638 FOLATE DEFICIENCY SECONDARY TO DISEASE OF THE INTESTINAL TRACT* FREDERICK A. KLIPSTEIN Assistant Professor of Medicine Columbia University College of Physicians and Surgeons New York, N. Y. M/[ALABSORPTION from the intestinal tract is a common cause of deficiency of folate and vitamin B12. Deficiency of either of these vitamins results in the development of a megaloblastic anemia. Vitamin B12 is particularly susceptible to defects of absorption since it requires the elaboration of intrinsic factor from the stomach to facilitate its absorption and must traverse the length of the small intestine to reach its specific absorption site, the ileum.' Thus defects in intrinsic factor production, the presence in the upper small intestine of parasitic or bacterial organisms that utilize the vitamin, or disease of the ileum can all result in malabsorption of vitamin B12. In the United States, with the exception of rare dietary deficiency occurring in vegetarians, deficiency of vitamin B12 is always a secondary manifestation of disease of the gastrointestinal tract. Folate is absorbed principally in the proximal jejunum2' 3 and disorders of folate absorption are associated with disease of this segment of the intestine. In addition to malabsorption, folate deficiency can also result from inadequate dietary intake,4-6 from excessive demand, as sometimes occurs in pregnancy or hemolytic anemia,8 or secondary to the use of folic acid antagonists or anticonvulsant drugs.9 Although some disorders of the intestinal tract can be associated with malabsorption and deficiencies of both folate and vitamin B12, this review will restrict itself to a consideration of malabsorption and deficiency of folate. TESTS FOR FOLATE DEFICIENCY AND ABSORPTION For technical reasons, knowledge of the normal physiology and pathology of absorption and of deficiency states of folate has lagged *Presented at a meeting of the Society for the Study of Blood, held at The New York Academy of Medicine, December 1, 1965. The investigations described in this paper were supported in part by Public Health Service Grant RIO CA-02332-11 from the National Cancer Institute, Bethesda, Md., the Williams-Waterman Fund for the Combat of Dietary Diseases, New York, N. Y., and M. J. Ossorio, of Greenwich, Conn. Bull. N. Y. Acad. Med. SECONDARY FOLATE DEFICIENCY 63 9 behind that of vitamin B12. The facts that vitamin B12 is absorbed and circulates in the plasma in a single, unchanged form and that this vitamin can be labeled with the gamma-emitting isotopes Co5T or Co60 have made the determination of its serum and tissue concentrations'0 and its absorption" relatively simple. Folate, on the other hand, is present in foodstuffs and in the body in a variety of forms, only a small fraction of which is in the form of folic acid (PGA).12 For this reason, studies of folate deficiency and absorption have required the use of various microbiologic organisms. The organism Lactobacillus casei, which measures principally the concentration of the naturally occurring coenzyme, 5-methyltetrahydrofolic acid,13 has been used to assay folate depletion in tissue,'4 whole blood,'5 or serum,'6 17 and the organism Streptococcus faecalis, which measures PGA and other reduced monoglutamate forms of folate not naturally found in the serum, has been used in studies of folic acid absorption.3 Tritiated PGA is the only form of folate presently available in radioisotopic form. Several tests are available to measure the capacity of the small intestine to absorb folic acid. They are based on the assessment, either by microbiologic or radioisotopic techniques, of the concentration of PGA in the serum, urine, or stool following an oral test dose of the vitamin. Each has certain disadvantages; all share the disadvantage that they measure the absorption of crystalline PGA, a determination which, in some circumstances, may bear little relevance to the absorption of dietary folate. Microbiologic Determination of Urinary Folic Acid Activity As introduced and extensively used by Girdwood and his associates, 8-21 this procedure consists of determining, with S. faecalis assay, the sequential 24-hour urinary excretion of PGA following, first, parenteral administration of 5 mg. of PGA and, subsequently, oral administration of a similar dose. Excretion of less than 1.5 mg. PGA after the oral test dose or an excretion index (urinary excretion after oral administration divided by excretion after parenteral administration, times Ioo) of less than 75 per cent is interpreted as evidence of malabsorption of the vitamin. This test has the disadvantage of including the administration of pharmacologic doses of PGA that preclude any further studies of a therapeutic nature; in addition, it introduces the variable of renal excretion into the determination of PGA absorption. Vol. 42, No. 8, August 1966 64 0 640 F. A. KLIPSTEIN Microbiologic Determination of Serum Folic Acid Activity A more direct assay of PGA absorption was introduced by Spray and Witts in I952 when they demonstrated that serum levels of folic acid, assayed with S. faecalis, fail to rise after an oral test dose in patients with malabsorption.22 However, a similar situation prevails in vitamin B12 deficiency states unless patients have received prior saturation with folic acid to prevent rapid plasma clearance of folic acid causing spuriously low serum levels in the absorption test.22 For this reason, in the test as modified by Chanarin and his associates,3 patients receive daily saturating doses of 15 mg. folic acid parenterally for 3 consecutive days; 36 hours after the last parenteral dose, an oral test dose of 40 1Jg. PGA per kg. body weight is administered. In normal subjects, serum levels reach peak values of greater than 40 mIxg./ml. at I to 2 hours after the oral test dose. 23 Determination of Radioactivity in the Urine Following an oral test dose of 40 M1g. tritium-labeled folic acid (H3FA) per kg. body weight, accompanied by a parenteral flushing dose of I5 mg. PGA to prevent tissue retention of the absorbed H3FA, the 24-hour urine excretion of H8FA in normal subjects has been found to range between 32 and 4I per cent of the oral test dose.2427 Patients with malabsorption usually excrete less than 26 per cent of the oral test dose.25 As in the previous test, preliminary saturation is essential in patients who have either folate or vitamin B12 deficiency.215 Thus this test shares the disadvantage of the previous two tests in that patients receive therapeutic doses of folic acid during the study; in addition, reduced renal function will compromise the test.25 Determination of Fecal Radioactivity Fecal radioactivity of an oral test dose of H3FA may be determined in a 24- or, preferably, a 72-hour stool collection by several techniques. Anderson and her associates found that control subjects excreted from 9.2 to 59 per cent, with an average of 2 1.3 per cent, of an oral test dose of 200 ,ug. H3FA.24 Paterson, David, and Baker have reported that normal subjects excrete less than 40 per cent in a 24-hour collection,28 and in our experience normal subjects usually excrete between 4o and 6o per cent in 72-hour collections after an oral test dose of 6o Ktg. H3FA. Increased fecal excretion in excess of 6o per cent has been observed in Bull. N. Y. Acad. Med. SECONDARY FOLATE DEFICIENCY -~~~~EODR OAEDFCEC 64 I 4 the majority of patients with malabsorption who have been studied to date. This test has the advantage that it does not require preliminary saturation or flushing doses of PGA and hence is the only absorption study in which patients may be studied without treatment. Further, the test dose more closely approximates physiologic quantities of PGA. The limited results available at the present time, however, preclude a final assessment of its reliability and duplicability. DIETARY SOURCES AND ABSORPTION OF FOLATE The majority of naturally occurring dietary folate is in conjugated form, containing up to 7 y-linked glutamate residues. For this reason, the determination of total folate in the diet is made after deconjugating dietary folate, using chick pancreas as the source of conjugase activity. When assayed with L. casei, total daily folate activity has been found to approximate 1000 MLg.12' 29 It is likely that only a small fraction of this total folate activity is available for absorption and utilization since the naturally occurring polyglutamate forms are not readily absorbable until they have been deconjugated into small units,30 a process that presumably occurs through cleavage at the glutamyl residues by the action of a y-glutamic acid carboxypeptidase.83 Since the availability of conjugase activity in the human gastrointestinal tract is unknown, it is thought that values obtained prior to conjugase treatment may be more representative of the amount of folate that is physiologically available in the diet.32' 33 When assayed without deconjugation, dietary folate activity is found to range between 49 and 450 Jug.12' 3.334 Even these values are considerably in excess of the daily dosage of 50 Ig. crystalline PGA which has been shown to be effective in the treatment of megaloblastic anemia secondary to folate deficiency.3'537 Little is known concerning the absorptive process of folate either prior to or after deconjugation. In humans, the rapidity of absorption of an oral test dose of PGA and the pattern of malabsorption in certain disorders have suggested that folic acid is absorbed principally in the proximal jejunum, and studies by Burgen and Goldberg38 and Herbert and Shapiro39 have shown that, in the rat, PGA absorption occurs principally as an active process in the proximal small intestine. Whether folate forms are altered during transport through the intestinal epithelium is unknown; one investigation has suggested such to be the case in one monoglutamate form of folate.40 Vol. 42, No. 8, August 1966 642 F. A. KLIPSTEIN In humans, folate is secreted in the bile in greater concentration than is present in the serum,41' 42 suggesting an enterohepatic circulation of folate similar to that already described for vitamin B12.43 In addition, studies in mice utilizing H3-labeled folic acid have suggested that parenterally administered folic acid may be concentrated within the epithelial cells of the upper intestinal tract and then pass out into the intestinal lumen." The significance of the enteric loss of folate by biliary excretion and the possible enteric loss by other mechanisms in the depletion of body stores of folate remain to be elucidated. CONDITIONS ASSOCIATED WITH MALABSORPTION OF FOLATE FOLLOWING SUBTOTAL GASTRECTOMY As a result of atrophy of the gastric remnant with subsequent deficiency of intrinsic factor and malabsorption of vitamin B12, approximately I 5 per cent of patients who have undergone subtotal gastrectomy eventually develop a megaloblastic anemia secondary to deficiency of vitamin B12.45-48 Recent studies have indicated that folate deficiency also occurs commonly in this condition, although only rarely is it responsible for the development of a megaloblastic anemia. Serum folate levels have been found to be subnormal in from 12 to 50 per cent of patients selected randomly following subtotal gastrectomy and in from 54 to 67 per cent of those patients who had a megaloblastic anemia.48~i0 Folate deficiency, however, has been the sole cause of megaloblastic anemia in only 13 patients reported to date.48-5' The cause of folate deficiency following subtotal gastrectomy has not been studied adequately. Suboptimal dietary intake of folate may be a factor in some patients.48' 50, "5 Folate deficiency does not appear to be related to the presence of the steatorrhea or abnormalities of jejunal morphology that may develop following subtotal gastrectomy. Jejunal biopsies were normal in all eight patients with folate deficiency following subtotal gastrectomy studied by Gough and his associates,50 and the absorption of folic acid was normal in all of these patients as it has been in the majority of other patients who have been so studied.2 19 4', 1 However, since these studies were of crystalline PGA, their relevance to the absorption of dietary folate is uncertain. The possible role of bacterial overgrowth in the upper small intestine, present in some patients following the Billroth II procedure,52 also remains to be evaluated. Bull. N. Y. Acad. Med. 6 4. SECONDARY FOLATE DEFICIENCY j TABLE I.-STUDIES OF FOLIC ACID ABSORPTION IN PATIENTS WITH GLUTEN ENTEROPATHY Patients with malabsorption of folic acid Investigator Date Girdwood Cox et al. Doig and Girdwood Cooke et al. Chanarin et al. Chanarin and Bennett Cooke et al. 1953 1958 microbiologic, urine microbiologic, urine 19 1960 microbiologic, urine microbiologic, urine microbiologic, serum 1962 1963 Klipstein Baker et al. Anderson et al. Klipstein Kinnear et al. Anderson et al. 1964 1964 1960 1963 1963 1960 microbiologic, microbiologic, microbiologic, microbiologic, 1963 1958 Method H3FA, H3FA, H3FA, H3FA, serum serum serum serum urine excretion urine excretion urine excretion stool excretion 6 Total patients studied Reference 6 19 18 8 25 31 18 30 20 33 20 53 3 77 15 8 7 7 8 4 9 84 15 9 7 9 8 8 13 54 53 55 56 84 25 26 24 Gluten-Induced Enteropathy (Celiac Disease) Malabsorption of folic acid occurs in the majority of patients with this disorder.2, 3, 18, 20, 24-26, "3"56 The results of absorption studies are summarized in Table I. Studies using H3FA have suggested to both Anderson and her co-workers24 and Klipstein25 that a correlation exists between the severity of jejunal villous atrophy and the degree of impairment of folic acid absorption. Serum folate levels have been subnormal in the majority of patients studied,17' 25,55, 57-59 although not all of these patients have had a megaloblastic anemia.57 In our experience, 12 of I4 patients with gluten enteropathy have had malabsorption of folic acid (Figure i) and serum folate levels were subnormal in 9 of IO patients tested with reduced absorption and normal in 2 patients with normal absorption (Figure 2). Gluten restriction results in reversal of subnormal folic acid absorption to normal in this condition.26' 53 5 Tropical Sprue The information available (Table II) suggests that malabsorption of folic acid is a frequent but not universal occurrence in tropical sprue.3 15,19,24,25,28,55,60,61 In Puerto Rican subjects, Butterworth and his associates reported subnormal absorption in IO patients,60 and we have found reduced absorption in 9 of 12 untreated patients (Figure i). Vol. 42, No. 8, August 1966 64 4 F. A. KLIPSTEIN TABLE II.-STUDIES OF FOLIC ACID ABSORPTION IN PATIENTS WITH TROPICAL SPRUE Investigator Date Girdwood et al. Chanarin et al. Butterworth et al. Klipstein Klipstein et al. Klipstein Anderson et al. Paterson et al. 1953 1958 1957 1964 1966 1963 1966 1965 Method microbiologic, urine microbiologic, serum microbiologic, serum microbiologic, serum microbiologic, serum H3FA, urine excretion H3FA, stool excretion H3FA, stool excretion Total Patients with malabsorption patients of folic acid studied Reference 3 1 10 7 3 4 1 7 3 1 10 11 12 4 1 20 18,19 3 60 55 61 25 24 28 Fig. 1. Results of absorption studies in patients with tropical sprue ('IS) and gluten enteropathy (GE). Stippled areas indicate the range of normal values. In contrast, only 2 of 1 2 patients whom we have studied in Haiti,61 and 7 of 20 patients investigated by Paterson, David, and Baker in India had subnormal absorption.28 The cause for the varied findings in different geographic locations remains unexplained. Whether folic acid absorption is related to the severity of the intestinal lesion in tropical sprue as it appears to be in gluten enteropathy has not been evaluated adequately. Treatment with pharmacologic doses of folic acid results in improvement in the absorption of this vitamin.55 Megaloblastic anemia is commonly present in the advanced stage of the disease. This is secondary to vitamin B12 deficiency in nearly all cases25,5-, 61-63 and due to a combined deficiency of vitamin B12 and folate Bull. N. Y. Acad. Med. SECONDARY FOLATE DEFICIENCY 64 5 Fig. 2. Results of serum assays for folate, vitamin B1, and iron in patients with untreated tropical sprue (TS) and gluten enteropathy (GE). Stippled areas indicate the range of normal values. in some. Serum folate levels have been subnormal in i8 of 24 Puerto Rican patients whom we have seen in New York City (Figure 2), in 5 of I3 patients investigated in Haiti,6" in 27 of 32 patients studied by Paterson and colleagues in India,28 and in all 39 patients reported by O'Brien and England from Malaya.63 In some instances, folate deficiency may occur in the absence of demonstrable malabsorption of PGA,28 61 suggesting that defective utilization of dietary folate rather than malabsorption may be responsible for the deficiency in these cases. Regional Enteritis Malabsorption of folic acid occurs commonly in this condition. Subnormal absorption has been reported in 6 of 22 patients by Cox and his associates2 and in 19 of 22 patients studied by Chanarin and Bennett.54 Malabsorption is less severe than in gluten enteropathy and folate deficiency is rare. Folic acid absorption has been subnormal in two of four patients with regional enteritis whom we have studied (Figure 3). Small Intestinal Resection Distal resection of the small intestine results in malabsorption of vitamin B12 if the ileum is totally removed;64 however, folate absorption remains unaltered unless all but a few feet of jejunum are removed.65 Vol. 42, No. 8, August 1966 64 6 646 F. A. KLIPSTEIN F. A. Fig. 3. Results of absorption studies of folic acid and xylose. Stippled areas indicate the range of normal values. Open circles indicate patients who were folate-deficient. Three of five patients whom we have studied had subnormal absorption of folic acid (Figure 3); all three of these patients had had large segments of jejunum removed; one had a megaloblastic anemia on the basis of folate deficiency. Subnrucosal Infiltration Lymphoma. Lymphomatous involvement of the small intestine can be associated with malabsorption, and it has been postulated that this disorder may be a sequela to gluten enteropathy in some instances."7 Reduced absorption of folic acid has been reported by Doig and Girdwood in one patient who had overt involvement of the small intestine with Hodgkins's disease, and by Pitney and his associates in 12 of i8 patients who had either chronic lymphatic leukemia or lymphoma.68 Many of the patients in the latter group did not have overt evidence of intestinal involvement. In 20 patients with lymphoma whom we have studied, folic acid absorption was reduced in only the 4 patients in the group who had clinical and biopsy evidence of lymphomatous involvement of the intestine and was normal in the other i6 (Figure 3). The urinary excretion of xylose was subnormal in every patient tested. Bull. N. Y. Acad. Med. SECONDARY FOLATE DEFICIENCY 64 7 Whether this represents actual malabsorption or reflects increased catabolism of pentose normally absorbed in patients with neoplastic disease remains to be determined. Whipple's disease. Folic acid absorption was subnormal in one patient reported by Pitney et al.68 and in one patient, who was folatedeficient in addition, whom we have studied (Figure 3). Scleroderma and amyloidosis. Malabsorption can occur secondary to involvement of the small intestinal tract by scleroderma or amyloid.69 Folic acid absorption was subnormal in three such patients with scleroderma and in one of three patients with amyloid whom we have studied (Figure 3). Other Conditions Impaired absorption of folic acid occasionally can occur in conditions not usually associated with malabsorption. Presented are those in which studies have been reported or in which we have had experience. Bacterial Overgrowth Recent evidence has indicated that the small intestine in normal subjects is not usually sterile,70 as was previously supposed. Little is known as to whether this bacterial population utilizes or synthesizes folate forms in either normal or abnormal conditions. Doig and Girdwood have reported that microorganisms isolated from the jejunum of patients who had bacterial overgrowth of the proximal intestine were capable of synthesizing a substance that supported the growth of Strep. faecalis.20 The overgrowth of microorganisms in the proximal small intestine, which occurs as a result of anatomic disorders producing stasis of the fecal flow, is frequently associated with steatorrhea and a megaloblastic anemia due to deficiency of vitamin B12.71 72 To date megaloblastic anemia secondary to folate deficiency has not been reported in this condition. Folic acid absorption has been normal in the majority of patients studied,3 20 73 with the exception of 6 of 2 I patients with jejunal diverticulae investigated by Cooke and his associates.72 Malabsorption was corrected by therapy with oral antibiotics in these patients. However, antibiotic therapy does not appear to correct the malabsorption in patients in whom the bacterial overgrowth is secondary to altered intestinal motility on the basis of submucosal infiltration. In two such patients whom we have studied, one with a lymphoma, the other Vol. 42, No. 8, August 1966 64 8 F. A. A. KLIPSTEIN F. with scleroderma, oral antibiotic therapy corrected the diarrhea but not malabsorption of folic acid and xylose.74 Cirrhosis. Megaloblastic anemia due to folate deficiency is a common occurrence in alcoholic cirrhosis.7577 Folate deficiency in this condition is due to inadequate dietary intake coupled, in some instances, with increased demand for folate by a hyperactive bone marrow.76 Studies of folic acid absorption have been normal in most instances,2 76 and the development of folate deficiency does not appear to be related to malabsorption of the vitamin. In our experience, folic acid absorption has been subnormal in 2 of I 3 patients studied (Figure 3). Folate deficiency was present in these two patients as well as six others who had normal absorption. As in patients with lymphoma, xylose absorption is sometimes subnormal in patients with cirrhosis (Figure 3) .7 Hypoparathyroidism. Steatorrhea and malabsorption of vitamin B12 can occur occasionally in hypoparathyroidism, especially during periods of uncorrected hypocalcemia.79 We have found normal folic acid absorption in five such patients who had normal serum calcium concentrations at the time they were studied. Studies in a sixth patient, conducted at a time when serum calcium levels were subnormal and the patient had diarrhea, showed subnormal absorption of both folic acid and xylose. This patient had a normal jejunal biopsy. Diabetes mellitus. The steatorrhea that develops in some patients with diabetes mellitus is thought to occur on the basis of either: i) disease of the autonomic nervous system, with resultant altered intestinal motility and bacterial overgrowth,80 or 2) secondary to concomitant gluten enteropathy.81 Disorders of jejunal morphology and absorptive capacity are usually limited to the latter group. The absorption of both folic acid and xylose was subnormal in one diabetic patient reported by Doig and Girdwood20 and in two patients we have studied who had steatorrhea but normal jejunal biopsies. Anticonvulsant drug therapy. Over 5o per cent of patients on Dilantin therapy have a subnormal serum folate concentration without anemia.9' 82 This is due, it is thought, to mild competitive inhibition of folate metabolism caused by this drug. In some instances, usually in the presence of an additional factor such as inadequate dietary intake, overt megaloblastic anemia may occur. Although studies of folic acid absorption have been normal in patients receiving Dilantin who had a 8'3-85 certain observations raise the possibility megaloblastic anemia,9,19'23, Bull. N. Y. Acad. Med. SECONDARY FOLATE DEFICIENCY 64 9 that this drug may have a deleterious effect on the absorptive capacity of the small intestine. We have observed subnormal folic acid absorption in two nonanemic patients taking Dilantin, and other patients taking this drug have been reported to have a defect in absorption of xylose86 and vitamin B1287 that was reversible by treatment with folic acid. FOLATE AND THE INTESTINAL MUCOSA Little is known concerning the role of the folate coenzymes in maintaining the functional and morphologic integrity of the small intestinal mucosa. Direct assay of folate concentration of the jejunal mucosa in either normal subjects or in patients with disorders of the intestinal tract have not been reported. Grossowicz and his associates found the folate concentration of the rat intestine to be o.6 ,Ag./g., one fifteenth that of the concentration in the liver.'4 The generation time of the crypt epithelium approximates that of erythropoietic tissue in its rapidity, and it is on these two tissues that the action of the folic acid antagonists is initially manifest. However, folate deficiency from other causes-,4-6,'8 as well as vitamin B12 deficiency,89 has not been found to be associated with villous atrophy, and it is likely that, with the exception of tropical sprue, folate deficiency plays no role in the development of malabsorption in the conditions described in the previous section. In tropical sprue, treatment with pharmacologic doses of either folic acid or vitamin B12 results not only in a hematologic remission of the megaloblastic anemia but, in the majority of cases, in reversal of villous atrophy and malabsorption towards normal.55' 62, This can occur even in the absence of overt evidence of folate deficiency.91 Therapy with oral antibiotics also results in a hematologic and intestinal remission in this disease.55' 92-95 In patients with tropical sprue who have folate deficiency, antibiotic therapy has been shown to result in folate repletion95 when there is an adequate dietary supply of this vitamin.94 In these patients, folate repletion appears to be responsible for the hematologic remission as well as for some aspects of the intestinal improvement.95 Other aspects of the intestinal remission appear to be unrelated to folate repletion, since the administration of antibiotics subsequent to treatment with folic acid results in further improvement in jejunal morphology and function in some patients.93 These therapeutic observations have indicated that in tropical sprue, folate and vitamin B12 are of importance in restoring intestinal function and morphology to normal in a previously damaged intestinal mucosa; however, other environmental factors are thought to be primary in the Vol. 42, No. 8, August 1966 65o F. A. KIAPSTEIN etiology of this disease, and the role of these vitamins in the pathogenesis of the intestinal lesion remains obscure. SUMMARY Disorders of the intestinal tract that can be associated with malabsorption and deficiency of folate have been reviewed. In the majority of these conditions, folate deficiency results from impaired absorptive capacity for the vitamin secondary to the basic disease. In some conditions, as in those following subtotal gastrectomy, the situation appears to be more complex. Investigation of this has been hampered by the fact that to date absorptive studies have been limited to crystalline folic acid that in some instances may bear little relevance to the absorption of dietary folate. Tropical sprue is unique in that folate appears to play a role, in an as yet unexplained manner, in maintaining the functional and morphologic integrity of the intestinal mucosa in this condition. 1. 2. 3. 4. 5. 6. 7. 8. 9. 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