Mending the Broken Heart Guest Editorial Lead Article

Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Guest Editor: Michael R. Rosen, MD
Mending the Broken Heart
Guest Editorial
Mending the broken heart - M. R. Rosen
3
Lead Article
Regenerating the heart: new progress in gene/cell therapy to restore normal mechanical
and electrical function - I. S. Cohen, G. R. Gaudette
7
Expert Answers to Three Key Questions
Gene therapy for myocardial infarction–associated congestive heart failure:
how far have we got? - H. K. Hammond, T. Tang
29
Does cell therapy for myocardial infarction and heart failure work? - K. C. Wollert, H. Drexler
37
Gene and cell therapy for life-threatening cardiac arrhythmias: will they replace
drugs, surgery, and devices? - M. R. Rosen, P. Danilo Jr, R. B. Robinson
44
Fascinoma Cardiologica
Matters @ Heart: Doppler and his principle - R. J. Bing
53
Summaries of Ten Seminal Papers - D. H. Lau
57
Evidence that human cardiac myocytes divide after myocardial
infarction – A. P. Beltrami and others
Human mesenchymal stem cells as a gene delivery system to
create cardiac pacemakers – I. Potapova and others
Human embryonic stem cells can differentiate into myocytes
with structural and functional properties of cardiomyocytes
Regenerating the heart – M. A. Laflamme and C. E. Murry
I. Kehat and others
Dynamic imaging of allogeneic mesenchymal stem cells trafficking
to myocardial infarction – D. L. Kraitchman and others
Biological pacemaker created by gene transfer – J. Miake
Molecular ablation of ventricular tachycardia after myocardial
infarction – T. Sasano and others
and others
Heart regeneration in zebrafish – K. D. Poss and others
Theoretical impact of the injection of material into the
myocardium: a finite element model simulation – S. T. Wall
Adult cardiac stem cells are multipotent and support myocardial regeneration – A. P. Beltrami and others
and others
Bibliography of One Hundred Key Papers
1
69
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Editors in Chief
Ferrari R, MD, PhD
Dept of Cardiology, Arcispedale S. Anna
University of Ferrara, Ferrara, Italy
Hearse DJ, BSc, PhD
The Cardiothoracic Centre, The Rayne Institute
St Thomas’ Hospital, London, UK
Consulting Editors
Avkiran M, PhD
Cardiovascular Research
The Rayne Institute
St Thomas’ Hospital
London, UK
Bassand JP, MD
Dept of Cardiology
University Hospital Jean Minjoz
Besançon, France
Bertrand ME, MD
Hôpital Cardiologique
Lille, France
Bolli R, MD
Division of Cardiology
University of Louisville
Louisville, KY, USA
Camm JA, MD
Dept of Cardiac and Vascular
Sciences
St George’s University of London
London, UK
Coats A, MD
Faculty of Medicine
University of Sydney
Sydney, Australia
Cobbe SM, MD
Dept of Medical Cardiology
Glasgow Royal Infirmary
Glasgow, UK
Cohn JN, MD
Rasmussen Center for
Cardiovascular Disease
Prevention
Minneapolis, MN, USA
Cokkinos DV, MD
1st Cardiology Dept
Onassis Cardiac Surgery Center
Athens, Greece
Cowie M, MD, PhD
Dept of Clinical Cardiology
National Heart & Lung Institute
London, UK
Danchin N, MD
Dept of Cardiology
Hôpital Européen
Georges Pompidou
Paris, France
Dargie HJ, MD
Cardiac Research
Western Infirmary
Glasgow, UK
Di Pasquale G, MD
Dpt of Cardiology
Maggiore Hospital
Bologna, Italy
Dzau VJ, MD
Duke University Medical
Center & Health System DUMC
Durham, NC, USA
Fernandez-Aviles F, MD
Institute of Hematology and
Oncology, IDIBAPS
Hospital University Clinic
of Barcelona
Barcelona, Spain
Fox KM, MD
Dept of Cardiology
Royal Brompton Hospital
London, UK
Fox KA, MD
Dept of Cardiological Research
University of Edinburgh
Edinburgh, UK
Fuster V, MD, PhD
Cardiovascular Institute
Mount Sinai Medical Center
New York, NY, USA
Hasenfuss G, MD
Dept of Cardiology
Georg-August Universität
Göttingen, Germany
Hori M, MD, PhD
Dept of Internal Medicine
and Therapeutics
Osaka University Graduate
School of Medicine
Osaka, Japan
Katz AM, MD
University of Connecticut
School of Medicine
Farmington, CT, USA
Komajda M, MD
Dept of Cadiology
CHU Pitié-Salpêtrière
Paris, France
Komuro I, MD, PhD
Dept of Cardiovascular
Sciences & Medicine
Chiba University Graduate
School of Medicine
Chiba, Japan
Lakatta EG, MD
National Institute on Aging
Gerontology Research Center
Baltimore, MD, USA
Libby P, MD
Cardiovascular Medicine
Brigham & Women’s Hospital
Boston, MA, USA
Lonn E, MD
Hamilton Health Sciences
General Site
Hamilton, Ontario, Canada
Lopez-Sendon JL, MD
CCU Dept of Cardiology
Hospital University
Gregorio Maranon
Madrid, Spain
Maggioni AP, MD
ANMC Research Center
Firenze, Italy
Marber MS, MD, PhD
Cardiovascular Research
The Rayne Institute
St Thomas’ Hospital
London, UK
Sleight P, MD
Dept of Cardiovascular Medicine
John Radcliffe Hospital
Oxford, UK
Soler-Soler J, MD
Dept of Cardiology
Hospital General Vall d’Hebron
Barcelona, Spain
Oto A, MD
Medical Office, Hacettepe
University School of Medicine
Ankara, Turkey
Steg PG, MD
Dept of Cardiology
Hôpital Bichat–Claude Bernard
Paris, France
Patrono C, MD
Dept of Pharmacology
University La Sapienza
Rome, Italy
Swedberg K, MD, PhD
Dept of Medicine
Sahlgrenska University
Hospital Ostra
Göteborg, Sweden
Pepine CJ, MD
Dept of Medicine
University of Florida
Gainesville, FL, USA
Rapezzi C, MD
Institute of Cardiology
University of Bologna
Bologna, Italy
Remme WJ, MD, PhD
Sticares Foundation
Rotterdam, The Netherlands
Rosen MR, MD
Dept of Pharmacology &
Pediatrics
Columbia University College
of Physicians & Surgeons
New York, NY, USA
Ruzyllo W, MD
National Institute of Cardiology
Warsaw, Poland
Ryden L, MD, PhD
Dept of Cardiology
Karolinska University
Hospital Solna
Stockholm, Sweden
Schneider MD, MD
Baylor College of Medicine
Houston, TX, USA
Seabra-Gomes RJ, MD
Instituto do Coracao
Hospital Santa Cruz
Carnaxide, Portugal
Sechtem U, MD
Dept of Internal Medicine
& Cardiology
Robert Bosch Krankenhaus
Stuttgart, Germany
Simoons ML, MD
Thoraxcenter
Erasmus University
Medical Center
Rotterdam, The Netherlands
2
Tardif JC, MD
Montreal Heart Institute
Montreal,
Quebec, Canada
Tavazzi L, MD
Division of Cardiology
Policlinico San Matteo IRCCS
Pavia, Italy
Tendera M, MD
3rd Division of Cardiology
Silesian School of Medicine
Katowice, Poland
Vanhoutte PM, MD
Dept of Pharmacology
University of Hong Kong
Faculty of Medicine
Hong Kong, China
Widimsky P, MD, PhD
Vinohrady Cardiocenter
Charles University Hospital
Prague, Czech Republic
Wijns WC, MD
Cardiovascular Center Aalst
OLV Hospital,
Aalst, Belgium
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Guest Editorial
Michael R. Rosen, MD
Center for Molecular Therapeutics - Columbia University - New York, NY - USA
MENDING THE BROKEN HEART
W
hen David Hearse and Roberto Ferrari invited me to edit this issue and
to contribute one of the articles I had mixed feelings. While the title
proposed suggests a romantic paperback novel, the subject matter it
incorporates is potentially groundbreaking: arguably, gene and cell
therapies are fields that will apply to much of cardiovascular and other medical therapeutics in the future.
The beginnings have been rocky, especially with regard to gene therapy. This largely
reflects the toxicity of viral vectors used in the initial gene therapies that were administered to patients. Cell therapy has had a more successful beginning, first appearing
on the scene in 1956. In that year, E. Donnall Thomas obtained long-term survival by
transplanting bone marrow into a patient with leukemia. Since that time both the efficacy and safety of bone marrow transplant have been documented and detailed for
the treatment of certain cancers and immunodeficiency diseases. Obviously there are
toxicities and shortcomings, but the life-saving nature of the therapy is unquestionable.
And this history has provided assurance to subsequent investigators studying marrowderived cells, assurance that the cells they deliver to patients likely will cause no harm.
Important with regard to the safety issue is that in most instances the cells administered have been autologous.
Given the limited safety concerns, there has been rapid advancement of cell therapy
in humans with myocardial infarction and/or with heart failure. There has been almost
marginal benefit, with the occasional report looking hopeful, but the safety of the
procedure appears to have been validated.
So if gene therapy has produced death and disease and cell therapy has been shown
safe if not necessarily effective (except for bone marrow transplantation as stated
above), why devote an issue to “Mending the Broken Heart?” My own prejudice is that •••
Michael R. Rosen, MD, Gustavus A. Pfeiffer Professor of Pharmacology, Professor of Pediatrics, Director, Center for Molecular
Therapeutics, Columbia University, PH 7W-321, 630 West 168 Street, New York, NY, 10032, USA (e-mail: mrr1@columbia.edu)
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Guest Editorial - Michael R. Rosen, MD
•••
gene and cell therapies are at a developmental stage not unlike antimicrobials in the
1930s. Sulfa drugs then appeared in a field that previously depended on folk medicine,
carbolic acid, arsenicals, and the like. And although sulfa drugs were far from an ideal
antimicrobial, they were not only a vast improvement, but they presaged the arrival of
antibiotics in the clinic in the 1940s. To succeed, investigators had to accept the germ
theory of disease, a nineteenth century concept verified scientifically by Koch in 1875,
and then learn a new language: partly that of the germs themselves and partly that of
the molds and other sources from which they made their antibiotics. Whereas Tyndall
in 1875 had already noted the antimicrobial properties of Penicillium, it was not until
1928 that Fleming replicated the observation and did one essential additional experiment: he used the soup in which the mold grew to treat bacterial colonies, saw that it
lysed them, called the soup penicillin and gave new impetus to a burgeoning field of
therapy. All that remained was to develop a stable, clinically useful system to make
penicillin, and this required another decade.
Those individuals now working in the field of cell and gene therapy are also having to
learn a language; arguably a far more obscure language than that of the bacilli and
molds that dot the antibacterial landscape. What are the signals and factors that determine stem cell growth and fate? How can these be manipulated safely? How reproducibly can cells be made to grow, to mature, but not to evolve into neoplasms? The
list is almost endless. These issues and others relating to the use of cells to repair/regenerate myocardium are considered in this issue by Ira Cohen and Glenn Gaudette.
The segue from the cells under investigation and problems in understanding their
biology to their use in clinical settings of myocardial infarction and heart failure is
considered by Kai Wollert and Helmut Drexler. Review of the types of cells available,
the means for their administration and the clinical successes and limitations to date is
both encouraging and chastening as it indicates how far we have to go to understand
what we are doing in the clinic and how to do it better.
Kirk Hammond and Tong Tang look at another side of the coin: their area is the viral
approaches to gene delivery in the setting of heart failure. They provide a summary of
progress made as well as of the strengths and limitations of different viral approaches.
They emphasize preclinical studies showing that gene transfer improves left ventricular
contractility and attenuates deleterious remodeling in myocardial infarction–associated
congestive failure, and express optimism that these outcomes will be replicated in
patients with congestive failure. Finally, my own paper, authored with Peter Danilo
and Richard Robinson, considers viral vector–delivered gene therapy as a means to
insert novel ion channel constructs into the heart in attempting to prevent induction
of lethal ventricular tachycardias. The goal here, in proof-of-concept experiments, is
to provide local therapy with these constructs, thereby maintaining an antiarrhythmic
action while limiting toxicity.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Guest Editorial - Michael R. Rosen, MD
I encourage the reader to think of the lead article and the three accompanying papers
as snapshots of a field that contains a lot of empty space. We are gathering islands of
information, and when we have learned a sufficient amount, the continuum of what is
needed for us to understand what cell and what therapy to use in any particular situation will have been clarified. But that day is still far off. In the meantime, we learn and
we worry: worry that the pressure investigators feel to bring treatments to the clinic and
the economic pressures of raising funds to perform research and deliver its benefits to
human subjects may poison the field by leading to premature application and unforeseen toxicity or failure. This certainly was the case for gene therapy, even though we
are now having another “go” at it; it would be devastating for the same thing to happen
with cell therapy. A different concern, but no less dismaying, is the administration
of various cell therapies to desperately ill patients in some countries with the same
abandon that characterized the selling of snake oil to a gullible public 100 years ago.
Finally, I ask the reader to save this volume for about 20 years, not because of any
pretensions about it, but to perform an easy experiment. The experiment is simply to
open the volume in 20 years to see, with appropriate hindsight, the extent to which
this bold new future we envision for gene and cell therapies has made its way into the
mainstream of cardiovascular therapy.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: new progress
in gene/cell therapy to restore
normal mechanical and electrical function
Ira S. Cohen*†, MD, PhD; Glenn R. Gaudette ‡, PhD
* Department of Physiology and Biophysics - Stony Brook University - NY - USA
† Institute for Molecular Cardiology - Stony Brook University - NY - USA
‡Department of Biomedical Engineering - Worcester Polytechnic Institute - Worcester - Mass – USA
The last decade has seen the complete sequencing of
the human genome and the development of approaches
to deliver therapeutic genes to the heart. Equally significant advances have also been made in stem cell
biology. The accessibility of these new tools in our therapeutic arsenal raises the exciting question of whether
normal mechanical and electrical function can now be
regenerated in the diseased heart. In this article, we
consider how to choose targets to regenerate mechanical and electrical function. In considering mechanical
function, we start by describing its determinants (ie,
both active and passive properties), and then review
regenerative applications of gene/cell therapy. We
also consider arrhythmias, focusing on the potential
advantages of gene/cell therapy over pharmacotherapy
or devices, and then discuss the development of biological pacemakers as one example. Overall, the future
is bright; gene/cell therapy approaches have reached
the proof-of-principle stage for both mechanical and
electrical regeneration. Some mechanical studies have
even reached clinical trials; however, evidence of
long-term efficacy is lacking. Ultimately, to achieve
therapeutic success with gene and cell therapies, it
will be important to gain a better understanding of
their mechanisms of action.
n setting the stage for “Mending the Broken Heart,”
it is our purpose to consider the potential of gene
and/or cell therapy to restore mechanical and
electrical function lost to disease. With the development of viral and stem cell technologies, new therapeutic approaches to restore normal function are
possible that were not even dreamt of a decade ago.
One might think that gene/cell therapy approaches
would be brought to the bedside, for electrical and
mechanical dysfunction, at the same rate. However, because there is no effective long-term therapy for heart
I
SELECTED ABBREVIATIONS AND ACRONYMS
BMC
bone marrow cells
CHD
coronary heart disease
CSC
cardiac stem cell
CXCR4 chemokine receptor 4
Keywords: myocardial infarction; stem cell; viral vector; heart failure; biological pacemaker; myocardial regeneration
Address for correspondence: Ira S. Cohen, MD, PhD, Department of
Physiology & Biophysics, Health Science Center, Stony Brook University
Stony Brook, NY 11790-8661, USA
(e-mail: ira.cohen@stonybrook.edu)
EB
embryoid body
ESC
embryonic stem cell
GAG
glycosaminoglycan
HCN
hyperpolarization-activated cyclic
nucleotide-gated
hMSC
human mesenchymal stem cell
ICD
implantable cardioverter-defibrillator
iPSC
induced pluripotent stem cell
ISL1
islet 1 factor
MAP
mitogen-activated protein
MSC
mesenchymal stem cell
SA
sinoatrial
Dialogues Cardiovasc Med. 2009;14:7-25
Copyright © 2009 LLS SAS. All rights reserved
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www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
failure, current approaches employing gene/cell therapy to repair damage induced by myocardial infarction
have moved rapidly to clinical trials, resulting in only
modest success (see the article by Wollert and Drexler
in this issue).1 By contrast, many existing therapies
for electrical dysfunction (electronic pacemakers, implantable cardioverter-defibrillators [ICDs]) are effective
and lifesaving, and, thus, the “bar” is higher, and translation to the clinic has lagged.
Improvements in stent technology have allowed cardiologists to improve their treatment of myocardial ischemia. The restoration of blood flow to ischemic tissue
is likely to salvage at-risk myocardium. However, for
those myocytes unable to survive the insult, restoration of blood flow is of little value.
The death of each myocyte decreases the potential
amount of work that can be done by a region of
the heart, and if a sufficient number of myocytes
die, a decrease in regional work will occur. If blood
flow is restored quickly, the few myocytes lost are
unlikely to reduce the overall performance of the
heart. For the patient who is treated too late, a
significant infarct can result in decreased myocardial performance.
Our aims in this article are: to briefly discuss current
therapies for regenerating myocardial function; consider the targets currently under investigation; discuss
the means to evaluate the success of these studies:
and in the process, set the stage for new target selection. It is our purpose to emphasize “the dream” of
gene/cell therapy; however, only intensive investigation
in the laboratory and the clinic over the coming years
will generate “the reality.”
Mechanical interventions, such as balloon pumps and
ventricular assist devices, currently only offer temporary solutions. The shortage of donor hearts makes
heart transplantation unrealistic for many patients. The
long-term solution must be the restoration of mechanical function in the heart.
THE PROBLEM
The World Health Organization predicts 11.1 million
deaths from coronary heart disease (CHD) in the year
2020.2 In the United Kingdom, CHD is the most common cause of death, claiming 101 000 lives in 2005.2 In
the same year in the United States, 16 million Americans were living with CHD, 8.1 million of whom had
experienced a myocardial infarction, while 5.3 million
suffered heart failure.3 In 2007 alone, about 1.2 million
Americans suffered a myocardial infarction with a mortality of 451 000.3 The direct and indirect costs of heart
failure in the United States are estimated at 34.8 billion dollars.3 Cardiac arrhythmias are another major
affliction. In 2004, they resulted in, or contributed to,
458 800 deaths in the United States. Arrhythmias resulting from sick sinus syndrome or atrioventricular
block necessitate the implantation of pacemakers, and
in patients at risk of ventricular fibrillation, ICDs are
indicated. There were 180 000 pacemakers and 91 000
defibrillators implanted in 2005.3
ACTIVE AND PASSIVE FUNCTION
IN THE NORMAL HEART
The mechanical function of the heart can be separated
into active and passive components, both of which are
potential targets for regenerative therapy (Figure 1).
The active function results from the contraction of the
myocytes, and is primarily responsible for systole. In
myocardial infarction and heart failure, the myocytes
are dysfunctional or destroyed; therefore, active function is decreased. However, the passive function of the
ventricle also plays an important role in contraction
(Figure 2). In the normal heart, cells are attached to
each other and the extracellular matrix, providing a
compliant environment. As the heart contracts during
systole, this compliant, passive material allows for normal systolic contraction, and does not impede diastolic relaxation. If the environment is stiff, which can
occur in infarcted myocardium in which myocytes and
extracellular matrix are replaced by a noncompliant
scar, systolic contraction is decreased. Diastolic function is also affected, as a stiff environment decreases
diastolic relaxation. During contraction, the myocytes
shorten, and deform the substrate to which they are
anchored. If the myocytes are attached to a stiff material, such as collagenous scar tissue, it is more difficult
to deform than normal extracellular matrix. This is
likely to occur in nontransmural infarcts, and in the
MYOCARDIAL REGENERATION
While treatment for myocardial ischemia has made
significant progress over the past decades, myocardial infarction remains an elusive target. Current
treatments for infarction fail to address the problem
at hand: the loss of cells that provide mechanical
function to the heart. This portion of the review will
address the functions and constraints of regenerative
therapies, and evaluate their success in restoring mechanical function.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
Improved mechanical
function
Passive material
properties
Cells
Active material
properties
Proteins
Exogenous
Endogenous
Myocyte
proliferation
iPS
cells
Embryonic
stem cells
Mesenchymal
stem cells
Cardiac
stem cells
border zone between infarcted and spared myocardium.
Thus, one means to improve overall function is to restore the passive properties of the myocardium.
wall rupture. However, scar stiffness can impede diastolic filling. Thus, increasing the compliance of the scar
may lead to improved ventricular performance. It should
be noted that increasing the compliance of the scar
excessively has the potential to lead to aneurysm formation (Figure 3, page 10). Scar tissue is largely composed of collagen and fibroblasts. The restoration of
blood flow to scar tissue may increase its compliance.
For a consideration of angiogenesis employing viral
therapies, see the article by Hammond and Tang in
this issue.4
APPROACHES TO IMPROVING
PASSIVE MECHANICAL PROPERTIES
IN THE INFARCTED HEART
In most cases, the body’s reaction to a myocardial infarction is scar formation. This fulfills an important
need: mechanical stabilization to prevent ventricular
Myocyte
nt
plia
Com strate
sub
LS
Myocyte
contraction
LD
Myocyte
S
sub tiff
stra
te
LS
nt
plia
Com strate
sub
LD
Myocyte
relaxation
LS
Stem cell
differentiation
Figure 1. Means of improving mechanical function.
Mechanical function in the infarcted heart can be improved
through multiple approaches.
However, the ultimate effect
is through improved passive
and/or active (contractile) properties of the infarcted region
of the heart.
S
sub tiff
stra
te
LD
Figure 2. The passive
properties of myocardium
can affect deformation
of the ventricular wall.
In systole (top panel), a
compliant material will deform
along with the myocyte, leading to a systolic contraction.
However, the contracting myocyte may not be able to deform
the stiff substrate (for example,
a stiff scar), leading to decreased systolic contraction.
During diastole (bottom
panel), a compliant material
will expand along with the
myocyte. In a stiff substrate,
the expanding myocyte may not
expand the substrate, leading
to decreased diastolic filling.
Abbreviations: LD, diastolic
length; LS, systolic length.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
For example, skeletal myoblasts have been shown to
improve myocardial function, yet once differentiated
into myotubes, they do not form gap junctions, thereby limiting their ability to contract in synchrony with
spared myocardium.10
Cross-section of normal heart
Stiff
scar tissue
Compliant scar tissue
The addition of elastin to collagenous scar tissue may
also improve regional mechanical function in the infarcted heart. Recent work from Li’s laboratory has
demonstrated that the overexpression of elastin by
endothelial cells improved cardiac function compared
with nonexpressing cells.11 The addition of elastin also
reduced scar size, suggesting it may have replaced the
collagen, or signaled for decreased collagen synthesis.
Surgically, the replacement of dysfunctional myocardial
tissue can be accomplished through the endoventricular circular patch plasty procedure (also referred to as
the Dor Procedure).12 While most surgeons use Dacron
as patch material, the use of a more compliant scaffold may provide the opportunity to improve regional
mechanical function. We have recently demonstrated
that the implantation of a compliant patch (made from
the isolated extracellular matrix of a porcine urinary
bladder) improves regional mechanical function in contrast to a Dacron patch.13 While many other factors
probably play a role in the improved function, scaffold
compliance may be essential to the improved contraction observed in the patch region.
Too-compliant
scar tissue
Figure 3. Changes in patch passive properties can lead to different filling volumes. Altering the passive properties of the ventricular
wall can lead to improved global function, including increased diastolic
filling. However, if the region is too compliant, ballooning similar to a
ventricular aneurysm can occur.
Matsubayashi et al seeded vascular smooth muscle
cells onto a biopolymer scaffold to replace myocardial
scar tissue in a rat model.5 Eight weeks after scaffold
implantation, they noted increased extracellular elastin
and increased fractional area shortening. As the patch
region was akinetic, these results suggest that the improvement was not due to the restoration of contraction in the region, but probably to scaffold compliance.
Implantation of a different biopolymer scaffold on the
epicardial surface of a myocardial infarct by Fujimoto
et al6 resulted in an increased presence of smooth
muscle cells in the infarct tissue. Improved fractional
area shortening was also noted in the patch group, as
was compliance of the heart. Confirming the importance of passive properties, Wall et al employed a computational model of the ventricle, and demonstrated
that the injection of a compliant material could, in
theory, improve mechanical function.7
While increasing the passive function of infarcted
myocardium may lead to improved overall heart
performance, the regeneration of functional myocardium is necessary for the contraction of the
heart. Regenerated myocardium must actively contract, which requires contractile cells.
APPROACHES TO IMPROVING
CONTRACTILE PROPERTIES
IN THE INFARCTED HEART
The addition of cells or compliant materials can decrease the stiffness of scarred myocardium. Berry et al
recently demonstrated that the injection of mesenchymal stem cells (MSCs) after myocardial infarction leads
to increased compliance.8 These cells also decreased
fibrosis in the infarcted region. No evidence of differentiated MSCs was found, suggesting that nondifferentiated MSCs improve compliance.
Contractile cells are needed to fully restore regional
mechanical function. In myocardial infarction–associated heart failure, at least 1 billion myocytes are lost
and must be replaced.14
Cells used in regenerative therapy:
expected properties
Interestingly, nearly any type of cell delivered to
the heart appears to improve myocardial function,9
although differentiation of most cells into cardiac
myocytes appears to be limited.
Prior to understanding the different potential mechanisms for regenerating active function in infarcted
myocardium, we need to understand the aims of a
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
successful regenerative strategy. Cells that are successful at regenerating functional myocardium must possess the following (adapted from reference 15):
• Proteins specific to cardiac myocytes. Proteins, specific to mechanical function (eg, sarcomeric α-actinin,
ventricular myosin heavy chain), electrical function (gap
junctions, cardiac-specific ion channels), or electricalmechanical coupling of the myocyte, must be present.
• Sarcomeres. Efficient contraction of myocytes is
dependent on the organization of actin-myosin crossbridges to produce longitudinal shortening.
• Ion channels to generate an action potential.
Contraction is preceded by an action potential that
facilitates the inflow of calcium from the extracellular
space and its triggered release from the sarcoplasmic
reticulum, which is essential for the contraction of
the myocyte.
• Functional excitation-contraction mechanisms. The
generation of an action potential needs to be coupled
to contraction in the myocyte.
• Gap junction proteins. The ability to form gap junctions is essential for the formation of a functional
syncytium, necessary for efficient activation to occur,
which provides the template that orders the contraction of the heart.
or allogenic cells to the heart. Embryonic stem cells
(ESCs), mesenchymal stem cells, cardiac stem cells
(CSCs), and induced pluripotent stem cells (iPSCs) can
be expanded in culture, and then delivered to the heart.
Each serves as a potential means of exogenous regeneration. Both endogenous and exogenous methods are
currently under investigation.
Endogenous regeneration of the heart
Myocyte proliferation
Common dogma suggests that cardiac myocytes lack
the ability to proliferate. However, in 2001, data from
Anversa’s laboratory suggested that myocytes may reenter the cell cycle in regions bordering a myocardial infarction.16 The data demonstrated that approximately
4% of the myocytes in the border zone between infarcted and viable myocardium were positive for Ki-67, a
nuclear molecule involved in cell proliferation. However, after myocardial infarction, the heart does not reconstitute a sufficient number of myocytes, so the damaged tissue is replaced by scar tissue. This does not
rule out the ability of myocytes to proliferate; it only
suggests that myocyte proliferation is limited, and not
favored over scar formation. In fact, myocyte proliferation has also been documented in other models. For
example, noninfarcted zebra fish and amphibians regenerate amputated parts of the heart. This occurs as
a result of mitotic expansion of cardiomyocytes.17,18
Myocyte proliferation has also been noted in a mammalian model, the medical research laboratory (MRL)
mouse.19 These mutant mice regenerate wounds without forming scars, presumably due to an altered mechanism of extracellular matrix remodeling. The mitotic
index of myocytes in the MRL mouse was shown to
be 10% to 20% during regeneration of cryogenically
injured heart.19
When delivered to the heart, these cells must also:
• Increase active regional mechanical function.
When the cells are delivered to an infarct, they must
increase the contraction of the infarcted regions.
• Regenerate myocyte mass that correlates with function. The number of regenerated cells in an infarcted
region should correlate with improved mechanical
function in the region, if the improved function is directly due to the cardiac differentiation of delivered cells.
• Increase overall heart function. The ultimate success
of regenerated myocytes is dependent on the restoration of mechanical function to the heart.
Other investigators have also documented myocyte
proliferation in various environments. Schuster et al
induced endogenous myocyte proliferation in a rat infarct model by delivering human endothelial progenitor cells.20 By using a rat-specific antibody to Ki-67,
they assured that native rat myocytes, rather than the
exogenously delivered human cells, entered the cell
cycle. In vitro experiments have also demonstrated the
possibility of inducing myocyte proliferation. Busk et
al induced myocyte proliferation through the overexpression of cyclin D2,21 a cyclin necessary for cells to
progress through the G1 phase and into the S phase
of the cell cycle.22 Recently, p38 mitogen–activated protein (MAP) kinase inhibition has been shown to allow
adult cardiomyocytes to proliferate in vitro.23
While this list does not delineate all the functions of a
successful regenerative therapy, it outlines the major accomplishments that need to be fulfilled. With these functions defined, various means can now be considered.
All methods to regenerate active mechanical function
must include the addition of cell mass to replace the
myocytes lost to infarction. These methods can be
divided into endogenous and exogenous approaches.
Endogenous methods involve recruiting native cells
to replenish myocyte mass. Examples would include
the induction of native myocytes to proliferate, or the
cardiac differentiation of native stem cells that reside
in the heart, or that have homed to the infarcted tissue.
Exogenous methods rely on the addition of autologous
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Regenerating the heart: gene/cell therapy - Cohen and Gaudette
mals, endogenous therapies have a promising future.
If the appropriate environment requires native stem
cells, then homing to the region of damage will be important. Multiple targets capable of optimizing homing are currently under investigation.
In summary, adult mammalian cardiac myocytes
can proliferate, and could, in principle, replace the
myocytes lost to disease. However, to harness this
potential therapy, an improved understanding of
cell cycle progression in adult mammalian cardiac
myocytes is necessary.
Exogenous regeneration of the heart
The aim of exogenous regeneration is to take a
stem cell capable of becoming a myocyte in vivo,
and induce it to choose a cardiac lineage. Because
of the enormous number of myocytes required,
and the paucity of proliferation once fully differentiated (see above section), current strategies have
emphasized in vitro expansion and cardiac commitment prior to delivery.
Mobilizing native stem cells
The adult human possesses multipotent cells that reside in many different tissues, including bone marrow,
fat, and heart. Recent evidence suggests that cells from
adipose tissue,24 bone marrow (described in detail
below), and heart,25 may be able to differentiate into
myocytes. This property provides an opportunity to
develop a therapy that will mobilize these cells, and
have them home to the injured myocardium.
This strategy is illustrated in Figure 4. We now consider the cell types that have been employed. Additional details on the success of cell therapy can be
obtained from the article by Wollert and Drexler in
this issue.1
?
Skeletal myoblasts
Skeletal myoblasts, which are skeletal myocyte progenitors, were the first cellular therapy for myocardial
infarction. Like cardiac myocytes, skeletal myoblasts
are striated; however, their action potentials are brief
in comparison with heart cells. This may account for
some of the arrhythmias reported with this therapy.32
Figure 4. The goal of cell therapy in cardiac regeneration. The
hope of cell therapy is to be able to deliver a cell, like the mesenchymal
stem cell (left), that will become a cardiac myocyte (right). The starting
cellular material and the methods needed to drive the cell down a cardiac
lineage are still under investigation.
While stem cells can home to the infarcted myocardium,26,27 increasing homing provides more help. Several homing molecules have been identified, including
monocyte chemotactic protein-3,28 stromal-derived factor-1,29 and its receptor, chemokine receptor 4 (CXCR4).30
When skeletal myotubes differentiate from skeletal myoblasts, they do not form gap junctions.10
Without these intercellular ion channels, electrical
activity cannot propagate between the endogenous
cardiac myocytes and the exogenous differentiated
skeletal myotubes, making it nearly impossible for
the transplanted cells to contract synchronously
with the native myocytes.
Increased homing may also be facilitated by the addition
of growth factors, which mobilize CXCR4.31 The initial
data are encouraging. However, it remains a challenge
to induce a sufficient number of these cells to home
to an infarct, and improve mechanical function by differentiating into myocytes, or by releasing paracrine
factors that induce native myocytes to proliferate, and
provide appreciable recovery of mechanical function.
However, delivery of skeletal myoblasts has led to improved mechanical function in animal models, probably due to improved passive function of the heart.
These encouraging results have led to clinical trials.32
Some trials have shown improvements in cardiac function, although ventricular tachyarrhythmia remains a
major concern. In February 2006, Genzyme halted its
phase 2 clinical trials after enrolling 95 patients, citing
that a significant improvement in heart function was
unlikely to come from the study.33 Despite this setback,
it appears that clinical trials are continuing.34
Summary of endogenous regeneration
While much of the attention associated with cellular
therapy for cardiac regeneration has focused on the
delivery of cells to the heart, endogenous methods to
regenerate heart offer additional opportunities. If the
results of Keating’s laboratory, to induce myocyte proliferation in the zebra fish, can be adapted to mam-
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Embryonic stem cells
suggest tumor reduction may be feasible,40 clinical application will require that there be no tumor formation.
Many studies have shown the ability of ESCs to differentiate into cardiomyocytes. To differentiate ESCs
down a cardiac lineage, embryoid bodies (EBs) are
formed. This method can include culturing cells in
hanging drops of media to allow them to coalesce and
form three-dimensional structures.35 After formation
of the EBs, they are plated for a few weeks. Kehat et al
showed that the resultant cells express cardiac proteins
and approximately 8% of the EBs contract 21 days after plating.36 He et al demonstrated that some cells
grown from the EBs generate action potentials, some
of which resemble atrial-, ventricular- and nodal-like
action potentials.37 For more on the cardiogenicity of
ESCs, see the review by Laflamme and Murry.14
Bone marrow cells
In 2001, Orlic et al documented regeneration of cardiac
function and cardiac myocytes through the delivery of
bone marrow cells (BMCs).41 These authors demonstrated the delivery of Lin– c-kit+ BMCs to the infarcted
mouse heart resulted in new myocyte formation, confirmed by an enhanced green fluorescent protein tag
that marked their BMCs. However, attempts by others
to repeat these findings failed.42-44 Nonetheless, this
initial study has spurred research into specific types
of BMCs.
MSCs found in the bone marrow have shown potential
for cardiac differentiation. Incubation of MSCs with
5-azacytidine, a DNA-demethylation agent, results in
differentiation of some of the MSCs down a cardiac
lineage. The differentiated cells express cardiac specific
proteins and form sarcomeres. We have recently induced MSCs to express cardiac markers by creating
spheroids, a process similar to the formation of embryoid bodies.45 Approximately 15% of these cells express a calcium current similar in magnitude to that
characteristic of adult ventricular myocytes. When implanted into the canine heart, some of the cells develop sarcomeres.
Delivery of cardiac myocytes derived from ESCs has
improved mechanical function in the injured heart.
Using a myocardial infarction mouse model, Kofidis et
al demonstrated that injected human ESCs improve
cardiac function, although they were unable to demonstrate the presence of mature cardiomyocytes.38 Therefore, improved passive mechanical properties as a
reason for improved cardiac performance cannot be
ruled out. Kolossov et al were able to find ESC-derived
striated cardiomyocytes after delivering ESCs to mouse
heart.39 Delivery of these cells to the injured heart also
significantly improved function, compared with delivery of media alone. However, to improve cell retention,
it was necessary to deliver fibroblasts with the ESCderived cardiomyocytes. When comparing the fibroblast-only group with the fibroblast-plus-ESC group, it
was difficult to see any difference, bringing into question the added active function benefit resulting from
delivery of ESCs. Behfar et al detected sarcomere formation after delivery of cardiac-committed ESCs to the
infarcted mouse heart.40 They also documented mechanical recovery of function, but did not investigate
whether this was due to the contribution of the cells
to active contraction or to changes in the passive properties of the tissue.
In summary, evidence exists suggesting that MSCs
can be induced to choose a cardiac lineage;
however, generating a large quantity of a pure
population of these committed cells remains a
challenge.
Resident cardiac stem cells
Early studies from Anversa’s laboratory identified Lin–
c-kit+ cells in the adult rat heart that could partially
differentiate into cardiac myocytes.46 These CSCs are
mobile, as they are detected in different locations
throughout the infarcted heart, and they express cardiac-specific proteins.
The literature is clear on the ability of ESCs to differentiate, both in vitro and in vivo, into striated
cardiac myocytes. Yet data to correlate the number
of engrafted ESC-derived myocytes with regional
function are still lacking. In addition, complete
recovery of infarcted tissue has not been shown.
Other CSCs were identified, including stem cell antigen–1 (Sca-1) positive cells,47 side population cells
(based on Hoechst dye exclusion),48 and islet 1 factor
(ISL1).49 These different populations of stem cells appear to have little overlap (although Sca-1 positive
and side population cells appear to have some overlap). All have been reported to differentiate into myocytes with contractile properties. Whether these cells
exist in humans, and why they are unable to restore
Aside from the political and moral debate regarding
the source of ESCs, a major impediment to the use of
these cells is their tumorigenesis. While recent results
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normal function to the infarcted heart, is still unknown.
If CSCs could be harvested and expanded, it would enhance their potential as a therapy. However, CSCs appear to be rare. In an attempt to isolate and expand
CSCs, Messina et al cultured small pieces of human
and mouse myocardium.25 They collected the round
“phase-bright” cells that appeared to migrate from the
tissue. When expanding these cells, they formed “cardiospheres,” which could be expanded. When delivered to the infarcted mouse heart, cells from cardiospheres improved ejection fraction compared to the
delivery of fibroblasts.50
the heart. Current routes for delivering cells used for
regenerative therapy are intravascular, intracoronary,
and intramyocardial. While intravascular delivery
of cells is the least invasive, most of the cells are
trapped in the lungs,27 with less than 1% of the cells
residing in the infarcted heart.54 During angioplasty,
cells can be delivered intracoronarily, directly to the
region of interest. However, upon restoration of blood
flow, the majority of cells are washed away from the
region of interest, and only 3% of those delivered are
engrafted into the heart.55 The intramyocardial route
for injection of cells resulted in 11% engrafting in
the heart.55
As with other cell types, the percentage of CSCs
that differentiate down a cardiac lineage is unknown, as is the contribution of the differentiated
cells to improvements in mechanical function.
Hence, the possibility of isolating a clinically applicable quantity of pure cardiac myocyte precursor
cells with this approach is still questionable.
While many researchers have developed tissue constructs that incorporate fetal or neonatal rat cardiac
myocytes into engineered cardiac tissue (see Radisic
et al, 2007 for review56), only a few of them have investigated scaffold-based strategies for delivering stem
cells to the heart. Materials used include alginate,57
collagen,58 collagen/glycosaminoglycan (GAG),59 and
Matrigel.60,61 However, stem cells delivered via scaffolds appear to have a difficult time traversing the
myocardial wall to reach the endocardium,58 where
many clinical myocardial infarctions reside. Recently,
Simpson et al, using a scaffold-based delivery vehicle,
demonstrated that only 1% of engrafted human mesenchymal stem cells (hMSCs) reside in the endocardial space.
Induced pluripotent stem cells
Current beliefs suggest that once a cell has differentiated, it cannot completely turn back. However,
recent evidence from Takahashi et al demonstrated
that human cells can be reprogrammed to acquire
ESC-like properties.51
In summary, using current methods, it is difficult
to efficiently deliver a large number of stem cells to
a well-defined region where they will be retained.
In the absence of an improvement in cell retention,
it will be difficult for any exogenous regenerative
approach to succeed.
By transfecting human dermal fibroblasts with Oct3/4,
Klf4, Sox2, and c-Myc, they were able to induce the expression of several ESC-specific markers, suggesting
the derivation of iPSCs. Two groups were recently able
to derive cardiac cells from iPSCs. Narazaki et al induced vascular cell markers from iPSCs.52 In addition,
by coculturing iPSCs with OP9 stromal cells, they could
induce cardiac-specific markers and striated cells. In
addition, some of these cells generated a nodal-like action potential. Using an EB-like differentiation process,
Mauritz et al generated contracting EBs.53 Some of
these cells also expressed cardiac-specific markers and
were striated. These cells also expressed the gap junction protein, connexin 43, and exhibited functional
coupling. Major concerns that need to be addressed
with iPSCs are the gene infection required to induce
pluripotency and the potential for tumorigenesis.
Summary of exogenous regeneration
The search for a pure population of cells that can differentiate into myocytes continues. While embryonic
stem cells appear to differentiate reliably into myocytes, issues with tumorigenesis continue to be a major concern. Other cell types have been shown to differentiate into myocytes, but none on a consistent
basis in large enough quantities to effectively restore
myocardial function.
Indeed, there is no reported correlation between the
number of new myocytes and the change in regional
mechanical function, a necessary criterion to evaluate
success. In addition, efficient delivery of any cell to
the heart remains elusive.
Delivery of exogenous cells
Another issue complicating exogenous methods of
cardiac regeneration is the delivery of these cells to
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The pacemaker potential is a slow depolarization generated by a net inward current flow. In the normal heart,
the action potential propagates from the primary pacemaker cells in the SA node, to the most distal cells in
the ventricular epicardium by current flow through intercellular channels, called gap junctions.62 While gene
therapy can directly deliver genetic material to myocytes, cell therapy requires electrical integration of the
delivered cells. This is most often accomplished by gap
junction formation between delivery and target cells.
RESTORING MECHANICAL FUNCTION
TO THE INFARCTED HEART
Restoring mechanical function to the heart appears to
be achievable, at least through passive mechanisms.
However, to fully regenerate myocardium, a significant
quantity of contractile cells must be produced. Neither
endogenous nor exogenous methods have been able
to fully restore mechanical function to the infarcted
heart. Although hopeful signs for regeneration exist,
it remains to be seen whether myocyte proliferation or
stem cell differentiation will make functional myocardial regeneration a clinical reality.
COMPARISON OF PHARMACOTHERAPY
AND DEVICE THERAPY
WITH GENE/CELL THERAPY
ELECTRICAL REGENERATION
WITH GENE/CELL THERAPY
The last half-century of pharmacological discovery has
focused on development of small molecules capable
of influencing excitability. Device therapy has focused
on the development and implantation of electronic
pacemakers and cardioverter-defibrillators, as well as
on surgical or catheter ablation of arrhythmogenic foci,
or interruption of reentrant pathways. A comparison of
gene/cell therapy with either pharmacotherapy or device therapy suggests some potential advantages of
the former:
The heart is a rhythmic pump, whose mechanical function requires orderly electrical activation. In this section, we lay out the reasons why gene/cell therapy has
been considered as an alternative, and describe the
means by which targets are selected. It should be noted
at the outset that there are fundamental differences
in approaches to gene/cell therapies for mechanical
and for electrical regeneration. When the heart fails as
a rhythmic pump, it is a global problem, and the optimal solution requires the replacement of a billion or
more myocytes. Arrhythmias, in contrast, can often be
treated focally by influencing a million or fewer cells.
Pharmacotherapy
• Specificity. Most pharmacologic agents are nonspecific. In addition to their actions on the channel/transporter of interest, they frequently have actions on others. For example, Class I drugs that slow or terminate
conduction via Na channel blockade can also block K
channels. Class III drugs that prolong refractory period
do so by prolonging repolarization as well. Excess
prolongation of repolarization can be proarrhythmic.
• Types of actions. There are far more channel or transporter blockers than there are openers, however, more
often than not, the electrical abnormalities that generate arrhythmias are due to reduced ion channel/transporter activity. For example, in the border zone of an
infarct the myocytes are depolarized, inactivating Na
channels and reducing Na conductance on depolarization, resulting in slow conduction that predisposes
to reentry.
• Targets. Drugs are limited to actions on those channels or transporters already present in the myocytes.
That is, one cannot “import” a target into the cell that
then is subject to therapeutic drug action.
NORMAL ELECTRICAL ACTIVITY:
THE ACTION POTENTIAL AND
PACEMAKER ACTIVITY
The electrical activity of the heart, delivered via orderly
propagation of the cardiac action potential, precedes
and initiates the mechanical event, the contraction. All
the ion channels and transporters necessary to initiate
the heartbeat reside in the membranes of the sinoatrial (SA) node myocytes. The nervous system modulates
this activity, but does not initiate it.62
The action potential is generated by a population of
ion channels and transporters, each of which is comprised of one or more proteins generating either inward
or outward current across the myocyte membrane. The
voltage waveform of the action potential is the result
of the summed ion movements through all the channels and transporters of a cell. A net inward current
(positive ions moving into the cell) generates a membrane depolarization, while a net outward current (positive ions moving out of the cell) generates a membrane repolarization.
The sum total of these limitations means that pharmacologic therapy for electrical dysfunction is not usually
aimed at restoring normal function, but at limiting the
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consequences of abnormal electrical activity instead,
by making offending regions electrically unexcitable.
• Origin of targets. The entire human genome has been
sequenced. Therefore, channels/transporters expressed
in the heart can be used to correct abnormalities, as
can those normally located in other tissues. Furthermore, if the properties of native channels are less than
optimal, then a more optimal gene can be created by
modifying existing genes or by creating new ones by
genetic engineering.
Device therapy
• Maintenance. Pacemakers require regular maintenance due to battery rundown and occasional lead
fracture.
• Autonomic responsiveness. Pacemakers are not autonomically responsive. However, rate-responsive units
do increase rate in response to the demands of exercise.
• Placement. It would be ideal to position electrodes
at sites that maximize mechanical performance. Yet, this
cannot be routinely done. Even using biventricular
pacing, electrode positioning is limited by the anatomy of the coronary venous system.
• Inappropriate responses. Inappropriately delivered
shocks are a complication of ICDs that can cause physical and psychological trauma.
• Venous stricture and recurrence of arrhythmia. Atrial
fibrillation originating from the pulmonary veins is often
treated with ablation. A complication of this therapy is
venous stricture. Furthermore, antiarrhythmic success
with ablation can be complicated by later recurrence.
When compared with device therapy:
• Maintenance. No maintenance is required.
• Autonomic responsiveness. Normal sympathetic and
parasympathetic responsiveness should occur as long
as innervation is present at the site of implantation.
• Placement. With regard to biological pacemakers,
positioning of the implant by catheter delivery can
be used to optimize mechanical performance of the
ventricles.
• Inappropriate responses. These can be terminated
either by regulated expression of the exogenous gene
(the promoter-inducing expression can be turned off),
by pharmacotherapy that blocks the overexpressed
channel/transporter protein, or by ablation of the site.
There is minimal tissue damage with delivery of either
gene or cell therapy.
• Venous stricture and recurrence of arrhythmia. There
is minimal tissue damage with delivery of either gene
or cell therapy.
To sum up, pacemakers were the panacea of 20th-century therapy for some disorders of rate and rhythm.
However, maintenance is required, and rate responsiveness is an imperfect solution to the absence of
autonomic control. ICD implantation has saved tens
of thousands of lives, but patients are exposed to both
physical and psychological trauma from inappropriate
firing. Ablation therapy has worked for arrhythmias
where other alternatives have failed, however, it carries
risks of anatomical damage, and is not always effective
in the long-term.
In summary, gene/cell therapy has the capacity to
be more specific than pharmacotherapy, to enhance
as well as reduce channel function, and to employ
a larger array of targets optimized by genetic engineering. Compared with devices, gene/cell therapy
is maintenance-free, autonomically responsive,
and optimized for mechanical performance. Inappropriate responses can be prevented or reversed
by regulating exogenous gene expression, or with
appropriate pharmacotherapy, and no anatomical
damage should occur with deployment. In short,
it has the capacity to restore normal electrical
function.
Gene/cell therapy
We will now consider whether gene/cell therapy offers
the possibility of achieving a more successful therapy.
When compared with pharmacotherapy:
• Specificity. A gene encodes for a single protein and,
as such, is specific. There can be nonspecific effects
associated with overexpression or silencing of a specific protein, but, ideally, the only action of the delivered genetic material is to alter expression of a single
protein.
• Types of actions. Channel/transporter activity can
be enhanced by successful delivery of its cDNA, or reduced by a dominant negative construct, antisense, or
small interfering RNA.
CHOOSING A DELIVERY SYSTEM
There are three approaches to delivering a therapeutic
electrical change to the heart:
• The first is conceptually the simplest. The cDNA for
the channel/transporter is delivered in a naked plasmid.
However, the transfection efficiency is low and the
action very transient.
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• Second, the gene of interest can be packaged in a
virus. The delivery can be either localized 63 or to the
chamber as a whole,64 a decision dictated by both the
safety and the efficacy of each approach. A second decision is which virus to choose. Adenoviruses are largely
safe and induce high levels of expression of the transgene, but are not persistent because they are episomal
(not incorporated into the genome). Lentiviruses are
more persistent because of genome incorporation, but
have higher risks of neoplasia. The choice of which
particular virus, as well as the properties of adeno-associated viruses, are discussed in detail in the article
by Hammond and Tang4 in this issue.
• The third is cellular delivery. This approach is, by
definition, focal, and requires that the chosen delivery
cell be able to electrically influence the target cell. In
most cases, this is achieved through the formation of
gap junctions. These are formed from subunit proteins,
called connexins. HMSCs and ESC-derived cardiac myocytes make connexins, and can form functional gap
junctions with cardiac myocytes as well as with each
other, in vitro and in vivo.65-68
GENERAL PRINCIPLES OF
BIOLOGICAL PACEMAKER DESIGN
Figure 5 (page 18) shows the action potentials of a pacemaker cell from the SA node, and that of a ventricular
myocyte. In the sinus node, a small net inward current
during diastole generates the spontaneous pacemaker
depolarization, while in the ventricle and much of the
atrium, there is no net current flow (and thus no change
in membrane potential) between action potentials.
Figure 5 also indicates the major membrane conductances responsible for the pacemaker activity in the
SA node myocyte, and for quiescence in the ventricular
cell. If is an inward current (carried largely by Na+),
activated by hyperpolarization in the sinus node. This
“pacemaker” current is absent in the physiologic voltage range in ventricular myocytes. IK1 is generated by
a large outward conductance present in ventricular
myocytes, but is largely absent in the pacing cells of
the SA node.72,73
Whether placed in the atrium or in the ventricle,
the challenge in creating a biological pacemaker is
to convert a diastolic interval with zero net current
flow into a period of small net inward current.
Finally, fusing delivery and target cells is possible. Cho
et al69 transfected lung fibroblasts and induced fusion
of these fibroblasts to myocytes in the guinea pig heart.
This approach avoids the potential loss of function
during ischemia where gap junctions might tend to uncouple. However, the long-term effects of cell fusion
as well as the agent that induces it (polyethylene glycol) remain unknown.
Current gene and cell therapy approaches to this problem are illustrated schematically in Figure 6 (page 19)
and discussed in detail below.
Reducing background outward
In their article in this issue, Rosen et al70 discuss approaches of gene/cell therapy to life-threatening tachyarrhythmias. It is clear that native cardiac, mutated
cardiac, and even noncardiac genes are showing proof
of principle as therapies in animal studies in that arena. Below, we discuss an alternative to devices: biological pacemakers.
IK1 current leads to pacemaker activity
in normally quiescent myocytes
Since IK1 is the dominant conductance during diastole
in ventricular myocytes, reducing this outward current
in normally quiescent tissue should result in a net inward current generating a pacemaker-like membrane
depolarization toward threshold. Miake et al64 used a
dominant negative form of Kir2.1 (a molecular correlate of the IK1 channel), and an adenoviral delivery system in the guinea pig ventricle, to reduce the number
of functioning IK1 channels.
STRATEGIES FOR
THE DEVELOPMENT OF
BIOLOGICAL PACEMAKERS
The area showing the widest array of conceptual approaches to gene/cell therapy has been the development of biological pacemakers. Beginning in 1998,71
a number of investigators have used a variety of approaches to create biological pacemakers as an alternative to these electronic devices. These approaches
display not only some of the principles of gene/cell
therapy design, but also point out some of the limitations of this approach.
This approach works in the manner illustrated in Figure 7 (page 19). The IK1 channels, like most K channels,
are composed of 4 identical subunits. A dominant
negative construct is a genetically modified form of
the channel subunit, which combines with the native
functional channel subunits to form nonfunctional
channels that do not permit current flow. The disadvantage of such an approach is illustrated in Figure 5
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Regenerating the heart: gene/cell therapy - Cohen and Gaudette
Sinus node
myocyte
Net inward
current
If
1
us I K
Min
Ventricular
myocyte
Plu
sI
f
Zero net
current
IK1
Figure 5. Pacing requires net inward current. Schematic action potentials from a sinus node (top left panel) and a
ventricular myocyte (bottom left panel). The sinus node myocyte paces, and, thus, has a net inward current flowing during
diastole, while the ventricular myocyte reaches a constant “resting potential” because the sum of all currents flowing across the
membrane is zero. The major “pacemaker” current in the sinus node is If , while the dominant conductance setting the resting
potential in the ventricular myocyte generates a background outward current, called IK1. Panels on the right show approaches to
creating a biological pacemaker by removing IK1 from, or adding If to, the ventricular myocyte. IK1 flows during the final repolarization as well as during diastole, so decreasing its magnitude lengthens the action potential (top right panel: control action
potential in orange, minus IK1 in green). Since If is activated only during diastole, adding it has little or no influence on the
action potential duration (lower right panel: control action potential in orange, plus If in green). Both approaches create a
biological pacemaker, but removing IK1 results in a longer QT interval.
(upper right panel). IK1 contributes to final repolarization of the ventricular action potential. Thus, in addition to inducing pacemaker activity, delivery of this
dominant negative form of IK1 also prolongs the action
potential and the QT interval.74
maker potential in the sinus node is called If,73 and is
not activated at diastolic potentials in quiescent atrium
or ventricle. The α-subunit of this channel is encoded
by the hyperpolarization-activated–cyclic nucleotidegated (HCN) gene family.75,76 As its name indicates, this
channel opens when the action potential repolarizes
to diastolic membrane potentials. Since it closes rapidly on depolarization,77 its action is limited to the
diastolic time period, avoiding the problems experienced with downregulation of IK1 (discussed above).
An important lesson learned from this approach
is that individual channel types can have effects
on different phases of the action potential. In this
case, the reduction of IK1 had the desired effect of
producing net inward current during diastole. However, it also had the undesired effect of increasing
action potential duration.
Another advantage of this approach is that the portion
of the If channel in the cytoplasm binds the cyclic nucleotide cAMP,78,79 leading to the opening of more If
channels upon sympathetic stimulation.80 This creates
the autonomic responsiveness desired in a “biological
pacemaker.” In our initial studies, the HCN2 gene (one
member of this multigene family) was delivered to the
canine left atrium81 or left bundle branch63 by adenovirus, or to the left ventricular free wall in transfected
human MSCs,65 where it either created (in the atrium
or ventricle), or enhanced (left bundle branch), native
pacemaker function. Persistent biological pacemaker
function was demonstrated for 6 weeks when at least
Adding inward pacemaker current
also creates pacemaker activity
Native HCN genes
If net inward current is required for pacemaker activity,
the obvious alternative approach to reducing an outward current is to add an inward current (Figure 5, lower right panel). As stated above, the pacemaker channel
that carries the major inward current during the pace-
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Regenerating the heart: gene/cell therapy - Cohen and Gaudette
A
Increase net inward
current during diastole
β2-Adrenergic
receptors
Engineered
HCN genes
B
Decrease
outward IK1
Increase
inward If
Increase
sympathetic tone
Genetically
modified
Kv1.4 channel
Native
HCN genes
Dominant
negative
Kir2.1
Increase net inward
current during diastole
Autologous
SA node
myocytes
hMSCs
transfected
with HCN genes
ESCs
differentiated to
pacemaker myocytes
Fibroblasts
transfected with
an HCN gene
Integration
via gap junctions
Integration
via gap junctions
Integration
via gap junctions
Integration
via cell fusion
Figure 6. Gene and
gene/cell therapy
approaches to creating a biological
pacemaker. A. Gene
therapy approaches.
B. Approaches that use
either cell therapy or
a combination of gene
and cell therapy. Details
provided in text.
Abbreviations:
HCN, hyperpolarizationactivated–cyclic
nucleotide-gated.
700 000 hMSCs (roughly half carrying the HCN2 gene)
were delivered to the canine left ventricular free wall.82
The hMSCs carrying the gene showed no evidence of
humoral or cellular rejection, and the rhythm was catecholamine sensitive. The absence of hMSC rejection
in this xenograft was not a complete surprise, as these
cells are known to possess some immune privilege.82
Although native genes demonstrated both acceptable
basal rates (roughly 60 beats per minute) and some increase in rate, in response to catecholamines, neither
was optimal.
Modified HCN genes
If the native pacemaker genes are not optimal, it is
possible an improved channel form could be created
by genetic engineering. When a new ion channel is
cloned, investigators study the relationship of its structure to its function.80 Such was the case for the HCN
gene family, in which the portion of the channel responsible for its voltage dependence, its kinetics, and
its cAMP binding were defined.80,83 To increase the rate
of pacemaker activity, more If channels must open
during diastole. This can be achieved by shifting the
voltage dependence of opening to more positive po-
Figure 7. Dominant negative suppression of ion channel function. Upper panel: A representation of a longitudinal section through
a functional channel (top right) in a membrane (green), composed of 4
endogenous subunits (orange) that allow ions (violet) to pass through the
pore. A nonfunctional channel (top left) comprised of 3 endogenous
subunits (orange) and 1 exogenous (dominant negative) subunit (grey).
The grey barrier is there to illustrate that the nonfunctional channel does
not allow ions (violet) to permeate. Lower panel: Cross-section through
a functional (4 orange subunits), and a nonfunctional (3 orange subunits and 1 grey subunit) channel. These illustrate that 4 subunits come
together to form the channel and create a pore.
19
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
tentials, or by speeding the kinetics of channel opening. We chose a mutant HCN channel with a more
positive voltage dependence, but it expressed more
poorly in myocytes than the native channel.84 There was
no increase in basal pacemaker rate, although there
was enhanced catecholamine sensitivity. Tse et al85
used a mutated form of the most rapidly activating
HCN isoform, HCN1, whose voltage dependence favored channel opening. They delivered it by adenovirus
to the pig atrium (where the opposing IK1 current is
smaller than in ventricle). They were able to achieve
physiologic rates in that location, with some autonomic responsiveness. If adding more If speeds pacemaker
rate, is there any limit to this approach? The theoretical
answer is yes. Since If is an inward current, it could
cause a steady depolarization making cells unexcitable.
The same group produced larger magnitudes of If with
the same HCN1 mutant, and demonstrated that too
much pacemaker current can lead to termination of
pacemaker function.86
potentials, as a template. They mutated the channel
to change its selectivity, converting it from K-selective
to nonselective. This resulted in a change in direction
of the current flowing through the channel, from net
outward to net inward. The native channel opened on
depolarization. They engineered the channel to open
on hyperpolarization. This synthetic “HCN-mimic” was
delivered by adenovirus to the guinea pig ventricle
where it generated a biological pacemaker. This tour
de force of genetic engineering demonstrated that existing channels could be radically reengineered to produce pacemaker function. Unfortunately, unlike the
native HCN channels, this synthetic channel does not
possess a cAMP binding site, and so is unlikely to be
directly regulated by the autonomic nervous system.
However, autonomic regulation might be achieved
through effects on other ion channels/transporters present in the infected myocytes.
As stated above, the other approach to increase If is
to accelerate the kinetics of channel opening. We employed a chimeric channel formed from HCN1 and
HCN2.87 The piece from HCN1 guaranteed faster kinetics than HCN2, while the portion from HCN2 guaranteed better cAMP-sensitivity than HCN1.83 This chimeric
HCN1/HCN2 channel was delivered by adenovirus to
the canine left bundle branch where it generated a
ventricular tachycardia. Fortunately, this arrhythmia
was eliminated by the If -blocker ivabradine, demonstrating the feasibility of terminating runaway biological pacemaker activity.87
Overexpression of the 2-adrenergic receptor
Alternative gene/cell therapy approaches
The first biological pacemaker was created by delivery
of the cDNA for the β2-adrenergic receptor to the
murine right atrium.71 Expression of this receptor increased pacemaker rate by 40%. The disadvantage of
this approach was that the overexpression of a single
protein had a nonspecific action. This was because a
myriad of ion channels/transporters, as well as other
cellular functions, are regulated by cAMP. This approach
demonstrated proof of principle for biological pacing,
but was potentially arrhythmogenic, so unlikely to
progress to a therapeutic modality.
Embryonic stem cells
Thus, the lesson learned from these approaches
is that more inward current is not always better.
Even if the action of a gene/cell therapy is limited
to the diastolic range of potentials, the amount of
inward current can overshoot the optimum, leading
to either arrhythmias or quiescence.
As discussed in the section on mechanical regeneration, ESCs can be forced into a cardiac lineage by
forming three-dimensional structures, called embryoid
bodies (EBs). Cells within these cardiogenic EBs are
spontaneously active. Kehat et al67 transplanted 40 to
150 spontaneously beating EBs into the posterolateral wall of the pig left ventricle to create a biological
pacemaker. In those animals in which persistent pacemaker function was demonstrated, the rate was similar
to the idioventricular rate of native secondary pacemakers (roughly 60 bpm). It was also responsive to
adrenergic stimulation.
The inward current added must be titrated against the
outward current present in the delivery location to
achieve the optimal pacemaker rate.
Synthetic genes carrying inward current
When using HCN genes in a cardiac region that natively expresses them, channels formed of native and
overexpressed subunits may have unpredictable properties.88 To avoid this potential difficulty, Kashiwakura
et al89 used a voltage-dependent K channel (Kv1.4)
that would generate net outward current at diastolic
The major advantage of this approach is that all the
elements necessary for generating the pacemaker
potential are included in the delivered cell.
20
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Regenerating the heart: gene/cell therapy - Cohen and Gaudette
However, the disadvantages include the risk of neoplasia from undifferentiated embryonic stem cells,
and the need for immunosuppression to prevent the
rejection of those embryonic stem cells that had differentiated.
LOOKING TO THE FUTURE
The title of our article raises the question, “Can gene/
cell therapy restore normal mechanical and electrical
function”? The answer is not a simple yes or no. Proof
of principle has been demonstrated for a wide variety
of approaches, in both the mechanical and electrical
arena, and this has raised hopes. However, definitive
therapies remain an elusive target. Part of the problem
is theoretical, as clear objective criteria for success
have not been defined. The other part is technical, and
relates to the scale of the mechanical problem requiring billions of myocytes, and the complex nature of
the electrical problem due to the interactions of multiple time- and voltage-dependent ion currents. Progress
can be accelerated if studies reporting measures of
success also pursue an understanding of the mechanism of action. However, given the new tools in our
therapeutic arsenal, the future looks bright. We have
come a long way in a short time. Myriad targets show
promise, and many therapies may be just beyond the
horizon. How long we take to reach that point will be
determined by the rigor of our investigations and the
support provided by our funding institutions.
Autologous SA node myocytes
If the aim of biological pacemakers is to simulate sinus
node function, it is natural to ask whether autologous
transplantation of sinus node myocytes into a ventricular location could generate a functional biological
pacemaker. Zhang et al90 successfully removed and
dissociated myocytes from the canine SA node, and
then delivered roughly 500 000 of these cells to the
right ventricular subepicardial free wall of the same
animals. Three weeks after implantation, an idioventricular rhythm of approximately 60 beats per minute
was observed. The rate increased on catecholamine
infusion. However, neither the basal rate nor the catecholamine responsiveness was better than that observed with HCN2-transfected hMSCs delivered to the
canine left ventricular free wall, or with adenoviral delivery of HCN2 to the canine left bundle branch.63,82
CONCLUSIONS FOR
ELECTRICAL REGENERATION
The authors were supported by NIH grants HL28958 and HL67101,
an Institutional grant from NYSTEM (ISC), and a National Scientist
Development Grant from the American Heart Association (GRG).
The authors would also like to thank Drs Howard L. Cohen,
Richard T. Mathias, and Chris Clausen for helpful discussions.
The 20th century brought us lifesaving pharmacologic
and device therapies for disorders of rate and rhythm.
However, these therapies are not perfect. Drugs are
nonselective and, because of this, can be proarrhythmic. Devices also come with a price: regular maintenance, inappropriate responses, and anatomic damage. Gene/cell therapy has the potential to be more
selective, and has a wider array of targets, than pharmacologic agents. It also has the potential to be maintenance-free and more biologically responsive than
devices, yet without their associated anatomical damage. As stated in the introduction, our aim was to show
you the “dream” of gene/cell therapy. Our current “reality” is nowhere near this ideal. Although “proof of
principle” has been demonstrated for some gene/cell
therapies for both tachyarrhythmias and bradyarrhythmias, these therapies are far from perfect. The electrical activity of the heart is dependent on the complex
interactions of many ion currents. Unfortunately, because of these interactions, influencing the expression
of even a single channel type can often result in outcomes that influence the activity of others, resulting
in proarrhythmia. Although the successes of gene/cell
therapy for electrical dysfunction are modest to date,
they hold the hope of a return to normal function that
must be pursued.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Mending the Broken Heart
Expert Answers to Three Key Questions
1
Gene therapy for myocardial infarction–associated
congestive heart failure: how far have we got?
H. K. Hammond, T. Tang
2
Does cell therapy for myocardial infarction
and heart failure work?
K. C. Wollert, H. Drexler
3
Gene and cell therapy for life-threatening cardiac arrhythmias:
will they replace drugs, surgery, and devices?
M. R. Rosen, P. Danilo Jr, R. B. Robinson
27
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated
congestive heart failure: how far have we got?
H. Kirk Hammond, MD; Tong Tang, PhD
VA San Diego Healthcare System - San Diego - Calif - USA
Department of Medicine - University of California San Diego - La Jolla - Calif - USA
With the advancement of vectors,
delivery methods, and newly identified molecular targets, preclinical studies have shown that gene
transfer is effective in improving
left ventricular contractility and
attenuating deleterious left ventricular remodeling in myocardial
infarction–associated congestive
heart failure (CHF). We are optimistic that these favorable effects
will also be seen when tested in
patients with CHF associated with
myocardial infarction, as well as
in patients with CHF from other
etiologies. Gene therapy has the
potential to be tailored to meet the
needs of individual patients. Moreover, when used in conjunction with
pharmacological and device management of the patient with CHF, it
provides hope for a brighter future
for the 23 million patients worldwide with this devastating disease.
ongestive heart failure
(CHF) is an inexorable disease associated with high
morbidity and mortality.
CHF has several etiologies, including hypertension, diabetes mellitus,
excessive alcohol consumption,
valvular heart disease, myocarditis,
and familial cardiomyopathy. The
majority of cases in developed nations result from coronary artery
disease, and subsequent myocardial infarction (MI). Many of these
etiologic factors can be altered to
avoid the occurrence of CHF altogether—proper treatment of hypertension, surgical intervention for
valvular heart disease, risk factor reduction to prevent coronary artery
disease, and so forth.
C
Dialogues Cardiovasc Med. 2009;14:29-36
Once CHF is associated with symptoms at rest or with mild exertion
(New York Heart Association [NYHA]
class III and IV), 50% of such patients
are expected to die within 4 to 5
years — even on optimal medical
and device therapy— a prognosis
worse than many cancers. Worldwide, it is estimated that 23 million
patients have CHF, 1 million new
cases are diagnosed yearly, and that
every 3 minutes there is another
death due to CHF. In the US, CHF
is the most common admitting diagnosis in patients >65 years old, in
whom there is a 1% incidence. Incidence in this age group is expected
to double by 2037. Therefore, despite recent advances, there is an
unmet medical need for the millions
Copyright © 2009 LLS SAS. All rights reserved
29
Keywords: gene therapy; myocardial infarction; congestive heart failure; angiogenesis;
calcium handling; β-adrenergic receptor;
adenovirus; adeno-associated virus
Address for correspondence:
H. Kirk Hammond, MD, VA San Diego
Healthcare System (111A), 3350 La Jolla
Village Drive, San Diego, CA 92161, USA
(e-mail: khammond@ucsd.edu)
of patients with CHF. These statistics
provide the rationale to develop
new, unconventional therapies, such
as cell- and gene-based therapies.
CARDIAC
GENE TRANSFER
In general, any gene therapy has
three essential components: (i) a
vector to carry and express the gene;
(ii) a delivery method that safely
and efficiently delivers the vector to
the organ, tissue, or cell of interest;
and (iii) a therapeutic gene tailored
to an aspect of the disease being
treated. For cardiac gene therapy,
there are few suitable vectors, but
many candidate genes. The most
troublesome component has been
the method of delivery. Let us briefly
review the most suitable vectors and
SELECTED ABBREVIATIONS
AND ACRONYMS
AAV
adeno-associated virus
βAR
β-adrenergic receptor
CHF
congestive heart failure
FGF
fibroblast growth factor
GH
growth hormone
IGF-I
insulin-like growth
factor–I
MI
myocardial infarction
SERCA2a sarcoendoplasmic reticulum Ca2+-ATPase 2a
VEGF
vascular endothelial
growth factor
www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
Lentivirus
Adenovirus
AAV
Figure 1. Virus-mediated gene
transfer. The figure depicts the
three major virus vectors used for
cardiac gene therapy. Once the
vector has gained access to the
cardiac interstitium, the vectors
attach to cell surface receptors or
integrins, enter the cell by vesicular
transport, traverse the cytoplasm,
and enter the nucleus. Adeno-associated virus (AAV) and lentivirus
provide persistent transgene expression, as the transgene becomes integrated in the host chromosome.
Adenovirus provides extrachromosomal expression.
Modified from reference 1:
Perkel JM, Slayden C, Swift A.
Viral Mediated Gene Delivery.
Poster. http://www.sciencemag.
org/products/posters/GeneDeli
veryPoster.PDF. © 2008 by
AAAS/Science.
possible delivery methods, before
proceeding to a discussion of potential therapeutic genes in MI-associated CHF.
Vectors
The ideal features of a vector for
cardiac gene transfer include: (i) high
efficiency; (ii) high specificity (heart
and not elsewhere, or cardiac myocyte and not elsewhere, for example);
(iii) minimal toxicity or immunogenicity; and (iv) regulated expression. Nonvirus vectors (eg, naked
DNA, protein-DNA complexes, and
liposomes), despite their easy production, minimal toxicity, and low
immunogenicity, have poor transduction efficiency, and their use for
CHF gene therapy is limited. Virus
vectors have been the main focus
for cardiac gene therapy because of
their higher myocardial transduction efficiency, and their utility for
vascular delivery.
The most used virus vectors are
adenovirus, adeno-associated virus
(AAV), and lentivirus (Figure 1).1
These three vectors, unlike most
retrovirus vectors, can be used to
obtain gene transfer in cardiac myocytes and other nondividing cells
(Table I). Both AAV and lentivirus
provide persistent transgene expression, as the transgene becomes integrated in the host chromosome.
Adenovirus, in contrast, provides
extrachromosomal expression, and
is not generally viewed as a longterm expression vector. However,
none of these virus vectors are perfect, and extensive efforts have been
made to minimize their disadvantages. For example, the deletion of
30
regions of the virus genome encoding proteins specific for the virus
per se have provided newer generations of adenovirus with less immunogenicity. In addition, the use
of regulated expression vectors enables one to turn expression on or
off as needed. Finally, cardiac-specific promoters are available, which
limit expression to cardiac myocytes
only, even when the vector is more
widely disseminated.2
Delivery method
Several delivery methods for virus
vectors have been used for cardiac
gene transfer (Table II). Lentivirus
vectors are generally thought to be
unsuitable for intracoronary delivery
because they do not readily cross
the endothelial cell border, and,
therefore, direct intramyocardial in-
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
Virus vector
classification
Chromosomal
integration
Adenovirus
Adeno-associated
virus
No
Yes
Advantages
Efficient direct intracoronary delivery
No risk of insertional
mutagenesis
Easy to produce
Low immunogenicity
Vascular delivery
may be feasible
Permanent expression
Lentivirus
Yes
Very large insert size
Permanent expression
Disadvantages
Immunogenicity
Expression not
permanent
Risk of insertional
mutagenesis
Difficult to produce
Limited insert size
Risk of insertional
mutagenesis
Vascular delivery
difficult
Difficult to produce
Table I. Virus vectors for cardiac gene therapy.
jection is a preferred method.3 Intracoronary delivery of adenovirus
appears to cause less inflammation
in heart compared with other organs,
and also circumvents the inflammatory response induced by intramyocardial injection.4,5 However, the
intramyocardial injection method
is associated with substantial gene
transfer efficiency, albeit confined
to the areas directly adjacent to the
needle tract. Recently, it has been
reported that intravenous delivery
of AAV vectors—AAV6, AAV8, and
AAV9 in particular —may provide
substantial gene transfer to heart,
lung, and other organs,6 although
very high amounts of the virus are
required, using doses that may
not be feasible in human subjects.
Routine intracoronary delivery
of AAV is much less efficient than
adenovirus.7
Pharmacological agents and mechanical procedures have been used
to increase gene transfer efficiency
with AAV and adenovirus. Histamine,
nitroprusside, serotonin, acetylcholine, sildenafil, vascular endothelial growth factor, and substance P,
which increase transcytosis via increases in nitric oxide and cGMP,
promote transvascular movement of
adenovirus (and perhaps AAV) when
delivered by the vascular route —
either intracoronary or intravenous.8
AAV and adenovirus vectors can be
efficiently delivered to the myocardium using indirect intracoronary
delivery, in which the virus vector is
injected into the left ventricular (LV)
chamber during sustained occlusion
of the ascending aorta and proximal pulmonary artery, thus forcing
egress into the coronary arteries.
Hypothermia, which enables pro-
Method
longed dwell time without ischemic
injury to the heart and brain and
simultaneous use of serotonin or
acetylcholine, facilitates gene transfer using this method.8,9 Recently,
a percutaneous closed-loop recirculation system— essentially a cardiopulmonary bypass without thoracotomy— was shown to provide
cardiac gene transfer with AAV—
presumably, at least in part, because
of the substantially increased dwell
time enabled by continuous coronary recirculation of the vector.10 In
clinical settings, where safety is the
first priority, the gene delivery method that is effective, safe, and easy to
apply will prevail as the best choice.
Safe methods of delivery will be
particularly germane to patients with
CHF — invasive methods requiring
thoracotomy, cross-clamping of the
aorta, or cardiopulmonary bypass
will likely be poorly tolerated.
GENE THERAPY
FOR MI-ASSOCIATED CHF
There are three phases in the development of CHF associated with
MI, in which a gene therapy may
be envisioned: (i) reduction of MI
size; (ii) attenuation of LV dilation;
and (iii) treatment of fully devel-
Advantage
Disadvantages
Intravenous
Simple; relatively
noninvasive
Low efficiency gene transfer;
generalized distribution
of vector
Myocardial
injection
Can select region
of interest
Requires thoracotomy or
sophisticated catheter
methods; inefficient gene
transfer
Direct
intracoronary
Simple; reduced
morbidity vs other
methods
Less efficient than indirect
intracoronary
Indirect
intracoronary
Efficient gene transfer
Requires pulmonary artery
and aortic cross-clamping
and thoracotomy or cardiopulmonary bypass
Table II. Delivery methods for cardiac gene therapy.
31
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
oped CHF. We will consider the application of gene therapy to these
three phases by examining peer-reviewed publications that have used
preclinical models of CHF—at this
writing (2008), there are no placebocontrolled clinical trials of gene
therapy for CHF to review.
Reduction of MI size
Since acute MI, and consequent loss
of LV mass, is the major cause of
CHF in developed nations, it is reasonable to ask whether or not gene
therapy could reduce infarct size
in the setting of acute myocardial
infarction, which has been, over
the past 25 years, the goal of both
thrombolysis and percutaneous
coronary interventions. There is
overall agreement, however, that
reduction of infarct size requires
that an occluded vessel be made
patent—the earlier, the better—and
that a delay of 6 or more hours is
generally not associated with substantial reduction in infarct size. With
this backdrop, it is difficult to provide a rationale for gene transfer to
reduce infarct size in acute MI, given
the required delay in vector delivery, transgene expression, and myocardial preserving element (eg, angiogenesis) to result. Indeed, taken
together, these requirements of gene
therapy, would, in the best circumstances, take many hours to occur.
Surprisingly, there have been a few
published examples in which gene
therapy, administered at the time of
MI, or very shortly thereafter, has
been associated with a reduction in
MI size. Although it seems unlikely
that a gene therapy–associated angiogenesis could have occurred
rapidly enough to limit infarct size,
it is possible that effects related to
the inhibition of apoptosis may have
contributed. Even so, these possible
reductions in MI size are rare, and
require experimental coronary occlu-
sion with antecedent gene transfer,
or vector injection into the myocardium at the time of coronary occlusion—situations that are unlikely
to be relevant in clinical acute MI.
Attenuation of LV dilation
There are several examples in which
delivery of genes to the heart, at the
time of MI or shortly thereafter, has
been associated with a reduction of
post-MI LV dilation (adverse remodeling). This is important because,
unlike the challenge to reduce infarct size in acute MI— a challenge
better achieved with percutaneous
coronary interventions or thrombolysis—it is clinically feasible that a
gene therapy could be administered
after the acute phase of MI, if it were
to influence LV remodeling in a favorable manner. Transgenes that
have been shown to have this favorable effect on LV remodeling after
completed MI include angiogenic
genes, antiapoptosis genes, and
growth hormone (GH)/insulin-like
growth factor-I (IGF-I).
Treatment of
fully developed CHF
Given the abundance of patients
with fully developed CHF (23 million
worldwide), this phase of treatment
may be the most suited to gene
therapy, particularly since pharmacological agents have been used so
successfully to reduce LV remodeling after MI. On the other hand, one
wonders how successful a gene therapy can be when directed to an LV
that may have 30% to 40% of its
mass already scarred from infarction.
Even so, 50% survival has increased
from 18 months to 4 to 5 years over
the last 25 years with the use of
pharmacological agents. It is the
hope of those in the field that gene
therapy, working on such fundamentally different mechanisms than
current medical therapy, may pro-
32
vide better outcomes—giving a patient with severe symptoms the possibility of surviving even longer and
feeling better. There are a large number of transgenes that have been
used in animal models of CHF with
some success, in terms of improved
LV function and geometry, exercise
capacity, and survival (which will
be reviewed in the next section).
GENES OF INTEREST
WITH SUPPORTIVE
PRECLINICAL DATA
We have selected promising genes
that appear to have favorable influences on the failing heart. Stringent
criteria were imposed: (i) convincing demonstration of the presence
of CHF; and (ii) gene transfer was
performed when CHF was actually
present, and not merely given at
the time of MI, for example (which
may suggest a therapeutic effect
but falls short of providing support
for a clinically applicable gene
therapy per se).
Angiogenic and
vasculogenic factors
The most common cause of CHF in
the US and the European Union is
MI, and such patients have persistent myocardial ischemia, both in the
border zone of the healed infarction,
as well as elsewhere in the heart.
Even patients with dilated failing
hearts unassociated with coronary
artery disease have measurable myocardial ischemia. Improving myocardial blood flow by gene transfer
of angiogenic/vasculogenic factors
is an attractive approach, not only
for MI-associated CHF, but also for
CHF in general.
In pacing-induced CHF in pigs (associated with myocardial ischemia),
intracoronary delivery of an adenovirus encoding fibroblast growth
factor (FGF)–4, in the setting of ad-
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
vanced CHF, was associated with
improvements in global LV function
and geometry.11 In the same animal
model of CHF, direct intramyocardial injection of plasmid encoding
vascular endothelial growth factor
(VEGF), showed favorable effects on
regional function.12 Finally, a recent
paper showed improved regional
and global heart function in a pig
model of ischemic cardiomyopathy,
using intracoronary delivery of an
adenovirus encoding FGF5.13 Interestingly, improved LV function was
associated not only with the anticipated increase in blood flow in
Ad.FGF5-treated animals, but also
with increased cardiac myocyte mitosis and reduced apoptosis in the
viable ischemic zone.
Intramyocardial gene transfer of
either hepatocyte growth factor or
angiopoietin has been reported
to increase regional and global LV
function — when delivered at the
time of the experimentally induced
MI. However, in none of these cases was CHF present at the time of
gene transfer, so it remains to be
proven that these genes can improve
function of the failing heart.
β-Adrenergic receptor
signaling pathway
A hallmark of CHF is impaired
β-adrenergic receptor (βAR) signaling, associated with βAR downregulation, Gs/βAR uncoupling (Gs for
stimulatory G protein), and abnormalities of adenylyl cyclase (AC)
function. These alterations impair
cAMP generation, and thus depress
myocardial contractility. In the 1980s,
treatments for clinical CHF focused
on increasing myocardial cAMP levels using pharmacological agents
that stimulated the βAR (dobutamine), or decreased the breakdown
of cAMP (milrinone). These strategies failed, perhaps owing to sustained high levels of cAMP produc-
tion. Current therapy for clinical CHF
embraces inhibition, not stimulation of the βAR. Mirroring the poor
outcomes seen with βAR-agonist
treatments in clinical CHF, are two
classic examples from animal studies: (i) chronic infusion of isoproterenol leads to CHF in mice and
rats; and (ii) cardiac-directed expression of βAR leads to CHF in
transgenic mice.
With this backdrop, it is quite surprising that AC, the effector molecule in the βAR signaling pathway,
appears to have beneficial effects
on the failing heart. AC6 gene expression not only prevents LV hypertrophy and reduces mortality in a
genetic model of CHF,14 but also
increases LV function, and survival
after acute myocardial infarction.15
In addition, AC6 expression prevents
further deleterious LV remodeling,
and improves cardiac function in
MI-associated CHF.16 Why should
this element of the βAR signaling
pathway— a pathway that governs
cAMP production— be so different
in its effects compared with strategies designed to stimulate the βAR?
Several recent publications have
documented that some of the favorable effects of AC6 may not be directly related to increased cAMP
generation per se. For example, increased expression of cardiac AC6
corrected calcium-handling defects
in cardiomyopathy,14 and, after MI,15
was associated with normalization
of cardiac troponin I phosphorylation, and reduced apoptosis in mice
with severe CHF.16 AC6 gene transfer influences the phosphorylation
and activation of important signaling proteins — independently of
cAMP—including inhibition of phospholamban, and activation of Akt.14
These alterations would be predicted to have favorable effects on cardiac function and apoptosis, and
shed light on why increased AC6 expression, in contrast to βAR stimula-
33
tion, benefits the failing heart. Gene
transfer of AC6 has shown promising results in treating CHF in pigs,17
and a randomized, double-blind,
placebo-controlled Phase 1/Phase
2 clinical trial using AC6 gene
transfer in patients with stable, but
severe CHF has been approved by
the Food and Drug Administration,
and will be initiated in early 2009.
Finally, gene transfer of βARKct,18
an inhibitor of G-protein–coupled
receptor kinases, increases contractility in MI-associated CHF in rabbits. These results suggest that
controlled increases in βAR signaling, unlike β-agonists and phosphodiesterase inhibitors that lead to
unrelenting stimulation of the βAR
pathway, may be beneficial for the
failing heart.
Calcium handling
Calcium plays a crucial role in controlling the cardiac contractile process. In every heart beat, calcium is
taken up by sarcoplasmic reticulum,
through the sarcoendoplasmic reticulum Ca2+-ATPase 2a (SERCA2a)
calcium pump, and then released
through calcium-release channel
ryanodine receptor. Failing hearts
exhibit defective calcium uptake and
calcium release. Because of the pivotal role of calcium in LV contraction and relaxation, it is a logical
focus for gene therapy.
Phospholamban is an endogenous muscle-specific inhibitor of
SERCA2a, and its phosphorylation
at Ser16 releases the inhibition on
SERCA2a function. CHF is associated with decreased phospholamban
phosphorylation at Ser16. Reduction of phospholamban inhibition
of SERCA2a, which promotes the
favorable effects of SERCA2a on
calcium handling, appears to have
favorable effects in genetic cardiomyopathy in mice. To test this ap-
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
proach in fully developed CHF, rats
with large infarcts received indirect
intracoronary delivery of AAV encoding a pseudophosphorylated mutant phospholamban—a dominant
negative mutant that does not inhibit SERCA2a. This resulted in increased cardiac systolic and diastolic
function, and reductions in heart
weight, cardiac myocyte size, and
fibrosis, even 6 months after gene
transfer.19
dent.22 Gene transfer of other calcium-handling regulators, for example, protein phosphatase inhibitor 1
and EF-hand calcium-binding proteins sorcin and parvalbumin, has
also shown favorable effects on LV
function in cardiomyopathic animal models. These methods may
be transferrable for CHF treatment,
and warrant further studies in MIassociated CHF models.
Other candidates
There are controversies over whether
increased cardiac expression of
SERCA2a can improve LV performance in human hearts as it appears
to do in rodent hearts, and over how
long this effect lasts. However, longterm increases in cardiac SERCA2a
content, achieved by AAV-mediated
gene transfer, preserved LV systolic
function and prevented deleterious
LV remodeling in a volume overload–induced CHF model in pigs.20
Two phase 1 clinical studies have
been approved that propose to use
intracoronary delivery of an AAV encoding SERCA2a to treat patients
with CHF.
S100A1 belongs to a family of proteins containing 2 EF-hand calciumbinding motifs. S100A1 interacts
with SERCA2a, and increases
SERCA2a activity. There is also evidence that S100A1 blocks sarcoplasmic reticulum calcium leak during
diastole and increases systolic sarcoplasmic reticulum calcium release.
Intracoronary delivery of an adenovirus encoding S100A1 restored impaired calcium handling, and improved LV function in myocardial
infarction– associated CHF in rats.21
Calcium handling and LV function
were restored after intracoronary
delivery of an AAV vector with cardiac-specific S100A1 expression into
failing rat hearts 10 weeks after MI,
where significant calcium-handling
impairment, LV dysfunction, and
deleterious LV remodeling were evi-
Anti-apoptosis
During and after acute MI, there is
increased apoptosis in myocardium,
especially in the border zone of the
infarct. Thus, inhibiting apoptosis
may attenuate cell loss, thereby
preserving myocardial mass. Hepatocyte growth factor and AC6 (discussed previously) appear to reduce
apoptosis. Indirect coronary delivery of an adenovirus encoding Bcl-2,
an inhibitor of apoptosis, was performed in a rabbit model of regional ischemia-reperfusion injury.23
Bcl-2 expression increased LV ejection fraction and reduced deleterious LV remodeling, which were associated with reduced apoptosis, but
the demonstration that this works
to treat CHF is lacking.
Reduction of reactive oxygen species
Myocardial infarction increases reactive oxygen species generation,
which has deleterious effects on
LV function and geometry. While no
studies have conclusively shown
that gene therapy with reactive oxygen species scavengers to be effective in fully developed CHF, data in
models of myocardial ischemia using delivery of inducible nitric oxide
synthase, cyclooxygenase-2, heme
oxygenase-1, and extracellular superoxide dismutase are promising.24
Cell cycle reentry
Reduced cardiac function after MI is
largely caused by cardiac myocyte
34
loss. Although spontaneous cardiac
myocyte regeneration may occur
after MI, the magnitude of this intrinsic process is insufficient to restore substantial cardiac mass. An
intriguing idea is to reinduce adult
cardiac myocytes into the cell cycle,
and to promote cardiac myocyte
regeneration with the hope that this
would promote functional recovery
after MI. Cardiac-directed expression of cyclin D2 promotes cardiac
myocyte proliferation, and new myocardial tissue formation in the infarcted area after MI.25 Associated
with these changes were synchronized calcium transients, within the
newly regenerated cardiac myocytes
and within cardiac myocytes in uninfarcted areas, and increased LV
function. Cyclin A2, which is similar
to cyclin D2, induces cardiac myocyte proliferation and cardiac regeneration after MI. Presently, these
approaches have not yet been used
to treat fully developed CHF.
GH and IGF-I
Although GH (peptide) therapy has
been used in clinical CHF, no placebo-controlled, blinded trials have
shown efficacy. It is possible that if
sustained delivery of GH (or IGF-I)
could be achieved—with gene transfer— the approach might be more
effective. Although many papers
have shown that GH or IGF-I gene
therapy—administered at the time
of MI— result in improved regional
LV function,26 no study has determined whether GH or IGF-I gene
therapy is effective in the treatment
of fully developed CHF. Given the
generally cardiac-friendly effects of
GH and IGF-I—both angiogenic and
antiapoptotic—they are promising
gene therapy candidates.
FUTURE DIRECTIONS
The pathophysiology of MI-associated CHF is complex. Future studies
on molecular signaling pathways will
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
continue to identify new and more
effective targets for gene therapy. For
example, recent advancement in
RNA interference research has identified endogenous small RNAs that
specifically silence the expression of
target genes. Some of these small
RNAs indeed are downregulated
after MI. Specific delivery of exogenous small interfering RNA and
microRNA into infarcted myocardium presents a new venue for gene
therapy.
Although there have been several
clinical trials of cell-based CHF treatment, cardiac myocyte regeneration
has been difficult to document, and
the modest clinical benefits reported in these trials may be the result
of angiogenesis, which, it can be argued, could be more easily achieved
using virus vectors. However, the
next phase of gene therapy for CHF
will be advanced only when more
effective gene transfer vectors and
(especially) methods of delivery become available.
This work was supported by a Grant-In-Aid from
the American Heart Association Western States
Affiliate (TT), NIH grants (5P01HL066941;
HL081741; HL088426), and a Merit Review Award
from the Department of Veteran’s Affairs (HKH).
3. Fleury S, Simeoni E, Zuppinger C,
et al.
11. McKirnan M, Lai N, Waldman L,
et al.
Multiply attenuated, self-inactivating lentiviral vectors efficiently deliver and express
genes for extended periods of time in adult
rat cardiomyocytes in vivo.
Intracoronary gene transfer of fibroblast
growth factor-4 increases regional contractile
function and responsiveness to adrenergic
stimulation in heart failure.
Circulation. 2003;107:2375-2382.
Card Vasc Regen. 2000;1:11-21.
4. Hammond HK.
12. Leotta E, Patejunas G, Murphy
G, et al.
Intracoronary gene transfer of fibroblast
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Gene Ther Regul. 2002;1:325-342.
5. French BA, Mazur W, Geske RS,
Bolli R.
J Thorac Cardiovasc Surg. 2002;123:
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Direct in vivo gene transfer into porcine myocardium using replication-deficient adenoviral vectors.
13. Lynch P, Lee TC, Fallavollita JA,
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In vivo ventricular gene delivery of a betaadrenergic receptor kinase inhibitor to the
failing heart reverses cardiac dysfunction.
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene therapy for myocardial infarction–associated CHF - Hammond and Tang
19. Iwanaga Y, Hoshijima M, Gu Y,
et al.
Chronic phospholamban inhibition prevents
progressive cardiac dysfunction and pathological remodeling after infarction in rats.
J Clin Invest. 2004;113:727-736.
20. Kawase Y, Ly HQ, Prunier F, et al.
Reversal of cardiac dysfunction after longterm expression of SERCA2a by gene transfer in a pre-clinical model of heart failure.
J Am Coll Cardiol. 2008;51:1112-1119.
21. Most P, Pleger ST, Volkers M,
et al.
Cardiac adenoviral S100A1 gene delivery
rescues failing myocardium.
J Clin Invest. 2004;114:1550-1563.
22. Pleger ST, Most P, Boucher M,
et al.
Stable myocardial-specific AAV6-S100A1
gene therapy results in chronic functional
heart failure rescue.
Circulation. 2007;115:2506-2515.
23. Chatterjee S, Stewart AS, Bish LT,
et al.
Viral gene transfer of the antiapoptotic factor
Bcl-2 protects against chronic postischemic
heart failure.
Circulation. 2002;106:I212-I217.
24. Bolli R, Li QH, Tang XL, et al.
The late phase of preconditioning and its
natural clinical application—gene therapy.
Heart Fail Rev. 2007;12:189-199.
25. Hassink RJ, Pasumarthi KB,
Nakajima H, et al.
Cardiomyocyte cell cycle activation improves
cardiac function after myocardial infarction.
Cardiovasc Res. 2008;78:18-25.
26. Chao W, Matsui T, Novikov MS,
et al.
Strategic advantages of insulin-like growth
factor-I expression for cardioprotection.
J Gene Med. 2003;5:277-286.
36
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction
and heart failure work?
Kai C. Wollert, MD; Helmut Drexler, MD
Department of Cardiology and Angiology - Hannover Medical School - Hannover - GERMANY
The infarcted heart heals by scar
formation, and large myocardial
infarctions typically result in heart
failure. Although adult stem cells
with the capacity to transform into
various cardiac cell types and to
secrete cardioprotective cytokines
have been identified, endogenous
repair mechanisms in the adult
heart are not sufficient for meaningful tissue regeneration. These
observations, however, suggest that
it may be feasible to develop interventions aimed at enhancing these
processes, and to promote functional and, eventually, structural recovery of the infarcted heart. Recent
randomized clinical trials indicate
that intracoronary delivery of bone
marrow (stem) cells leads to an
improvement in systolic function
after myocardial infarction, thereby providing the first evidence that
cell therapy may work in patients.
Keywords: myocardial infarction; heart
failure; stem cell therapy; transdifferentiation; paracrine factors
Address for correspondence:
Kai C. Wollert, MD, Professor of Cardiology,
Dept of Cardiology and Angiology,
Hannover Medical School, Carl-NeubergStr. 1, 30625 Hannover, Germany
(e-mail: wollert.kai@mh-hannover.de)
Dialogues Cardiovasc Med. 2009;14:37-43
Copyright © 2009 LLS SAS. All rights reserved
odern reperfusion strategies and advances in
pharmacological management have resulted in
an increasing proportion of patients
surviving after an acute myocardial
infarction (AMI). The resulting loss
of viable myocardium sets the stage
for progressive left ventricular remodeling in many patients. The extent of cardiac remodeling after an
AMI is closely related to the size of
the infarct: larger infarcts result in a
greater extent of left ventricular remodeling and a worse prognosis. As
a consequence, AMI has become the
most common cause of heart failure
in many countries. However, none
of our current therapies addresses
the underlying cause of the remodeling process, ie, the critical loss of
myocardium in the infarcted area.
M
THE CONCEPT
OF CELL THERAPY
It has recently been observed that
cardiomyocytes in the infarct border zone may reenter the cell cycle
and divide after an AMI.1 In addition, genetic fate–mapping studies
support the notion that endogenous
stem cells may be a source of new
cardiomyocytes after ischemic injury.2 Moreover, there are data to
suggest that the injured myocardium attracts circulating stem cells
and progenitor cells that may positively affect the healing response
and functional recovery after an AMI
via the release of paracrine factors.3
The overall capacity of the adult
37
heart for regeneration is limited,
however, and the vast majority of
necrotic cardiomyocytes are replaced
by scar tissue after an AMI. Still, the
existence of endogenous regenerative mechanisms may open the way
to mimicking and amplifying these
processes therapeutically.
Two main approaches to achieve
myocardial tissue replacement and
functional enhancement have been
envisioned: the use of isolated cells
delivered directly to the diseased
myocardium (cell therapy—the focus of the present paper), or the
use of a combination of cells and
biomaterials to generate functional
three-dimensional tissues in vitro
before implanting them into the
body (tissue engineering). As the
heart is composed of 30% cardiomyocytes and 70% nonmyocytes, such
as endothelial cells, smooth muscle
cells, and fibroblasts, cardiac regeneration is not only a matter of
cardiac myocyte addition, but also
of nonmyocyte supplementation.
POTENTIAL
DONOR CELLS
There are two different cell sources
that might be used for cell transplantation: autologous and allogeneic cells. Autologous cells are obtained from the patients themselves,
and pose no risk of immune rejection. However, the functional activities of autologous cells may be
negatively affected by underlying
cardiovascular risk factors and dis-
www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction and heart failure work? - Wollert and Drexler
ease.4 Transplantation of most allogeneic cells will require immunosuppressive therapy to avoid immunological reactions. Experimentally,
differentiated cells as well as stem
and progenitor cells have been employed for cell therapy. Each cell
type has its own profile of advan-
Cell types
tages, limitations, and practicability issues, and may have an impact
on cardiac structure and/or function through distinct mechanisms
(Table I). In general, differentiated
cells show a lower proliferation rate
and a diminished survival rate after
transplantation when compared with
Pros
stem and progenitor cells.5 Stem
cells are capable of self-renewal,
transformation into dedicated progenitor cells, and differentiation
into specialized progeny. Depending
on their differentiation potential,
stem cells are classified as being
pluripotent (capable of differenti-
Cons
Cardiomyocytes
Fetal or neonatal
cardiac myocytes
- Integrate electrically and mechanically
with host myocardium
- Limited supply
- Ethical and legal issues
- Need for use in an allogeneic setting
- Limited capacity for ex vivo expansion
- Poor survival after transplantation
Cells with no apparent capacity for cardiomyocyte differentiation
Skeletal myoblasts
- Easy to obtain (skeletal muscle biopsy)
- Ex vivo expansion requires a culturing
process lasting several days
- Retain skeletal muscle phenotype after
intracardiac transplantation
Mesenchymal
stem cells
- Can be expanded ex vivo
- Promote paracrine effects
- Low immunogenicity (can possibly
be used in an allogeneic setting)
- Ex vivo expansion requires a culturing
process lasting several days
- Transdifferentiation into mature cardiomyocytes uncertain
Endothelial
progenitor cells
- Easy to obtain from blood or bone marrow
- Promote paracrine effects
- Some may differentiate into endothelial cells
- Enhance neovascularization
- Transdifferentiation into cardiomyocytes
uncertain
Unfractionated bone
marrow cells
- Easy to obtain
- Contain several stem- and progenitorcell populations
- Promote paracrine effects
- Low percentage of stem and progenitor
cells
- Probably no meaningful transdifferentiation
into cardiomyocytes
Cardiomyocyte progenitor cells
Embryonic stem (ES) - Pluripotent cells with capacity for
cells
differentiation into vascular cells and
cardiomyocytes
- Can be expanded and differentiated into cardiomyocytes ex vivo prior to transplantation
- Risk of teratoma formation if contaminating
pluripotent cells are transplanted
- Ethical and legal issues
- Need for use in an allogeneic setting
Induced pluripotent
stem (iPS) cells
- Same as for ES cells
- Can be used in an autologous setting
- Risk of teratoma formation if contaminating
pluripotent cells are transplanted
- Risk of insertional mutagenesis
Spermatogonial
stem cells
- Same as for ES cells
- Can be used in an autologous setting
- Risk of teratoma formation if contaminating
pluripotent cells are transplanted
- Can be obtained only from Cardiac resident
progenitor cells
- Allegedly multipotent cells with capacity
for differentiation into vascular cells and
cardiomyocytes
- Can be expanded ex vivo
- Specific cell surface markers, and protocols
for cell isolation and expansion need to
be better defined
Table I. Cell types used for cell therapy and tissue engineering.
38
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction and heart failure work? - Wollert and Drexler
Cell delivery strategies
Pros
Cons
Intravenous infusion
- Least invasive
- Cell trapping in the lungs and other tissues
- Limited cell delivery to the heart
Intracoronary infusion
- Homogeneous cell delivery to the site
of injury
- Cells that are retained will have
adequate blood supply
- Open infarct-related artery required
- Limited cell retention in infarcted area
- Not suitable for delivery of large cells which
may cause microembolization (eg, skeletal
myoblasts, mesenchymal stem cells)
Transendocardial
injection
- Electromechanical mapping of the
endocardial surface can be used to
delineate viable, ischemic, and
scarred myocardium before cell
injections
- Creates islands of cells with limited blood
supply and poor cell survival
- May not be safe in patients with acute myocardial infarction (AMI), when cells are
injected in friable necrotic tissue
Transepicardial
injection
- Allows for direct visualization of the
myocardium, and a targeted
application of cells to scarred areas
and/or the border zone of an infarct
- Creates islands of cells with limited blood
supply and poor survival
- Open heart surgery required
- Invasiveness hampers its use as a stand-alone
therapy, or its use in the setting of AMI
Table II. Cell delivery strategies.
ating into any of the three germ
layers) or multipotent (giving rise to
a limited number of other cell types).
CELL TRANSPLANTATION
STRATEGIES
The goals of any cell delivery strategy are to transplant sufficient numbers of cells into the myocardial
region of interest and to achieve
maximum retention of cells within
that area (Table II). Cell retention
may be defined as the fraction of
transplanted cells retained in the
myocardium for a short period of
time. The local milieu is an important determinant of cell retention,
as it will influence short-term cell
survival and, if a transvascular approach is used, cell adhesion, transmigration through the vascular wall,
and tissue invasion. Transvascular
strategies are especially suited to
the treatment of recently infarcted
and reperfused myocardium, when
chemoattractants are highly expressed.6 Selective intracoronary
application delivers a maximum concentration of cells homogeneously
to the site of injury. Unselected bone
marrow cells have been delivered via
the intracoronary route in patients
after AMI. In these studies, cells
were delivered through the central
lumen of an over-the-wire balloon
catheter during transient balloon
inflations to maximize the contact
time of the cells with the microcirculation of the infarct-related artery.
In experimental models, intravenous
delivery of endothelial progenitors
cells and mesenchymal stem cells
has been shown to improve cardiac
function after AMI. However, cell
homing to noncardiac organs limits
the applicability of this approach.
Indeed, in a recent clinical study,
homing of unselected bone marrow
cells to the infarct region was observed only after intracoronary stopflow delivery, but not after intravenous infusion.7 Direct injection
techniques may be more appropriate for patients presenting late in
the disease process, when an occluded coronary artery precludes
transvascular cell delivery or when
homing signals are expressed at
low levels in the heart (scar tissue).
39
CURRENT STATUS OF
CELL THERAPY IN
PATIENTS WITH ACUTE
MYOCARDIAL INFARCTION
AND HEART FAILURE
Preclinical studies have shown that
transplantation of bone marrow–derived hematopoietic stem cells, endothelial progenitor cells, or mesenchymal stem cells can promote
functional improvements in animal
models of AMI. Transdifferentiation
of the transplanted cells into cardiomyocytes and endothelial cells
has been offered as an explanation,
but the quantitative importance of
stable cell engraftment and transdifferentiation for the functional effects has been challenged. It is now
believed that the reported improvements in these models are mediated
predominantly by paracrine effects
(Figure 1, page 40)3,8-13 Clinicians
welcomed these animal studies
with great enthusiasm, and, fairly
rapidly, clinical trials were designed
to translate these finding into the
clinical scenarios of post-AMI or
heart failure patients.
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction and heart failure work? - Wollert and Drexler
Cell homing and
tissue integration
Paracrine
effects
EC differentiation
SMC differentiation
Vasculogenesis
Cardiac differentiation
and fusion
Angiogenesis
Activation
of CPCs
Arteriogenesis
Cardiomyocyte
proliferation
Cardiomyocyte
apoptosis
Modulation of
inflammation
Cardiomyogenesis
Scar
remodeling
Functional improvements
Randomized trials using
unselected bone marrow cells
Most clinical investigators have chosen a pragmatic approach by using
unfractionated bone marrow cells,
which contain different stem and
progenitor cell populations, as well
as more differentiated hematopoietic cell types. In all of these studies, the cells were delivered into
the reperfused and stented infarctrelated artery by using a stop-flow
balloon catheter approach. In four
trials, cells were delivered a few days
after coronary reperfusion to enhance systolic function and prevent
adverse remodeling; in one trial,
bone marrow cells were transplanted in patients with ischemic heart
failure, months or years after an
AMI (Table III)14-18,23 The combined
experiences from these studies indicate that intracoronary delivery
of unselected bone marrow cells is
feasible and probably safe. The outcome of these randomized trials has
been mixed, however, with some
studies showing significant improve-
ments in global and regional left
ventricular systolic function,14,15,18
one trial showing improvements in
regional function only,16 and one trial reporting no significant improvements at all.18 While the reasons for
these heterogeneous results are difficult to resolve, it has been argued
that differences in cell preparation
methods and in timing of cell transfer may have been critical.15-17,19
Recent meta-analyses of published
randomized and nonrandomized
studies, involving a total of approximately 1000 patients, support the
notion that bone marrow cell transfer contributes to modest improvements in cardiac function after AMI,
above and beyond current interventional and medical therapy.20-22
Skeletal myoblast
transplantation
Recently, the first randomized, placebo-controlled study of skeletal myoblast transplantation after myocardial infarction has been published.23
Patients were treated with culture-
40
Figure 1. Proposed mechanisms of action of cell
therapy after myocardial
infarction. The relative
contributions, for example, of
paracrine effects vs differentiation events, will depend on the
transplanted cell type(s) and
on the microenvironment of the
host tissue.
Abbreviations: CPC, resident
cardiac progenitor cell; EC,
endothelial cell; SMC, smooth
muscle cell.
Adapted from reference 13:
Dimmeler S, Burchfield J,
Zeiher AM. Cell-based therapy
of myocardial infarction.
Arterioscler Thromb Vasc Biol.
2008;28:208-216. Copyright
© 2008, Lippincott Williams
& Wilkins.
expanded, autologous skeletal myoblasts or placebo, at least 4 weeks
after AMI. Cells were injected into
the infarct border zone during bypass surgery. Myoblast transplantation did not improve regional
or global left ventricular function,
the primary end points of the trial.
Notably, however, a significant decrease in left ventricular volumes
was noted after cell therapy. A greater incidence of arrhythmias was
noted in the myoblast-treated patients, but this did not translate
into differences in major adverse
cardiac events after 6 months.
ISSUES TO ADDRESS AT
BENCH AND BEDSIDE
The mixed results from the randomized bone marrow cell trials remind
us that procedural issues, such as
the cell preparation method, cell
dosage, and timing of cell transfer
need to be further refined in upcoming studies. Different cell populations and cell delivery methods
may be required depending on
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction and heart failure work? - Wollert and Drexler
Outcome
Time of cell delivery
Dose
(after AMI)
Improved No change
Design
n*
Cell type
BOOST14
Open,
controlled
30 treated
30 controls
Nucleated
BMCs
128 mL
6±1 days
Global LVEF
LVEDV
REPAIR-AMI15
Placebocontrolled
95 treated
92 controls
Mononucleated
BMCs
50 mL
3-6 days
Global LVEF
LVEDV
Leuven-AMI16
Placebocontrolled
32 treated
34 controls
Mononucleated
BMCs
130 mL
1 day
ASTAMI17
Open,
controlled
47 treated
50 controls
Lymphocytic
BMCs
50 mL
6±1 days
–
Global LVEF,
LVEDV
TOPCARE-CHD18
Open,
controlled
35 treated
23 controls
Mononucleated
BMCs
50 mL
81±72 months
Global LVEF
LVEDV
MAGIC†23
Placebocontrolled
67 treated
30 controls
Skeletal
myoblasts
400
800 106
>4 weeks
LVEDV,
LVESV
Regional
contractility,
global LVEF
Study
Regional
Global LVEF,
contractility
LVEDV
*Only patients with complete imaging studies are considered.
† Dose refers to the average amount of bone marrow that was harvested, or the number of transplanted skeletal myoblasts.
Table III. Randomized cell therapy trials in patients with acute myocardial infarction or ischemic heart failure. In BOOST, cells were prepared
by gelatine polysuccinate density gradient sedimentation, which retrieves all nucleated cell types from the bone marrow. REPAIR-AMI, TOPCARE-CHD, and
Leuven-AMI employed a Ficoll gradient, which recovers the mononuclear cell fraction. Although a similar cell isolation protocol was used in ASTAMI, the
cell yield was lower as compared with REPAIR-AMI. Remodeling was assessed by MRI in Leuven-AMI, BOOST, and in ASTAMI, by left ventricular angiography in REPAIR-AMI and TOPCARE-CHD, and by echocardiography in MAGIC.
Abbreviations: AMI, acute myocardial infarction; BMC, bone marrow cell; LVEDV, left ventricular end-diastolic volume; LVEF, left ventricular ejection
fraction; n, number of patients; LVESV, left ventricular end-systolic volume.
Study acronyms: ASTAMI, Autologous Stem-cell Transplantation in Acute Myocardial Infarction; BOOST, BOne marrOw transfer to enhance ST-elevation
infarct regeneration; Leuven-AMI, Leuven-Acute Myocardial Infarction; MAGIC, Myoblast Autologous Grafting in Ischemic Cardiomyopathy; REPAIR-AMI,
Reinfusion of Enriched Progenitor cells And Infarct Remodeling in Acute Myocardial Infarction; TOPCARE-CHD, Transplantation Of Progenitor Cells
And REcovery of LV [left ventricular] function in patients with Chronic ischemic Heart Disease.
whether the AMI occurred recently
or not to achieve optimum therapeutic effects early or late after AMI.
Patient subgroups that derive the
greatest benefit from cell transfer
need to be identified prospectively,
eg, patients presenting late after
symptom onset in whom little myocardial salvage can be expected
from reperfusion therapy.
The impact of bone marrow cell
transfer on clinical end points is
currently unknown. Although a significant reduction in the combined
end point of death, myocardial infarction, or revascularization was observed in one trial,24 no such effects
were observed in other (smaller)
trials.25 Ultimately, large outcome
trials using optimized cell preparation and delivery strategies need to
be performed. Cell-labeling studies
indicate that less than 5% of unselected, nucleated bone marrow cells
are retained in the infarcted area
after intracoronary delivery in patients.7 It is conceivable that pharmacologic strategies might be used
to enhance the homing capacity
or other functional parameters of
the cells; experimental studies are
pointing in this direction.26,27
The ultimate goal of stem cell therapy is to replace the infarcted area
with new contractile and fully integrated cardiomyocytes. While unselected bone marrow cells may have
a favorable impact on systolic function, they probably do not make
new myocardium. The lack of true
cardiac regeneration should stimulate further basic research into the
41
therapeutic prospects of cardiomyocyte progenitor cells. Recent data
support the idea that paracrine effects play an important role in patients undergoing bone marrow cell
transfer. In fact, bone marrow cells
have been shown to secrete a number of proangiogenic factors,28 consistent with the improvements in
microvascular function observed
after bone marrow cell transfer in
patients.29
Experimental studies suggest that
enhanced angiogenesis after AMI
may improve infarct healing and
energy metabolism in the infarct
border zone. Further investigation
of candidate factors in animal models may ultimately enable more
specific and powerful therapeutic
strategies after AMI.
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Does cell therapy for myocardial infarction and heart failure work? - Wollert and Drexler
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Circulation. 2008;118:1425-1432.
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GP, et al.
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8. Dai W, Hale SL, Martin BJ, et al.
Allogeneic mesenchymal stem cell transplantation in postinfarcted rat myocardium:
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Abbate A, et al.
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43
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy for life-threatening
cardiac arrhythmias: will they replace drugs,
surgery, and devices?
Michael R. Rosen, MD; Peter Danilo Jr, PhD; Richard B. Robinson, PhD
Center for Molecular Therapeutics - Columbia University - New York, NY - USA
Ventricular tachycardia and/or
fibrillation result in 200 000 400 000 sudden cardiac deaths
each year in the US alone and atrial fibrillation currently afflicting
up to 2.3 million Americans each
year. Gene and cell therapies for
cardiac arrhythmias are nascent
fields whose raisons d’être derive
from: (i) the problematic state of
arrhythmia treatment today (especially atrial and ventricular tachyarrhythmias for which drugs,
devices, and ablation remain more
stopgap measures than optimal
interventions); and, (ii) the opportunity to learn, and potentially
treat and cure these arrhythmias,
by exploring new technologies.
Our review examines the state of
antiarrhythmic therapy today and
the new directions being taken.
V
entricular tachycardia (VT)
and/or ventricular fibrillation (VF) lead to 200 000
to 400 000 sudden cardiac
deaths each year in the US.1 Atrial
fibrillation (AF) today afflicts about
2.3 million Americans, and may
reach 12 to 16 million by 2050.2
Reentry accounts for nearly all AF
and approximately 85% of arrhythmias in ischemic heart disease
(IHD).3 In one conceptualization,
the reentrant waveform follows a
well-defined anatomic pathway,
reaching its point of origin after the
standing wave that is the action potential has ended, and the tissue
at that site is no longer refractory.
For this to happen, a number of
changes in conduction must occur,
including unidirectional block and
slow retrograde propagation.4,5 Another concept is functional reentry,6
in which the length and/or position
of the reentrant path changes over
time.
Dialogues Cardiovasc Med. 2009;14:44-51
Therapeutic approaches to reentry
use drugs to prolong the effective
refractory period (ERP), and/or to
slow/block conduction, and/or surgery or catheter ablation to interrupt
the pathway. For example, in AF,
flecainide, dofetilide, sotalol, and
amiodarone are representative drugs
having therapeutic roles.7 Regrettably, clinical trials have demonstrated virtually all antiarrhythmics
tested to be proarrhythmic.8 A dif-
Copyright © 2009 LLS SAS. All rights reserved
44
Keywords: ventricular tachycardia, ventricular fibrillation, atrial fibrillation, reentry, myocardial infarction, stem cells, viral vectors
Address for correspondence:
Michael R. Rosen, MD, Gustavus A.
Pfeiffer Professor of Pharmacology,
Professor of Pediatrics, Director, Center for
Molecular Therapeutics, Columbia
University, PH 7W-321, 630 West 168
Street, New York, NY, 10032, USA
(e-mail: mrr1@columbia.edu)
ferent pharmacological approach
uses angiotensin-converting enzyme inhibitors or angiotensin II
type 1 (AT1) receptor blockers to reduce paroxysmal AF recurrences.9
Radiofrequency ablation terminates
AF caused by triggered foci in pulmonary veins prevents recurrences,
and appears more effective than
antiarrhythmic drugs. However, ablation manifests variable success
rates: recurrence is more frequent
than anticipated.
No antiarrhythmic drug is acceptable primary or sole therapy for
VT/VF in the setting of IHD.8 In contrast, several clinical device trials8
have shown survival benefit in treating potentially lethal arrhythmias
SELECTED ABBREVIATIONS
AND ACRONYMS
AF
atrial fibrillation
AV
atrioventricular
ERP
effective refractory period
hERG
human ether-a-go-go
gene
hMSCs human mesenchymal
stem cells
IHD
ischemic heart disease
SkM1
skeletal muscle Na
channel
VF
ventricular fibrillation
VT
ventricular tachycardia
www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
in patients with IHD. But device and
combined drug/device approaches
to VT/VF carry a high economic
price. Emotional and physical tolls
comprise a different and important
cost. All told, new approaches to
prevention/termination would be
welcome.
A
B
C
D
E
F
NOVEL APPROACHES
TO PREVENTING/
TERMINATING REENTRY
Nearly 100 years ago, Mines4,5 conceptualized and experimentally
demonstrated reentry and communicated its potential role in clinical
arrhythmias. He postulated that the
relationship between path length,
propagation velocity, and refractoriness determines whether reentry
will evolve and persist. Much subsequent discovery derives from Mines’
observations: in the process we have
learned of the multiple wavelet and
leading circle concepts of reentry,
of anisotropy, and of rotors.
The actions of clinically-used IKr and INa-blocking antiarrhythmic
drugs dovetail with Mines’ concepts:
they prolong ERP and slow conduction to interrupt reentry.10 Yet
Mines’ concepts avail us of much
more information that has not been
applied to antiarrhythmic advantage. Figure 1 (from Schmitt and Erlanger’s 1928 adaptation of Mines5)
explores this: a waveform activates
the peripheral conducting system,
but if there is a region of depressed
conduction (grey), antegrade propagation may fail (Panels A-C) and
reentry may occur (Panels D-E). We
can terminate the reentrant loop
by further depressing conduction
until it is blocked bidirectionally
and/or by prolonging ERP. Both are
outcomes of antiarrhythmic drug
therapy: the conundrum in prolonging ERP is that we usually prolong
repolarization as well and encounter
proarrhythmia.10 We can cut the
Figure 1. Cardiac arrhythmias and reentry concepts. (Panels A-E) Schmitt and Erlanger’s5
concept of reentry sees an impulse propagating through the conducting system, with antegrade conduction blocked in one limb, and then conducting retrogradely through to reactivate the proximal
portion of the system. (Panel F) shows the antegrade activation that would be expected to occur if
one could facilitate conduction through depressed regions.
loop surgically or using catheter
ablation, in the process perhaps
creating a scar that may then serve
as a nidus for further reentry.
Mines recognized therapeutic options other than prolonging ERP or
blocking conduction.4,5 We should
be able to speed conduction such
that a waveform “catches its tail,”
thereby encountering refractory tissue and failing to propagate further.
45
We also should be able to prolong
ERP relative to repolarization, but
without prolonging repolarization
itself.10 To date, neither approach
has achieved consistent success.
Moreover, a clear derivative of
Mines’ model is the concept of regional therapies that might modify
a portion of a pathway. For example
if the Figure 1 pathway were made
to propagate normally (Panel F),
then reentry would not commence.
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
CURRENT STATUS OF
ANTIARRHYTHMIC GENE
AND CELL THERAPIES
Antiarrhythmic gene and cell therapies have: (i) resulted in biological pacemakers for treating heart
block11; (ii) utilized regional delivery
of viral constructs for treating VT or
AF12; and (iii) developed alternatives
to surgery for ablating the atrioventricular (AV) junction in AF.13-15
General approaches to gene and cell
therapy are summarized in Figure 2.
To modify cardiac rhythm directly,
we can use gene therapy carried
broblasts and the human mesenchymal stem cells (hMSCs) in Figure 2.
Finally (though not depicted), administration of plasmids in the absence of a carrier has shown poor
incorporation, although electroporation is being attempted as a means
to improve this approach. The other
antiarrhythmic approach (Figure 2,
right) is to repair/regenerate myocardium using embryonic or hMSCs
or more refined precursor cells
(reviewed elsewhere in this issue).
Reduction of arrhythmias is an expected secondary outcome of this
strategy.
Modify cardiac function
Modify cardiac structure/function
Deliver a gene
Regenerate/repair tissue
• hESCs
• hMSCs
• Cardiac precursor cells
hMSC expression
• Electroporation
• Viral expression
Figure 2. Approaches to cell and gene therapy of arrhythmias. To modify cardiac function
directly, we can use gene or cell therapy (left). The other option is to use cardiac repair/regeneration
strategies (right). See text for discussion.
Abbreviations: AA, adeno-associated virus; hESC, human embryonic stem cell; hMSC, human mesenchymal stem cell.
via viral vectors. These include: (i)
adenovirus, which expresses briefly
and episomally, and is used largely
for proof-of-concept experiments;
(ii) adeno-associated virus, which
shows long persistence in expression, but whose genomic incorporation is uncertain; and (iii) lentivirus,
which results in genomic incorporation. Despite persistent questions
regarding long-term impact on human subjects, these viruses are
being used in clinical trials. Cells
loaded via electroporation or viral
vectors have also been used to carry
gene constructs. These include fi-
The treatment of tachyarrhythmias
has been more challenging than
that of bradyarrhythmias. Issues
include design of therapeutic constructs and whether to administer
treatment globally or locally, as discussed below.
Global versus local
administration
Cell and gene therapy of arrhythmias
Viral expression
• Adenovirus
• AAV
• Lentivirus
into a pacemaker line,16 adult hMSCs
used as platforms to carry pacemaker genes17,18 and fibroblasts used
to carry pacemaker genes to myocytes with which they have been
fused.19 Finally, in AV block cell-engineered bypass tracts have carried
sinus impulses to the ventricles.20
The leading edge of gene/cell arrhythmia research has focused on
bradyarrhythmias and creation of
biological pacemakers or AV bridges.
Biological pacing strategies have
included overexpressing β2-adrenergic receptors, transfecting a dominant negative construct to reduce
IK1, overexpressing the hyperpolarization-activated cyclic nucleotidegated (HCN) gene family to increase
pacemaker current and using mutagenesis to create designer pacemakers based on HCN or K channel
genes.11 Cell therapy has seen human embryonic stem cells coaxed
46
Permeabilizing agents, vasodilators,
and vascular endothelial growth
factor (VEGF) have been used to
facilitate gene delivery to large or
localized regions of the heart.21,22
Cooling and aortic cross-clamping
have been employed to improve
gene delivery, either through the
coronary artery or by the flooding
of a chamber or chambers.21,22 Not
only do these approaches appear
excessive for clinical application, but
the best success to date has seen
about 50% of cells in any region
transfected, with viral transfer being diffusion-limited and especially
problematic in the ventricles.22
Tempering interest in some viral
vectors are concerns about inflammation, chronic illness, or neoplasia. These issues led us to explore
hMSCs as platforms for gene delivery. It is exciting that hMSCs can
be loaded with specific gene constructs17,18 and delivered to the
heart without eliciting inflammation
or rejection, and without differentiating into other cell types.23 However, the long-term stability of hMSC
therapies raises concern (eg, migration to other sites, differentiation
into other cell types, and duration of
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
expression of genes of interest).11
The use of various markers to trace
cell location should facilitate our
understanding of the extent of
hMSC localization to sites of administration.11
Hence, viral vector–based therapies
have not yet been applied clinically
to arrhythmia management, but
have been effective in proof-of-concept experiments (see below), suggesting that gene therapy can be of
use. Cell therapies, generally, have
been intended to regenerate and
repair myocardium rather than to be
specifically antiarrhythmic. While
we have found hMSCs to be adequate delivery platforms for ion
channel generated currents, we have
only followed them for 6 weeks.18
The question of long-term applicability will have to await long-term
studies of hMSC survival as well as
comparison with genomically-incorporated viral constructs.
Novel ion channel
constructs as antiarrhythmic interventions
Given the feasibility of gene/cell
therapy approaches, a potential advantage is that, unlike drugs, they
do not limit us to the channels and
transporters expressed by native
cardiac myocytes. Instead, channels
resident in other tissues, or manmade mutant or chimeric channels
with more favorable biophysical
properties can be employed. Such
a unique arsenal of antiarrhythmic
tools allows a “rational” approach
to antiarrhythmic therapy, in which
the biophysical properties of an ideal therapeutic agent are defined,
synthesized, and delivered. A general approach to administering gene
therapy constructs is suggested in
Figure 3. Theoretically, we might employ novel Na channels or connexins
to speed conduction, and/or alter
the properties of inward or repolar-
Extracellular
Cell 1: inside
Cell 2: inside
Extracellular
0 mV
Normal cell
Depolarized cell
Figure 3. Gene therapy and ion channel constructs. (Top) Two myocytes and their ion channels. Sodium (Na) and potassium (K) channels are transmembrane structures that respectively carry
Na current inward (red arrow), resulting in depolarization, and K current outward (yellow arrow),
resulting in repolarization. Connexins (Cx) populate the intercellular gap junctions, and permit the
flow of electrons from one cell to another, facilitating the propagation of the cardiac impulse.
(Bottom) Schematic of action potentials from normal and depolarized (infarcted) ventricular myocytes. The upper traces are the action potentials, and the lower traces are the maximal upstroke velocity
of phase 0 (Vmax ) of the action potential (reflecting rapid Na entry). Note how the depolarized cell
has a low Vmax , and how this results in slowed propagation.
•
•
Created using Servier technology (Servier Medical Art: http://www.servier.com/Smart/
ImageBank.aspx?id=729), with permission.
Action potentials obtained, with permission, from: Lue WM, Boyden PA. Circulation. 1992;85:
1175-1188. Copyright © 2008, American Heart Association Inc.
izing currents to produce postrepolarization refractoriness. Alternatively, we might deliver small interfering
RNA to target specific channels for
inhibition and to block conduction
at localized sites.
Atrial fibrillation
A major goal of gene therapy experiments on atrial fibrillation has
been to induce atrioventricular
block. To this end, G-α i2 overexpression via AV nodal artery injection
in pig was used to suppress basal
adenylyl cyclase activity and, via
amplified vagal tone, to indirectly
reduce the Ca current.13 During sinus rhythm, AV conduction slowed
and ERP was prolonged, and, during AF, there was a 20% reduction in
47
ventricular rate.13 Other strategies
reported are the creation of an AV
nodal site of Ca channel blockade,14
or the implantation of fibroblasts
to induce AV nodal scarring and
block.15 All these approaches exemplify local gene delivery whose therapeutic intent is to produce rate
control. Whether they will become
a practical alternative to radiofrequency ablation is uncertain.
Another experimental AF therapy
aimed at rhythm control uses an
ion channel mutation Q9E-hMiRP1
(a contributor to long QT syndrome
induced by IKr-blocking drugs). Levy
et al administered the construct
into the atrial epicardium of pigs:
about 15% of cells manifested up-
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
Membrane potential/channel
m gate
h gate
–90 mV/SCN5A
–60 mV/SCN5A
–60 mV/SkM1
Figure 4. Comparison of SCN5A and SkM1
sodium (Na) channels as inward charge
carriers in normal and depolarized cells
(the latter mimicking an epicardial border
zone in myocardial infarct). Depicted are the
sequence of channel states from resting, through
open (depolarized), to repolarizing. The Na channel
is shown as are the “m” and “h” gates (in open or
closed configurations). (Top) At –90 mV, SCN5A
(and SkM1) carry the Na current inward (yellow
arrow) in their open channel state. (Middle) At
–60 mV, the h gate of the SCN5A channel is closed,
and there is no flow of current inward. (Bottom)
By contrast, at the same membrane potential
(–60 mV), there is an inward flow of Na current
through the SkM1 channel (yellow arrow). Hence,
SkM1 is capable of carrying robust current at membrane potentials at which SCN5A is inactive and
nonfunctional.
Created using Servier technology (Servier
Medical Art: http://www.servier. com/Smart/
ImageBank.aspx?id=729), with permission.
Channel state
Resting
Depolarized
take. Clarithromycin was then infused and profoundly blocked IKr .
This led the investigators to hypothesize that, in AF, they might achieve
regional atrial IKr blockade without
prolonging the QT interval.24
Ventricular tachycardia/fibrillation
Whereas myocardial infarct–induced
arrhythmias might respond to local
therapy, variations in anatomy from
patient to patient require extensive
mapping to determine sites at which
to localize therapy. For example,
Reddy et al demonstrated that mapping to identify sites for local radiofrequency ablation reduced the
need for defibrillation in patients
who had devices implanted for secondary prevention.25 Using mapping
to identify the border zone of an infarct in a canine model, we have
replaced ablation with intramyocardially administered gene therapy
in preliminary studies and—without destroying tissue—achieved a
reduction in VT/VF incidence.26
Repolarized
Specific gene therapies for ischemic
arrhythmias
• Speeding conduction via Na
channels or connexins
At least 10 different Na channel
genes encode α-subunits in the
mammalian genome, and these have
been cloned from brain, spinal cord,
skeletal and cardiac muscle, uterus,
and glia.6 Since slow conduction
is an essential feature of reentrant
cardiac arrhythmias, we sought other mammalian Na channels that
might have more favorable properties than the cardiac Na channel in
circumstances that favor slow conduction (Figure 4).26 One such circumstance is membrane depolarization, as in myocardial infarction
(Figure 3). Here, the voltage dependence of steady state Na channel
inactivation is of interest. The midpoint of the cardiac Na channel
(SCN5A) is negative to –73 mV. This
is important because, in infarcted
tissue when myocytes are depolarized to –65 mV, virtually all SCN5A-
48
derived cardiac Na channels are inactivated. In contrast, skeletal muscle (SkM1) Na channels have an
inactivation midpoint of –68 mV,
and almost half of these channels
would be available to open during
an action potential in a depolarized
cell. This suggests that Na channels
with more favorable biophysical
properties than SCN5A, such as
SkM1, might be a useful antiarrhythmic therapy (Figure 4). Data from
our laboratory have demonstrated
the effectiveness of this approach
in a canine model, in which the incidence of inducible polymorphic
VT was 75% of controls and 17% of
SkM1-administered dogs 5 days
postinfarction.26 Moreover, as shown
in Figure 5, SkM1 administration
reduced electrogram fragmentation
and increased Vmax of phase 0 (consistent with more rapid conduction),
as had been predicted for SkM1.
Several studies have lent credence
to the importance of connexins and,
hence, gap junctions in arrhythmias.
For example, overexpression of
Cx45 results in ventricular tachycardia in mice,27 while mutations
of Cx40 are associated with atrial
fibrillation in humans.28 Studies of
the epicardial border zone of heal•
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
ing canine myocardial infarcts have
demonstrated altered connexin distribution and density in regions
important to the generation of reentrant ventricular tachycardia.29 The
modulation of gap junctions as an
antiarrhythmic strategy initially attempted to block conduction. However, the gap junctional blockers
used to date have not been channelspecific or isoform-specific, and, in
disrupting coupling between cells,
have been found to cause potentially fatal arrhythmias. On the positive side, antiarrhythmic peptides
have been used to increase junctional conductance. One such pep-
tide, rotigaptide, appears to target
Cx43 specifically,30 and is purportedly antiarrhythmic.
• Targeting diastolic membrane
potential
In VT in the setting of a partially
healed infarct, the viable, but depolarized, tissue in the border zone
provides the substrate for a reentrant arrhythmia (Figure 3).6 A logical approach to enhance conduction in these circumstances is to
hyperpolarize diastolic membrane
potential, thereby making more Na
current available. In normal myocytes, the diastolic membrane po-
A
ECG
1 mV
3
EG
2
3
2
L
4
200 ms
1
4
B
0
1
1
40 mV 200 V/s
2
40 mV 200 V/s
100 ms
100 ms
tential is largely set by the inward
rectifier IK1 (generated by Kir2.1 with
some contribution from Kir2.2).31
Studies on the overexpression of
these channels are in progress.
• Enhancing rate responsiveness
and/or refractoriness
Reentrant arrhythmias require reexcitation of tissue by a propagating
waveform. Here, an intervention
that facilitates recovery of excitability in the pathway may restore antegrade activation and forestall retrograde invasion of that path by the
reentering waveform. Alternatively,
it may speed propagation of the
reentering waveform so that it encounters tissue that remains refractory. Hua et al32 showed that 6-fold
overexpression of native human
ether-a-go-go gene (hERG) eliminates T-wave alternans in isolated
canine ventricular myocytes and in
computer simulations. Using a different approach, Sasano et al delivered a dominant negative hERG
mutant (HERG-G628S) via vascular infusion to a peri-infarct zone of
pigs.12 Monomorphic VT had been
consistently inducible in infarcted
animals before gene transfer, but,
1 week later, all HERG-G628S-transferred pigs showed no such arrhythmia. This result emphasizes the
therapeutic potential of a different
local approach to VT therapy in
chronic infarcts.
CONCLUSIONS
Figure 5. Effect of SkM1 adenoviral infection of epicardial site. A canine heart was infarcted
and injected with SkM1+green fluorescent protein (GFP) adenovirus 1 week before this experiment.
(A) Photo of the left ventricular epicardial surface. Each panel (1 to 4) in the photograph displays a
surface ECG (top) and a bipolar local electrogram (bottom). The broken line demarcates the infarcted
myocardium (bottom) from the noninfarcted myocardium (top). Note how the local electrogram of
the noninjected infarcted site 2 is markedly fragmented. Infarcted site 1 (injected with SkM1) has a
normal electrogram as do noninfarcted sites 3 and 4. (B) Hematoxylin and eosin stains of tissues from
sites 1 (+SkM1) and 2 (no SkM1) show infarcted myocardium ( 200). Inset in site 1 is GFP positive;
that in site 2 is GFP negative ( 400). Representative action potential recorded from site 1 has higher
Vmax and amplitude than that from site 2.
•
Modified after reference 26, with permission: Lau DH, Clausen C, Sosunov EA, et al. Epicardial
border zone overexpression of skeletal muscle sodium channel, SkM1, normalizes activation, preserves
conduction and suppresses ventricular arrhythmia: an in silico, in vivo, in vitro study. Circulation.
2009;119:19-27. Copyright © 2009, American Heart Association.
49
How best to prevent/treat arrhythmias that confer significant morbidity and/or are life-threatening is a
question that 40 years of targeted
pharmacologic therapy and many
more years of empirical drug therapy have not answered. While surgery,
ablation, and cardioverter-defibrillators are newer, robust alternatives,
all appear draconian when compared with a targeted therapy that
can be administered via catheter
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Gene and cell therapy of arrhythmias - Rosen and others
and doesn’t destroy tissue. Gene
and cell therapies meld principles
for rational drug design with a new
approach to treatment. The approach
starts by simulating an optimal
change in an ion current present
in the heart, and then selects constructs independent of their tissue
origins based on their close mimicry
of the proposed optimal change.
Additionally, use of novel genes not
normally found in heart expands
our therapeutic universe.
Also innovative are the focus on
regional delivery of these novel
ion channel constructs, the use of
hMSCs as platforms for therapeutic
intervention, and the harnessing of
these new therapies to mechanistically test old, but to date largely
untestable, concepts (eg, speed
conduction, increase ERP/repolarization ratio without prolonging
repolarization).
These approaches should not be
interpreted as providing a “quick
fix.” However, the ability to prepare
constructs and to apply them based
on an understanding of arrhythmogenic mechanisms makes it highly
likely that: (i) definitive answers—
whether positive or negative—will
be obtained to the questions we
have regarding improvement of antiarrhythmic therapy; and (ii) we
will understand why, mechanistically, an approach has succeeded,
failed, or, as a worst case, been proarrhythmic. Negative answers will
be as important as positive: of signal importance is that as accurately
and rapidly as possible we find the
proper route, vector and/or platform, and construct for reducing the
threat to the population of the arrhythmias of concern.
The authors gratefully acknowledge
the assistance of Eileen Franey in the
preparation of this manuscript. Research was
supported in part by USPHS-NHLBI grants
HL-28958 and HL-67101.
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Disturbed connexin43 gap junction distribution correlates with the location of reentrant
circuits in the epicardial border zone of
healing canine infarcts that cause ventricular
tachycardia.
Circulation. 1997;95:988-996.
30. Dhein S, Larsen BD, Petersen
JS, Mohr FW.
Effects of the new antiarrhythmic peptide
ZP123 on epicardial activation and repolarization pattern.
Cell Commun Adhes. 2003;10:371-378.
Basic Res Cardiol. 2005;100:471-481.
31. Zaritsky JJ, Redell JB, Tempel BL,
Schwarz TL.
24. Perlstein I, Burton DY, Ryan K,
et al.
The consequences of disrupting cardiac inwardly rectifying K+ current (IK1) as revealed by the targeted deletion of the murine
Kir2.1 and Kir2.2 genes.
Posttranslational control of a cardiac ion
channel transgene in vivo: clarithromycinhMiRP1-Q9E interactions.
J Physiol. 2001;533:697-710.
Hum Gene Ther. 2005;16:906-910.
32. Hua F, Johns DC, Gilmore RF Jr.
25. Reddy VY, Reynolds MR, Neuzil P,
et al.
Prophylactic catheter ablation for the prevention of defibrillator therapy.
N Engl J Med. 2007;357:2657-2665.
Suppression of electrical alternans by overexpression of HERG in canine ventricular
myocytes.
Am J Physiol Heart Circ Physiol.
2004;286:H2342-H2352.
51
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Matters @ Heart
Doppler and his principle
Richard J. Bing, MD
Professor of Medicine - USC (Em) - Director of Experimental Cardiology - Huntington Medical Research Institute
Visiting Professor in Chemistry - California Institute of Technology - Calif - USA
e encounter the name of
Doppler when we listen
to the weather forecast,
or read about the beginning of the universe (the Big Bang,
the red shift), or when we study diagnostic reports on heart disease. Who
was this man who gave us the tools
to explore these divergent subjects?
W
Christian Doppler was born in November 1803 in Salzburg, Austria, and died
in Venice, Italy, on March 17, 1853. He
came from a family of master stonemasons and showed exceptional gifts
for this craft. But because of his poor
health, his father considered him suitable for the bookkeeping function of
the family business. But it soon became apparent that Doppler had outstanding talents in mathematics. He
was sent to the Polytechnic School in
Vienna, but he disliked the instructions
and called it “a one-sided education.”
At the age of 21, he returned to his
native Salzburg and finished his edu-
Christian Doppler. Contemporary portrait.
Courtesy of the Christian Doppler Foundation,
Salzburg, Austria.
cation while he supported himself by
giving classes in mathematics and
physics. He then returned for four years
to the Polytechnic in Vienna. Like other
great scientists, including Einstein,
Doppler received many rejections in
response to applications for positions,
and finally was compelled to become
a bookkeeper. Discouraged, he set his
eye on America and in Munich, he discussed with the American consul the
possibilities of finding a teaching position in America. He even sold his
possessions to finance his journey. But
while in Munich, he received two offers to teach in high schools in Switzerland or in Prague, which was then part
of the Austrian Empire. These were
not university positions, but involved
high school teaching. Doppler chose
the position in Prague, where he again
encountered opposition and frustration, making him anxious to leave
Prague. Like Einstein who failed to
attain an appointment at the techni-
Adapted from: Richard J. Bing, MD. Past Truth
and Present Poetry: Medical Discoveries and the
People Behind Them. First published as a series in
Heart News and Views (News Bulletin of the International Society for Heart Research). The essays
are now available as a collection published under
the same title in 2006, by TFM PUBLISHING
LTD Nr. Shrewsbury ISBN 1903378443.
By kind permission of Heart News and Views
(www.ishrworld.org) and TFM PUBLISHING LTD
(www.tfmpublishing.com).
Address for correspondence: Richard J. Bing,
MD, Director, Experimental Cardiology, Em,
HMRI - Huntington Medical Research Institute,
99 N Cl Molino Avenue, Pasadena, CA 91011,
USA (e-mail: cardio@hmri.org)
Dialogues Cardiovasc Med. 2009;14:53-56
Copyright © 2009 LLS SAS. All rights reserved
View of Salzburg with the Hohensalzburg fortress, the Cathedral (Dom),
and Peterskirche. Oil on canvas, 19th-century. Private collection.
Photo © Bonhams, London, UK/The Bridgeman Art Library.
53
www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Doppler and his principle - Bing
cal high school in Zurich, Doppler had
an unsuccessful interview for a position at the Polytechnic Institute in
Vienna. Interviews with other institutions were equally unsuccessful. In
Prague, he published a new optical
instrument, called the distometer, for
measuring distances and discussed
the aberrations of light and sound in
a rotating medium. It was at a meeting of the Natural Sciences Section in
Prague that Christian Doppler postulated the theory that immortalized his
name. He and his family left Prague
after he was appointed Professor of
Mathematics in a small Czechoslovakian town. Finally, he was elected a
Full Member of the Imperial Academy
of Science in Vienna and awarded an
honorary doctorate from the philosophical faculty. He was then appointed to
join the Polytechnic Institute in Vienna
and finally, was authorized to found
an institute of physics at the Imperial
University in Vienna. There, a 20-yearold Augustinian monk, Johann Gregor
Mendel, took a written and oral examination to study at the University
A
The former Imperial-Royal Polytechnic
Institute (k. k. Polytechnisches Institut) in
Vienna. Now Vienna University of Technology.
© Clemens Pfeiffer, with kind permission.
of Vienna, but Doppler was not very
impressed by his mathematical ability
and Mendel was refused admission to
the university. Mendel was finally admitted. He later laid the foundation of
genetics as an abbot in a monastery.
Doppler suffered from tuberculosis,
Low-pitched siren
High-pitched siren
B
Red shift
Blue shift
Sketch illustrating the Doppler Principle.
A. Doppler effect with sound: when the fire engine recedes from the observer, the apparent wavelength increases, the apparent frequency decreases, and the sound is therefore lowpitched. Conversely, when the fired engine approaches, the sound is perceived as high-pitched
by the observer. B. Doppler effect with light: light emitted from a galaxy receding from
the observer will show a lengthening of its wavelength, hence a “red-shift,” whereas a galaxy
approaching the observer will exhibit a “blue shift”: the fact that galaxies consistently show
a red shift has been taken as proof that our universe is expanding.
54
Statue of Gregor Mendel in Augustinian
monastery of St Thomas in Brno (Czech
Republic). It was in the monastery’s gardens
that Mendel discovered the laws of genetic
inheritance by observing the transmission of traits
in pea plants. © Zarco, with kind permission.
which had spread to the larynx and
made speaking increasingly difficult.
In 1852, his health had so deteriorated that he took a six-month period of
convalescence in Venice, where the
climate was supposed to influence the
course of tuberculosis. He died in 1853
and was buried in Venice. Aside from
being plagued by ill health all his life,
Doppler was continuously afraid of
losing his livelihood, with good reasons as his career demonstrates. His
friends called him modest, thrifty, and
correct.
Like many physicists before and after
him, he derived his inspiration for his
principle from observations of natural
phenomena. As he wrote, “We know
from general experience that a ship
of moderately deep draught which is
steering toward the oncoming waves
has to receive, in the same period of
time, more waves and with a greater
impact than one which is not moving
or is even moving along in the direction of the waves. If this is valid for
the waves of water, then why should
it not also be applied with necessary
modification to air and ether waves?”
Doppler applied his principle first to
astronomy. In his article on the “Col-
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Doppler and his principle - Bing
The Doppler
Effect. Contemporary oil painting
(2000) by Alan
Kingsbury, featuring the horns,
hornplayer, and
the train in the
experiment that
confirmed Doppler’s
Principle. Private
collection. © The
Bridgeman Art
Library.
ored light of double stars and other
constellations of the heavens” he argued that all stars emitted white light
and that the color of some of the stars
was due to their motion toward us or
away from us. Actually this was an
erroneous conclusion because on the
approach of a star only a slight shift
would be produced, but no change in
color would take place. But the principle is correct; an apparent shift in
the frequency of waves received by
an observer depends on the relative
motion between the observer and the
source of the waves. This principle was
immediately attacked and as recently
as 1965 objections against his principle were published. Others opposed
Doppler’s theory because of its simplicity. One of them, Petzval, used the
argument that, “Without the application of differential equations, it is not
possible to enter the realms of great
science.” Obviously, his critics thought
that great truth could not be found in
a few lines and through an equation
with only one unknown; at least one
differential equation is necessary. In
1845, a Dutch scientist, Buys Ballot of
Utrecht, confirmed Doppler’s principle
on the railway between Utrecht and
Amsterdam. Using a locomotive capable of attaining the at that time incredible speed of 40 mph, to pull an
open cart in which horn players were
riding, Ballot attempted to observe
changes in the apparent pitch of the
notes played by the musicians as they
approached or receded. However, the
experiment was performed in February
and the musicians had trouble blowing their instruments because of the
cold, and the project was postponed;
in June of that year, the validity of
Doppler’s theory was finally confirmed.
In cardiology, the principle was first
utilized to detect cardiac motion and
time the opening and closing of the
cardiac valves. Satomura used a continuous ultrasound beam transmitted
through the chest wall to the heart
which, reflected from the heart structures underwent a frequency shift, or
Doppler shift, of the transmitted sound;
its magnitude and direction were based
on the speed and direction of movements of the heart. The frequency of
the reflected sound was proportional
to the velocity of components of the
target. Once the velocity of blood flow
in the aorta could be recorded, the
technique was adapted for measurement of cardiac output. The most
important development in cardiac
Doppler analysis was the introduction
of pulse wave Doppler, which allows
localization of flow velocity measurements to specific valves and chambers.
It is based on the principle that blood
flow in a small area within the heart
can be recorded by the use of intermittent pulses of transmitted sound.
The receiver then listens for reflected
Left-ventricular and aortic pulsed Doppler echocardiographic flow patterns
through esophageal wall in a normal adult subject.
Abbreviations: AML, anterior mitral leaflet; AV, aortic valve; FLOW, spectral recording
indicating quality and direction of flow at position of sample volume; LA, left atrium; LV,
left ventricle; RVOT, right-ventricular outflow tract; SV, sample volume.
Reproduced from: Hisanaga K, Hisanaga A, Ichie Y, et al. Transoesophageal pulsed
Doppler echocardiography. Lancet. 1979;1:53-54. © 1979, Elsevier Ltd.
55
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Doppler and his principle - Bing
FURTHER READING
Bing R, ed.
Abstract
painting?
Color-coded
Doppler ultrasound duplex
scanning image
of carotid vessels
(arterial blood
red, venous
blood blue).
© Wellcome
Photo Library/
Wellcome Images.
sound only at the end of the time interval required for the pulse to travel
from the transducer to the area of interest and back. This way it is possible
to localize murmur, determine orifice
size from jet diameter, and measure
pulmonary flow and pulmonary artery
pressure.
Doppler’s principle has made it possible to determine the ejection fraction
of the heart, one of the most valuable
measurements in cardiology. It has to
a large extent, together with echocardiography, replaced cardiac catheterization, particularly in children with
congenital heart disease. The correlation between measured Doppler flow
velocities and pressure gradients form
the basis for assessment of valvular
and vascular stenosis, prosthetic valves,
and permitted estimation of chamber
pressure. Simultaneous determination
of velocity in several areas of the heart
can also be performed. The digitally
processed system displays velocity by
color-coding. Current instrumentation
allows for superimposition of colorcoded velocity on the tomography
image. Doppler’s principle is also applicable to the diagnosis of congenital
malformations of the heart in utero.
Christian Doppler’s life shows again
that scientific accomplishments do not
guarantee personal happiness. One
of the main reasons in Doppler’s case
was ill health. Since his early youth,
Doppler was plagued by progressive
respiratory disease, due to tuberculosis, which involved the larynx. In addition, Doppler’s concept was new. Like
many great discoveries, it was simple
and it was direct. It was just this simplicity and directness, which caused
other scientists of limited outlook to
suspect his principle. Lesser scientists
often judge a new discovery by its complexity, which they find attractive. Furthermore, Doppler’s discovery had no
practical applicability. It took more
than 100 years to make an impact on
cosmology, meteorology, and medicine.
As Einstein has said, “Ach der Mensch
betrügt sich gern, nimmt die Schale
für den Kern,” or translated freely “How
man does fool himself, mistaking the
outer shell for the inner truth.”
56
Cardiology: The Evolution of the Science
and the Art, 2nd Ed.
New Brunswick, NJ: Rutgers University
Press; 1999.
Eden A.
Christian Doppler, Thinker and Benefactor.
Salzburg, Austria: Christian Doppler Institute
for Medical Science and Technology; 1988.
Franklin DL, Ellis RM, Rushmer RF.
Aortic blood flow in dogs during treadmill
exercise.
J Appl Phys. 1959;14:809-812.
Gillispie CC, ed.
Christian Doppler, in: Dictionary of Scientific
Biography.
New York, NY: Charles Scribner’s Sons;
1971:4:167.
Hisanaga K, Hisanaga A, Ichie Y, et al.
Transoesophageal pulsed Doppler echocardiography.
Lancet. 1979;1:53-54.
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Mending the Broken Heart
Summaries of Ten Seminal Papers
David H. Lau, MD, PhD
Columbia University College of Physicians and Surgeons - Division of Cardiology - Department of Medicine
New York, NY - USA (e-mail: dhl2102@columbia.edu)
Dialogues Cardiovasc Med. 2009;14:57-67
1
6
Evidence that human cardiac myocytes
divide after myocardial infarction
Human mesenchymal stem cells as a gene
delivery system to create cardiac pacemakers
A. P. Beltrami and others. N Engl J Med. 2001
I. Potapova and others. Cir Res. 2004
2
7
Human embryonic stem cells can differentiate
into myocytes with structural and
functional properties of cardiomyocytes
Regenerating the heart
M. A. Laflamme and C. E. Murry.
Nat Biotechnol. 2005
I. Kehat and others. J Clin Invest. 2001
3
8
Biological pacemaker created by gene transfer
Dynamic imaging of allogeneic mesenchymal
stem cells trafficking to myocardial infarction
J. Miake and others. Nature. 2002
D. L. Kraitchman and others. Circulation. 2005
4
9
Heart regeneration in zebrafish
Molecular ablation of ventricular tachycardia
after myocardial infarction
K. D. Poss and others. Science. 2002
T. Sasano and others. Nat Med. 2006
5
10
Adult cardiac stem cells are multipotent
and support myocardial regeneration
Theoretical impact of the injection of
material into the myocardium:
a finite element model simulation
A. P. Beltrami and others. Cell. 2003
S. T. Wall and others. Circulation. 2006
Selection of seminal papers by David H. Lau, MD, PhD
Columbia University College of Physicians and Surgeons - Division of
Cardiology - Department of Medicine - 622 West 168th Street, PH-347 New York, NY 10032 - USA
Copyright © 2009 LLS SAS. All rights reserved
Highlights of the years by Ian Mudway, MD
Lung Biology - Division of Life Sciences
Franklin Williams Building
150 Stamford Street - London SE1 9NN - UK
57
www.dialogues-cvm.org
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Evidence that human cardiac myocytes divide after
myocardial infarction
A. P. Beltrami, K. Urbanek, J. Kajstura, S. M. Yan, N. Finato, R. Bussani, B. Nadal-Ginard,
F. Silvestri, A. Leri, C. A. Beltrami, P. Anversa
N Engl J Med. 2001;344:1750-1757
R
emarkable examples of regeneration can be
found throughout nature. Newts regrow whole
limbs. A flatworm can form a complete flatworm from a small portion of itself. Regeneration of damaged tissue is essential for long
human life as our bodies mend fractured bone, repair torn
muscle and skin, and renew blood cells. It was long held
as dogma that the adult human brain and heart were not
capable of regenerating new neurons or cardiomyocytes.
This belief was underscored by clinical experience. After a
stroke, infarcted brain tissue appears permanently lost as
demonstrated by decades of experience with brain imaging. In the heart, myocardial infarction (MI) is a common
early insult leading to impaired cardiac function and clinical heart failure. Scar tissue replaces the infarcted region,
not new myocardium. In the 1990s, breakthrough discoveries in hippocampal biology challenged the dogma that
adult brains cannot regenerate. To revisit the regenerative
potential of the adult heart, Beltrami et al conducted a
thorough painstaking examination of human hearts with
recent MI to search for evidence of mitosis. They found
strong evidence that cell division does indeed occur in adult
human hearts.
similar numbers of cardiomyocytes with visible evidence of
mitosis were present (70-fold increase in infarct border and
24-fold increase in distant myocardium). To definitely prove
completion of mitosis and formation of two daughter cells
would require labeling studies in patients, unlikely with
current technology.
The results provide strong evidence that the heart’s response to injury is cardiomyocyte proliferation to compensate for the lost cells. The presence of Ki-67/α-actin stained
cells with mitotic spindles in the normal controls suggests
that there maybe a continuous turnover of cardiomyocytes
throughout life. As with all paradigm-shifting discoveries,
more questions than answers were raised. What are the
molecular signals that govern proliferation? What is the
origin of the dividing cell? Are they differentiated cardiomyocytes that reenter the cell cycle? Are there resident cardiac stem cells? Do extracardiac stem cells home to the
heart and proliferate into cardiomyocytes? Is regenerating
activity in the infarct border zone a substrate for post-MI
arrhythmias? It is clear that cardiac proliferation after a
myocardial infarction is not a clinically meaningful process.
However, this exciting research area will yield insights that
may change tomorrow’s treatment of heart failure.
Thirteen hearts from patients who died 4 to 12 days after
suffering a MI were harvested 7 to 17 hours after death.
Samples were taken from the infarct border zone and a
site distant to the infarct. Standard histological methods
were used and sections were analyzed with confocal microscopy for the presence of Ki-67, a nucleolus component
found in every cell cycle phase except G0 (resting state),
and α-sarcomeric actin, expressed only by cardiomyocytes.
Therefore, any cell staining positive to both Ki-67 and
α-actin is a cardiomyocyte undergoing the process of cell
division. Over 100 000 nuclei were analyzed in the infarct
border and the normal region in each heart. The results
are startling and provide much food for thought. In the infarct border, there was an 84-fold greater number of double
labeled Ki-67/α-actin cells than in the comparable control
region. When the site distant from the infarct was compared,
a 28 times greater number of Ki-67/α-actin cells was seen.
Using an antitubulin antibody to identify mitotic spindles,
2001/1901
The US stock market crashes for the first time;
Wilhelm Conrad Röntgen, the discoverer of x-rays,
is awarded the Nobel Prize in Physics;
and Queen Victoria, Queen of England and
Empress of India, dies
58
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Human embryonic stem cells can differentiate into myocytes
with structural and functional properties of cardiomyocytes
I. Kehat, D. Kenyagin-Karsenti, M. Snir, H. Segev, M. Amit, A. Gepstein, E. Livne, O. Binah,
J. Itskovitz-Eldor, L. Gepstein
J Clin Invest. 2001;108:407-414
E
mbryonic stem (ES) cells from mice have revolutionized biomedical science since their isolation
in 1981. Manipulation of murine ES cells has
allowed the creation of transgenic and knockout
mice that have greatly expanded our understanding of development and gene function on an organism level. The fundamental property that makes ES cells unique
is totipotency, the ability to give rise to any cell lineage in
the body. In 1998, Thompson et al first described the generation of human ES cell lines derived from a blastocyst.
The isolated human ES cells were shown to have the capacity to differentiate into the ectodermal, endodermal, and
mesodermal lineages. Kehat et al were the first to demonstrate that human ES cells in culture can be differentiated
into myocytes that possess characteristics that define
cardiomyocytes.
The ability to reliably differentiate human ES cells into
cardiomyocytes in the laboratory will be a powerful tool
in understanding human cardiogenesis. Moreover, these
findings raise the possibility of using human ES cells to
achieve myocardial repair. Proof-of-concept studies in the
mouse have suggested that embryonic cardiomyocytes can
be useful for cardiac repair after injury. Many questions
still need to be answered. The signals and events that promote human ES cell differentiation into cardiomyocytes are
incompletely understood as only 8% of embryonic bodies
exhibited contracting areas. By understanding these signals, human ES cells may be directed toward cardiomyocyte differentiation to increase the yield. The interaction
between mature cardiomyocytes in a diseased heart and
the ES cell–derived cardiomyocytes need to be understood
as well as the processes that promote integration of the
transplanted cardiomyocyte into the heart. Furthermore,
issues related to rejection will have to be addressed with
transplanted ES cell–derived cardiomyocytes before widespread clinical use.
In this important manuscript, the authors allowed human
ES cells to aggregate and form embryonic bodies containing derivatives of all three germ layers. The embryonic
bodies were plated on gelatin-coated dishes and were observed daily to assess the presence of spontaneous contractions. Contracting areas were mechanically dissected
from the embryonic bodies and rigorously studied. By
using reverse transcriptase polymerase chain reaction
(RT-PCR), the contracting area cells were found to express
cardiac specific genes such as troponin I, troponin T, the
transcription factors GATA4 and Nkx2.5, as well as atrial
and ventricular myosin light chains. Contracting area cells
exhibited strong immunostaining to cardiac myosin heavy
chain, troponin I, ANP, α-actinin and desmin. Contractile
elements ranging from unorganized myofibrillar bundles
to organized sarcomeres and Z bands could be appreciated
by electron microscopy. Extracellular electrograms of the
contracting area cells demonstrated depolarization and
repolarization activity. Positive and negative chronotropic
responses were observed with the application of the
β-adrenergic agonist isoproterenol and the muscarinic agonist carbamylcholine. The authors conclusively showed
that the contracting areas cells possessed the gene expression profile, ultrastructure, immunoreactivity, and functional
properties of human cardiomyocytes.
2001/1901
Jean Henri Dunant receives the Nobel Peace Prize
for his role in founding the International
Committee of the Red Cross;
New York becomes the first state to make
automobile license plates compulsory; and
German psychiatrist Alois Alzheimer describes
his eponymous disease
59
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Biological pacemaker created by gene transfer
J. Miake, E. Marban, H. B. Nuss
Nature. 2002;419:132-133
W
hen gene therapy first entered medical
scientific consciousness, clinical applications were focused on the cure of
diseases resulting from defective or
missing genes. By replacing deleterious
genes with normal functional copies, disease can be halted
or even reversed. Miake et al took a radical departure from
this paradigm and showed that gene transfer can tweak
existing cells to change their physiological role. The authors
asked, “Can ventricular myocytes be engineered into pacemaker cells?”
noted to “march through” the sinus beats and at times
faster than sinus rhythm.
Though the techniques are not clinically acceptable, this
report clearly demonstrated for the first time that biological
pacemakers are achievable. Furthermore, the findings shed
insights into the electrophysiological makeup of ventricular
myocytes. A particularly attractive aspect is that a biological pacemaker can be created from one’s own cardiac cells
by ex vivo gene transfer. Ventricular myocytes can be harvested with a cardiac biotome, transduced with the gene
of choice and reimplanted into the heart. Alternatively,
the gene transfer vector can be injected directly into the
myocardium. Miake et al’s findings triggered the race to
develop a reliable biological pacemaker, with groups worldwide utilizing different viral vectors, cell-based delivery,
and novel biomaterials. Obviously, many hurdles remain
before clinical acceptance, especially regarding safety and
reliability, and of course, proof that biological pacemakers
are better than the current gold standard, the electronic
pacemaker.
Miake et al hypothesized that adult ventricular myocytes
had the appropriate repertoire of ion channels for spontaneous pacemaker activity, but that this was normally repressed by the inward-rectifier potassium current (IK1)
encoded by the Kir2 gene family. IK1 is not found in nodal
pacemaker cells, but is robust in adult atrial and ventricular myocytes, where it stabilizes a very negative resting
potential and suppresses excitability. Because Kir2 potassium channel genes have a tetrameric structure, a dominant negative strategy to suppress IK1 is feasible with a
nonfunctional Kir2.1 mutant, in this case Kir2.1AAA, which
has 3 alanine substitutions in the pore region.
The dominant negative mutant was packaged with green
fluorescent protein (GFP) into an adenoviral vector and
introduced into the guinea pig left ventricle during transient cross-clamping of the great vessels. Gene transduction
rates into ventricular myocytes were about 20% as seen by
GFP expression and whole-cell recording of isolated GFP
expressing myocytes had 80% suppression of IK1. The electrophysiology of the gene transduced myocytes fell into
two categories: (i) no spontaneous activity, but prolonged
elicited action potentials; or (ii) spontaneous activity remarkably similar to sinoatrial pacemaker cells. The myocytes
with spontaneous activity had IK1 suppressed to a greater
extent. The surface ECG of the transfected animals was fascinating. Half of the guinea pigs remained in sinus rhythm
with QT prolongation. However, the other half had cardiac
rhythms indicating spontaneous ventricular foci suggested
by the broad QRS duration. The ventricular rhythms were
2002/1902
Mount Pelée (Montagne Pelée) volcano erupts
in Martinique, spewing out a pyroclastic cloud
that claimed more than 30 000 dead;
St Marks’ Campanile collapses in Venice on
14th July—reconstruction was decided the same
day by the Communal Council; and
Indian mystic Swami Vivekananda dies, aged 39
60
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Heart regeneration in zebrafish
K. D. Poss, L. G. Wilson, M. T. Keating
Science. 2002;298:2188-2190
A
apical amputation resulted in scar formation rather than
cardiac regeneration, similar to the human cardiac injury
response.
fter a myocardial infarction, human hearts
respond to the injury by extensive scarring
with minimal regenerative potential. Replacement of myocardium with scar tissue has
consequences for ventricular remodeling,
cardiac function, and arrhythmia potential. Previous work
has shown that the zebrafish (Danio rerio) is capable of
regenerating fins, retina, and spinal cord. Poss and colleagues are the first to demonstrate that zebrafish can regenerate ventricular myocardium after acute injury.
Stem cell–based approaches to cardiac repair have gotten
a lot of attention, but an alternative strategy is to stimulate
the damaged heart to heal itself. Though the zebrafish
heart is simpler in structure than mammalian hearts, elucidating the signals and pathways that direct injured hearts
toward regeneration or scar formation may give insights
into human cardiac biology and strategies for treatment.
Amphibians have also been shown to have the capacity for
cardiac regeneration. However, cardiac regeneration would
be easier to study in the zebrafish because of its sequenced
genome and the ease of conducting mutational studies.
Poss et al have identified a species that possesses robust
cardiac regeneration capacity after injury with well-established genetics. The great promise of understanding cardiac regeneration in the fish is that it may lead to therapeutics that can stimulate cardiac regeneration in the injured
human heart. Let us hope that we can fish out these factors.
Zebrafish have become a favored species in genetic research
due to their ease of handling, fast generation times, and
availability of simple genetic screening methods. Using
adult zebrafish, the heart was exposed through a small skin
incision and the ventricular apex excised with scissors,
about 20% of the heart. Profuse bleeding from the ventricular cavity was stopped with a piece of laboratory paper
tissue and a large clot of erythrocytes formed over the excision site. A survival rate of 90% was achieved when 20%
of the ventricle was excised. Mortality rates increased
when more than 20% of the ventricle was removed. The
zebrafish were then followed for up to 60 days after surgery.
Within 2 to 4 days after ventricular apical amputation, fibrin
began to replace the erythrocyte clot. The zebrafish during
this time appeared sluggish, but by 1 week after amputation, they were indistinguishable from sham controls. Nine
to 30 days after amputation, cardiac myofibers surrounded,
penetrated, and eventually replaced the fibrin clot. By 60
days after amputation, the hearts that underwent ventricular apical amputation appeared grossly normal in size and
shape. The zebrafish ventricle is composed of two myocardial layers, an outer compact layer, and an inner trabecular
layer. The amputated hearts regenerated both myocardial
layers and were indistinguishable on histological inspection. Using BrdU, a marker of DNA synthesis, Poss et al
showed that the cardiomyocytes closest to the cut edge
underwent cell division to replace the lost cardiomyocytes.
A mitotic checkpoint kinase (mps1) is known to be required
for zebrafish fin regeneration as well as cell proliferation.
Using a conditional mps1 mutant zebrafish line, ventricular
2002/1902
Birth of Leni Riefenstahl, the German
film director who shot the controversial “Triumph
of the Will” propaganda film at the 1934
Nuremberg Congress of the Nazi Party;
Edward VII is crowned King of the
United Kingdom; and the Carnegie Institution
is founded in Washington DC, in support
of scientific research
61
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Adult cardiac stem cells are multipotent and support
myocardial regeneration
A. P. Beltrami, L. Barlucchi, D. Torella, M. Baker, F. Limana, S. Chimenti, H. Kasahara,
M. Rota, E. Musso, K. Urbanek, et al
Cell. 2003;114:763-776
E
arlier work by these authors dispelled the long
held belief that the adult human heart is incapable of cell division. The origins of the dividing
cardiomyocytes were unclear. One intriguing
possibility was a pool of resident cardiac stem
cells that can be activated to proliferate and differentiate
into cardiac cells. Beltrami et al demonstrate in this paper
that adult mammalian hearts have such a defined pool of
stem cells that can be isolated, cultured, and implanted
into a myocardial infarct to regenerate myocardium and
improve cardiac function.
differentiated counterparts. The observed changes in vivo
were not due to fusion of stem cells with native cardiac
cells, as >99% of the cells examined were diploid, not
tetraploid. More recently, these cardiac stem cells were
delivered via the coronary circulation in rats with myocardial infarctions, with similar results.
Beltrami et al are the first group to have defined a population of resident cardiac stem cells that were clonigenic,
multipotent, and able to participate in the formation of
functional myocardium within a clinical relevant model.
If similar populations of cardiac stem cells are present in
humans, the implications for clinical applications are obvious. An interesting question is that if a resident pool of
cardiac stem cells is present, why do these cells not repair
the myocardium efficiently after injury? One potential answer may be that a critical number of cardiac stem cells is
needed for meaningful repair. The authors do not comment
on dose response, if any, of their cardiac stem cells. Three
other populations of cardiac stem cells have been described
since Beltrami et al. Stay tuned for more developments
in this rapidly evolving area.
In adult rats, Beltrami et al characterized cardiac stem
cells by the cell surface marker profile (c-Kit+, Lin-, CD45-,
CD34-). These cardiac stem cells can be isolated from rat
heart preparation by flow cytometry using FACS or magnetic beads coated with c-Kit antibody. The isolated cells
can be expanded in culture indefinitely and cloned. In laboratory cultures, the cardiac stem cells were able to differentiate into cardiomyocytes, smooth muscle cells as well
as endothelial cells, however in immature forms. For example, the culture differentiated cardiomyocytes that expressed specific markers such as α–actin and cardiac
myosin heavy chain, but exhibited disorganized structures
rather than sarcomeres, and spontaneous contraction was
absent. To test the ability of these cardiac resident stem
cells in myocardial repair, adult rats with induced myocardial infarction received injections of stem cells labeled with
BrdU along the infarct border. After 10 days, a thin regenerating band was seen that incompletely penetrated the
infarct. After 20 days, the entire infarct demonstrated BrdU
labeled cells and a significant increase in myocardial volume. The infarct size was significantly decreased with stem
cell treatment (70% control vs 48% stem cell) and ejection
fraction was improved (34% control vs 45% stem cell). The
labeled resident stem cells gave rise to cardiomyocytes,
smooth muscle cells, and endothelial cell in the infarct
border zone. In contrast to the culture differentiated cells,
the labeled cells differentiated in the rat heart morphologically appeared mature. Isolated cardiomyocytes derived
from stem cells had similar contractile function as native
cardiomyocytes when tested in vitro, unlike their cultured
2003/1903
King Edward VII is proclaimed Emperor of India;
the Martha Washington Hotel, exclusively
reserved for women, is founded in New York;
and American frontierswoman
Calamity Jane dies, aged 51
62
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Human mesenchymal stem cells as a gene delivery system
to create cardiac pacemakers
I. Potapova, A. Plotnikov, Z. Lu, P. Danilo Jr, V. Valiunas, J. Qu, S. Doronin, J. Zuckerman,
I. N. Shlapakova, J. Gao, et al
Circ Res. 2004;94:952-959
T
he electronic pacemaker is undoubtedly one of
the major medical advances in history. Though
highly successful, there is room for improvement, as electronic pacemakers have limited
battery life, lack of autonomic response, and
imply the presence of permanent hardware in the body.
With regard to biological pacemakers, early efforts have
focused on gene-based approaches utilizing different viral
vectors. However, viral gene transfer raises questions concerning duration and magnitude of gene expression, the
consequences of viral protein expression, carcinogenic,
and infectious potential. With this paper, Potapova et al
lay the foundation for using stem cell–based approaches
to generate reliable cardiac pacemaking.
site than controls. hMSC were easily identified histologically by their size and confirmed by positive vimentin and
CD44 staining. Staining for Cx43 revealed that gap junctions formed between the hMSC and canine ventricular
myocytes in vivo. No evidence of inflammation or rejection
was seen, underscoring the immunoprivileged status of
hMSC. More recent work by Plotinikov et al (Circulation
2007;116:706-713) has shown that HCN2-hMSC can provide reliable biological pacing for up to 6 weeks without
rejection.
Potapova et al were the first to show the feasibility of a
stem-cell–based approach to biological pacemaker development. hMSC appear to have many desirable features of
a delivery platform that may allow for widespread clinical
use. Unlike viral-based approaches where reliable expression can be challenging from subject to subject, a stem
cell–based pacemaker can be verified for expression and
performance prior to implantation. The immunoprivileged
status of hMSC may allow for an inventory of ready-to-use
biological pacemakers without significant rejection. Many
questions need to be answered before clinical testing of a
biological pacemaker to compete against current electronic
pacemakers. This important work brings us one beat closer.
Human mesenchymal stem cells (hMSC) have several advantageous features making them attractive delivery vehicles. hMSC are readily available due to easy harvesting
and can be maintained in culture. hMSC also possess local
immunosuppressive properties that allow allogenic transplant without significant rejection, a feature that may ease
clinical application. Potapova et al show that a robust If
current is present in transfected hMSC with the mouse
HCN2 gene by electroporation. Moreover, application of
the β-adrenergic agonist isoproterenol induced a positive
shift in If activation in the HCN2-hMSC. Acetylcholine, a
muscarinic agonist, reversed the effects of isoproterenol.
Therefore, HCN2-hMSC possesses the protein machinery
required to respond to autonomic hormones.
A pacemaker cell must electrically couple to neighboring
cardiomyocytes to pace, and the investigators elegantly
showed that hMSC do indeed form functional gap junctions. In cocultures of HCN2-hMSC with canine ventricular
myocytes, dual whole-cell recording of hMSC and myocyte
pairs demonstrate electrical coupling. Furthermore, ventricular myocytes cocultured with HCN2-hMSC have more
positive maximum diastolic potentials and faster spontaneous rates than myocytes cultured with hMSC expressing
GFP. The pacemaking performance of HCN2-hMSC was
very impressive with implanted dogs having significantly
faster idioventricular rates originating from the implant
2004/1904
Theodore Roosevelt is reelected President
of the USA; Ivan Petrovich Pavlov is awarded the
Nobel Prize in Physiology or Medicine; and
Birth of Umm Kulthum (Oum Kalsoum),
who was to be unanimously celebrated as
a singer in the Arab world
63
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Regenerating the heart
M. A. Laflamme, C. E. Murry
Nat Biotechnol. 2005;23:845-856
W
e have all been taught that the human
heart is an end organ without any regenerative properties. Patients with failing
hearts may receive a mechanical ventricular assist device or a heart transplant
as treatment. Ventricular assist devices have a host of
drawbacks such as infections, thromboembolic complications, and arrhythmias, limiting their chronic widespread
use. Improved immunosuppressive regimens have made
cardiac transplant a long-term solution for heart failure
patients. However, there are simply not enough hearts
available for the huge transplant demand. Advances in
basic science over the past decade have initiated excited
discussions on what used to be considered science fiction,
“How to grow a new heart?” Laflamme and Murry have
written an outstanding comprehensive review on the current state of progress in cardiac regeneration.
development. At last count, four separate populations of
resident myocardial progenitor cells have been described.
Embryonic stem cells have the greatest hope of generating an entire heart, but significant challenges remain on
how to coax them toward cardiogenesis.
Tissue engineering will almost certainly play a major role in
regenerative cardiac repair. The most common approaches
utilize cell scaffolds, mechanical conditioned gels, and
layered cellular sheets. One of the biggest challenges with
tissue engineering is nutrient delivery, since diffusion alone
can only supply to a depth 150 microns. Several obstacles
also remain that limit widespread clinical applications. Cell
delivery systems are less than ideal as the great majority
of cells are lost in the circulation or leakage from injection
site. Cell survival is a major problem, as most transplanted
cells do not survive. Control of proliferation is difficult,
as a delicate balance exists between cellular replacement
and neoplasia.
The underlying hypothesis is that heart failure can be reversed or prevented if new myocardium can be grown and
integrated into diseased hearts. Early work toward cellbased cardiac repair utilized skeletal myoblasts injected
into the heart; however, it became quickly clear that skeletal
myoblasts remained skeletal, did not transdifferentiate
into cardiomyocytes and did not electromechanically couple
to the surrounding myocardium. Clinical transplantation
studies provided some evidence that circulating cells had
the ability to repopulate adult cardiac tissue, the most common case being a male patient receiving a female donor
heart, with Y chromosome cells subsequently seen within
the transplanted heart. Initial focus was on hematopoietic
stem cells. The contribution of bone marrow stem cells to
the healing myocardium was controversial, with several
groups reporting conflicting results. Mesenchymal stem
cells long thought to be permanent residents of the bone
marrow stromal component have generated significant interest for therapeutic applications due to two fascinating
properties. Mesenchymal stem cells appear to have local
immunosuppressive properties that allow them to survive
in allogenic settings and they appear to home to areas of
injury. The discovery of resident myocardial progenitor
cells in the adult heart changed what we understood about
The field is moving very rapidly but it is highly unlikely
that we will learn how to mend broken hearts soon. Nonetheless, phase 1 clinical testing has been initiated for several stem cell–based therapies for ischemic heart disease
and, thus far, they appear to be safe and well tolerated. The
medical community will have to wait for larger randomized multicenter trial results to gauge therapeutic value.
2005/1905
Tsar Nicholas II of Russia agrees
to reintroduce an elected council, the Duma;
Albert Einstein’s “miracle year,” which saw
the four major publications that were to
profoundly change the face of physics; and
French novelist Jules Verne, author of “Twenty
Thousand Leagues Under the Sea,” dies, aged 77
64
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Dynamic imaging of allogeneic mesenchymal stem cells
trafficking to myocardial infarction
D. L. Kraitchman, M. Tatsumi, W. D. Gilson, T. Ishimori, D. Kedziorek, P. Walczak,
W. P. Segars, H. H. Chen, D. Fritzges I. Izbudak, et al
Circulation. 2005;112:1451-1461
T
he human heart has limited regenerative capacity after a myocardial infarction (MI), a fact
cardiologists are reminded of daily. Basic research has established the capability of stem
cells to differentiate into cardiomyocytes. In
animal models of myocardial injury, stem cell–based strategies have improved myocardial function. A crucial issue for
any therapeutic is delivery to the target tissue. Histological
examinations of postmortem cardiac tissue suggest that
intravenously administered stem cells may preferentially
localize to areas of injury. Kraitchman et al provide convincing data in a clinically relevant model of acute MI that
mesenchymal stem cells (MSC) do indeed home, and furthermore stay, in the infarct region.
to 7 days after injection showed diffuse myocardial uptake
corresponding to the anterior apical infarct area, but not
in normal myocardium. MRI imaging could not visualize
the Feridex-labeled MSC due to the diffuse nature of the
distribution. Postmortem histological examination confirmed the presence of the labeled MSC in the infarct and
peri-infarct cardiac regions.
Kraitchman et al have provided the methods for noninvasive tracking of MSC inside the living body. Translation
into humans should be straightforward as the scanners
and labels used are approved by the US Food and Drug
Administration and are available at most medical centers.
Localizing and quantifying the number of MSC to the infarct region will be essential in determining the appropriate clinical dose amount and schedule. Interpretation of
clinical data will be enhanced as outcomes can be related
to the number of MSC targeted to the infarct area. Though
validation studies will be required using human MSC, this
work is a major step toward properly conducted stem cell
trials pertaining to cardiac repair.
The study utilized two common cardiac imaging techniques,
single photon emission computed tomography (SPECT)/CT
and magnetic resonance imaging (MRI). Nontransmural
MI was created in dogs by 90-minute balloon occlusion
followed by reperfusion. Allogenic canine MSC dual-labeled
with 111In oxine and Feridex was injected intravenously 3
days later. 111In oxine is used routinely to label leukocyte
and its half-life (67.3 hours) allows for prolonged serial
imaging by SPECT. In vitro assay with 111In oxine had no
appreciable effect on MSC proliferation, viability or differentiation. SPECT/CT images were obtained on day of injection, 24 hours after injection, and up to 1 week afterwards.
MRI images were obtained only with the final SPECT/CT
scan. SPECT/CT permits high-resolution detection of the
radiolabelled MSC with anatomic localization. Immediately
after injection of labeled MSC, lung uptake predominated,
with smaller amounts of uptake in the liver and kidney.
Presumably, the relative large size of MSC (about 25 μm)
may cause some difficulty traversing the pulmonary circulation. Twenty-four hours later, the radiodistribution was
dramatically different as lung uptake is much lower and
the predominant uptake is within the liver and spleen, suggesting redistribution to the reticuloendothelial system.
The extracardiac distribution pattern was seen in both MI
dogs and noninfarct controls. In the infarcted heart almost
immediately after MSC injection, increased radiolabel was
appreciated in the anterior apex. SPECT/CT imaging at 4
2005/1905
An earthquake in India kills more than 20 000;
the US Army begins work on the
Panama Canal; and the FIFA (International
Federation of Association Football) is created,
still going strong a century later
65
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Molecular ablation of ventricular tachycardia after
myocardial infarction
T. Sasano, A. D. McDonald, K. Kikuchi, J. K. Donahue
Nat Med. 2006;11:1256-1258
V
entricular tachycardia (VT) is unfortunately a
common and often fatal complication of ischemic heart disease. Implantable cardiac
defibrillators (ICD) have greatly improved survival. However, ICDs have their share of shortcomings, including inappropriate painful shocks, with their
associated psychological consequences, as well as the
fact that hardware is permanently present within the body.
Current antiarrhythmic drugs are limited by incomplete
arrhythmia suppression and toxicities, including proarrhythmic effects. Gene-based approaches to control arrhythmias
are of great interest because they offer several distinct
advantages. Expression vectors can be precisely delivered
to the area of interest, such as the infarct border zone, to
minimize systemic side effects with existing available
technology (coronary catheterization or percutaneous endocardial injection). Unlike drugs that can only modulate
ion channels and receptors expressed in the diseased cardiomyocyte, gene therapy is not limited by the existing
protein repertoire, but can deliver any protein. The therapeutic protein can be an endogenous protein, a mutant,
a chimera, or even a protein completely foreign to the
cardiomyocyte.
12-lead ECG showed no difference among the three groups
of pigs, including with respect to the QT interval. However,
monophasic action potential duration and the effective
refractory period were increased only in the anterior septum (gene transfer zone), but not in other areas of the heart
of the G628S pigs. Patch clamping of isolated myocytes
from the anterior septum of the G628S animals also exhibited prolonged action potential durations. Furthermore,
gene transfer did not appear to be proarrhythmic, as spontaneous ventricular arrhythmias were not observed in any
of the pigs over the 4 weeks of study. To compare against
current antiarrhythmics, 3 pigs with infarcts were treated
with dofetilide, a known KCNH2-blocking drug. Unlike the
G628S pigs, dofetilide increased the QT interval, prolonged
the ERP globally, and the pigs still had inducible VT.
In this proof-of-concept study, Sasano et al were the first to
demonstrate effective arrhythmia suppression with a gene
transfer approach in a clinical relevant model. Sasano et
al elegantly showed how local gene transfer via the coronary arteries is safe, effective, and can be a tailored therapeutic approach. Significant work lies ahead before clinical
application is a reality. The adenovirus vector used in this
study has short-lived expression of the order of 1 to 3 weeks.
Long-term expression is required for clinical use. Stem
cell–based gene delivery approaches are also promising.
Sasano et al gave the first demonstration of a gene therapy
approach to effectively suppress postinfarction VT. Myocardial infarctions were created in pigs by balloon occlusion
of the mid-left anterior descending artery (LAD) for 150
minutes. After 3 weeks of recovery, VT inducibility was assessed by programmed stimulation and monomorphic VT
was inducible in all pigs tested. Adenovirus expressing a
dominant negative version of the KCNH2 (hERG) potassium channel (G628S) was then locally infused into the midLAD with a catheter (the same site as for infarction balloon
occlusion). KCNH2 potassium currents are involved in repolarization. Numerous drugs that block KCNH2 prolong
the QT interval and are proarrhythmic. In all pigs treated
with G628S, VT was no longer inducible. Two other groups
receiving saline or adenovirus expressing the lacZ-reporter
gene continued to have inducible VT. Sinus intracardiac
electrograms in all pigs showed low amplitude fractionated
electrical activation within the gene transfer zone. Surface
2006/1906
The car manufacturing company Rolls-Royce Ltd
is founded by Henry Royce and
Charles Stewart Rolls; the first Victrola
record player, a ponderous machine enclosed in
a wooden cabinet, is manufactured in the USA;
and SOS (later associated with the phrase
Save Our Souls) becomes the first internationally
recognized distress signal
66
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Summaries of Ten Seminal Papers - Lau
Theoretical impact of the injection of material into the
myocardium: a finite element model simulation
S. T. Wall, J. C. Walker, K. E. Healy, M. B. Ratcliffe, J. M. Guccione
Circulation. 2006;114:2627-2635
S
tem cell transplantation by direct injection into the
myocardial infarction area has gained significant
attention as a strategy to improve cardiac function and prevent clinical heart failure. Numerous
preclinical experiments and several small clinical
trials using stem cell–based therapies have shown small,
but significant, improvement in cardiac function after treatment. However, convincing evidence that stem cell–derived
cardiomyocytes working in concert with the native myocardium as the underlying reason for functional improvement has been absent. Cellular elements derived from implanted stem cells are found within the infarct area, but
their numbers are quite small in comparison with the magnitude of cardiac functional improvement. Wall and colleagues were the first to question whether the improvement in cardiac function after stem cell injection into the
infarct heart was due to the passive mechanical consequences of the injection rather than to the stem cells.
Injections in the infarct zone improved ejection fraction
as well as the stroke volume/end-diastolic volume (SV/EDV)
relationship, but did not affect the SV/EDP (end-diastolic
pressure) relationship.
An obvious study limitation is the reliance of the results
on the accuracy of the computational model in reflecting
an infarcted left ventricle. Furthermore, the simulations
only model the immediate consequence of an injection
volume, the long-term consequences are not predicted by
this model. Nonetheless, Wall et al were among the first to
rigorously examine the passive properties of cardiac injections on function.
An intracardiac injection of a cellular therapeutic must be
suspended in a solution or a biomaterial. The biomedical
community has placed enormous emphasis on the cellular elements, but largely ignored the medium carrying the
cells. Cell therapy efficacy must separately evaluate active
cellular contributions and passive mechanical contributions. It is becoming quite clear that the future of cardiac
repair will require a harmonious marriage of cellular technology with advanced biomaterials.
The experimental protocols used to inject stem cells into
the heart may have significant mechanical consequences.
The authors point out that recent rat experiments used
50 μL of fibrin gel with stem cells to inject into the left
ventricle. The average heart mass of an adult rat is about
1 g, so a 50-μL injection amounts to 5% of total heart
mass. Experiments in mice are even more exaggerated, as
a 50-μL injection into the heart would correspond to 50%
of heart mass (average adult mice heart mass is 100 mg).
In humans, in the Bone Marrow Transfer to Enhance ST-Elevation Infarct Regeneration (BOOST) trial, a 26-mL injection of stem cells was introduced into the infarct area.
With the average human left ventricular wall volume being
about 300 mL, this is over 8% of LV wall volume. Wall et
al used a 216-element mesh computational model of a
sheep left ventricle with an anterior apical infarct to calculate the effect of materials of varying stiffness and volume
on wall stress and cardiac function. They looked at the
effects of a single infarct border zone injection, multiple
border zone injections, and injections into the infarct. They
conclude that injections in the border zone decrease endsystolic fiber stress in proportion to the volume injected.
2006/1906
Mount Vesuvius erupts, devastating the
city of Naples; Mahatma Gandhi adopts
nonviolence as a form of political resistance
in South Africa; and Norwegian playwright
Henrik Ibsen dies, aged 78
67
Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Mending the Broken Heart
Bibliography of One Hundred Key Papers
selected by Ira S. Cohen*†, MD, PhD and Glenn R. Gaudette ‡, PhD
* Department of Physiology and Biophysics - †Institute for Molecular Cardiology - Stony Brook University - NY
‡ Department of Biomedical Engineering - Worcester Polytechnic Institute - Worcester - Mass - USA
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Arnesen H, Lunde K, Aakhus S, Forfang K.
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Beltrami AP, Barlucchi L, Torella D, et al.
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Evidence that human cardiac myocytes divide after myocardial
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Beltrami AP, Urbanek K, Kajstura J, et al.
N Engl J Med. 2001;344:1750-1757.
Mesenchymal stem cell injection after myocardial infarction improves
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Berry MF, Engler AJ, Woo YJ, et al.
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Cardiac HCN channels: structure, function, and modulation.
Biel M, Schneider A, Wahl C.
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Cyclin D2 induces proliferation of cardiac myocytes and represses
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Busk PK, Hinrichsen R, Bartkova J, et al.
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Chien KR.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Bibliography of One Hundred Key Papers
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Direct activation of cardiac pacemaker channels by intracellular
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DiFrancesco D, Tortora P.
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Dimmeler S, Burchfield J, Zeiher AM.
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Dimmeler S, Leri A.
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Donahue JK, Heldman AW, Fraser H, et al.
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Gene therapy for cardiac arrhythmias.
Donahue JK, Kikuchi K, Sasano T.
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Dowell JD, Field LJ, Pasumarthi KB.
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Edelberg JM, Aird WC, Rosenberg RD.
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Fazel S, Cimini M, Chen L, et al.
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Fleury S, Simeoni E, Zuppinger C, et al.
Circulation. 2003;107:2375-2382.
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Fraidenraich D, Stillwell E, Romero E, et al.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Bibliography of One Hundred Key Papers
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He JQ, Ma Y, Lee Y, Thomson JA, Kamp TJ.
Circ Res. 2003;93:32-39.
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Hou D, Youssef EA, Brinton TJ, et al.
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Evidence from a genetic fate-mapping study that stem cells refresh
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Hsieh PC, Segers VF, Davis ME, et al.
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Hua F, Johns DC, Gilmore RF Jr.
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Hund TJ, Rudy Y.
Circulation. 2004;110:3168-3174.
Gene transfer of a synthetic pacemaker channel into the heart:
a novel strategy for biological pacing.
Kashiwakura Y, Cho HC, Barth AS, Azene E, Marban E.
Circulation. 2006;114:1682-1686.
Human embryonic stem cells can differentiate into myocytes with
structural and functional properties of cardiomyocytes.
Kehat I, Kenyagin-Karsenti D, Snir M, et al.
J Clin Invest. 2001;108:407-414.
Electromechanical integration of cardiomyocytes derived from
human embryonic stem cells.
Kehat I, Khimovich L, Caspi O, et al.
Nat Biotechnol. 2004;22:1282-1289.
Marrow-derived stromal cells express genes encoding a broad spectrum
of arteriogenic cytokines and promote in vitro and in vivo arteriogenesis through paracrine mechanisms.
Kinnaird T, Stabile E, Burnett MS, et al.
Circ Res. 2004;94:678-685.
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Kochupura PV, Azeloglu EU, et al.
Circulation. 2005;112:I144-I149.
Novel injectable bioartificial tissue facilitates targeted, less invasive,
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Kofidis T, Lebl DR, Martinez EC, Hoyt G, Tanaka M,
Robbins RC.
Circulation. 2005;112:I173-I177.
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Kolossov E, Bostani T, Roell W, et al.
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Dynamic imaging of allogeneic mesenchymal stem cells trafficking
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Kraitchman DL, Tatsumi M, Gilson WD, et al.
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Dialogues in Cardiovascular Medicine - Vol 14 . No. 1 . 2009
Bibliography of One Hundred Key Papers
Cardiomyocytes derived from human embryonic stem cells in
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