RESEARCH ARTICLE Clinical and sociodemographic factors in a sample of older subjects experiencing depressive symptoms Ricardo Barcelos-Ferreira1, Marcos A. Lopes2, Eduardo Yoshio Nakano3, David C. Steffens4 and Cássio M. C. Bottino1 1 Old Age Research Group (Proter), Institute of Psychiatry, University of Sao Paulo Medical School, Brazil Department of Internal Medicine, Federal University of Santa Catarina, Brazil 3 Department of Statistics, University of Brasilia, Brazil 4 Department of Psychiatry and Behavioral Sciences, Duke University Medical Center, Durham, NC, USA Correspondence to: Dr. R. Barcelos-Ferreira, E-mail: barcelosfr@usp.br 2 Objectives: This study aims to determine the frequency of clinically significant depressive symptoms (CSDS) in a community sample of older Brazilians and to examine their relationship with sociodemographic factors, cognitive and functional impairment (CFI), and medical illness. Methods: A total of 1145 subjects aged 60 years or older living in the City of Ribeirao Preto, State of Sao Paulo, Brazil, were interviewed. The following instruments were used: a 10-item scale for screening of depressive symptoms in older people, the mini mental state examination, the Fuld Object Memory Evaluation, the Informant Questionnaire on Cognitive Decline in the Elderly, the Bayer Activities of Daily Living Scale, and a sociodemographic and clinical questionnaire. Results: The frequency of CSDS was 15.7%. Logistic regression analysis indicated that being previously depressed, having CFI, having lower level of education, using psychotropics, and not engaging in physical exercise were related to CSDS. On the other hand, being a woman, older, medically ill, employed, or married was not associated with CSDS. Conclusions: Consistent with previous reports, lower education, lack of physical activity, and CFI were significantly associated with higher frequencies of CSDS. Further investigations are necessary to clarify the occurrence of depression and possible modifiable factors in developing countries such as Brazil. Copyright # 2011 John Wiley & Sons, Ltd. Key words: epidemiology; prevalence; depressive symptoms; elderly; cognitive and functional impairment; Alzheimer’s disease History: Received 6 June 2011; Accepted 31 August 2011; Published online 12 October 2011 in Wiley Online Library (wileyonlinelibrary.com). DOI: 10.1002/gps.2803 Introduction Previous studies have reported that among older people, the presence of significant depressive symptoms that do not meet the diagnostic criteria for minor depression or dysthymia according to DSM-IV (APA, 1994) may nevertheless adversely impact the quality of life (Penninx et al., 2007; Barcelos-Ferreira et al., 2009). Such subsyndromal symptoms are more frequent in the older population and are associated with an increased risk for major depression, physical disability, clinical disease, and high rates of use of health services. A review of prevalence studies of depressive symptoms in older people has shown values ranging from 13.5% to 16% among community-dwelling population Copyright # 2011 John Wiley & Sons, Ltd. and hospitalized patients, respectively (Beekman et al., 1999; Katon, 2003). In addition, a recent longitudinal study carried on by Dozeman et al. (2010) found that after 18 months, the incidence rate of all clinically relevant symptoms of depression was a surprisingly high 48% and that such clinically significant depressive symptoms (CSDS) decreased the quality of life and were associated with excess morbidity and mortality in older adults. Others have found that CSDS also confer a higher risk of developing a major depressive disorder and dysthymia (Cuijpers and Smit, 2004; Cuijpers et al., 2006; Lyness, 2008). The objective of this study was to present the frequency of CSDS in a community sample of older people (≥60 years), living in the city of Ribeirao Preto, in the southeast region Int J Geriatr Psychiatry 2012; 27: 924–930. Older subjects experiencing depressive symptoms of Brazil, and to investigate possible associated factors such as cognitive and functional impairment (CFI), history of clinical diseases, and sociodemographic variables. Consistent with a prior meta-analysis of depressive morbidity in older community-dwelling adults in Brazil (Barcelos-Ferreira et al., 2010), we hypothesized that the female gender, the presence of cardiovascular disease, and the lack of physical exercise would be associated with higher prevalence of CSDS. Methods Sample selection Participants lived in Ribeirao Preto, an urban city located in southeast Brazil, in one of the most developed regions of the country, with a population of 583,842 people (FIBGE, 2010), of whom 54,633 (9.3%) were 60 years old or older. A cluster sampling of a population of individuals aged 60 years and older from three different socioeconomic classes (upper, middle, and low) was carried out. This strategy was an attempt to ensure that the population sample would be representative of the city’s different socioeconomic classes. To that end, “Fundacao Instituto Brasileiro de Geografia e Estatística” (FIBGE, 2000) data were used (FIBGE, 1991, 1996). The population’s sample size was calculated by Epi-Info-5.1 software (Dean, 1990) and resulted in 1110 older individuals. The original parameters were estimated for a dementia prevalence study and have previously been reported by our group (Lopes et al., 2007). These parameters were based on a previous Brazilian study on dementia: 7% rate, sampling accuracy or error (d) of 1.5%, and 95% confidence interval (Herrera et al., 2002). Assessment The following instruments were used in this study: the mini mental state examination (Folstein et al., 1975; Brucki et al., 2003) and the Fuld Object Memory Evaluation (Fuld et al., 1990) were administered to the older subjects; the Informant Questionnaire on Cognitive Decline in the Elderly (Perroco et al., 2009) and the Bayer Activities of Daily Living scale (Folquitto et al., 2007) were administered to the informants. On the basis of a previous study (Bottino et al., 2009), these instruments were combined to classify subjects with CFI. The following tools were also administered: sociodemographic questionnaire; clinical inventory; inventory of previous personal history and habits; inventory of previous family information; survey on the use of health Copyright # 2011 John Wiley & Sons, Ltd. 925 care services; inventory of instrumental and physical activities; and socioeconomic classification scale (including five decreasing levels of classification from A to E), using the questionnaire of the Brazilian Association of Institutes of Market Research (ABIPEME, 2000). A 10-item instrument, the D-10, with scores from 0 to 10, was administered for the evaluation of depressive symptoms in the older patients. Questions were related to the presence of symptoms most of the time during the past 2 weeks, and the participants chose YES or NO as an answer. Six of the items were based on items from the Geriatric Depression Scale (GDS-30; satisfaction with life, boredom, hopelessness, worthlessness, preference to stay at home, and excessive concerns); and one item was obtained from the Center for Epidemiologic Studies Depression Scale (concerning sleep disorders) (Batistoni et al., 2007). Three additional items were assigned through a consensus of the study team composed of psychiatrists and neurologists with clinical experience caring for depressed older Brazilians. They chose three symptoms (feeling little enjoyment, weight loss, and irritability) that their clients also frequently complained of. Furthermore, the D-10 scale was validated in a sample of 62 depressed older Brazilian outpatients diagnosed according to DSM-IV criteria, with a mean score of 7 points. The scale showed internal consistency measured by a Cronbach’s alpha of 0.82 and high agreement with the GDS-5 in the community sample (rs_0.85, p _ 0.001). Considering the DSM-IV as a gold standard, and 7 points as a cutoff score, this new scale had sensitivity of 72.7%, specificity of 100%, positive predictive value of 100%, a negative predictive value of 75.7%, and an accuracy of 85.2% (Barczak, 2010). Data were collected by interviewers trained to apply the protocol described. The investigation was approved by the local ethics committee, and all the subjects and their relatives agreed to participate in the study by providing signed informed consent. Statistical analysis The statistical analysis was performed using the Complex Samples module of Statistical Package for Social Sciences (Field, 2000) for Windows, version 14.0. To address the nonresponse effect, we calculated a probability by dividing the number of older subjects interviewed in each sector by the number of older subjects selected in each sector. The inverse of this probability was the weight to account for the nonresponse effect. The global weight was calculated by multiplying the weight for the nonresponse by the weight for the cluster sampling. Int J Geriatr Psychiatry 2012; 27: 924–930. R. Barcelos-Ferreira et al. 926 The statistical analysis was based on frequencies of CSDS and the odds ratio estimated by univariate and multivariate logistic regression. In the univariate analysis, the factors associated with the presence of CSDS (D-10 ≥ 7) were analyzed individually. The initial multivariate model included all variables in the study, and persons with low average score for the depression scale were taken as the reference category. In the final model, only the variables that maintained an association with this syndrome at a level of 0.10 or less were retained, and we considered here the Wald’s Backward criterion of variable selection. The association between these symptoms and the variables gender, age, skin color, or apparent ethnicity (according to the interviewer’s observation, following the classification of the Brazilian Institute of Geography and Statistics [IBGE, 2000]), marital status, educational level, social class, occupation, employment, smoking, alcohol problems, diabetes mellitus, hypertension, use of psychotropics (any kind of psychotropics, including antidepressants, mood stabilizers, antipsychotics, benzodiazepines, and hypnotics), physical exercise, CFI, previous depressive episode (PDE), stroke, and acute myocardial infarction were assessed. Results A sample of 1828 subjects was approached, of which 1145 agreed to participate (refusal rate: 37.3%). Those who refused were more likely to be women, age 80 years or older, white, engaged in household chores as an occupation, have 1 to 4 years of schooling. They were also more likely to report on clinical comorbidities, have CFI, and lack CSDS. The instruments for the detection of CFI were applied to older individuals distributed in three socioeconomic levels in the following fashion: upper class: 369 subjects (32.2% of the total sample); middle class: 439 subjects (38.3%); lower class: 332 subjects (29%); data lacked for five subjects. The sample showed a mean age of 70.9 years (60–100; SD = 7.7) and was mostly composed of women and married individuals who had attended school up to 4 years (Table 1). The weighted frequency of CSDS was 15.7% (95% CI; 13.5–18.1%). An examination of isolated symptoms showed that the most frequent symptom was “Has been worried most of the time lately?” and the least frequent symptom was “feeling hopeless”. Five depressive symptoms presented frequencies higher than 35%. The univariate and multivariate analyses were accomplished, and the missing data ranged from 0.02% to 0.3%. The presence of CSDS (D 10 ≥ 7) was defined as a dependent variable, and the Copyright # 2011 John Wiley & Sons, Ltd. Table 1 Total sample and its distribution in relation to sociodemographic characteristics Variables Age range 60–64 65–69 70–74 75–79 80–84 85–89 ≥90 Missing Sex Male Female Marital status Single Married Separated Widowed Missing Education 0 (illiterate) 1–4 5–8 ≥9 Missing Social class (ABIPEME†) A B C D E Missing † N = 1145 % 269 272 251 170 102 40 21 23.7 23.8 21.9 14.8 8.9 3.5 1.8 0.5 419 726 36.6 63.4 90 660 64 315 11 7.9 57.6 5.6 27.5 1.0 116 489 108 415 10.1 42.7 9.4 36.2 0.5 123 383 346 203 72 13 10.7 33.4 30.2 17.7 6.3 1.1 ABIPEME: Brazilian Association of Market Research. associated factors were considered as independent variables. The mini mental state examination mean score of the sample (N = 1145) was 25.3 (SD = 5.0). To simplify the cognitive and functional evaluation, we included only the CFI construct in the analyses. First, we performed a univariate analysis with weighted data that showed a higher frequency of CSDS for female gender, occupation, PDE, stroke, use of psychotropics, presence of CFI, and absence of physical exercise. Patients with 1–4 and 5–8 years of schooling and with no formal education presented higher frequencies of CSDS when compared with those reporting more than 12 years of schooling. Concerning social class, only patients belonging to Classes C, D, and E had higher frequencies of CSDS when compared with those belonging to Class A. Skin color or apparent ethnicity was not associated with CSDS (Table 2). Among occupational categories, only “Household chores” had higher frequencies of CSDS when compared with the “Qualified work” category. Age, skin color, employment, and marital status were not associated with CSDS. After the univariate analysis, the final regression model showed that PDE, 1–4 years of schooling and Int J Geriatr Psychiatry 2012; 27: 924–930. Older subjects experiencing depressive symptoms 927 Table 2 Univariate-weighted analysis of the association between (the presence of) clinically significant depressive symptoms (Dep ≥ 7) with sociodemographic and clinical characteristics Dep ≥ 7 Age group 60–64 42.2 (15.4%) 65–69 39.4 (15.1%) 70–74 29.4 (12.1%) 75–79 28.6 (15.9%) ≥ 80 35.7 (22.3%) Gender Male 39.1 (9.4%) Female 137.1 (19.3%) Skin color White 134.6 (15.4%) Brown 37.3 (18.7%) Black 3.4 (8.3%) Asian 0.9 (12.6%) Occupation Qualified work 69.1 (12.5%) Manual work 28.9 (15.1%) Household 75.7 (20.7%) chores Never had a job 1.5 (13.7%) Educational level Illiterate 34.6 (26.7%) 1–4 96.6 (18.9%) 5–8 14.3 (14.5%) 9–11 20.1 (10.2%) ≥12 10.5 (5.7%) Social class A 7.8 (7.4%) B 42.9 (12.1%) C 58.0 (16.5%) D 51.2 (23.7%) E 16.2 (17.9%) Marital status Married 88.7 (13.9%) Separated 9.0 (14.2%) Widowed 57.6 (18.0%) Single 20.9 (21.8%) Employment No 81.0 (16.8%) Yes 89.1 (14.3%) CFI No 115,8 (12,7%) Yes 60,4 (28,5%) Stroke No 163.4 (15.3%) Yes 12.8 (25.9%) Acute myocardial infarction No 164.1 (15.4%) Yes 10.7 (20.5%) Smoking No 150.4 (15.3%) Yes 25.7 (18.4%) PDE No 91.5 (10.9%) Yes 79.8 (30.4%) Psychotropic No 92.5 (11.5%) Yes 80.3 (26.1%) Physical exercise No 111.4 (21.1%) Yes 64.7 (10.9%) OR (95%CI) p 1.000 0.97 (0.58–1.62) 0.75 (0.44–1.27) 1.04 (0.59–1.81) 1.57 (0.91–2.70) 0.912 0.290 0.901 0.102 1.000 2.30 (1.53–3.47) 0.000 1.000 1.27 (0.80–1.99) 0.50 (0.17–1.46) 0.79 (0.09–6.68) 0.307 0.202 0.831 1.000 1.25 (0.74–2.11) 1.84 (1.26–2.68) 0.404 0.002 1.11 (0.22–5.55) 0.895 6.05 (2.86–12.82) 3.88 (2.05–7.37) 2.82 (1.25–6.36) 1.89 (0.89–4.00) 1.000 0.000 0.000 0.013 0.095 1.000 1.74 (0.82–3.68) 2.48 (1.17–5.27) 3.90 (1.81–8.40) 2.73 (1.05–7.15) 0.150 0.018 0.001 0.040 1.000 1.03 (0.48–2.21) 1.36 (0.92–2.02) 1.73 (0.99–3.03) 0.948 0.126 0.055 1.000 0.82 (0.58–1.17) 0.280 1.000 2.75 (1.87–4.04) 0.000 1.000 1.93 (1.00–3.74) 0.050 1.000 1.42 (0.71–2.83) 0.326 1.000 1.24 (0.74–2.09) 0.412 1.000 3.58 (2.49–5.14) 0.000 1.000 2.72 (1.90–3.88) 0.000 1.000 0.45 (0.32–0.65) 0.000 (Continues) Copyright # 2011 John Wiley & Sons, Ltd. Table 2. (Continued) Hypertension No Yes Diabetes No Yes Dep ≥ 7 OR (95%CI) p 87.6 (14.5%) 86.4 (16.9%) 1.000 1.20 (0.85–1.70) 0.297 133.6 (14.6%) 38.3 (19.7%) 1.000 1.43 (0.94–2.18) 0.097 CFI, cognitive and functional impairment; PDE, previous depressive episode. OR (95%CI): odds ratio estimated by univariate logistic regression, comparing the weighted frequencies in each variable. In each variable, the category with OR = 1.000 indicates the reference category. no formal education, use of psychotropics, absence of physical exercise, and presence of CFI were associated with higher odds of CSDS. The variable Diabetes was not significant. The variables age, gender, skin color, occupation, social class, marital status, employment, stroke, acute myocardial infarction, smoking, and hypertension were not associated with the presence of CSDS (Table 3). Discussion The present data were obtained from a populationbased cross-sectional epidemiologic study performed with older subjects (≥60 years), who lived in the city of Ribeirao Preto, in southeast Brazil. The weighted frequency of CSDS was 15.7%, and there was a significant association of the CSDS with CFI, psychotropic use, educational level, physical exercise, and history of previous depression. On the other hand, we found that gender, ethnic differences, cardiovascular disease, and diabetes were not associated with depressive symptoms. The percentage of losses and refusals to participate was significant (37%) but similar to that found in the literature in studies that assessed population samples of older subjects (Veras and Coutinho, 1991; Barcelos-Ferreira et al., 2009; Barcelos-Ferreira et al., 2010). The sociodemographic and clinical characteristics of the subjects who refused to participate were not significantly different compared with the subjects who participated in the study. A recent meta-analysis developed by our group (Barcelos-Ferreira et al., 2010) found prevalence of CSDS varying between 13% and 39%, with a combined prevalence of 26%. We believe that the lower frequencies of CSDS found in our study and in the Sao Paulo’s study could be influenced by the use of same depression screening instrument. The cutoff point of the D-10 used seemed to provide a more specific and less sensitive diagnostic screening, leading to a lower prevalence of CSDS. In addition, methodological similarities between the studies of Sao Paulo and Int J Geriatr Psychiatry 2012; 27: 924–930. R. Barcelos-Ferreira et al. 928 Table 3 Final results of the multivariate weighted analysis of sociodemographic and clinical characteristics associated to (the presence of) depressive symptoms (Dep ≥ 7) Educational level Illiterate 1–4 5–8 9–11 ≥12 CFI No Yes PDE No Sim Psychotropic No Yes Physical exercise No Yes Diabetes No Yes OR (95%CI) p 4.37 (1.94–9.87) 3.01 (1.54–5.85) 2.13 (0.89–5.05) 1.42 (0.65–3.12) 1.000 0.000 0.001 0.087 0.378 1.000 1.99 (1.28–3.09) 0.002 1.000 2.86 (1.89–4.31) 0.000 1.000 2.15 (1.42–3.24) 0.000 1.000 0.61 (0.41–0.90) 0.013 1.000 1.48 (0.94–2.36) 0.094 CFI, cognitive and functional impairment; PDE, previous depressive episode. OR (95%CI): odds ratio estimated by multivariate logistic regression. In each variable, the category with OR = 1.000 indicates the reference category. Beyond these, the initial multivariate model included age group, gender, skin color, occupation, social class, marital status, employment, Stroke, acute myocardial infarction, smoking, and hypertension. Ribeirao Preto, such as sample size, sociodemographic characteristics, and recalling instruments, could have played a role to explain lower frequencies of CSDS. We compared two of our group’s recent studies that used the same methodology to evaluate CSDS and associated factors in older community subjects (BarcelosFerreira et al., 2009; Barcelos-Ferreira et al., submitted); and we found that in both of them, CFI, PDE, and “psychotropic use” were associated with higher prevalence of CSDS, whereas physical exercise seemed to be a protective factor against depression. Results from multivariate models differed by study, with gender remaining significant in the Sao Paulo study, and education remaining significant in the Ribeirao Preto study. Many studies have suggested that schooling is a possible protective factor against depressive symptoms in the general population (Almeida et al., 1997; Gazalle et al., 2004; Blay et al., 2007). Among the individual items from the D-10 scale, we found that Has been worried most of the time lately had high prevalence in Ribeirao Preto (56.7%) and in Sao Paulo (62%). These results reinforce the clinical importance of investigating anxiety and other psychological symptoms in older patients, as they are frequently comorbid with depressive symptoms Copyright # 2011 John Wiley & Sons, Ltd. (Blazer, 2003). As some factors, such as cardiovascular diseases, neurologic diseases, and psychiatric disturbances, are commonly associated with both mood disorders and dementia, we expect that that could be a possible moderator of the relationship between cognitive decline and depression in older people (Bottino et al., 2010). Although the higher frequency of depression in women is a common finding in Brazilian (BarcelosFerreira et al., 2010) and international (Cole and Dendukuri, 2003) literature, in our sample, the association between CSDS and gender was not sustained after the final regression model. The consistent lack of association between ethnic differences and depression prevalence found in previous studies with older Brazilian community residents (Gazalle et al., 2004; Blay et al., 2007; Barcelos-Ferreira et al., 2010) could be explained by the country’s historical miscegenation among several ethnic groups. Traditionally, people of minority status tend to be lower socioeconomically and are more likely to have CSDS. Others have shown that socioeconomic status may influence the impact of race on mental disease in older Brazilian population (Blay et al., 2007). Regarding clinical general health, depression has been associated with a decline in health status and may increase the risk of cardiovascular disease (Tsay and Chao, 2002; Yu et al., 2004; Bottino et al., 2010; Park and Lee, 2011). In spite of this, in our study, we found no significant relationship between cardiovascular disease and CSDS. Duarte and Rego (2007), evaluating a sample of geriatric outpatients, found that the amount of chronic diseases could be a better predictor of depressive symptoms when compared with the presence of cardiovascular diseases. In addition, Oldehinkel et al. (2003) considered the hypothesis that possible interactions between vascular factors and stress life events could modify the occurrence of depression in older people. There are several limitations of the study that deserve comment. The psychiatric assessment was based on a screening questionnaire rather than on a comprehensive psychiatric diagnostic interview. Although this scale was validated in a sample of older Brazilian subjects, it is entirely unknown how the D-10 performs in those with cognitive impairment, as opposed to those cognitively intact. Therefore, it is possible that the instrument is not reliable in cognitively impaired subjects. Another limitation is that our sample was restricted only to community residents, deliberately excluding persons in hospitals or nursing homes, where the prevalence of CSDS or depression morbidity and the associated factors are likely to be higher and have worse consequences. Moreover, the widely differing cultural and socioeconomic backgrounds present Int J Geriatr Psychiatry 2012; 27: 924–930. Older subjects experiencing depressive symptoms among Brazilians may not have been fully represented. Thus, the findings in the study cannot be generalized beyond the study population. Finally, given the crosssectional design of our study, some caution is warranted regarding the interpretation of the associations. We cannot establish definitive temporal relationships between the factors we examined and our main outcomes. In conclusion, our data come from a large sample of community residents aged 60 years and older from Ribeirao Preto, Sao Paulo, Brazil, which was evaluated using standardized procedures. In agreement with the literature, our controlled analysis indicated that older community residents with CSDS were more likely to use psychotropic medication, have greater cognitive and functional disability, have PDE, do not practice physical exercise, and have lower level of education. On the other hand, being a woman, clinically sick, older, employed, or married was not associated with CSDS in our sample. As some factors associated with depression are potentially modifiable, perhaps, at minimally higher costs, strategies leading to the reduction of depressive symptoms should reduce the levels of morbidity in older subjects. Further investigations, including additional cross-national comparison studies that will examine the role of gender, socioeconomic class, lifestyle, and employment, are needed. Key points • • The prevalence of CSDS in this communitybased sample was 15.7%. Previous depressive episode, 1–4 years of schooling and no formal education, use of psychotropics, absence of physical exercise, and presence of CFI were associated with higher odds of CSDS. Conflict of interest None declared. References ABIPEME. 2000. Criterio de Classificacao Economica Brasil [ABEP Website]. Dados do Levantamento Socio Economico, IBOPE. Available at: http://www.abep.org/ codigosguias/ABEP_CCEB.pdf. Almeida OP, Forlenza OV, Lima NK, et al. 1997. 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