RBC WM
(304) 697-2030 / david.j.miller@rbc.com
David Miller
Huntington
themillerinvestmentgroup.com
•
•
Wells Fargo Advisors
(304) 232-2550 / fred.scheeren@wfadvisors.com
Fred Scheeren
Wheeling
www.wfadvisors.com/fred.scheeren
•
• • • 5581.1 5
UBS Financial Services
(608) 831-4282 / andrew.burish@ubs.com
Andrew Burish
Madison
www.ubs.com/team/burishgroup
• •••••
3,428 23
David Spano
Annex WM
Elm Grove
(262) 786-6363 / dspano@annexwealth.com
www.annexwealth.com
•
•
•
261 0.250.75
507 0.40.8
As of July 1, 2015