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BT Wrap Wrap Sample Report Kit
Sample
Report Kit
This Sample Report Kit provides you with information on the various communications and reports you can expect to
receive as a Wrap investor. As a Wrap investor you can access all of your reports online via the Wrap DeskTop 24/7
using your Wrap investor number and password. You can also choose to receive your Wrap quarterly, tax and annual
statements online by registering for our faster, easier and greener eStatements.
What you will receive?
Wrap investors will receive the following:
Welcome Letter
`` Login details
`` Pins and Passwords
`` Cheque/deposit books (as requested).
Will be sent within 5 working days of Wrap receiving a complete and accurate application form and the first deposit
into the cash account.
Wrap Quarterly Reports (PS148 Reporting)
`` Cash Statement, Income Statement, PAYG, Transaction Report, Portfolio Valuation.
Will be sent within 28 days of quarter end. This is a legislative requirement.
Wrap Annual Reports
`` Wrap Annual Tax Statement (used to complete your Tax return)
Sent in tranches from the end of July until the end of October dependent on when components are received from
external parties. Wrap is one of the first to market with statement delivery ensuring you can complete your tax return
in a timely manner.
`` Wrap Annual Statement including portfolio valuation, annual income and expense report, cash account statement,
transaction history and insurance details.
Sent by 30th September each year. This is a legislative requirement.
Further information
`` Differences may appear across the Quarterly and Annual statements as a result of a Cash and accrual differences.
Your financial adviser can explain.
`` You will also receive correspondence from Wrap when a redemption is made from your Wrap account.
`` eStatements allow you to receive your statements at least 7 days earlier than mailed packs. An email notification
is sent as soon as it is made available on the DeskTop.
The statements, reports and correspondence samples are based on a hypothetical example and are provided for
guidance only. Actual versions provided to Wrap investors may vary from those provided in this document.
Sample Quarterly Report
15 October 2013
Investor name
JOHN CITIZEN – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
JOHN CITIZEN
ABC Trust
1 SYDNEY AVE
SYDNEY NSW 2000
SAMPLE Quarterly Investment Reports - 30 September 2013
We are pleased to enclose your Quarterly Investment Reports for the Quarter ending 30 September 2013.
The Quarterly Investment Report includes the following information:
•
•
•
•
•
Portfolio Valuation
Income and Expense Report
Cash Account Statement
Transaction Statement
Capital Protection Details
The reports will assist you to monitor your investments to:
•
Keep track of the status of your investments, including their market value
•
Review your investment income and expenses for each report period
•
Monitor the number of new investments and other transactions
•
Review the balance and transactions of your Cash Account
Please note the following points:
•
The opening balance for 1 July 2013 may differ from the closing balance on your last Quarterly Report for 30 June
2013. This is due to updated unit prices received from the fund managers and transactions that have settled after the
Quarterly Reports were issued.
•
A guide to your Quarterly Statements is available at https://www.investorwrap.com.au/wrap/taxguides or by contacting
your financial adviser.
Your financial adviser can provide you with additional copies of any of your previous Quarterly Reports on request.
If you have any questions regarding the enclosed information, please contact your financial adviser.
SAMPLE Investment Service
SAMPLE is administered by BT Portfolio Services Limited ABN 73 095 055 208.
Wealth Advisers Head Office
Wealth Advisers Limited is an Australian Services Licensee
Level 1, Sample Street, Sampleville NSW 2120
(AFSL No: 123456) and Life Insurance Broker.
Locked Bag 2, Sampleville NSW 1720
Wealth Advisers Limited is the Distributor of the Sample
Tel: +61 2 8222 2222 Fax: +61 2 2222 3333
Wrap Service
Email: mail@wealth.com.au
2
Sample Quarterly Report – Portfolio Valuation
SAMPLE Wrap
Portfolio Valuation
As at 30-Sep-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Investor HIN: 0012345678
Investment Category
Quantity
Australian Fixed Interest
AUI W/S High Yield Mortgage Trust
Macquarie Diversified Fixed Interest
Westpac Banking Corp Frn Aug23
10,263.65
51,463.96
1,115.00
Market ¹
Price ($)
Market Price
Effective Date
1.0020
1.0331
101.1000
27-Sep-2013
27-Sep-2013
30-Sep-2013
Sub Total
Australian Shares
AMP Limited
ANZ Banking Grp Ltd Conv. Pref.
BHP Billiton Limited
Commonwealth Bank.
Commonwealth Bank. Conv. Pref.
Insurance Australia Conv. Pref.
Macquarie Group Ltd Conv. Pref.
Suncorp Group Ltd Conv. Pref.
Suncorp Group Ltd Conv. Pref.
Vanguard Australian Share Index Fund
Vngd Aus Shares
2,200.00
496.00
340.00
370.00
370.00
247.00
135.00
70.00
575.00
70,175.06
1,735.00
4.6100
100.7500
35.7400
71.2100
105.2500
105.0500
102.2000
105.9500
102.1990
1.9435
67.9700
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
30-Sep-2013
Sub Total
Cash
BT Cap Protection Fund - Cash Class 2018
Westpac Term Dpst 3yr 1-JUL-16 4.50%
Working Cash Account
75,888.82
175,000.00
66,329.27
1.0147
1.0000
1.0000
30-Sep-2013
30-Sep-2013
30-Sep-2013
Sub Total
International Shares
Vanguard Intl Shares Index Fund (Hedged)
83,210.01
0.6664
30-Sep-2013
Sub Total
Property
Vngd Aus Prop Sec
510.00
59.7300
Sub Total
30-Sep-2013
Market
Value ($)
% of ²
Portfolio
10,284.18
53,167.42
112,726.50
0.95
4.93
10.45
176,178.10
16.34
10,142.00
49,972.00
12,151.60
26,347.70
38,942.50
25,947.35
13,797.00
7,416.50
58,764.42
136,385.23
117,927.95
0.94
4.63
1.13
2.44
3.61
2.41
1.28
0.69
5.45
12.65
10.94
497,794.25
46.17
77,004.39
175,000.00
66,329.27
7.14
16.23
6.15
318,333.66
29.52
55,451.15
5.14
55,451.15
5.14
30,462.30
2.83
30,462.30
2.83
3
Page 1 of 2
M01234567
For enquiries please contact your financial adviser
Sample Quarterly Report – Portfolio Valuation
SAMPLE Wrap
Portfolio Valuation
As at 30-Sep-2013
Investment Category
Quantity
Market ¹
Price ($)
TOTAL
Market Price
Effective Date
Market
Value ($)
% of ²
Portfolio
1,078,219.46
100.00
indicates you have Capital Protection. When Capital Protection commenced, you were issued with an interest in the protection
class of the Capital Protection Fund. Your interest in the protection class is valued at zero at the time of this statement.
1 The market price is the latest available exit price for unlisted managed funds, and the latest closing price for listed securities, for the report request date.
2 The percentage of portfolio value is rounded to two decimal places.
Information contained in this report excludes external assets / liabilities.
4
If you have transacted in a managed fund, this amount may be outstanding from your portfolio reports until confirmed by the fund manager. The information
contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is
general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac
Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other
way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law.
Page 2 of 2
M01234567
For enquiries please contact your financial adviser
Sample Quarterly Report – Quarterly Income and Expense
SAMPLE Wrap
Quarterly Income & Expense
1-Jul-2013 to 30-Sep-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Amount ($)
1,061,428.29
Portfolio Opening Value as at 1-Jul-2013
Deposits to Cash Account
Withdrawals from Cash Account
Asset transfers including new assets from corporate actions
Net income (expense)
Less investment income paid to external accounts/add dividends
received from non Wrap holdings *
Change in market value
Outstanding cash movements - unsettled managed fund trades
Total movements for the period
Total ($)
1,169.46
-20,000.00
-10,300.00
5,665.20
10,299.99
29,956.52
0.00
16,791.17
Portfolio Closing Value as at 30-Sep-2013
1,078,219.46
Income and expenses
Interest received
Dividends received *
Distributions received *
Fees, charges and taxes
Net income/expense
506.33
3,669.42
4,833.59
-3,344.14
5,665.20
Change in market value
Current assets
Disposed assets
Net change in market value
30,427.55
-471.03
Total gain after fees
29,956.52
35,621.72
*Direct equity dividend income is reported on an entitlements basis and may vary from the amount paid into the Cash Account. Distribution income is
recorded on a cash basis. Where distributions have not been received at period end, investments in managed funds reflected in the portfolio valuation are
valued using the cum distribution exit price.
The Income and Expense Report has been prepared on a cash basis, unless otherwise stated. Changes in market value exclude any gains or losses
arising from assets held outside the service. This report does not provide the gain or loss on disposal for tax purposes and should not be relied upon in
making decisions about your tax position. You should seek professional advice regarding your tax position. The information contained in this statement is
given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and
should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related
entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of
negligence for errors or omissions. This disclaimer is subject to any requirement of the law.
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
5
Sample Quarterly Report – Cash Account Statement
SAMPLE Wrap
Cash Account Statement
1-Jul-2013 to 30-Sep-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Investment Summary
Opening balance as at 1-Jul-2013
$244,564.94
Closing balance as at 30-Sep-2013
$66,329.27
Transaction Details
Effective Date Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
Balance ($)
1-Jul-2013
Opening Balance
244,564.94
1 Jul 2013
Trade
1 Jul 2013
Interest
1 Jul 2013
Dividend
MACQUARIE CPS TR
1 Jul 2013
Dividend
WBCPA DST
1 Jul 2013
Account Keeping
Fee
for the period 01 Jun 2013 to
30 Jun 2013
-300.10
81,667.83
1 Jul 2013
Protection
Acquisition Cost
for the period 01 Jun 2013 to
30 Jun 2013
-74.13
81,593.70
1 Jul 2013
Protection Issuer
Fee
for the period 01 Jun 2013 to
30 Jun 2013
-46.38
81,547.32
1 Jul 2013
Ongoing Adviser
Fee
for the period 01 Jun 2013 to
30 Jun 2013
-560.09
80,987.23
8 Jul 2013
Distribution
Vanguard Aust Shrs Index Fd
VAN0002AU
727.39
81,714.62
8 Jul 2013
Distribution
Vanguard Intl Shrs Indx Hdgd
VAN0105AU
2,063.02
83,777.64
9 Jul 2013
Distribution
Macq Mstr Diversfd F/Int
MAQ0274AU
115.90
83,893.54
16 Jul 2013
Distribution
Aust Unity W/S HghYld
Mortgage AUS0005AU
48.80
83,942.34
18 Jul 2013
Dividend
VANGUARD DIV
818.61
84,760.95
18 Jul 2013
Dividend
VANGUARD DIV
122.86
84,883.81
22 Jul 2013
Partial Bank Direct
Application of 175000.00 units
of Westpac Term Dpst 3yr
1-JUL-16 4.50% @ $1.0000
(Fee - $30.50)
-175,030.50
69,534.44
506.33
70,040.77
10,866.69
80,907.46
1,060.47
81,967.93
-20,000.00
64,883.81
6
Page 1 of 3
M01234567
For enquiries please contact your financial adviser
Sample Quarterly Report – Cash Account Statement
SAMPLE Wrap
Cash Account Statement
1-Jul-2013 to 30-Sep-2013
Transaction Details
Effective Date Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
24 Jul 2013
CapP Rebalance
Trade
Partial Redemption of
25332.84 units of BT Cap
Protection Fund - Cash Class
2018 @ $1.0099
26 Jul 2013
CapP Rebalance
Trade
Application of 25327.83 units
of BT Cap Protection Fund Cash Class 2018 @ $1.0101
-25,583.64
64,883.81
1 Aug 2013
Account Keeping
Fee
for the period 01 Jul 2013 to
31 Jul 2013
-309.39
64,574.42
1 Aug 2013
Protection
Acquisition Cost
for the period 01 Jul 2013 to
31 Jul 2013
-154.67
64,419.75
1 Aug 2013
Protection Issuer
Fee
for the period 01 Jul 2013 to
31 Jul 2013
-96.77
64,322.98
1 Aug 2013
Ongoing Adviser
Fee
for the period 01 Jul 2013 to
31 Jul 2013
-593.13
63,729.85
19 Aug 2013
CapP Rebalance
Trade
Partial Redemption of
28584.91 units of BT Cap
Protection Fund - Cash Class
2018 @ $1.0116
21 Aug 2013
CapP Rebalance
Trade
Application of 28576.44 units
of BT Cap Protection Fund Cash Class 2018 @ $1.0119
22 Aug 2013
Dividend
SUNPD NOTES INT
821.39
64,551.24
29 Aug 2013
Dividend
WBCPA PRODST
590.16
65,141.40
2 Sep 2013
Account Keeping
Fee
for the period 01 Aug 2013 to
31 Aug 2013
-328.04
64,813.36
2 Sep 2013
Protection
Acquisition Cost
for the period 01 Aug 2013 to
31 Aug 2013
-156.61
64,656.75
2 Sep 2013
Protection Issuer
Fee
for the period 01 Aug 2013 to
31 Aug 2013
-97.98
64,558.77
2 Sep 2013
Ongoing Adviser
Fee
for the period 01 Aug 2013 to
31 Aug 2013
-596.35
63,962.42
5 Sep 2013
CapP Rebalance
Trade
Partial Redemption of
30734.98 units of BT Cap
Protection Fund - Cash Class
2018 @ $1.0129
9 Sep 2013
CapP Rebalance
Trade
Application of 16116.09 units
of Vanguard Australian Share
Index Fund @ $1.9317
25,583.64
Balance ($)
90,467.45
28,916.50
92,646.35
-28,916.50
31,131.46
63,729.85
95,093.88
-31,131.46
63,962.42
7
Page 2 of 3
M01234567
For enquiries please contact your financial adviser
Sample Quarterly Report – Cash Account Statement
SAMPLE Wrap
Cash Account Statement
1-Jul-2013 to 30-Sep-2013
Transaction Details
Effective Date Transaction Type
Transaction Details
13 Sep 2013
CapP Rebalance
Trade
Partial Redemption of
14001.54 units of BT Cap
Protection Fund - Cash Class
2018 @ $1.0134
16 Sep 2013
Dividend
16 Sep 2013
Dividend
17 Sep 2013
Deposits ($)
Withdrawals ($)
Balance ($)
14,189.16
78,151.58
PERLS VI DST
429.61
78,581.19
ANZ CPS1 DIV
457.11
79,038.30
Cash
584.73
79,623.03
17 Sep 2013
Cash
584.73
80,207.76
17 Sep 2013
Dividend
SUNPC QRTLY DIV
91.78
80,299.54
18 Sep 2013
CapP Rebalance
Trade
Application of 13996.01 units
of BT Cap Protection Fund Cash Class 2018 @ $1.0138
25 Sep 2013
Dividend
BHP LTD DIVIDEND
30-Sep-2013
Closing Balance
-14,189.16
218.89
66,110.38
66,329.27
66,329.27
If you have elected to receive cash distributions, they will be credited to your Cash Account once they are received from the fund manager. This statement
may not include recent transactions that have not been processed. The information contained in this statement is given in good faith and has been derived
from sources believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive
statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any
warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This
disclaimer is subject to any requirement of the law.
8
Page 3 of 3
M01234567
For enquiries please contact your financial adviser
Sample Quarterly Report – Transaction History
SAMPLE Wrap
Transaction History
1-Jul-2013 to 30-Sep-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Transaction
Description
Transaction Type
Date
1 Jul 2013
Westpac Term Dpst 3yr
Application
1-JUL-16 4.50%
1 Jul 2013
Macquarie Cps Trust Conv.
Corporate Action
Pref.
1 Jul 2013
BT Cap Protection Fund - Cash Reinvestment
Class 2018
23 Jul 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
Red
26 Jul 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
App
16 Aug 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
Red
21 Aug 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
App
22 Aug 2013 Westpac Banking Corp Frn
Corporate Action
Aug23
22 Aug 2013 Westpac Banking Corp Frn
Corporate Action
Aug23
22 Aug 2013 Westpac Banking Corp Conv.
Corporate Action
Pref.
22 Aug 2013 Westpac Banking Corp Conv.
Corporate Action
Pref.
4 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
Red
9 Sep 2013 Vanguard Australian Share
CapP Rebalance
Index Fund
App
12 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
Red
18 Sep 2013 BT Cap Protection Fund - Cash CapP Rebalance
Class 2018
App
Quantity
1
Market Price ($) Market Value ($)
175,000.00
1.0000
175,000.00
-103.00
100.0000
-10,300.00
367.38
1.0080
370.32
-25,332.84
1.0099
-25,583.64
25,327.83
1.0101
25,583.64
-28,584.91
1.0116
-28,916.50
28,576.44
1.0119
28,916.50
495.00
100.0000
49,500.00
620.00
100.0000
62,000.00
-495.00
100.0000
-49,500.00
-620.00
100.0000
-62,000.00
-30,734.98
1.0129
-31,131.46
16,116.09
1.9317
31,131.46
-14,001.54
1.0134
-14,189.16
13,996.01
1.0138
14,189.16
1 The market price is the actual price that applied when your transaction was settled.
Unsettled trades are not reflected in this report. If you are reinvesting your distributions in a managed fund, this amount may be outstanding from your
reports until the distributions are confirmed by the fund manager and credited to your portfolio. The information contained in this statement is given in good
faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be
considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities,
employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence
for errors or omissions. This disclaimer is subject to any requirement of the law.
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
9
Sample Quarterly Report – Capital Protection Details
SAMPLE Wrap
Capital Protection Details
As at 30-Sep-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investment
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Investment
Protection
Allocation ($) Allocation ($)
Combined
Market Value ($)
Minimum
Outcome ($)
Maturity
Date
Vanguard Australian Share Index
Fund
Vanguard Intl Shares Index Fund
(Hedged)
136,385.23
31,623.37
168,008.60
162,465.66
20-Aug-2018
55,451.15
45,381.02
100,832.17
99,175.68
20-Aug-2018
Capital Protection Total
191,836.38
77,004.39
268,840.77
261,641.35
This statement reflects settled transactions only as at the report date.
The aggregate of the Protection Allocation amount for a particular Maturity Date may not be equal to the Market Value for the corresponding class of the BT
Capital Protection Fund due to rounding in the calculation process of the Protection Allocation amount.
The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report date. However, it
is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac
Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other
way including by reason of negligence for errors or ommissions. This disclaimer is subject to any requiremnt of the law.
10
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Investor and Tax Statement – Letter
8 August 2013
Investor name
JOHN CITIZEN – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
JOHN CITIZEN
ABC Trust
1 SYDNEY AVE
SYDNEY NSW 2000
SAMPLE Investment Service Annual Investor and Tax Statement for 2012-2013
We are pleased to enclose your Annual Investor Statement and Tax Statement. Both Statements provide information for
the period 1 July 2012 to 30 June 2013.
The Annual Investor Statement includes the following information:
•
•
•
•
•
Portfolio Valuation
Cash Account Summary - summarising movements into and out of your Cash Account
Transaction History - summarising each investment transaction
Annual Income and Expense report - detailing income and expenses for the year including interest, dividends and
distributions, fees, charges and taxes
Details of your insurance cover if you hold insurance.
The Tax Statement should assist you to complete your 2012-2013 tax return and includes:
•
•
•
Summary Tax Statement
Supporting schedules providing more detailed information on the amounts shown on the Summary Tax Statement
Details of the premiums paid if you hold insurance.
Please note the following points:
•
•
•
•
•
The opening and the closing balances shown in your Annual Statement may differ from those shown in your Quarterly
Reports. This is due to updated unit prices and transactions that settled after the Quarterly Reports were issued.
The enclosed reports only contain information regarding assets held within this Wrap Service.
All Tax and Annual guides are available at https://www.investorwrap.com.au/wrap/taxguides or by contacting your
financial adviser.
The Tax Guide and application of taxation law depends on your individual circumstances. We recommend seeking
your own tax advice to ensure that the tax policies adopted are applicable to your circumstances.
Your financial adviser can provide you with any Quarterly Reports upon request.
If you have any questions regarding the enclosed information, please contact your financial adviser.
SAMPLE Investment Service
SAMPLE Investment Service is administered by BT Portfolio Services Ltd ABN 73 095 055 208.
Wealth Advisers Head Office
Level 1, Sample Street, Sampleville NSW 2120
Locked Bag 2, Sampleville NSW 1720
Tel: +61 2 8222 2222 Fax: +61 2 2222 3333
Email: mail@wealth.com.au
Wealth Advisers Limited is an Australian Services Licensee
(AFSL No: 123456) and Life Insurance Broker.
Wealth Advisers Limited is the Distributor of the Sample Wrap Service
11
Sample Annual Investor Statement – Portfolio Valuation
SAMPLE Investment Service
Portfolio Valuation
As at 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Investor HIN: 0012345678
Investment Category
Quantity
Australian Fixed Interest
Aberdeen Inflation linked Bond Fund
Macquarie Income Opportunities Fund
PIMCO EQT W/S Aust Bond Fund Class B
Westpac Banking Corp Frn Aug22
51,753.35
62,889.53
79,286.42
200.00
Market ¹
Price ($)
1.0062
1.0013
1.0000
102.0000
Market Price
Effective Date
Market
Value ($)
% of ²
Portfolio
30-Jun-2013
30-Jun-2013
30-Jun-2013
28-Jun-2013
52,074.22
62,971.29
79,286.42
20,400.00
5.22
6.31
7.94
2.04
214,731.93
21.51
18,119.72
24,374.49
12,650.55
37,633.92
26,569.42
14,819.61
21,531.58
54,456.49
9,029.02
10,985.80
18,100.80
61,527.20
9,007.64
46,037.33
5,930.44
35,551.28
11,728.35
17,290.87
1.82
2.44
1.27
3.77
2.66
1.48
2.16
5.46
0.90
1.10
1.81
6.16
0.90
4.61
0.59
3.56
1.18
1.73
435,344.51
43.62
9,598.72
0.96
9,598.72
0.96
62,967.68
6.31
Sub Total
Australian Shares
ANZ Banking Grp Ltd
BHP Billiton Limited
Cochlear Limited
Commonwealth Bank.
Commonwealth Bank. Conv. Pref.
Computershare Ltd
Crown Limited
Fidelity Australian Equities Fund (WA)
Incitec Pivot
Orica Limited
Origin Energy
Pengana Emerging Companies Fund
Rio Tinto Limited
SGH20
UGL Limited
Westpac Banking Corp
Woodside Petroleum
Woolworths Limited
634.00
777.00
205.00
544.00
131.00
1,443.00
1,778.00
2,312.80
3,157.00
532.00
1,440.00
26,575.33
172.00
25,998.04
857.00
1,231.00
335.00
527.00
28.5800
31.3700
61.7100
69.1800
202.8200
10.2700
12.1100
23.5457
2.8600
20.6500
12.5700
2.3152
52.3700
1.7708
6.9200
28.8800
35.0100
32.8100
28-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
30-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
30-Jun-2013
28-Jun-2013
30-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
28-Jun-2013
Sub Total
Cash
Working Cash Account
9,598.72
1.0000
30-Jun-2013
Sub Total
International Fixed Interest
Bentham Wholesale Global Income Fund
60,441.24
1.0418
30-Jun-2013
12
Page 1 of 2
M01234567
For enquiries please contact your financial adviser
Sample Annual Investor Statement – Portfolio Valuation
SAMPLE Investment Service
Portfolio Valuation
As at 30-Jun-2013
Investment Category
Quantity
Market ¹
Price ($)
Market Price
Effective Date
Market
Value ($)
% of ²
Portfolio
62,967.68
6.31
International Fixed Interest
Sub Total
International Shares
Aberdeen Emerging Opportunities Fund
Baker Steel Gold Fund
CFS Wholesale Global Resources Fund
(WA)
Ishs Asia 50 Etf
Magellan Global Fund
Magellan Infrastructure Fund
35,964.18
39,883.01
12,954.14
2.0459
0.3461
1.3512
30-Jun-2013
30-Jun-2013
30-Jun-2013
73,579.12
13,803.51
17,503.63
7.37
1.38
1.75
914.00
40,795.51
67,595.98
45.9800
1.5495
0.8889
28-Jun-2013
30-Jun-2013
30-Jun-2013
42,025.72
63,212.64
60,086.07
4.21
6.33
6.02
270,210.69
27.07
5,234.93
0.52
5,234.93
0.52
998,088.46
100.00
Sub Total
Property
APN Unlisted Property Fund
6,182.74
0.8467
30-Jun-2013
Sub Total
TOTAL
(WA) indicates that this fund is part of the Advantage Investment Series which is a range of managed funds providing you
with a rebate on your Account keeping fee, where an Account keeping fee is charged to your account.
¹ The market price is the latest available exit price for unlisted managed funds, and the latest closing price for listed securities, for the report request date.
² The percentage of portfolio value is rounded to two decimal places.
Information contained in this report excludes external assets / liabilities.
If you have transacted in a managed fund, this amount may be outstanding from your portfolio reports until confirmed by the fund manager. Issued by BT
Portfolio Services Ltd ABN 73 095 055 208 ('BTPS'). The information contained in this statement is given in good faith and has been derived from sources
believed to be accurate at the report request date. However, it is general information only and should not be considered a comprehensive statement on any
matter nor relied upon as such. No company in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or
accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any
requirement of the law.
Page 2 of 2
M01234567
For enquiries please contact your financial adviser
13
Sample Annual Income and Expense
SAMPLE Investment Service
Annual Income & Expense
1-Jul-2012 to 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Amount ($)
894,069.57
Portfolio Opening Value as at 1-Jul-2012
Deposits to Cash Account
Withdrawals from Cash Account
Asset transfers including new assets from corporate actions
Net income (expense)
Less investment income paid to external accounts/add dividends received
from non Wrap holdings *
Change in market value
Outstanding cash movements - unsettled managed fund trades
Total movements for the period
Total ($)
17,108.36
-2,475.00
-20.48
17,132.74
-74.85
72,348.12
0.00
104,018.89
Portfolio Closing Value as at 30-Jun-2013
998,088.46
Income and expenses
Interest received
Dividends received *
Distributions received *
Fees, charges and taxes
Wrap Advantage Fee Rebate
Net income/expense
903.28
16,714.90
19,279.26
-19,819.89
55.19
17,132.74
Change in market value
Current assets
Disposed assets
Net change in market value
63,403.58
8,944.54
Total gain after fees
72,348.12
89,480.86
The Wrap Advantage Fee Rebate is provided by BT Portfolio Services Limited, a wholly
owned subsidiary of BT Financial Group, and is paid as a reduction on your Account keeping
fee. It is enjoyed by investors in an Advantage Investment Series fund. The more you invest
in these funds, the greater your total rebate¹. To find out more about these funds, please
contact your adviser, refer to the current Offer Document or visit www.investorwrap.com.au
14
¹ This information has been prepared without taking into account your objectives, financial situation or needs. As a result, please consider its appropriateness
before taking any action.
*Direct equity dividend income is reported on an entitlements basis and may vary from the amount paid into the Cash Account. Distribution income is
recorded on a cash basis. Where distributions have not been received at period end, investments in managed funds reflected in the portfolio valuation are
valued using the cum distribution exit price.
The Income and Expense Report has been prepared on a cash basis, unless otherwise stated. Changes in market value exclude any gains or losses arising
from assets held outside the service. This report does not provide the gain or loss on disposal for tax purposes and should not be relied upon in making
decisions about your tax position. You should seek professional advice regarding your tax position. The information contained in this statement is given in
good faith and has been derived from sources believed to be accurate at the report request date. However, it is general information only and should not be
considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any of their related entities,
employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by reason of negligence
for errors or omissions. This disclaimer is subject to any requirement of the law.
M01234567
Page 1 of 1
For enquiries please contact your financial adviser
Sample Annual Income and Expense
SAMPLE Investment Service
Tax Statement
Year ended 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
This statement is designed to assist you in preparing your 2012-2013 Australian tax return. You should read the guide to your tax
statement and the tax policy guide in conjunction with your tax statement and supporting schedules.
SUMMARY
Account Type
Superfund
Item
Amount
($)
Tax Return Reference
Gross interest
Unfranked dividends
Franked dividends
Franking credits
Distributions from trusts
Foreign income
Net capital gain
Other income
3,853.77
1,447.88
11,964.84
5,127.77
8,520.34
6,209.19
*
645.09
11-C
11-J
11-K
11-L
11-M
11-D and 11-D1
11-A
11-S
Total assessable income
37,768.88
Total deductions
14,349.56
Total taxable income from investment assets
23,419.32
Tax Credits
TFN amounts withheld from interest
Franking credits from direct shares (after 45 day rule)
Franking credits from trust distributions (after 45 day rule)
Foreign income tax offset
MIT withholding tax
TFN withholding from trust distributions
Infrastructure bond rebate
0.00
5,127.77
1,191.70
432.60
0.00
0.00
0.00
12-L1
Calculation Statement H3
Calculation Statement E1
Calculation Statement E1
Calculation Statement C1
N/A
Calculation Statement H3
Calculation Statement C2
* Please refer to Net capital gains - Schedule D for capital losses (if applicable)
TAX STATEMENT
Credits
Credits
($)
Income
($)
Interest - Schedule A
Income total
($)
3,853.77
TFN Credits
0.00
Tax guide
reference
1
2
Dividends - Schedule B
Unfranked amount
Franked amount
Franking credits (after 45 day rule)
1,447.88
3
11,964.84
4
5,127.77
Total dividends
5
18,540.49
15
Page 1 of 3
M01234567
For enquiries please contact your financial adviser
Sample Annual Income and Expense
Credits
Credits
($)
Income
($)
Income total
($)
Tax guide
reference
Trust distributions - Schedule C
4,249.46
6
Infrastructure bond interest
0.00
6
Foreign trust and CFC income
0.00
7
FIF or FLP income
0.00
7
5,795.43
7
Interest - Australian
Foreign income
Dividends
- Unfranked amount
360.65
6
- Franked amount
1,958.72
6
- Franking credits (before 45 day rule)
1,191.70
6
Other Australian income
6
759.81
Total trust distributions
14,315.77
Foreign income tax offset 370.54
Foreign income tax offset 0.00
Capital gain
MIT withholding tax
0.00
TFN credits
0.00
8
8
9
10
Net capital gains - Schedule D
-24,771.58
11
Foreign income - Schedule E
Dividends
413.76
7
Interest
0.00
7
Disposal of revenue assets
0.00
7
Miscellaneous
0.00
7
413.76
Total foreign income
Foreign income tax offset
62.06
8
Other Australian income - Schedule F
Disposal of revenue assets
489.37
Miscellaneous
155.72
12
12
645.09
Total other Australian income
TOTAL INCOME FROM INVESTMENT ASSETS
12,997.30
16
Page 2 of 3
M01234567
For enquiries please contact your financial adviser
Sample Annual Income and Expense
Credits
Credits
($)
Income
($)
Income total
($)
Tax guide
reference
Less allowable deductions
Expenses - Schedule G
14,349.56
Franking credits denied from trust distributions
Total allowable deductions
NET INCOME FROM INVESTMENT ASSETS
13
0.00
13
14,349.56
-1,352.26
Important Note: The total of the amount shown beside [11] is negative. The net capital loss can only be used to offset capital gains from other
sources or must be carried forward to future years. To calculate the taxable income in the Tax Summary add this amount back to the net income
from investment assets.
This document may not be copied, reproduced or otherwise distributed or circulated without the express permission of BT Portfolio Services Ltd ABN 73
095 055 208 (`BTPS'). This statement is designed to assist you in preparing your Self Managed Super Fund 2012-2013 Australian Tax Return. It is
provided for the use of investors in Wrap and is based on current taxation laws and their interpretation.
Please note that information contained in this statement will be incorrect if either the purchase date or original cost of any parcel supplied to us is incorrect.
Due to the nature of taxation law, a number of assumptions have been made in the preparation of this statement and these are disclosed in the Wrap Tax
Policy Guide. You can obtain copies of this guide via the Investor Wrap Desktop at www.investorwrap.com.au. Alternatively, you can access these at the
public site https://www.investorwrap.com.au/wrap/taxguides or by contacting your financial adviser. The application of tax laws depends upon an investor's
specific circumstances and our assumptions may not be relevant to you. You should therefore seek professional advice on the taxation implications of your
investments and should not rely on the information contained in this statement which should be used as a guide only. In addition, if a parcel reset has
occurred the information in this report may not be accurate and you should not rely on it without professional taxation advice.
The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date.
However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in
the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising
in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law.
Page 3 of 3
M01234567
For enquiries please contact your financial adviser
17
Sample Annual Tax Statement – Schedule A
SAMPLE Investment Service
Interest - Schedule A Year
ended 30-Jun-2013
Source
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Date
for tax
purposes
Infrastructure
bond interest
not assessable
($)
Amount
TFN
deducted
($)
($)
AGKHA: AGL Energy Limited Frn Jun39
10/09/2012
0.00
340.42
0.00
AQNHA: AMP Group Finance. Frn Apr19
15/08/2012
0.00
822.49
0.00
AQNHA: AMP Group Finance. Frn Apr19
15/11/2012
0.00
810.93
0.00
WBCHA: Westpac Banking Corp Frn Aug22
23/11/2012
0.00
321.12
0.00
WBCHA: Westpac Banking Corp Frn Aug22
25/02/2013
0.00
303.48
0.00
WBCHA: Westpac Banking Corp Frn Aug22
23/05/2013
0.00
279.36
0.00
WOWHC: Woolworths Limited Frn Nov36
24/08/2012
0.00
35.57
0.00
WOWHC: Woolworths Limited Frn Nov36
26/11/2012
0.00
37.12
0.00
WRAPWCA: Wrap - Working Account
1/07/2012
0.00
344.73
0.00
WRAPWCA: Wrap - Working Account
1/10/2012
0.00
230.35
0.00
WRAPWCA: Wrap - Working Account
1/01/2013
0.00
255.14
0.00
WRAPWCA: Wrap - Working Account
1/04/2013
0.00
73.06
0.00
0.00
3,853.77
0.00
TOTAL ($)
18
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule B
SAMPLE Investment Service
Dividends - Schedule B Year
ended 30-Jun-2013
Date
Quantity
for tax
purposes
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Unfranked
amount
Unfranked
CFI
amount
Franked
amount
Franking
credit
Amount of
franking
credit
allowable
($)
($)
($)
($)
($)
Source : AGK: AGL Energy Limited
27/09/2012
1,098
0.00
0.00
351.36
150.58
150.58
0.00
0.00
351.36
150.58
150.58
Source : ANZ: ANZ Banking Grp Ltd
02/07/2012
634
0.00
0.00
418.44
179.33
179.33
19/12/2012
0.00
0.00
500.86
214.65
214.65
0.00
0.00
919.30
393.98
393.98
Source : BHP: BHP Billiton Limited
28/09/2012
777
0.00
0.00
428.00
183.43
183.43
28/03/2013
0.00
0.00
431.76
185.04
185.04
634
777
0.00
0.00
859.76
368.47
368.47
Source : CBA: Commonwealth Bank.
05/10/2012
544
0.00
0.00
1,071.68
459.29
459.29
05/04/2013
0.00
0.00
892.16
382.35
382.35
0.00
0.00
1,963.84
841.64
841.64
Source : CBAPA: Commonwealth Bank. Conv. Pref.
31/07/2012
131
0.00
0.00
344.39
147.59
147.59
31/10/2012
131
0.00
0.00
322.67
138.29
138.29
31/01/2013
131
0.00
0.00
302.32
129.57
129.57
30/04/2013
131
0.00
0.00
283.97
121.70
121.70
0.00
0.00
1,253.35
537.15
537.15
Source : COH: Cochlear Limited
20/09/2012
205
102.50
63.55
90.20
38.66
38.66
12/03/2013
75.85
77.90
102.50
43.93
43.93
178.35
141.45
192.70
82.59
82.59
544
205
Source : CPU: Computershare Ltd
11/09/2012
1,443
0.00
19/03/2013
1,443
80.81
121.21
51.95
51.95
0.00
161.62
40.40
17.32
17.32
0.00
242.43
161.61
69.27
69.27
Source : CWN: Crown Limited
12/10/2012
1,778
168.91
0.00
168.91
72.39
72.39
16/04/2013
160.02
0.00
160.02
68.58
68.58
328.93
0.00
328.93
140.97
140.97
52.09
0.00
52.09
22.32
22.32
1,778
Source : IPL: Incitec Pivot
03/07/2012
3,157
14/12/2012
3,157
0.00
71.66
215.62
92.41
92.41
52.09
71.66
267.71
114.73
114.73
Source : ORG: Origin Energy
27/09/2012
2,614
0.00
0.00
653.50
280.07
280.07
04/04/2013
0.00
0.00
653.50
280.07
280.07
2,614
19
If tax has been withheld at dividend source it is not included in this schedule. Please refer to your dividend notice.
Page 1 of 2
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule B
Date
Quantity
for tax
purposes
Unfranked
amount
Unfranked
CFI
amount
Franked
amount
Franking
credit
Amount of
franking
credit
allowable
($)
($)
($)
($)
($)
Date
Quantity
Unfranked
0.00
for tax
amount
Source : ORI: Orica Limited
purposes
Unfranked
0.00
CFI
amount
Franked
1,307.00
amount
Franking
560.14
credit
Amount
of
560.14
franking
credit
31.92
allowable
02/07/2012
532
0.00
127.68
74.48
31.92
14/12/2012
532
0.00
159.60
127.68
54.72
($)
0.00
($)
287.28
($)
202.16
($)
86.64
($)
86.64
0.00
0.00
0.00
0.00
1,307.00
117.84
560.14
50.50
560.14
50.50
0.00
0.00
0.00
0.00
0.00
127.68
0.00
159.60
157.67
74.48
275.51
127.68
67.57
31.92
118.07
54.72
67.57
31.92
118.07
54.72
0.00
0.00
287.28
0.00
202.16
308.52
86.64
132.22
86.64
132.22
0.00
0.00
0.00
0.00
145.69
0.00
145.69
0.00
145.69
117.84
454.21
157.67
62.44
50.50
194.66
67.57
62.44
50.50
194.66
67.57
Source : WBC: Westpac Banking Corp
0.00
02/07/2012
1,231
0.00
Source : UGL: UGL Limited
20/12/2012
1,231
0.00
07/09/2012
857
0.00
0.00
27/03/2013
857
0.00
0.00
0.00
275.51
1,009.42
118.07
432.61
118.07
432.61
0.00
0.00
0.00
145.69
1,034.04
308.52
2,043.46
145.69
443.16
132.22
875.77
62.44
443.16
132.22
875.77
62.44
145.69
0.00
454.21
353.09
194.66
151.32
194.66
151.32
0.00
0.00
0.00
0.00
0.00
0.00
74.81
1,009.42
326.74
1,034.04
754.64
2,043.46
32.06
432.61
140.03
443.16
323.41
875.77
32.06
432.61
140.03
443.16
323.41
875.77
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
888.51
211.39
353.09
212.81
74.81
205.10
326.74
629.30
754.64
11,964.84
90.59
151.32
91.21
32.06
87.90
140.03
269.70
323.41
5,127.77
90.59
151.32
91.21
32.06
87.90
140.03
269.70
323.41
5,127.77
Source : RIO: Rio Tinto Limited
13/09/2012
172
Source : ORI: Orica Limited
11/04/2013
172
02/07/2012
532
14/12/2012
532
Source : UGL: UGL Limited
07/09/2012
857
Source : RIO: Rio Tinto Limited
27/03/2013
857
13/09/2012
172
11/04/2013
172
Source : WOW: Woolworths Limited
0.00
12/10/2012
527
0.00
Source : WBC: Westpac Banking Corp
11/12/2012
527
0.00
02/07/2012
1,231
0.00
26/04/2013
527
0.00
20/12/2012
1,231
0.00
0.00
0.00
Source : WPL: Woodside Petroleum
Source : WOW: Woolworths Limited
02/10/2012
335
0.00
12/10/2012
527
0.00
03/04/2013
335
0.00
11/12/2012
527
0.00
29/05/2013
335
0.00
26/04/2013
527
0.00
0.00
0.00
TOTAL ($)
559.37
Source : WPL: Woodside Petroleum
02/10/2012
335
0.00
54.72
0.00
211.39
90.59
90.59
03/04/2013
335
0.00
0.00
212.81
91.21
91.21
29/05/2013
335
0.00
0.00
205.10
87.90
87.90
0.00
0.00
629.30
269.70
269.70
559.37
888.51
11,964.84
5,127.77
5,127.77
TOTAL ($)
20
If tax has been withheld at dividend source it is not included in this schedule. Please refer to your dividend notice.
Page 2 of 2
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
SAMPLE Investment Service
Trust distributions summary - Schedule C
Year ended 30-Jun-2013
Security
Security name
ETL0032AU
Aberdeen Emerging
Opportunities Fund
CRS0008AU
Income
distributed
($)
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Less
July 12
1
entitlement
($)
Tax Distributions
Add
Total
4
5
July 13
Cash adjustments from trusts
2
3
entitlement distribution
($)
($)
($)
($)
421.58
0.00
543.63
965.21
-945.76
19.45
Aberdeen Inflation linked
Bond Fund
3,639.91
-3,444.24
904.34
1,100.01
-63.73
1,036.28
APN0004AU
APN Property For
Income Fund No 2 (WA)
340.18
-170.09
0.00
170.09
-170.09
0.00
APN0016AU
APN Unlisted Property
Fund
1,082.72
0.00
125.51
1,208.23
-932.04
276.19
SLT0006AU
Baker Steel Gold Fund
1,385.43
-1,385.43
0.00
0.00
0.00
0.00
CSA0038AU
Bentham Wholesale
Global Income Fund
3,148.46
-203.58
658.28
3,603.16
-3,118.91
484.25
FSF0038AU
CFS Wholesale Global
Resources Fund (WA)
212.45
-121.77
134.72
225.40
-176.69
48.71
FID0008AU
Fidelity Australian
Equities Fund (WA)
920.02
0.00
702.20
1,622.22
530.44
2,152.66
HOW0034AU
Greencape Wholesale
Broadcap Fund
552.86
-135.22
0.00
417.64
-71.97
345.67
MAQ0277AU
Macquarie Income
Opportunities Fund
1,817.63
-193.84
600.45
2,224.24
-514.69
1,709.55
MGE0001AU
Magellan Global Fund
815.91
-815.91
1,327.89
1,327.89
-1,327.15
0.74
MGE0002AU
Magellan Infrastructure
Fund
1,992.07
-1,654.09
1,284.32
1,622.30
-1,340.18
282.12
PER0270AU
Pengana Emerging
Companies Fund
265.76
-132.88
3,088.15
3,221.03
-3,221.03
0.00
ETL0015AU
PIMCO EQT W/S Aust
Bond Fund Class B
1,282.22
0.00
238.02
1,520.24
-409.31
1,110.93
PLA0004AU
Platinum Asia Fund
403.24
-403.24
0.00
0.00
0.00
0.00
ETL0042AU
SGH20
659.81
-181.01
227.63
706.43
347.40
1,053.83
MAQ0557AU
Walter Scott Global
Equity Fund (Hedged)
339.01
-339.01
0.00
0.00
0.00
0.00
19,279.26
-9,180.31
9,835.14
19,934.09
-11,413.71
8,520.38
TOTAL ($)
1
Income you received during the year ended 30 June 2013 but included in your 30 June 2012 tax return.
2
Income you received during the year ended 30 June 2014 but is required to be included in your 30 June 2013 tax return.
3
Total Cash Distributions amount shown in the Trust distributions detail - Schedule C.
4
This amount includes franking credits, capital gains, foreign income and foreign income tax offset shown separately in the Tax statement summary.
5
See Distributions from trusts in the Tax statement summary.
21
Please refer to "Trust distributions detail - Schedule C" on the following pages for more detailed information by security.
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
SAMPLE Investment Service
Trust distributions detail - Schedule C
Year ended 30-Jun-2013
Security
Investor number
M01234567
Investor name
John Citizen – ABC Trust
GRAND TOTAL
APN0004AU
31/07/2012
APN0004AU
Annual Total
0.541700
31,399.30
0.541700
170.09
170.09
4,249.46
0.00
0.00
0.00
0.00
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
674.47
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
9.31
875.82
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign income
5,795.43
0.00
0.00
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
285.47
75.18
1,958.72
1,191.70
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
759.81
2,659.03
0.00
2,961.89
0.00
0.00
0.00
170.09
0.00
0.00
0.00
0.00
0.00
170.09
0.00
0.00
0.00
370.54
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Interest - Australian
Infrastructure bond interest
Foreign trust & CFC income
FIF or FLP income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
22
19,934.09
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 1 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
APN0016AU
31/12/2012
APN0016AU
27/05/2013
APN0016AU
30/06/2013
APN0016AU
Annual Total
11.590000
6,182.74
5.922000
6,182.71
2.030000
6,182.76
19.542000
716.58
APN0016AU
31/12/2012
366.14
APN0016AU
27/05/2013
125.51
APN0016AU
30/06/2013
1,208.23
APN0016AU
Annual Total
716.58
0.00
0.00
14.55
0.00
0.00
366.14
0.00
0.00
7.43
0.00
0.00
125.51
0.00
0.00
2.55
0.00
0.00
1,208.23
0.00
0.00
24.53
0.00
0.00
Discounted
capitalfor
gains*
Gains not eligible
discount
-- Undisclosed
Undisclosed
TARP
-- TARP
-- NTARP
NTARP
0.00
0.00
5.52
0.00
0.00
0.00
0.00
0.00
2.82
0.00
0.00
0.00
0.00
0.00
0.97
0.00
0.00
0.00
0.00
0.00
9.31
0.00
0.00
0.00
Foreign
trustcapital
& CFCgains*
income
Discounted
FIF
or
FLP
income
- Undisclosed
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
- TARP
Foreign
- NTARPincome
5.52
23.79
0.00
2.82
12.16
0.00
0.97
4.17
0.00
9.31
40.12
0.00
Dividends
Foreign trust & CFC income
- Unfranked
amount
FIF
or FLP income
- Unfranked CFI amount
-Foreign
Franked
amount
income
- Franking credit**
0.00
0.00
0.00
0.00
0.14
23.79
0.14
0.00
0.00
0.00
0.00
0.07
12.16
0.07
0.00
0.00
0.00
0.00
0.03
4.17
0.03
0.00
0.00
0.00
0.00
0.24
40.12
0.24
Dividendscredits denied
Franking
- Unfranked
amount
Other
Australian
income
- Unfranked
CFI amount
CGT
concession
-Tax
Franked
free amount
- Franking
credit**
Tax
deferred
Tax exempt
Franking credits denied
Other Australian income
Less
CGT concession
Foreign
Tax freeincome tax offset
Foreign
income tax offset - Capital gain
Tax deferred
TFN tax withheld by BT**
Tax exempt
TFN tax withheld by Fund Manager**
0.00
0.00
148.98
0.00
157.58
0.14
0.00
0.14
372.19
0.00
0.00
148.98
157.58
6.16
0.00
0.00
372.19
0.00
0.00
0.00
0.00
0.00
76.12
0.00
80.51
0.07
0.00
0.07
190.17
0.00
0.00
76.12
80.51
3.15
0.00
0.00
190.17
0.00
0.00
0.00
0.00
0.00
26.09
0.00
27.60
0.03
0.00
0.03
65.19
0.00
0.00
26.09
27.60
1.08
0.00
0.00
65.19
0.00
0.00
0.00
0.00
0.00
251.19
0.00
265.69
0.24
0.00
0.24
627.55
0.00
0.00
251.19
265.69
10.39
0.00
0.00
627.55
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
6.16
0.00
0.00
0.00
3.15
0.00
0.00
0.00
1.08
0.00
0.00
0.00
10.39
0.00
0.00
0.00
Net CPU
Quantity
TOTAL
SecurityCASH DISTRIBUTION ($)
Interest - Australian
Infrastructure
bond interest
Net
CPU
Quantity
Gains notCASH
eligibleDISTRIBUTION
for discount
TOTAL
($)
- Undisclosed
-Interest
TARP - Australian
-Infrastructure
NTARP
bond interest
14.55
0.00
11.590000
6,182.74
7.43
0.00
5.922000
6,182.71
2.55
0.00
2.030000
6,182.76
24.53
0.00
19.542000
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 2 of 16
For
enquiries
please
contact
your
financial
adviser
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
23
Sample Annual Tax Statement – Schedule C
Security
CRS0008AU
15/08/2012
CRS0008AU
30/06/2013
CRS0008AU
Annual Total
CSA0038AU
31/07/2012
0.605000
32,342.15
1.747400
51,753.46
2.352400
0.636200
20,746.62
TOTAL CASH DISTRIBUTION ($)
195.67
904.34
1,100.01
131.99
Interest - Australian
Infrastructure bond interest
184.33
0.00
851.94
0.00
1,036.27
0.00
2.49
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
5.66
0.00
0.00
26.18
0.00
0.00
31.84
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign income
0.01
0.04
0.05
114.25
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
5.66
0.00
0.00
0.00
0.00
0.00
26.18
0.00
0.00
0.00
0.00
0.00
31.84
0.00
0.00
0.00
0.00
15.24
0.00
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
24
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 3 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
CSA0038AU
31/08/2012
CSA0038AU
30/09/2012
CSA0038AU
31/10/2012
CSA0038AU
30/11/2012
0.603510
20,746.96
0.612710
20,747.17
0.624090
20,747.01
0.629900
20,746.15
125.21
127.12
129.48
130.68
Interest - Australian
Infrastructure bond interest
2.37
0.00
2.40
0.00
2.45
0.00
2.47
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
108.38
110.04
112.08
113.12
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
14.46
0.00
0.00
0.00
0.00
0.00
14.68
0.00
0.00
0.00
0.00
0.00
14.95
0.00
0.00
0.00
0.00
0.00
15.09
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 4 of 16
For enquiries please contact your financial adviser
25
Sample Annual Tax Statement – Schedule C
Security
CSA0038AU
31/12/2012
CSA0038AU
31/01/2013
CSA0038AU
28/02/2013
CSA0038AU
31/03/2013
0.634330
60,441.73
0.642250
60,440.64
0.628690
60,441.55
0.620560
60,440.57
383.40
388.18
379.99
375.07
Interest - Australian
Infrastructure bond interest
7.25
0.00
7.34
0.00
7.18
0.00
7.09
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
331.87
336.01
328.92
324.66
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
44.28
0.00
0.00
0.00
0.00
0.00
44.83
0.00
0.00
0.00
0.00
0.00
43.89
0.00
0.00
0.00
0.00
0.00
43.32
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
26
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 5 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
CSA0038AU
30/04/2013
CSA0038AU
31/05/2013
CSA0038AU
30/06/2013
CSA0038AU
Annual Total
0.638940
60,440.73
0.641250
60,441.33
1.089130
60,440.90
8.001560
386.18
387.58
658.28
3,603.16
Interest - Australian
Infrastructure bond interest
7.30
0.00
7.33
0.00
12.44
0.00
68.11
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
334.28
335.49
569.81
3,118.91
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
44.60
0.00
0.00
0.00
0.00
0.00
44.77
0.00
0.00
0.00
0.00
0.00
76.03
0.00
0.00
0.00
0.00
0.00
416.14
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 6 of 16
For enquiries please contact your financial adviser
27
Sample Annual Tax Statement – Schedule C
Security
ETL0015AU
31/12/2012
ETL0015AU
31/03/2013
ETL0015AU
30/06/2013
ETL0015AU
Annual Total
0.861000
79,286.88
0.756200
79,285.90
0.300200
79,287.14
1.917400
TOTAL CASH DISTRIBUTION ($)
682.66
599.56
238.02
1,520.24
Interest - Australian
Infrastructure bond interest
498.85
0.00
438.13
0.00
173.93
0.00
1,110.91
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
125.03
109.81
43.59
278.43
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
0.00
0.00
58.77
0.00
0.00
0.00
0.00
0.00
51.62
0.00
0.00
0.00
0.00
0.00
20.49
0.00
0.00
0.00
0.00
0.00
130.88
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
28
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 7 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
ETL0032AU
11/07/2012
ETL0032AU
30/06/2013
ETL0032AU
Annual Total
ETL0042AU
31/12/2012
1.662800
25,353.62
421.58
1.511600
35,963.88
3.174400
1.841661
25,998.27
543.63
965.21
478.80
Interest - Australian
Infrastructure bond interest
8.50
0.00
10.96
0.00
19.46
0.00
21.07
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
85.03
0.00
0.00
109.65
0.00
0.00
194.68
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
301.63
388.96
690.59
0.00
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
149.03
0.00
300.23
235.46
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
85.03
0.00
0.00
0.00
0.00
0.00
109.65
0.00
0.00
0.00
0.00
0.00
194.68
0.00
0.00
0.00
0.00
8.47
0.00
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
58.61
0.00
0.00
0.00
75.58
0.00
0.00
0.00
134.19
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
Foreign trust & CFC income
FIF or FLP income
Foreign income
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 8 of 16
For enquiries please contact your financial adviser
29
Sample Annual Tax Statement – Schedule C
Security
ETL0042AU
30/06/2013
ETL0042AU
Annual Total
FID0008AU
31/12/2012
FID0008AU
31/03/2013
0.875567
25,998.01
2.717228
28.905675
2,312.80
10.873626
2,312.84
227.63
706.43
668.53
251.49
10.02
0.00
31.09
0.00
27.72
0.00
10.43
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign income
0.00
0.00
17.01
6.40
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
70.85
0.00
142.73
111.94
219.88
0.00
442.96
347.40
13.19
27.14
525.54
282.38
4.96
10.21
197.70
106.23
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
4.03
0.00
0.00
0.00
0.00
0.00
12.50
0.00
0.00
0.00
0.00
0.00
11.15
25.60
0.00
21.36
0.00
0.00
4.19
9.63
0.00
8.03
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.18
0.00
0.00
0.00
0.07
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Interest - Australian
Infrastructure bond interest
30
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 9 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
FID0008AU
30/06/2013
FID0008AU
Annual Total
FSF0038AU
09/12/2012
FSF0038AU
30/06/2013
30.361589
2,312.79
70.140890
0.700000
12,954.29
1.040000
12,953.85
702.20
1,622.22
90.68
134.72
29.12
0.00
67.27
0.00
1.55
0.00
2.30
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
17.87
41.28
93.30
138.61
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
13.86
28.51
552.00
296.61
32.01
65.86
1,275.24
685.22
1.17
0.00
6.22
10.22
1.74
0.00
9.24
15.18
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
11.71
26.89
0.00
22.43
0.00
0.00
27.05
62.12
0.00
51.82
0.00
0.00
0.44
0.00
0.00
0.00
0.00
0.00
0.65
0.00
0.00
0.00
0.00
0.19
0.00
0.00
0.00
0.44
0.00
0.00
0.00
12.00
0.00
0.00
0.00
17.82
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Interest - Australian
Infrastructure bond interest
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 10 of 16
For enquiries please contact your financial adviser
31
Sample Annual Tax Statement – Schedule C
Security
FSF0038AU
Annual Total
HOW0034AU
30/09/2012
HOW0034AU
Annual Total
MAQ0277AU
30/07/2012
1.740000
1.171580
35,647.59
1.171580
0.400000
35,435.00
225.40
417.64
417.64
141.74
Interest - Australian
Infrastructure bond interest
3.85
0.00
7.60
0.00
7.60
0.00
108.69
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
88.92
0.00
0.00
88.92
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
231.91
5.77
5.77
32.89
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
2.91
0.00
15.46
25.40
29.99
0.00
194.45
111.97
29.99
0.00
194.45
111.97
0.00
0.00
0.16
0.09
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
1.09
0.00
0.00
0.00
0.00
0.00
1.67
90.38
0.00
0.00
0.00
0.00
1.67
90.38
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
29.82
0.00
0.00
0.00
1.13
0.00
0.00
0.00
1.13
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
32
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 11 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
MAQ0277AU
30/08/2012
MAQ0277AU
27/09/2012
MAQ0277AU
30/10/2012
MAQ0277AU
29/11/2012
0.400000
35,435.00
0.500000
35,436.00
0.500000
35,436.00
0.450000
35,435.56
TOTAL CASH DISTRIBUTION ($)
141.74
177.18
177.18
159.46
Interest - Australian
Infrastructure bond interest
108.69
0.00
135.87
0.00
135.87
0.00
122.28
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
32.89
41.11
41.11
37.00
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.16
0.09
0.00
0.00
0.20
0.11
0.00
0.00
0.20
0.11
0.00
0.00
0.18
0.10
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
Foreign income
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 12 of 16
For enquiries please contact your financial adviser
33
Sample Annual Tax Statement – Schedule C
Security
MAQ0277AU
28/12/2012
MAQ0277AU
30/01/2013
MAQ0277AU
27/02/2013
MAQ0277AU
27/03/2013
0.500000
35,436.00
0.500000
35,436.00
0.200000
35,435.00
0.299916
35,436.59
TOTAL CASH DISTRIBUTION ($)
177.18
177.18
70.87
106.28
Interest - Australian
Infrastructure bond interest
135.87
0.00
135.87
0.00
54.35
0.00
81.50
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
41.11
41.11
16.44
24.66
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.20
0.11
0.00
0.00
0.20
0.11
0.00
0.00
0.08
0.04
0.00
0.00
0.12
0.07
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
Foreign income
34
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 13 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
MAQ0277AU
29/04/2013
MAQ0277AU
30/05/2013
MAQ0277AU
27/06/2013
MAQ0277AU
Annual Total
0.300000
35,436.67
0.300000
62,890.00
0.954767
62,889.69
5.304683
106.31
188.67
600.45
2,224.24
81.52
0.00
144.68
0.00
460.44
0.00
1,705.63
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Foreign trust & CFC income
FIF or FLP income
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
24.67
43.78
139.32
516.09
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.12
0.07
0.00
0.00
0.22
0.12
0.00
0.00
0.69
0.38
0.00
0.00
2.53
1.40
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Interest - Australian
Infrastructure bond interest
Foreign income
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 14 of 16
For enquiries please contact your financial adviser
35
Sample Annual Tax Statement – Schedule C
Security
MGE0001AU
30/06/2013
MGE0001AU
Annual Total
MGE0002AU
31/12/2012
MGE0002AU
30/06/2013
3.254987
40,795.55
3.254987
0.500000
67,596.00
1.900000
67,595.79
1,327.89
1,327.89
337.98
1,284.32
0.49
0.00
0.49
0.00
36.30
0.00
137.95
0.00
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
0.00
0.00
674.47
0.00
0.00
674.47
0.00
0.00
0.00
0.00
0.00
0.00
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
0.00
0.00
320.77
0.00
0.00
320.77
0.00
0.00
49.92
0.00
0.00
189.69
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
12.94
12.94
179.03
680.31
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.14
1.94
5.80
4.18
0.54
7.38
22.04
15.89
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
0.24
320.77
0.00
0.00
0.00
0.00
0.24
320.77
0.00
0.00
0.00
0.00
10.40
94.60
0.00
0.00
0.00
0.00
39.53
359.47
0.00
0.00
0.00
1.80
0.00
0.00
0.00
1.80
0.00
0.00
0.00
40.16
0.00
0.00
0.00
152.61
0.00
0.00
0.00
Net CPU
Quantity
TOTAL CASH DISTRIBUTION ($)
Interest - Australian
Infrastructure bond interest
Foreign trust & CFC income
FIF or FLP income
Foreign income
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
36
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 15 of 16
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule C
Security
MGE0002AU
Annual Total
PER0270AU
31/12/2012
PER0270AU
30/06/2013
PER0270AU
Annual Total
Net CPU
Quantity
2.400000
0.500000
26,576.00
11.620382
26,575.29
12.120382
TOTAL CASH DISTRIBUTION ($)
1,622.30
132.88
3,088.15
3,221.03
174.25
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
239.61
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
859.34
0.00
0.00
0.00
Dividends
- Unfranked amount
- Unfranked CFI amount
- Franked amount
- Franking credit**
0.68
9.32
27.84
20.07
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Franking credits denied
Other Australian income
CGT concession
Tax free
Tax deferred
Tax exempt
0.00
49.93
454.07
0.00
0.00
0.00
0.00
0.00
44.12
0.00
88.76
0.00
0.00
0.00
1,025.27
0.00
2,062.88
0.00
0.00
0.00
1,069.39
0.00
2,151.64
0.00
Less
Foreign income tax offset
Foreign income tax offset - Capital gain
TFN tax withheld by BT**
TFN tax withheld by Fund Manager**
192.77
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
0.00
Interest - Australian
Infrastructure bond interest
Gains not eligible for discount
- Undisclosed
- TARP
- NTARP
Discounted capital gains*
- Undisclosed
- TARP
- NTARP
Foreign trust & CFC income
FIF or FLP income
Foreign income
All information on this schedule is provided by the relevant fund manager.
* The optimum capital gain eligible for discount shown on Schedule D is twice the amount shown here.
** Not included when calculating the total cash distribution.
This information has been prepared according to the assumptions and limitations disclosed in the footnote of your Tax Statement. Please refer to your Tax
Statement, Tax Policy Guide and Guide to your Self Managed Super Fund 2012-2013 Tax Return for further information.
M01234567
Page 16 of 16
For enquiries please contact your financial adviser
37
Sample Annual Tax Statement – Schedule D
SAMPLE Investment Service
Net Capital Gains - Schedule D
Year ended 30-Jun-2013
Date of
disposal
for tax
purposes
Quantity
Date of
acquisition
for tax
($) purposes
Proceeds
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Original Non-assessable
cost
amounts from
distributions
($)
($)
Reduction
factor
Capital
losses
($)
($)
Optimal capital gains
position
Gains not
Gains
eligible for
eligible for
discount
discount
($)
($)
Source : AGK: AGL Energy Limited
22/11/2012
941
13,074.71 09/11/2010
15,038.54
0.00
0.00
-1,963.83
0.00
0.00
22/11/2012
157
2,181.43 29/06/2012
1,821.20
0.00
0.00
0.00
360.23
0.00
16,859.74
0.00
0.00
-1,963.83
360.23
0.00
1,098
15,256.14
Source : APN0004AU: APN Property For Income Fund No 2 (WA)
31/08/2012
15,441
12,668.02 09/12/2005
31,472.25
6,226.90
0.00
-12,577.33
0.00
0.00
31/08/2012
351
287.60 03/01/2006
718.92
134.48
0.00
-296.84
0.00
0.00
31/08/2012
349
286.44 03/04/2006
732.06
127.08
0.00
-318.54
0.00
0.00
31/08/2012
347
284.48 03/07/2006
745.16
119.39
0.00
-341.28
0.00
0.00
31/08/2012
333
273.30 03/10/2006
758.16
108.77
0.00
-376.09
0.00
0.00
31/08/2012
11,297
9,268.04 16/10/2006
26,228.85
3,688.52
0.00
-13,272.29
0.00
0.00
31/08/2012
183
150.11 01/11/2006
418.56
58.65
0.00
-209.80
0.00
0.00
31/08/2012
231
189.86 02/01/2008
485.96
53.29
0.00
-242.81
0.00
0.00
31/08/2012
270
221.16 01/02/2008
489.08
60.13
0.00
-207.79
0.00
0.00
31/08/2012
289
237.07 03/03/2008
492.72
62.37
0.00
-193.28
0.00
0.00
31/08/2012
301
246.83 01/04/2008
496.62
62.76
0.00
-187.02
0.00
0.00
31/08/2012
295
242.14 01/05/2008
500.69
59.44
0.00
-199.11
0.00
0.00
31/08/2012
315
258.17 02/06/2008
504.67
61.10
0.00
-185.40
0.00
0.00
31/08/2012
356
292.40 01/07/2008
508.92
66.63
0.00
-149.89
0.00
0.00
31/08/2012
347
285.08 01/08/2008
475.68
64.36
0.00
-126.23
0.00
0.00
31/08/2012
333
272.82 01/09/2008
480.02
61.03
0.00
-146.18
0.00
0.00
31/08/2012
361
295.86 01/10/2008
484.18
65.56
0.00
-122.76
0.00
0.00
65,992.50
11,080.46
0.00
-29,152.64
0.00
0.00
31,399
25,759.38
Source : HOW0034AU: Greencape Wholesale Broadcap Fund
23/11/2012
35,647
38,825.22 04/07/2011
40,030.50
0.00
0.00
-1,205.28
0.00
0.00
35,647
38,825.22
40,030.50
0.00
0.00
-1,205.28
0.00
0.00
Source : MAQ0557AU: Walter Scott Global Equity Fund (Hedged)
23/11/2012
56,363
48,227.27 09/07/2010
45,030.50
0.00
0.00
0.00
0.00
3,196.77
56,363
48,227.27
45,030.50
0.00
0.00
0.00
0.00
3,196.77
Source : ORG: Origin Energy
17/05/2013
62
792.78 04/10/2006
414.34
0.00
0.00
0.00
0.00
378.44
17/05/2013
676
8,643.86 16/10/2006
4,932.42
0.00
0.00
0.00
0.00
3,711.44
17/05/2013
436
1,174
5,575.04 28/04/2011
15,011.68
5,668.00
0.00
0.00
-92.96
0.00
0.00
11,014.76
0.00
0.00
-92.96
0.00
4,089.88
Source : PLA0004AU: Platinum Asia Fund
26/11/2012
19,983
42,561.54 09/07/2010
45,030.50
0.00
0.00
-2,468.96
0.00
0.00
19,983
42,561.54
45,030.50
0.00
0.00
-2,468.96
0.00
0.00
Source : SCP: SCA Property Group
01/05/2013
Subtotal
105
171.65 11/12/2012
151.17
0.00
0.00
0.00
20.48
0.00
105
171.65
151.17
0.00
0.00
0.00
20.48
0.00
185,812.88
224,109.67
11,080.46
0.00
-34,883.67
380.71
7,286.65
38
Page 1 of 2
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule D
Date of
disposal
for tax
purposes
Quantity
Date of
acquisition
for tax
($) purposes
Proceeds
Original Non-assessable
cost
amounts from
distributions
($)
($)
Reduction
factor
Capital
losses
($)
($)
Optimal capital gains
position
Gains not
Gains
eligible for
eligible for
discount
discount
($)
($)
Net capital gains from distributions
- TARP
- NTARP
TOTAL CAPITAL GAINS/LOSSES
Application of losses
Subtotal
0.00
674.47
18.62
1,751.64
-34,883.67
1,055.18
9,056.91
10,112.09
-1,055.18
-9,056.91
-24,771.58
0.00
0.00
Concession (33.33%)
Subtotal
TOTAL NET CAPITAL GAIN/LOSS
0.00
0.00
0.00
-24,771.58
39
Sample Annual Tax Statement – Schedule E
SAMPLE Investment Service
Foreign income - Schedule E
Year ended 30-Jun-2013
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Dividends
Source
IAA: Ishs Asia 50 Etf
TOTAL ($)
Date
for tax
purposes
Quantity
11/01/2013
914
Gross
dividends
Foreign tax
creditable
($)
($)
Additional tax
withheld but not
creditable
($)
413.76
62.06
0.00
413.76
62.06
0.00
40
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule F
SAMPLE Investment Service
Other Australian income - Schedule F
Year ended 30-Jun-2013
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Disposal of revenue assets
($)
Date of
acquisition
for tax
purposes
Cost
for tax
purposes
($)
Net gain
or
net loss
($)
180
18,479.85
2/04/2012
18,000.00
479.85
22/11/2012
383
39,887.83
4/05/2012
39,948.51
-60.68
22/11/2012
21
2,170.20
24/11/2011
2,100.00
70.20
60,048.51
489.37
Date of
disposal
for tax
purposes
Quantity
AGKHA: AGL Energy Limited
Frn Jun39
22/11/2012
AQNHA: AMP Group Finance.
Frn Apr19
WOWHC: Woolworths Limited
Frn Nov36
Source
TOTAL ($)
Proceeds
60,537.88
41
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule F
SAMPLE Investment Service
Other Australian income - Schedule F
Year ended 30-Jun-2013
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Miscellaneous income
Source
Working Cash Account: Fee - APN Rebate
Date for tax
purposes
Assessable
amount
($)
Non assessable
amount
($)
10/01/2013
1.73
0.00
Working Cash Account: Fee - Good Value Payment
2/04/2013
78.49
0.00
Working Cash Account: Fee - Management Fee Rebate
2/04/2013
73.97
0.00
1.53
0.00
155.72
0.00
Working Cash Account: Fee - APN Rebate
10/04/2013
TOTAL ($)
42
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule G
SAMPLE Investment Service
Miscellaneous expenses - Schedule G
Year ended 30-Jun-2013
Details
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Payment date
Deductible
($)
Not deductible
($)
Working Cash Account: Fee - Account Keeping Fee
2/07/2012
307.20
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
2/07/2012
806.28
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
2/07/2012
-3.65
0.00
Working Cash Account: Fee - Account Keeping Fee
1/08/2012
317.57
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
1/08/2012
838.88
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
1/08/2012
-3.78
0.00
Working Cash Account: Fee - Account Keeping Fee
3/09/2012
319.21
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
3/09/2012
856.31
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
3/09/2012
-3.82
0.00
Working Cash Account: Fee - Account Keeping Fee
2/10/2012
308.96
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
2/10/2012
831.24
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
2/10/2012
-1.65
0.00
Working Cash Account: Fee - Account Keeping Fee
1/11/2012
320.68
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
1/11/2012
887.62
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
1/11/2012
-1.77
0.00
Working Cash Account: Fee - Account Keeping Fee
3/12/2012
305.68
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
3/12/2012
865.52
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
3/12/2012
-3.72
0.00
Working Cash Account: Fee - Account Keeping Fee
2/01/2013
321.47
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
2/01/2013
905.06
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
2/01/2013
-6.04
0.00
Working Cash Account: Fee - Account Keeping Fee
1/02/2013
327.07
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
1/02/2013
928.46
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
1/02/2013
-6.20
0.00
Working Cash Account: Fee - Account Keeping Fee
1/03/2013
296.50
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
1/03/2013
853.84
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
1/03/2013
-5.72
0.00
Working Cash Account: Fee - Account Keeping Fee
2/04/2013
328.58
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
2/04/2013
951.48
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
2/04/2013
-6.38
0.00
Working Cash Account: Fee - Account Keeping Fee
1/05/2013
317.96
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
1/05/2013
922.31
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
1/05/2013
-6.10
0.00
Working Cash Account: Fee - Account Keeping Fee
3/06/2013
329.25
0.00
Working Cash Account: Fee - Ongoing Adviser Fee
3/06/2013
957.62
0.00
Working Cash Account: Fee - Wrap Advantage Fee Rebate
3/06/2013
-6.36
0.00
14,349.56
0.00
TOTAL ($)
43
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Schedule G
SAMPLE Investment Service
Summary of Foreign Income Tax Offsets
Year ended 30-Jun-2013
Investor number
M01234567
Investor name
John Citizen – ABC Trust
TOTAL
($)
Schedule
370.54
Trust distributions
Net capital gains
0.00
Foreign revenue profits
0.00
62.06
Foreign dividends
Foreign interest
0.00
Foreign other / miscellaneous
0.00
TOTAL ($)
432.60
44
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Unrealised Gains/Losses
SAMPLE Investment Service
Unrealised Gains / Losses Year
ended 30-Jun-2013
Date of
valuation
Quantity
Date of
Ex
distribution acquisition
for tax
value
($) purposes
Investor number
M01234567
Investor name
John Citizen – ABC Trust
Original Non-assessable
amounts from
cost
distributions
($)
($)
Reduction
factor
Capital
losses
($)
Optimal capital gains
position
($)
Gains not
eligible for
discount
($)
Gains
eligible for
discount
($)
Source : ANZ: ANZ Banking Grp Ltd
30/06/2013
634
18,119.72 09/11/2010
15,039.44
0.00
0.00
0.00
0.00
3,080.28
634
18,119.72
15,039.44
0.00
0.00
0.00
0.00
3,080.28
Source : APN0016AU: APN Unlisted Property Fund
30/06/2013
6,183
5,109.42 01/09/2012
6,210.57
627.56
0.00
-473.59
0.00
0.00
6,183
5,109.42
6,210.57
627.56
0.00
-473.59
0.00
0.00
Source : BHP: BHP Billiton Limited
30/06/2013
30
941.10 15/06/2006
785.28
0.00
0.00
0.00
0.00
155.82
30/06/2013
481
15,088.97 16/10/2006
13,093.77
0.00
0.00
0.00
0.00
1,995.20
30/06/2013
266
8,344.42 12/04/2011
13,057.04
0.00
0.00
-4,712.62
0.00
0.00
26,936.09
0.00
0.00
-4,712.62
0.00
2,151.02
777
24,374.49
Source : CBA: Commonwealth Bank.
30/06/2013
544
37,633.92 14/11/2007
33,367.91
0.00
0.00
0.00
0.00
4,266.01
544
37,633.92
33,367.91
0.00
0.00
0.00
0.00
4,266.01
Source : CBAPA: Commonwealth Bank. Conv. Pref.
30/06/2013
131
26,569.42 14/10/2009
26,200.00
0.00
0.00
0.00
0.00
369.42
131
26,569.42
26,200.00
0.00
0.00
0.00
0.00
369.42
Source : COH: Cochlear Limited
30/06/2013
205
12,650.55 09/11/2010
15,008.10
0.00
0.00
-2,357.55
0.00
0.00
205
12,650.55
15,008.10
0.00
0.00
-2,357.55
0.00
0.00
Source : CPU: Computershare Ltd
30/06/2013
1,443
14,819.61 09/11/2010
15,031.77
0.00
0.00
-212.16
0.00
0.00
1,443
14,819.61
15,031.77
0.00
0.00
-212.16
0.00
0.00
Source : CRS0008AU: Aberdeen Inflation linked Bond Fund
30/06/2013
32,342
31,976.07 27/04/2012
35,030.50
0.00
0.00
-3,054.43
0.00
0.00
30/06/2013
19,412
19,192.47 04/12/2012
20,030.50
0.00
0.00
-838.03
0.00
0.00
51,754
51,168.54
55,061.00
0.00
0.00
-3,892.46
0.00
0.00
Source : CSA0038AU: Bentham Wholesale Global Income Fund
30/06/2013
20,747
21,387.97 20/04/2012
20,030.50
0.00
0.00
0.00
0.00
1,357.47
30/06/2013
39,694
40,920.91 04/12/2012
40,030.50
0.00
0.00
0.00
890.41
0.00
60,441
62,308.88
60,061.00
0.00
0.00
0.00
890.41
1,357.47
Source : CWN: Crown Limited
30/06/2013
741
8,973.51 08/12/2005
6,864.40
0.00
0.00
0.00
0.00
2,109.11
30/06/2013
258
3,124.38 10/12/2007
2,414.88
0.00
0.00
0.00
0.00
709.50
30/06/2013
551
6,672.61 18/12/2007
7,248.50
0.00
0.00
-575.89
0.00
0.00
30/06/2013
228
2,761.08 14/07/2010
1,860.72
0.00
0.00
0.00
0.00
900.36
18,388.50
0.00
0.00
-575.89
0.00
3,718.97
1,778
21,531.58
Source : ETL0015AU: PIMCO EQT W/S Aust Bond Fund Class B
30/06/2013
79,286
79,056.49 29/11/2012
80,030.50
130.89
0.00
-843.12
0.00
0.00
79,286
79,056.49
80,030.50
130.89
0.00
-843.12
0.00
0.00
Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices
(also known as "Cum" prices).
Page 1 of 3
M01234567
For enquiries please contact your financial adviser
45
Sample Annual Tax Statement – Unrealised Gains/Losses
Date of
valuation
Quantity
Date of
Ex
distribution acquisition
for tax
value
($) purposes
Original Non-assessable
amounts from
cost
distributions
($)
($)
Reduction
factor
Capital
losses
($)
($)
Optimal capital gains
position
Gains not
eligible for
discount
($)
Gains
eligible for
discount
($)
Source : ETL0032AU: Aberdeen Emerging Opportunities Fund
30/06/2013
25,354
51,490.50 01/06/2010
45,030.50
0.00
0.00
0.00
0.00
6,460.00
30/06/2013
10,611
21,549.15 29/11/2012
20,030.50
0.00
0.00
0.00
1,518.65
0.00
35,965
73,039.65
65,061.00
0.00
0.00
0.00
1,518.65
6,460.00
Source : ETL0042AU: SGH20
30/06/2013
25,998
45,772.15 14/07/2010
45,030.50
0.00
0.00
0.00
0.00
741.65
25,998
45,772.15
45,030.50
0.00
0.00
0.00
0.00
741.65
Source : FID0008AU: Fidelity Australian Equities Fund (WA)
30/06/2013
2,313
53,756.18 29/11/2012
50,030.50
51.82
0.00
0.00
3,777.50
0.00
2,313
53,756.18
50,030.50
51.82
0.00
0.00
3,777.50
0.00
Source : FSF0038AU: CFS Wholesale Global Resources Fund (WA)
30/06/2013
12,954
17,368.91 21/07/2010
23,882.89
15.79
0.00
-6,498.18
0.00
0.00
12,954
17,368.91
23,882.89
15.79
0.00
-6,498.18
0.00
0.00
Source : IAA: Ishs Asia 50 Etf
30/06/2013
914
42,025.72 29/11/2012
40,164.72
0.00
0.00
0.00
1,861.00
0.00
914
42,025.72
40,164.72
0.00
0.00
0.00
1,861.00
0.00
Source : IPL: Incitec Pivot
30/06/2013
3,157
9,029.02 23/06/2011
12,067.17
0.00
0.00
-3,038.15
0.00
0.00
3,157
9,029.02
12,067.17
0.00
0.00
-3,038.15
0.00
0.00
Source : MAQ0277AU: Macquarie Income Opportunities Fund
30/06/2013
35,436
35,481.93 27/04/2012
35,030.50
0.00
0.00
0.00
0.00
451.43
30/06/2013
27,454
27,489.36 23/05/2013
28,030.50
0.00
0.00
-541.14
0.00
0.00
62,890
62,971.29
63,061.00
0.00
0.00
-541.14
0.00
451.43
Source : MGE0001AU: Magellan Global Fund
30/06/2013
40,796
61,882.71 18/11/2010
40,030.50
667.54
0.00
0.00
0.00
22,519.75
40,796
61,882.71
40,030.50
667.54
0.00
0.00
0.00
22,519.75
Source : MGE0002AU: Magellan Infrastructure Fund
30/06/2013
48,090
41,838.41 18/11/2010
35,030.50
0.00
0.00
0.00
0.00
6,807.91
30/06/2013
19,506
16,970.09 20/04/2012
15,030.50
0.00
0.00
0.00
0.00
1,939.59
67,596
58,808.50
50,061.00
0.00
0.00
0.00
0.00
8,747.50
Source : ORG: Origin Energy
30/06/2013
1,440
18,100.80 04/10/2006
9,623.33
0.00
0.00
0.00
0.00
8,477.47
1,440
18,100.80
9,623.33
0.00
0.00
0.00
0.00
8,477.47
Source : ORI: Orica Limited
30/06/2013
532
10,985.80 28/02/2008
13,841.92
0.00
0.00
-2,856.12
0.00
0.00
532
10,985.80
13,841.92
0.00
0.00
-2,856.12
0.00
0.00
Source : PER0270AU: Pengana Emerging Companies Fund
30/06/2013
26,575
58,449.78 31/05/2010
45,030.50
2,391.10
0.00
0.00
0.00
15,810.38
26,575
58,449.78
45,030.50
2,391.10
0.00
0.00
0.00
15,810.38
Source : RIO: Rio Tinto Limited
30/06/2013
172
9,007.64 09/11/2010
15,011.60
0.00
0.00
-6,003.96
0.00
0.00
172
9,007.64
15,011.60
0.00
0.00
-6,003.96
0.00
0.00
Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices
(also known as "Cum" prices).
46
Page 2 of 3
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Unrealised Gains/Losses
Date of
valuation
Quantity
Original Non-assessable
amounts from
cost
distributions
($)
($)
Date of
Ex
distribution acquisition
for tax
value
($) purposes
Reduction
factor
Capital
losses
($)
Optimal capital gains
position
($)
Gains not
eligible for
discount
($)
Gains
eligible for
discount
($)
Source : SLT0006AU: Baker Steel Gold Fund
30/06/2013
39,883
13,803.51 02/06/2010
45,030.50
0.00
0.00
-31,226.99
0.00
0.00
39,883
13,803.51
45,030.50
0.00
0.00
-31,226.99
0.00
0.00
Source : UGL: UGL Limited
30/06/2013
857
5,930.44 23/06/2011
12,054.14
0.00
0.00
-6,123.70
0.00
0.00
857
5,930.44
12,054.14
0.00
0.00
-6,123.70
0.00
0.00
Source : WBC: Westpac Banking Corp
30/06/2013
643
18,569.84 08/12/2005
14,170.29
0.00
0.00
0.00
0.00
4,399.55
30/06/2013
588
16,981.44 16/10/2006
13,753.04
0.00
0.00
0.00
0.00
3,228.40
35,551.28
27,923.33
0.00
0.00
0.00
0.00
7,627.95
1,231
Source : WBCHA: Westpac Banking Corp Frn Aug22
30/06/2013
200
20,400.00 21/08/2012
20,000.00
0.00
0.00
0.00
400.00
0.00
200
20,400.00
20,000.00
0.00
0.00
0.00
400.00
0.00
Source : WOW: Woolworths Limited
30/06/2013
527
17,290.87 08/02/2007
13,165.85
0.00
0.00
0.00
0.00
4,125.02
527
17,290.87
13,165.85
0.00
0.00
0.00
0.00
4,125.02
Source : WPL: Woodside Petroleum
30/06/2013
131
4,586.31 08/12/2005
4,801.28
0.00
0.00
-214.97
0.00
0.00
30/06/2013
162
5,671.62 16/10/2006
6,552.54
0.00
0.00
-880.92
0.00
0.00
30/06/2013
42
1,470.42 11/02/2010
1,768.20
0.00
0.00
-297.78
0.00
0.00
11,728.35
13,122.02
0.00
0.00
-1,393.67
0.00
0.00
979,245.22
955,527.35
3,884.70
0.00
-70,749.30
8,447.56
89,904.32
70,749.30
-8,447.56
-62,301.74
0.00
0.00
27,602.58
335
Subtotal
Application of losses
Subtotal
Concession (33.33%)
9,200.85
Subtotal
0.00
TOTAL NET UNREALISED CAPITAL GAIN/LOSS
18,401.73
18,401.73
Please note this statement uses post distribution prices (also known as "Ex" prices) which will vary from the Portfolio Valuation Report which uses pre-distribution prices
(also known as "Cum" prices).
Page 3 of 3
M01234567
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47
Sample Annual Tax Statement – Insurance Details
SAMPLE Investment Service
Insurance Details
As at 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Insurance Details
As at: 30 Jun 2013
Term Life
Policy Number:
Policy Owner:
Life Assured
John Citizen
Payment Frequency:
Premium:
Date Paid To:
Y0000000
John Citizen – ABC Trust
Date
of Birth
1/1/1900
Smoker
No
Benefit Details
Death:
TPD:
2,338,100.00
515,000.00
Monthly
$292.57
21/7/2013
Occupation
Class
n/a
A
Definition
n/a
ANY
Term Life
Policy Number:
Policy Owner:
Payment Frequency:
Premium:
Date Paid To:
Y0000001
John Citizen – ABC Trust
Life Assured
Date
of Birth
Smoker
Sarah Citizen
1/1/1900
No
Benefit Details
Death:
TPD:
1,545,000.00
1,545,000.00
Monthly
$155.35
14/7/2013
Occupation
Class
n/a
n/a
Definition
n/a
Home Duties
For full terms and conditions of your insurance cover, please refer to your Policy Schedule, Renewal Summa ry or BT Protection Plans Product Disclosure
Statement and Policy Document.
48
Page 1 of 1
M01234567
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Sample Annual Tax Statement – Summary of Insurance Premium
SAMPLE Investment Service
Summary of Insurance Premium
Year ended 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Policy Number:
Y0000000
Policy Type:
Term Life
Policy Owner:
John Citizen – ABC Trust
Total Premium Paid for the Financial Year: $3,346.28
Policy Number:
Y0000001
Policy Type:
Term Life
Policy Owner:
John Citizen – ABC Trust
Total Premium Paid for the Financial Year: $1,794.36
The above information shows the total premiums paid from your Wrap account for any (BT Life) insurance policy held during the financial year. The
insurance policy premium information has not been included in your Tax Statement or supporting schedules. It is provided separately on this report for your
information. You will need to discuss with your adviser and/or tax consultant to determine whether or not any of the premiums paid can be claimed as a tax
deduction.
Page 1 of 1
M01234567
For enquiries please contact your financial adviser
49
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Investment Summary
Opening balance as at 1-Jul-2012
$36,012.14
Closing balance as at 30-Jun-2013
$9,598.72
Transaction Details
Effective
Date
Transaction Type
Transaction Details
1-Jul-2012
Opening Balance
1 Jul 2012
Interest
2 Jul 2012
Account Keeping Fee
for the period 01 Jun 2012 to
30 Jun 2012
2 Jul 2012
Wrap Advantage Fee
Rebate
for the period 01 Jun 2012 to
30 Jun 2012
2 Jul 2012
Ongoing Adviser Fee
for the period 01 Jun 2012 to
30 Jun 2012
2 Jul 2012
Dividend
WESTPAC DIVIDEND
2 Jul 2012
Dividend
2 Jul 2012
Deposits ($)
Withdrawals ($)
Balance ($)
36,012.14
344.73
36,356.87
-307.20
3.65
36,049.67
36,053.32
-806.28
35,247.04
1,009.42
36,256.46
ANZ DIVIDEND
418.44
36,674.90
Dividend
ORICA DIVIDEND
202.16
36,877.06
2 Jul 2012
Distribution
CFS W/S Glbl Resources Fd
(WA) FSF0038AU
121.77
36,998.83
3 Jul 2012
Dividend
INCITEC PIVOT
104.18
37,103.01
6 Jul 2012
Distribution
SGH20 ETL0042AU
181.01
37,284.02
50
Page 1 of 11
M01234567
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Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
9 Jul 2012
Transaction Type
Transaction Details
Deposits ($)
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
193.84
37,477.86
9 Jul 2012
Distribution
Walter Scott Glbl Eqty Fd
Hdgd MAQ0557AU
339.01
37,816.87
10 Jul 2012
Distribution
APN Proprty for Incme Fd No
2 APN0004AU
170.09
37,986.96
11 Jul 2012
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
203.58
38,190.54
11 Jul 2012
Distribution
Baker Steel Gold Fd
SLT0006AU
1,385.43
39,575.97
12 Jul 2012
Distribution
Greencape W/S Broadcap Fd
HOW0034AU
135.22
39,711.19
12 Jul 2012
Distribution
Magellan Infrastructure Fd
MGE0002AU
1,654.09
41,365.28
12 Jul 2012
Distribution
Magellan Glbl Fd
MGE0001AU
815.91
42,181.19
13 Jul 2012
Distribution
Pengana Emerging Comp Fd
PER0270AU
132.88
42,314.07
16 Jul 2012
Distribution
Platinum Asia Fd
PLA0004AU
403.24
42,717.31
17 Jul 2012
Distribution
Aberdeen Inflation Lnkd Bond
CRS0008AU
3,444.24
46,161.55
19 Jul 2012
Distribution
Aberdeen Emerging
Opportunts ETL0032AU
421.58
46,583.13
31 Jul 2012
Dividend
PERLS V DST
344.38
46,927.51
31 Jul 2012
Ins Premium Term Life
-251.43
46,676.08
31 Jul 2012
Ins Premium Term Life
-137.89
46,538.19
1 Aug 2012
Account Keeping Fee
for the period 01 Jul 2012 to
31 Jul 2012
-317.57
46,220.62
1 Aug 2012
Wrap Advantage Fee
Rebate
for the period 01 Jul 2012 to
31 Jul 2012
3.78
Withdrawals ($)
Balance ($)
46,224.40
51
Page 2 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
1 Aug 2012
Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
Balance ($)
Ongoing Adviser Fee
for the period 01 Jul 2012 to
31 Jul 2012
-838.88
45,385.52
7 Aug 2012
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
141.74
45,527.26
9 Aug 2012
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
131.99
45,659.25
10 Aug 2012 Distribution
APN Proprty for Incme Fd No
2 APN0004AU
170.09
45,829.34
14 Aug 2012 Corporate Actions
WBCBF WESTPAC
BANKING CORPORATION
15 Aug 2012 Dividend
AQN INTEREST
16 Aug 2012 Cash Bank Direct
ARELLIA LABS
21 Aug 2012 Distribution
Aberdeen Inflation Lnkd Bond
CRS0008AU
24 Aug 2012 Dividend
WOW INTEREST
-20,000.00
25,829.34
822.49
26,651.83
3,375.00
30,026.83
195.67
30,222.50
35.56
30,258.06
31 Aug 2012 Ins Premium Term Life
-251.43
30,006.63
31 Aug 2012 Ins Premium Term Life
-137.89
29,868.74
-319.21
29,549.53
3 Sep 2012
Account Keeping Fee
for the period 01 Aug 2012 to
31 Aug 2012
3 Sep 2012
Wrap Advantage Fee
Rebate
for the period 01 Aug 2012 to
31 Aug 2012
3 Sep 2012
Ongoing Adviser Fee
for the period 01 Aug 2012 to
31 Aug 2012
5 Sep 2012
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
125.21
28,822.25
5 Sep 2012
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
141.74
28,963.99
7 Sep 2012
Dividend
UGL FNL DIV
308.52
29,272.51
10 Sep 2012 Dividend
AGKHA INT
340.41
29,612.92
11 Sep 2012 Dividend
CPU DIV
202.02
29,814.94
3.82
29,553.35
-856.31
28,697.04
52
Page 3 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Transaction Type
Date
13 Sep 2012 Dividend
Transaction Details
RIO DIVIDEND
117.84
29,932.78
20 Sep 2012 Dividend
COCHLEAR DIV
256.25
30,189.03
19,548.82
49,737.85
21 Sep 2012 Asset Tsfr Adjustment Cr
Deposits ($)
Withdrawals ($)
Balance ($)
27 Sep 2012 Dividend
AGK DIVIDEND
351.36
50,089.21
27 Sep 2012 Dividend
ORG FNL DIV
653.50
50,742.71
28 Sep 2012 Dividend
BHP LTD DIVIDEND
428.00
51,170.71
28 Sep 2012 Ins Premium Term Life
-251.43
50,919.28
28 Sep 2012 Ins Premium Term Life
-137.89
50,781.39
1 Oct 2012
Interest
230.35
2 Oct 2012
Account Keeping Fee
for the period 01 Sep 2012 to
30 Sep 2012
2 Oct 2012
Wrap Advantage Fee
Rebate
for the period 01 Sep 2012 to
30 Sep 2012
2 Oct 2012
Ongoing Adviser Fee
for the period 01 Sep 2012 to
30 Sep 2012
2 Oct 2012
Dividend
WOODSIDE
5 Oct 2012
Dividend
CBA DIVIDEND
5 Oct 2012
Distribution
9 Oct 2012
51,011.74
-308.96
1.65
50,702.78
50,704.43
-831.24
49,873.19
211.39
50,084.58
1,071.68
51,156.26
Bentham W/S Glbl Incme Fd
CSA0038AU
127.12
51,283.38
Distribution
Greencape W/S Broadcap Fd
HOW0034AU
417.64
51,701.02
9 Oct 2012
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
177.18
51,878.20
12 Oct 2012
Dividend
WOW DIVIDEND
353.09
52,231.29
12 Oct 2012
Dividend
CROWN LIMITED
337.82
52,569.11
18 Oct 2012
Partial Bank Direct
Heffron Consult
29 Oct 2012
Cash Bank Direct
ARELLIA LABS
31 Oct 2012
Dividend
PERLS V DST
-1,237.50
51,331.61
3,375.00
54,706.61
322.66
55,029.27
53
Page 4 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
31 Oct 2012
Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
Balance ($)
Ins Premium Term Life
-251.43
54,777.84
31 Oct 2012
Ins Premium Term Life
-137.89
54,639.95
1 Nov 2012
Account Keeping Fee
for the period 01 Oct 2012 to
31 Oct 2012
-320.68
54,319.27
1 Nov 2012
Wrap Advantage Fee
Rebate
for the period 01 Oct 2012 to
31 Oct 2012
1 Nov 2012
Ongoing Adviser Fee
for the period 01 Oct 2012 to
31 Oct 2012
6 Nov 2012
Cheque
6 Nov 2012
Distribution
6 Nov 2012
Distribution
1.77
54,321.04
-887.62
53,433.42
903.46
54,336.88
Bentham W/S Glbl Incme Fd
CSA0038AU
129.48
54,466.36
Macq Mstr Incme Opportunts
MAQ0277AU
177.18
54,643.54
15 Nov 2012 Dividend
AQN INTEREST
810.93
55,454.47
23 Nov 2012 Dividend
WBCHA INT
321.12
55,775.59
26 Nov 2012 Dividend
WOW INTEREST
37.11
55,812.70
27 Nov 2012 Trade
Sale of 1098.00 units of AGL
Energy Limited @ $13.8945
15,256.14
71,068.84
27 Nov 2012 Trade
Sale of 21.00 units of
Woolworths Limited Frn
Nov36 @ $103.3429
2,170.20
73,239.04
27 Nov 2012 Trade
Sale of 180.00 units of AGL
Energy Limited Frn Jun39 @
$102.6658
18,479.85
91,718.89
27 Nov 2012 Trade
Sale of 383.00 units of AMP
Group Finance. Frn Apr19 @
$104.1458
39,887.83
131,606.72
27 Nov 2012 Trade
Full Redemption of 19983.13
units of Platinum Asia Fund
@ $2.1314 (Fee - $30.50)
42,561.54
174,168.26
54
Page 5 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Transaction Type
Date
27 Nov 2012 Trade
Transaction Details
Deposits ($)
Withdrawals ($)
Balance ($)
Full Redemption of 35647.45
units of Greencape
Wholesale Broadcap Fund @
$1.0900 (Fee - $30.50)
38,825.22
212,993.48
27 Nov 2012 Trade
Full Redemption of 56362.73
units of Walter Scott Global
Equity Fund (Hedged) @
$0.8562 (Fee - $30.50)
48,227.27
261,220.75
29 Nov 2012 Trade
Application of 2312.80 units
of Fidelity Australian Equities
Fund (WA) @ $21.6188 (Fee
- $30.50)
-50,030.50
211,190.25
29 Nov 2012 Trade
Application of 10610.64 units
of Aberdeen Emerging
Opportunities Fund @
$1.8849 (Fee - $30.50)
-20,030.50
191,159.75
29 Nov 2012 Trade
Application of 79286.42 units
of PIMCO EQT W/S Aust
Bond Fund Class B @
$1.0090 (Fee - $30.50)
-80,030.50
111,129.25
30 Nov 2012 Ins Premium Term Life
-155.35
110,973.90
30 Nov 2012 Ins Premium Term Life
-292.57
110,681.33
-305.68
110,375.65
3 Dec 2012
Account Keeping Fee
for the period 01 Nov 2012 to
30 Nov 2012
3 Dec 2012
Wrap Advantage Fee
Rebate
for the period 01 Nov 2012 to
30 Nov 2012
3 Dec 2012
Ongoing Adviser Fee
for the period 01 Nov 2012 to
30 Nov 2012
4 Dec 2012
Trade
4 Dec 2012
Trade
3.72
110,379.37
-865.52
109,513.85
Purchase of 914.00 units of
Ishs Asia 50 Etf @ $43.9439
-40,164.72
69,349.13
Application of 19411.82 units
of Aberdeen Inflation linked
Bond Fund @ $1.0303 (Fee $30.50)
-20,030.50
49,318.63
55
Page 6 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
4 Dec 2012
Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
Balance ($)
Trade
Application of 39694.35 units
of Bentham Wholesale Global
Income Fund @ $1.0077
(Fee - $30.50)
-40,030.50
9,288.13
5 Dec 2012
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
130.68
9,418.81
6 Dec 2012
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
159.46
9,578.27
10 Dec 2012 Distribution
CFS W/S Glbl Resources Fd
(WA) FSF0038AU
90.68
9,668.95
14 Dec 2012 Dividend
INCITEC PIVOT
287.29
9,956.24
14 Dec 2012 Dividend
ORICA DIVIDEND
287.28
10,243.52
19 Dec 2012 Dividend
ANZ DIVIDEND
500.86
10,744.38
20 Dec 2012 Dividend
WBC DIVIDEND
1,034.04
11,778.42
31 Dec 2012 Ins Premium Term Life
-155.35
11,623.07
31 Dec 2012 Ins Premium Term Life
-292.57
11,330.50
1 Jan 2013
Interest
255.14
11,585.64
2 Jan 2013
Account Keeping Fee
for the period 01 Dec 2012 to
31 Dec 2012
2 Jan 2013
Wrap Advantage Fee
Rebate
for the period 01 Dec 2012 to
31 Dec 2012
2 Jan 2013
Ongoing Adviser Fee
for the period 01 Dec 2012 to
31 Dec 2012
4 Jan 2013
Distribution
Pengana Emerging Comp Fd
PER0270AU
132.88
10,498.03
7 Jan 2013
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
383.40
10,881.43
7 Jan 2013
Distribution
EQT PIMCO W/S Aust Bond
Fd ETL0015AU
682.66
11,564.09
7 Jan 2013
Distribution
SGH20 ETL0042AU
478.80
12,042.89
-321.47
6.04
11,264.17
11,270.21
-905.06
10,365.15
56
Page 7 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
7 Jan 2013
Transaction Type
Transaction Details
Deposits ($)
Withdrawals ($)
Distribution
Magellan Infrastructure Fd
MGE0002AU
337.98
12,380.87
9 Jan 2013
Distribution
Fidelity Aust Eqts Fd (WA)
FID0008AU
668.53
13,049.40
9 Jan 2013
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
177.18
13,226.58
10 Jan 2013
Distribution
Unlisted Prop Fnd
APN0016AU
716.58
13,943.16
10 Jan 2013
APN Rebate
1.73
13,944.89
11 Jan 2013
Dividend
IAA DIVIDEND
351.70
14,296.59
31 Jan 2013
Dividend
PERLS V DST
302.32
14,598.91
31 Jan 2013
Ins Premium Term Life
-155.35
14,443.56
31 Jan 2013
Ins Premium Term Life
-292.57
14,150.99
1 Feb 2013
Account Keeping Fee
for the period 01 Jan 2013 to
31 Jan 2013
-327.07
13,823.92
1 Feb 2013
Wrap Advantage Fee
Rebate
for the period 01 Jan 2013 to
31 Jan 2013
1 Feb 2013
Ongoing Adviser Fee
for the period 01 Jan 2013 to
31 Jan 2013
6 Feb 2013
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
388.18
13,289.84
6 Feb 2013
Cheque
EMPL Employer Contribution
3,011.52
16,301.36
7 Feb 2013
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
177.18
16,478.54
25 Feb 2013
Dividend
WBCHA INT
303.48
16,782.02
28 Feb 2013
Ins Premium Term Life
-155.35
16,626.67
28 Feb 2013
Ins Premium Term Life
-292.57
16,334.10
1 Mar 2013
Account Keeping Fee
-296.50
16,037.60
6.20
13,830.12
-928.46
for the period 01 Feb 2013 to
28 Feb 2013
Balance ($)
12,901.66
57
Page 8 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
1 Mar 2013
Transaction Type
Transaction Details
Wrap Advantage Fee
Rebate
for the period 01 Feb 2013 to
28 Feb 2013
1 Mar 2013
Ongoing Adviser Fee
for the period 01 Feb 2013 to
28 Feb 2013
6 Mar 2013
Cash Bank Direct
ATO
6 Mar 2013
Distribution
8 Mar 2013
Deposits ($)
Withdrawals ($)
5.72
Balance ($)
16,043.32
-853.84
15,189.48
2,602.57
17,792.05
Macq Mstr Incme Opportunts
MAQ0277AU
70.87
17,862.92
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
379.99
18,242.91
12 Mar 2013
Dividend
COH
256.25
18,499.16
19 Mar 2013
Dividend
CPU DIV
202.02
18,701.18
27 Mar 2013
Dividend
UGL ITM DIV
291.38
18,992.56
28 Mar 2013
Dividend
BHP LTD DIVIDEND
431.76
19,424.32
28 Mar 2013
Ins Premium Term Life
-155.35
19,268.97
28 Mar 2013
Ins Premium Term Life
-292.57
18,976.40
1 Apr 2013
Interest
2 Apr 2013
Account Keeping Fee
for the period 01 Mar 2013 to
31 Mar 2013
2 Apr 2013
Wrap Advantage Fee
Rebate
for the period 01 Mar 2013 to
31 Mar 2013
2 Apr 2013
Ongoing Adviser Fee
for the period 01 Mar 2013 to
31 Mar 2013
2 Apr 2013
Good Value Payment
78.49
17,854.27
2 Apr 2013
Management fee rebate
73.97
17,928.24
3 Apr 2013
Dividend
WOODSIDE
212.81
18,141.05
4 Apr 2013
Dividend
ORG ITM DIV
653.50
18,794.55
5 Apr 2013
Dividend
CBA DIVIDEND
892.16
19,686.71
8 Apr 2013
Distribution
Fidelity Aust Eqts Fd (WA)
FID0008AU
251.49
19,938.20
73.06
19,049.46
-328.58
6.38
18,720.88
18,727.26
-951.48
17,775.78
58
Page 9 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Date
8 Apr 2013
Transaction Type
Transaction Details
Distribution
EQT PIMCO W/S Aust Bond
Fd ETL0015AU
599.56
20,537.76
8 Apr 2013
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
375.07
20,912.83
9 Apr 2013
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
106.28
21,019.11
10 Apr 2013
APN Rebate
1.53
21,020.64
11 Apr 2013
Dividend
RIO TINTO LTD
157.67
21,178.31
16 Apr 2013
Dividend
CROWN LIMITED
320.04
21,498.35
16 Apr 2013
Partial Bank Direct
Heffron
26 Apr 2013
Dividend
WOW DIVIDEND
30 Apr 2013
Ins Premium Term Life
-155.35
20,432.24
30 Apr 2013
Ins Premium Term Life
-292.57
20,139.67
30 Apr 2013
Dividend
PERLS V DST
1 May 2013
Account Keeping Fee
for the period 01 Apr 2013 to
30 Apr 2013
1 May 2013
Wrap Advantage Fee
Rebate
for the period 01 Apr 2013 to
30 Apr 2013
1 May 2013
Ongoing Adviser Fee
for the period 01 Apr 2013 to
30 Apr 2013
1 May 2013
Cash Bank Direct
SCP SALE PAYMENT
171.65
19,361.11
6 May 2013
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
106.31
19,467.42
7 May 2013
Cheque
3,513.44
22,980.86
7 May 2013
Distribution
386.18
23,367.04
15,011.68
38,378.72
22 May 2013 Trade
Bentham W/S Glbl Incme Fd
CSA0038AU
Sale of 1174.00 units of
Origin Energy @ $12.7868
Deposits ($)
Withdrawals ($)
-1,237.50
326.74
Balance ($)
20,260.85
20,587.59
283.96
20,423.63
-317.96
6.10
20,105.67
20,111.77
-922.31
19,189.46
59
Page 10 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Cash Account Statement
SAMPLE Investment Service
Cash Account Statement
1-Jul-2012 to 30-Jun-2013
Transaction Details
Effective
Transaction Type
Date
22 May 2013 Trade
Transaction Details
Deposits ($)
Application of 27453.67 units
of Macquarie Income
Opportunities Fund @
$1.0199 (Fee - $30.50)
Withdrawals ($)
Balance ($)
-28,030.50
10,348.22
23 May 2013 Dividend
WBCHA INT
279.36
10,627.58
29 May 2013 Dividend
WOODSIDE
205.10
10,832.68
30 May 2013 Distribution
Unlisted Prop Fnd
APN0016AU
366.14
11,198.82
31 May 2013 Ins Premium Term Life
-155.35
11,043.47
31 May 2013 Ins Premium Term Life
-292.57
10,750.90
-329.25
10,421.65
3 Jun 2013
Account Keeping Fee
for the period 01 May 2013
to 31 May 2013
3 Jun 2013
Wrap Advantage Fee
Rebate
for the period 01 May 2013
to 31 May 2013
3 Jun 2013
Ongoing Adviser Fee
for the period 01 May 2013
to 31 May 2013
6 Jun 2013
Distribution
Bentham W/S Glbl Incme Fd
CSA0038AU
387.58
9,857.97
6 Jun 2013
Distribution
Macq Mstr Incme Opportunts
MAQ0277AU
188.67
10,046.64
28 Jun 2013
Ins Premium Term Life
-155.35
9,891.29
28 Jun 2013
Ins Premium Term Life
-292.57
9,598.72
6.36
10,428.01
-957.62
30-Jun-2013 Closing Balance
9,470.39
9,598.72
The Wrap Advantage Fee Rebate is provided by BT Portfolio Services Limited, a wholly
owned subsidiary of BT Financial Group, and is paid as a reduction on your Account keeping
fee. It is enjoyed by investors in an Advantage Investment Series fund. The more you invest
in these funds, the greater your total rebate¹. To find out more about these funds, please
contact your adviser, refer to the current Offer Document or visit www.investorwrap.com.au
¹ This information has been prepared without taking into account your objectives, financial situation or needs. As a result, please consider its appropriateness
before taking any action.
60
If you have elected to receive cash distributions, they will be credited to your Cash Account once they are received from the fund manager. This statement
may not include recent transactions that have not been processed. Issued by BT Portfolio Services Ltd ABN 73 095 055 208 ('BTPS'). The information
contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request date. However, it is general
information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company in the Westpac Group nor any
of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility arising in any other way including by
reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law.
Page 11 of 11
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Transaction History
SAMPLE Investment Service
Transaction History
1-Jul-2012 to 30-Jun-2013
John Citizen
ABC Trust
1 SYDNEY Ave
SYDNEY NSW 2000
Investor name
John Citizen – ABC Trust
Investor number
M01234567
Product type
Investment
Adviser name
WEALTH ADVISERS
Adviser phone number
03 22222222
Summary
Withdrawal Total
Application Total
-$266,518.91
$324,526.46
Net Total
Absolute Movement
$58,007.55
$591,045.37
Transaction Type
Description
21 Aug 2012
Westpac Banking Corp Transfer
Allocation
200.00
100.0000
20,000.00
23 Aug 2012
Westpac Banking Corp Corporate Action
Frn Aug22
200.00
100.0000
20,000.00
23 Aug 2012
Westpac Banking Corp Corporate Action
Allocation
-200.00
100.0000
-20,000.00
31 Aug 2012
APN Property For
Income Fund No 2
(WA)
-31,398.57
0.8204
-25,759.39
1 Sep 2012
APN Unlisted Property Application
Fund
6,182.74
1.0045
6,210.57
23 Nov 2012
Greencape Wholesale Full Redemption
Broadcap Fund
-35,647.45
1.0900
-38,855.72
23 Nov 2012
Walter Scott Global
Full Redemption
Equity Fund (Hedged)
-56,362.73
0.8562
-48,257.77
26 Nov 2012
Platinum Asia Fund
Full Redemption
-19,983.13
2.1314
-42,592.04
27 Nov 2012
Woolworths Limited
Frn Nov36
Sell
-21.00
103.3429
-2,170.20
27 Nov 2012
AGL Energy Limited
Frn Jun39
Sell
-180.00
102.6658
-18,479.85
27 Nov 2012
AMP Group Finance.
Frn Apr19
Sell
-383.00
104.1458
-39,887.83
Partial Transfer
Quantity
1
Transaction Date
Market Price ($)
Market Value ($)
61
Page 1 of 2
M01234567
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Transaction History
SAMPLE Investment Service
Transaction History
1-Jul-2012 to 30-Jun-2013
1
Transaction Date
Description
Transaction Type
Quantity
Market Price ($)
Market Value ($)
27 Nov 2012
AGL Energy Limited
Sell
-1,098.00
13.8945
-15,256.14
29 Nov 2012
Aberdeen Emerging
Opportunities Fund
Application
10,610.64
1.8849
20,000.00
29 Nov 2012
PIMCO EQT W/S Aust Application
Bond Fund Class B
79,286.42
1.0090
80,000.00
29 Nov 2012
Fidelity Australian
Equities Fund (WA)
Application
2,312.80
21.6188
50,000.00
4 Dec 2012
Aberdeen Inflation
linked Bond Fund
Application
19,411.82
1.0303
20,000.00
4 Dec 2012
Bentham Wholesale
Global Income Fund
Application
39,694.35
1.0077
40,000.00
4 Dec 2012
Ishs Asia 50 Etf
Buy
914.00
43.9439
40,164.72
11 Dec 2012
Woolworths Limited
Corporate Action
0.00
0.0000
-76.64
11 Dec 2012
SCA Property Group
Corporate Action
105.00
1.4397
151.17
1 May 2013
SCA Property Group
Corporate Action
-105.00
1.6348
-171.65
22 May 2013
Origin Energy
Sell
-1,174.00
12.7868
-15,011.68
23 May 2013
Macquarie Income
Opportunities Fund
Application
27,453.67
1.0199
28,000.00
(WA) indicates that this fund is part of the Advantage Investment Series which is a range of managed funds providing you
with a rebate on your Account keeping fee, where an Account keeping fee is charged to your account.
1 The market price is the actual price that applied when your transaction was settled.
62
Unsettled trades are not reflected in this report. If you are reinvesting your distributions in a managed fund, this amount may be outstanding from your
reports until the distributions are confirmed by the fund manager and credited to your portfolio. Issued by BT Portfolio Services Ltd ABN 73 095 055 208
(`BTPS'). The information contained in this statement is given in good faith and has been derived from sources believed to be accurate at the report request
date. However, it is general information only and should not be considered a comprehensive statement on any matter nor relied upon as such. No company
in the Westpac Group nor any of their related entities, employees or directors gives any warranty of reliability or accuracy or accepts any responsibility
arising in any other way including by reason of negligence for errors or omissions. This disclaimer is subject to any requirement of the law.
M01234567
Page 2 of 2
For enquiries please contact your financial adviser
Sample Annual Tax Statement – Audit Report
Independent audit report by the auditor to the Board of Directors of
BT Portfolio Services Limited on internal controls and other relevant
accounting procedures as they relate to the specified annual investor statements
for the year ended 30 June 2013
Scope
We have audited the internal controls and other relevant accounting procedures of BT Portfolio Services Limited
(“the Operator”), including those of its custodians and any other relevant person acting on behalf of the Operator,
relating to the preparation of the Portfolio Valuation and Annual Income and Expense Report (the “annual investor
statements”) given to the clients of SAMPLE Investment Service (“the clients”) for the year ended 30 June
2013. These internal controls and accounting procedures are hereafter referred to as “the internal controls”.
Our audit has been performed in order to express an opinion about the design of the controls to meet the
criteria specified in Australian Securities & Investments Commission Class Order 02/294 “Investor directed
portfolio services” (as amended) and the effectiveness of the internal controls in mitigating the risk of
material misstatement in the clients’ annual investor statements.
The directors and management of the Operator are responsible for maintaining an effective internal control
structure including the internal controls in relation to the preparation of annual investor statements of the clients,
which comprise for each client a statement of the quantity and value of assets and liabilities held through the
Operator by the client as at 30 June 2013 and the corresponding revenue and expenses of the client for the year
ended on that date.
The directors of the Operator have determined that the accounting policies used, including the basis of
accounting, are appropriate to meet the requirements of the Australian Securities & Investments Commission
Class Order 02/294 "Investor directed portfolio services" (as amended). No opinion is expressed as to whether
the basis of preparation is appropriate to the needs of the clients.
Our audit has been conducted in accordance with the Australian Standard on Assurance Engagements (ASAE)
3000 Assurance Engagements other than Audits or Reviews of Historical Financial Information and AUS 810
Special Purpose Reports on the Effectiveness on Control Procedures and accordingly included such tests and
procedures as we considered necessary in the circumstances. These procedures included testing that the
aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown collectively in
the annual investor statements were properly reconciled in all material respects by the Operator as at 30 June
2013 to the corresponding amounts shown in reports prepared by the custodian which have been independently
audited.
These procedures have been undertaken to express an opinion whether:
• the Operator maintained internal controls and other relevant accounting procedures in relation to the
preparation of annual investor statements, including those of its custodian and any other relevant person acting
on behalf of the Operator, that were suitably designed and operated effectively in all material respects to
ensure that the annual investor statements for the year ended 30 June 2013 are or have been given to clients
without material misstatements; and
• the aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown in the
clients' annual investor statements for the year ended 30 June 2013 have been properly reconciled in all
material respects by the Operator as at 30 June 2013 to the corresponding amounts shown in the reports
prepared by the custodian which have been independently audited.
This report has been prepared to meet the requirements of Australian Securities & Investments Commission
Class Order 02/294 "Investor directed portfolio services" (as amended). No responsibility will be accepted for any
reliance on this report for any other purpose.
.....................................................................................................................................................................................
::
.:
PricewaterhouseCoopers, ABN 52 780 433 757
Darling Park Tower 2, 201 Sussex Street, SYDNEY NSW 2000 GPO Box 2650 SYDNEY NSW 1171
DX 77 SYDNEY
T +61 2 8266 0000, F +61 2 8266 9999, www.pwc.com.au
Liability limited by a scheme approved under Professional Standards Legislation.
63
Sample Annual Tax Statement – Audit Report
Independent audit report by the auditor to the Board of Directors of
BT Portfolio Services Limited on internal controls and other relevant
accounting procedures as they relate to the specified annual investor statements
for the year ended 30 June 2013
(cont.)
Inherent limitations
Because of the inherent limitations in any internal control structure, it is possible that fraud, errors or
non-compliance with laws and regulations may occur and not be detected. Further, the internal control structure,
within which the control procedures that we have audited operate, has not been audited and no opinion is
expressed as to its effectiveness.
An audit is not designed to detect all weaknesses in control procedures as it is not performed continuously
throughout the period and the tests performed are on a sample basis. Any projection of the evaluation of control
procedures to future periods is subject to the risk that the procedures may become inadequate because of
changes in conditions, or that the degree of compliance with them may deteriorate.
The audit opinion expressed in this report has been formed on the above basis.
Audit opinion
In our opinion:
•
the Operator maintained internal controls and other relevant accounting procedures in relation to the
preparation of annual investor statements, including those of its custodian and any other relevant person
acting on behalf of the Operator, that were suitably designed and operated effectively, in all material respects,
to ensure that the annual investor statements for the year ended 30 June 2013 are or have been given to
clients without material misstatements; and
•
the aggregates of assets (other than assets held by a client), liabilities, revenue and expenses shown in the
clients' annual investor statements for the year ended 30 June 2013 have been properly reconciled in all
material respects by the Operator as at 30 June 2013 to the corresponding amounts shown in the reports
prepared by the custodian which have been independently audited.
PricewaterhouseCoopers
Stephanie Smith
Partner
64
Sydney
18 July 2013
Sample Annual Tax Statement – Audit Report
Independent review report by the auditor to the Directors of
BT Portfolio Services Limited on the specified annual investor statements for
the year ended 30 June 2013
Scope
We have reviewed the Portfolio Valuation and Annual Income and Expense Report (the “annual investor
statements”) given to the clients of SAMPLE Investment Service (“the clients”) for the year ended 30 June
2013 prepared by BT Portfolio Services Limited (“the Operator”). The directors and management of the
Operator are responsible for the preparation of the annual investor statements of the clients, which comprise for
each client a statement of the quantity and value of assets and liabilities held through the Operator by the client
as at 30 June 2013 and the corresponding revenue and expenses of the client for the year ended on that date.
The directors of the Operator have determined that the accounting policies used, including the basis of
accounting, are appropriate to meet the requirements of Australian Securities & Investments Commission
Class Order 02/294 "Investor directed portfolio services" (as amended). The basis of accounting includes
valuation of investments, where the market price is the latest closing price for listed securities and latest
available exit price for unlisted managed funds with the exception of the Challenger Guaranteed Income
Fund, which is valued on a held-to-maturity basis. No opinion is expressed as to whether the basis of
preparation is appropriate to the needs of the clients.
For those investors who hold any items included in the ‘External Assets and Liabilities’ category in their
statement, these are not included in the scope of our review as they are not held through the Operator.
We have conducted an independent review of the annual investor statements in order to state whether, on the
basis of the procedures described below, anything has come to our attention that would indicate that any annual
investor statement given to any client is materially misstated.
Our review has been conducted in accordance with Australian Auditing and Assurance Standards applicable to
review engagements. A review is limited primarily to inquiries of the Operator’s personnel and analytical
procedures applied to the financial data. These procedures do not provide all the evidence that would be required
in an audit, thus the level of assurance provided is less than that given in an audit. We have not performed an
audit of any individual annual investor statement and, accordingly, we do not express an audit opinion in relation
to any client’s individual annual investor statement.
We have also performed an independent audit of internal controls and other relevant accounting procedures of
the Operator, including those of its custodian and any other relevant person acting on behalf of the Operator as
they relate to the preparation of the annual investor statements (“the internal controls”), and have issued a
separate unqualified audit opinion on whether the internal controls implemented by the Operator were suitably
designed and operated effectively to ensure that there are no material misstatements in the clients’ annual
investor statements for the year ended 30 June 2013.
.....................................................................................................................................................................................
::.
: PricewaterhouseCoopers, ABN 52 780 433 757
Darling Park Tower 2, 201 Sussex Street, SYDNEY NSW 2000 GPO Box 2650 SYDNEY NSW 1171
DX 77 SYDNEY
T +61 2 8266 0000, F +61 2 8266 9999, www.pwc.com.au
Liability limited by a scheme approved under Professional Standards Legislation.
65
Sample Annual Tax Statement – Audit Report
Independent review report by the auditor to the Directors of
BT Portfolio Services Limited on the specified annual investor statements for
the year ended 30 June 2013
(cont.)
This report has been prepared to meet the requirements of Australian Securities & Investments Commission
Class Order 02/294 "Investor directed portfolio services" (as amended). No responsibility will be accepted for any
reliance on this report for any other purpose.
The Statement provided below has been prepared on the above basis.
Statement
Based on our review, which is not an audit, nothing has come to our attention that causes us to believe that any
annual investor statement for the year ended 30 June 2013 given to any client is materially misstated.
PricewaterhouseCoopers
Stephanie Smith
Partner
66
Sydney
18 July 2013
67
The statements, reports and correspondence samples are based on a hypothetical example and are
provided for guidance only. Actual versions provided to Wrap investors may vary from those provided
in this document.
For more information
Speak to your Financial Adviser
Call Wrap Customer Relations on 1300 657 010
Monday to Friday 8.00am – 6.30pm
This document has been prepared by BT Portfolio Services Ltd ABN 73 095 055 208, AFSL No. 233715 (BTPS) and is current as at December 2013.
The information in this document has been prepared without taking account of your objectives, financial situation or needs. Because of this you should,
before acting on the information, consider its appropriateness, having regard to your objectives, financial situation and needs. The tax position described in
the sample report is provided as an example only and does not constitute tax advice. Past performance is not a reliable indicator of future performance.
BTPS has not verified the information in this document and makes no representation or warranty of any kind as to the accuracy or completeness of the
information. It is general information only and should not be considered as a comprehensive statement on any matter and should not be relied upon as
such. None of BTPS, any company in the Westpac Group of companies or any of their directors, employees and associates gives any warranty of reliability
or accuracy or accepts any responsibility arising in any other way including by reason of negligence for errors in, or omissions from, the information in this
document and does not accept any liability for any loss or damage, however caused, as a result of any person relying on any information in this document,
subject to any requirement of law.
BTPS operates Wrap. An IDPS Guide is available for Wrap and can be obtained from your financial adviser. You should obtain and consider the IDPS Guide
before deciding whether to acquire, continue to hold or dispose of interests in Wrap.
© 2013 BT Portfolio Services Ltd ABN 73 095 055 208
BT13895A-1213lc