NATIONAL INSTITUTE OF URBAN AFFAIRS INVITATION FOR EXPRESSION OF INTEREST FOR SELECTION OF AGENCIES AS HRIDAY CITY ANCHORS FOR 12 CITIES UNDER SCHEME “HRIDAY” OF MINISTRY OF URBAN DEVELOPMENT, GOVERNMENT OF INDIA Dated: April 17, 2015 EOI No: HRIDAY-01-2015 1 NATIONAL INSTITUTE OF URBAN AFFAIRS 1st/2nd Floor, Core 4B, India Habitat Centre, Lodhi Road, New Delhi-03, India Tel: (+91 11) 24643284/24617517 Email: niua@niua.org | Web: www.niua.org EOI Notice Number: HRIDAY-01/NIUA/2015 Dated April 17, 2015 Notice Inviting Expression of Interest The National Heritage City Development and Augmentation Yojana (HRIDAY) Scheme was launched by the Ministry of Urban Development (MoUD) on January 21, 2015. HRIDAY aims at preserving and revitalizing the soul and unique character of the Heritage Cities in India. In this regard, National Institute of Urban Affairs invites Expression of Interest from bona fide, experienced & reputed agencies meeting the pre-qualifying requirement, for the selection of HRIDAY City Anchors, for the scope of work mentioned in Section 2. Name of Work Selection of Agencies as HRIDAY City Anchors for 12 Cities Under Scheme “HRIDAY” of Ministry of Urban Development, Government Of India EOI Number HRIDAY-01-2015 Contract Period The period of engagement shall be from the date of appointment till the completion of services for a period ending on or before March 31, 2017 Issue of Tender The tender can www.hridayindia.in, eprocure.gov.in Pre-bid queries Agencies must submit their pre-bid queries by email to niua@niua.org latest by 3pm on April 23, 2015, with the following subject line in the email: PRE-BID QUERY FOR HRIDAY EOI Reply to Pre-bid queries Only those pre-bid queries received by 5:30pm on April 23, 2015 shall be compiled and appropriate responses will be posted online by April 24, 2015 Submission of Proposal Bid documents can be submitted up to 3:00 pm on May 1, 2015 at the below mentioned address: be downloaded www.niua.org, from and Office of the Director, 2 National Institute of Urban Affairs 1st Floor, Core 4B, India Habitat Centre Lodhi Road, New Delhi 110 003 Opening of Proposal The Proposal will be opened on May 1, 2015 at 3:30 pm in the presence of authorized representatives of agencies attending the bid opening. Proposal of only pre-qualified agencies would be evaluated Contact Person clarification) (For any Contact Details: Sanando Bhattacharjee HRIDAY National Project Management Email address: niua@niua.org NIUA may, at its own discretion, extend the date for submission of proposals. In such event, all rights and obligations of NIUA and Applicants previously subject to the deadline will thereafter be subject to the deadline as extended. Director National Institute of Urban Affairs 3 Table of Contents Content Section 1: Engagement Overview Page No. 5 1.1. Background to the Scheme 5 1.2. Heritage Cities Profile 5 1.3. Key Stakeholders 1.4. Objective of Engagement Section 2: Terms of Reference 9 10 11 2.1 Scope of Work 11 2.2 Key Milestones 12 2.3 Engagement Duration 13 2.4 Consultation Fee and Payment Terms 13 Section 3: Instruction to Agencies 17 3.1 Generation Instructions 17 3.2 Pre-Qualification Criteria 18 3.3 Preparation of Proposal 18 3.4 Submission, Receipt and Opening of Proposals 19 Section 4: Evaluation Process 4.1 Eligibility Criteria Section 5: Proposal Formats 21 21 23 F-1 Proposal Submission Form 23 F-2 Agency’s Organization and Pre-Qualification Criteria 25 F-3 Proposed Approach and Work Plan 27 F-4 Format for Experience / Credentials 28 F-5 Format for Preference of Cities for the Role of HRIDAY City Anchors 29 Section 6: Annexure Annexure I: Detailed Scope of Work 30 30 4 1 ENGAGEMENT OVERVIEW 1.1. Introduction to the Scheme The National Heritage City Development and Augmentation Yojana (HRIDAY) Scheme was launched on January 21, 2015 with the aim of bringing together urban planning, economic growth and heritage conservation in an inclusive manner with the objective of restoring, reviving and strengthening the soul and heritage of the city. The HRIDAY Scheme focuses on development of civic infrastructure development projects around heritage sites, leading to revitalization of the City as a heritage and cultural destination. The Scheme differs from past Schemes as it aims at keeping heritage at the center of urban development. With a duration of 27 months and a total outlay of Rs. 500 Crores, the Scheme is set to be implemented in the following 12 identified Cities viz. Ajmer, Amaravati, Amritsar, Badami, Dwaraka, Gaya, Kanchipuram, Mathura, Puri, Varanasi, Velankanni and Warangal. 1.2. Heritage Cities Profile: The following cities have been selected under HRIDAY. Sl No 1 2 3 4 5 6 7 8 9 10 11 12 City Ajmer Amaravati Amritsar Badami Dwaraka Gaya Kanchipuram Mathura Puri Varanasi Velankanni Warangal State Rajasthan Andhra Pradesh Punjab Karnataka Gujarat Bihar Tamil Nadu Uttar Pradesh Odisha Uttar Pradesh Tamil Nadu Telangana 5 Ajmer State: Rajasthan Population: 5,42,580 (2011) Tangible Heritage: Ajmer Sharif Dargah, Anasagar Lake, Akbari Fort, Lake Foy Sagar, Pushkar Temple, Nareli Jain Temple Intangible Heritage: Sufi Music, Craft, Classical musical instruments, Pushkar Mela, Ajmer Sharif Urs Festival Significance: Ajmer is a center of culture and education. It is famous for its rich IndoIslamic, Indo-Saracenic and Jain styles of architecture. The city is home to the prestigious Mayo College, a school exclusively for Indian nobility, and King George Military School, both setup by the British. Ajmer is also the base for visiting Pushkar, the abode of Lord Brahma, which lies to its west with a temple and a picturesque lake. Ajmer, the city where the Dargah of the Great Sufi Saint Khwaja Moinuddin Chishti stands, has earned the epithet of ‘Madinatul Hind’ or the ‘Medina of India’. Amaravati State: Andhra Pradesh Population: 67,481 (2011) Tangible Heritage: Dhyan Buddha statue, Ashokan Pillar, Amareswar Temple, Undavalli Caves Intangible Heritage: North Karnataka Folk Music, 7-day Holi Celebrations, Religious processions Significance: Amaravati is considered sacred because of three things: the Krishna River; ‘Sthalamahatyam’, an important ‘Kshetra'; and the ‘Sri Mahalinga Murthy’. According to Vajrayana traditional sources, the Buddha preached at Dharanikota/Dhanyakatakam and conducted Kalachakra ceremony. This makes it one of the most important Buddhist sites in India. Amritsar State: Punjab Population: 11,32,761(2011) Tangible Heritage: Golden Temple, Durgiana Temple, Wagah Border, Jallian Wala Bagh Intangible Heritage: Phulkari work, Papad Wariyan, Wood & Sandal Craft, Copper Utensils Significance: Sikhism originated in the holy city of Amritsar. The city also stands testimony to one of the most tragic events that shaped modern Indian history – the Jallian Wala Bagh massacre. The essential spirit of the city is found not only in its gurudwaras, temples, mosques, churches and takias but also in its theatres, galleries, parks, gardens, archives, libraries, art, architecture, museums, memorials, havelis, forts, fairs, festivals, vibrant folk dances, narrow lanes, parlors, boutiques, clubs, pubs, bustling markets and cuisine. 6 Badami State: Karnataka Population: 30,943 (2001) Tangible Heritage: Cave Temples, Agasthya Lake, Pattadakal, Durga Temple, Lad Khan Temple Intangible Heritage: Paintings, Sculpture, Architecture, Music, Dance, Drama, Literature Significance: Steeped in rich history, the picturesque town of Badami is world-famous for its magnificent cave complex. Badami derived its name from the legend of Batapi, the demon who was devoured by Agastya the sage. It houses the oldest cave temples and structural temples in South India. Dwaraka State: Gujarat Population: 38,873 (2011) Tangible Heritage: Dwarakadhish Temple, Nageshwar Temple, Gomati Ghat, Bet Dwaraka Intangible Heritage: Mirror work, Folk dance, Music Significance: The city is one of the four sacred Hindu pilgrimage sites (Chardham), and is one of the seven most ancient religious cities in the country. Dwaraka is often identified with the Dwaraka Kingdom, the ancient kingdom of Lord Krishna and is believed to have been the first capital of Gujarat. The city is centered on Dwarakadhish Temple (dedicated to Lord Krishna), which was built around 200 BCE and was enlarged in the 17th century. The city finds mention in the Mahabharata and the Skanda Purana and also on copper inscriptions dated to 574 AD. Gaya State: Bihar Population: 43,91,418 (2011) Tangible Heritage: Vishnupad Temple, Mangla Gauri Temple, Pretshila Temple, Ram Kund, Brahma Sarovar Significance: The town is of ancient historical significance and finds mention in great epics of Ramayana and Mahabharat. Gaya is an important place of Hindu tourism for ‘pind-dan’ and sees a huge influx of visitors for the month long ‘Pitra Paksh’ mela annually. It is in close proximity to famous Buddhist destination of Bodhgaya and the Brahmayoni Hill, located in Gaya, is an important pilgrimage for Buddhists. Kanchipuram State: Tamil Nadu Population: 39,98,252 (2011) Tangible Heritage: Varadharaja Perumal Temple, Ekambareswarar Temple Kamakshi Amman Temple Intangible Heritage: Silk Sarees, Kovil Idli 7 Significance: Kanchipuram is known as the ‘city of thousand temples’. It is one of the seven sacred cities (as per Hindu mythology). It is the headquarters of the Kanchi Math, founded by the Hindu saint Adi Sankaracharya, and is popular as one of the four dhams of Hinduism. The city was also a religious center of advanced education for Jainism and Buddhism between the 1st and 5th centuries. Mathura State: Uttar Pradesh Population: 25,47,184 (2011) Tangible Heritage: Shri Krishna Janma Bhoomi, Vishram, Shri Jagannath Temple, Prem Mandir, Naam Yog Sadhna Mandir Intangible Heritage: Music, Folk art, Braj Bhaasha, Fairs, Parikramas, Festivals Significance: Widely known as the birth place of Lord Krishna, Mathura is located on the western bank of river Yamuna and is revered by Hindus. For about 3000 years, it was the hub of culture, civilization and economic activities. It became a center for three cultures: Indian, Indo-Scythian and Hellenistic. For nine months in the year, festival upon festival follow in rapid succession and the ghats and temples are daily thronged by thousands of pilgrims. Puri State: Odisha Population: 16,98,730 (2011) Tangible Heritage: Lord Jagannath Temple, Pancha Tirtha Intangible Heritage: Martial arts practiced in Akharas, tie-and-die textile, sand art, brassware, palm-leaf paintings Significance: Puri is the epicentre of Hinduism and revolves around the Hindu deity ‘Lord Jagannath’, enshrined in a grand Kalingan temple. Adi Sankaracharya sanctified this place by establishing the Gobardhan Math, as one of the four dhams of Hinduism. Puri comes into prominence every year during the Rath Yatra, when three chariots carry Lord Jagannath, his sister Subhadra and brother Balabhadra, from their great temple through the Grand Road to the Gundicha Temple for about 9 days. Puri is also known for its tanks which are believed to contain the water of immortality. Varanasi State: Uttar Pradesh Population: 14,35,113 (2011) Tangible Heritage: Kashi Vishwanath temple, Assi Ghat, Ramnagar Fort, Buddhist Stupas Intangible Heritage: Classical Music, Ayurveda, Banarasi Silk, Ivory sculptures, glass bangles Significance: Varanasi is one of the oldest living cities of the world. According to Indian mythology, the city was founded by Lord Shiva. Varanasi has been a center of learning, enlightenment, culture, civilization and religious significance for Hindus, Buddhists and 8 Jains. The city was the birth-place of the famous Benares Gharana of Indian classical music and was a home to many prominent Indian philosophers, poets, writers and musicians. Tulsidas wrote his Ramacharitamanas here, while Gautam Buddha gave his first sermon at Sarnath. Ayurveda is also said to have originated here. Velankanni State: Tamil Nadu Population: 11,108 (2011) Tangible Heritage: St. Sebastian Church, Madha Church, Roman Catholic Church Intangible Heritage: 10-day grand festival commemorating the Feast of Our Lady Significance: The town is home to one of the biggest Catholic pilgrimage centers in India, dedicated to Our Lady of Good Health. Its origins can be traced back to the 16th century. Knowing the importance of this town the Pope of Vatican city has declared Vellankani as a ‘Holy city’. Warangal State: Telangana Population: 35,12,576 (2011) Tangible Heritage: Warangal Fort, Thousand Pillar Temple, Siddeshwara temple, Kazipet Darga Intangible Heritage: Perinishivatandvam/ Dance form, Sammakka sarlamma Jatra, Batukkamma, Bonallu Significance: Tourists from all across the world travel to this city to marvel at the heritage structures erected by the Kakatiyas. The capital city of the Kakatiyas has also been referred in the travel journals of Marco Polo for its cultural richness. 1.3. Key Stakeholders The key stakeholders for the HRIDAY Scheme are:-, National Advisory Committee (NAC), HRIDAY National Empowered Committee (HNEC), National Technical Committee and National Mission Directorate at the National level and the City Level Advisory & Monitoring Committee (CLAMC) and City Mission Directorate at the City level. The HRIDAY City Anchors will be working closely with all these stakeholders for successful implementation of the scheme. National Level National Advisory Committee (NAC): The National Advisory Committee shall be the apex advisory body for the HRIDAY Scheme. The NAC shall assist in creating the implementation and governance framework under which heritage development shall take place along with providing advice and guidance on all components of the Scheme. 9 HRIDAY National Empowered Committee (HNEC): The HNEC shall be co-chaired by Secretary, MoUD and Chief Secretary of the respective state. It shall provide overall sanction, approval, guidance and advice to the Scheme. National Mission Directorate: The National Mission Directorate is headed by the Mission Director and supported by the National Project Management Unit. The National Mission Directorate shall be responsible for overseeing implementation of the HRIDAY Scheme. National Technical Committee: The National Technical Committee shall be convened by the Director, NIUA and shall technically review and evaluate implementation frameworks, Detailed Project Reports, City HRIDAY Plans. City Level City Level Advisory and Monitoring Committee (CLAMC): The CLAMC is convened by District Magistrate, and shall be constituted of City Officials along with Elected Members of the city and eminent local citizens. The CLAMC shall provide approval for the City HRIDAY Plans and Detailed Project Reports at the City level. City Mission Directorate: A City Mission Directorate shall be constituted and situated at the City level nodal agency. The City Mission Directorate shall be supported by a City PMU and shall be responsible for overall coordination, execution and monitoring of the HRIDAY Scheme at City level starting from preparation of DPRs to execution of works. 1.4. Objective of Engagement Since successful implementation of the Scheme shall be driven at the City Level, a HRIDAY City Anchor shall be assigned for each City with the objective of providing heritage linked expertise for infrastructure development. The HRIDAY City Anchor shall be responsible for supporting the City Mission Directorate in heritage related guidance, in addition to preparation of the City HRIDAY Plan and evaluation of projects executed under the Scheme. 10 2 TERMS OF REFERENCE 2.1 Scope of Work The HRIDAY City Anchor shall be responsible for planning, advising, and supporting the City Mission Directorate at the City level for successful implementation of Scheme HRIDAY. The primary scope of work will be as follows: i. Preparation of the City HRIDAY Plan (CHP): The HRIDAY City Anchors shall prepare the City Specific HRIDAY Plan (CHP) based on the following: a) A sustainable Civic Infrastructure Development Plan for areas around tangible heritage assets identified / approved by the Ministry of Culture, Government of India and State Governments, by identifying gaps through infrastructure need assessment for water supply, sanitation, drainage, waste management, approach roads, footpaths, street lights, tourist conveniences, electricity wiring, landscaping etc. as per locally applicable standards. b) City specific DPR Toolkits with urban design specifications for color palate, materials used and other architectural features, which shall ensure heritage based aesthetic development of infrastructure, in support from the City Mission Directorate. ii. Prepare Concept Plan for development/ renovation of the City Museum/ Cultural Park: The HRIDAY City Anchors shall prepare a Concept Plan for renovation of an existing City Museum/ Cultural Park or development of a new City Museum/ Cultural Park which shall highlight the history, art, music, dance, culture, cuisine, literature etc. indigenous to the City. iii. Review and evaluation of DPRs: The HRIDAY City Anchors shall review heritage linked aspects of one existing Detailed Project Report (DPR) available with the City Authorities to ensure immediate implementation of the Project. In addition, for the projects identified in the CHP, DPRs shall be prepared by a third party agency/agencies selected by the City Mission Directorate from the HRIDAY Empanelled List for DPR preparation. The HRIDAY City Anchors shall also evaluate and review heritage linked aspects all the DPRs prepared to ensure alignment with the CHP and DPR toolkits. The endeavor shall be to dovetail HRIDAY with other ongoing Programs/Scheme of the Local Government, State Government and Government of India. 11 iv. HRIDAY linked Evaluation of Project Execution: The HRIDAY City Anchors shall monitor and evaluate the execution of the project with respect to heritage focused and heritage-sensitive design, construction methodology and architectural intent for the entire Project life cycle. Evaluation shall be done on the basis of heritage guidelines/instructions, as per the CHP and DPRs. (Project execution shall be done by third party agencies selected by the City Mission Directorate from the HRIDAY Empanelled List of Agencies for execution of work). A minimum of one person should be deployed by the HRIDAY City Anchor at the City throughout the engagement period for continuous support and delivery. Further detailing of the scope of work is listed in Annexure I. 2.2 Key Milestones For the aforementioned scope of work, the following are the proposed milestones for the activities: # Milestone Days (from start of engagement) 1 City HRIDAY Plan D+90 Days A Existing Situation Assessment & Infrastructure Gap Analysis D+ 20 Days B Finalization of Infrastructure Development Plan (Milestone 1) for 5 Priority Heritage Areas and creation of Prioritized Shelf of Projects D+ 50 Days C City Specific Toolkits (Milestone 1) preparation along with Evaluation checklists (for DPR preparation and project implementation) D+ 50 Days D Submission and Approval of Final City HRIDAY including Civic Infrastructure Development Plan for all heritage areas in the City (Milestone 2) D+ 90 Days 2 Preparation of Concept Plan for establishment/ renovation of City Museum/Cultural Park 3 Review and evaluation of DPRs A Review and evaluation of one Existing DPRs D+ 30 Days D+ 15 Days 12 B 4 Review and evaluation of new DPRs HRIDAY linked Evaluation of Project Execution DX* + 15 Days Throughout project duration at key milestones D = Date of Start of engagement, DX = Date of receipt of new DPR 2.3 Engagement Duration This engagement shall commence from the date of awarding of Contract till the completion of services for a period ending on or before March 31, 2017 2.4 Engagement Fee and Payment Schedule Engagement Fees For the scope of services mentioned in Section 2.1, the HRIDAY City Anchors shall be provided a fixed fee for each of the four broad categories of scope of work for the HRIDAY City Anchors. The details are as follows: i. Fees for the Preparation of City HRIDAY Plan: The following table lists down the fees for preparation of CHPs for each of the 12 Cities. The fees are ascertained based on the size of the City and initial assessment of existing heritage assets in the City. City Ajmer Amaravati Amritsar Badami Dwaraka Gaya Kanchipuram Mathura Puri Varanasi Velankanni Warangal Fee for Preparation of City HRIDAY Plan (In Rs.) 12 lakhs 8 lakhs 15 Lakhs 8 lakhs 8 lakhs 12 lakhs 8 lakhs 12 lakhs 8 lakhs 25 Lakhs 8 lakhs 12 lakhs 13 ii. Fees for Preparation of Concept Plan for Heritage Museum / Cultural Park: The fees for preparation of the Heritage Museum / Cultural Park Concept Plan shall be Rs. 1 lakh for each Concept Plan. This fee shall remain constant throughout the 12 Cities. iii. Fees for Evaluation of Detailed Project Reports: For every DPR evaluated by the HRIDAY City Anchor, a fixed percentage fee of 0.15% of the allocated budget under the ‘Project Implementation’ head for each City, shall be charged as the fee for the evaluation. iv. Fees for HRIDAY linked Evaluation of Execution of Works: The HRIDAY City Anchor shall conduct a thorough HRIDAY linked evaluation of the works executed, for which a fixed percentage fee of 0.4% of the total cost of execution of works shall be charged as the fee. v. Retainership Fees for Overall Coordination and Advisory: The HRIDAY City Anchor shall be paid a monthly retainership fee throughout the engagement period for continuous heritage related support and advisory services. The details of the retainership fees are as follows: City Ajmer Amaravati Amritsar Badami Dwaraka Gaya Kanchipuram Mathura Puri Varanasi Velankanni Warangal Per Month Retainership Fee (In Rs.) 1,00,000 60,000 1,20,000 60,000 60,000 1,00,000 60,000 1,00,000 60,000 2,40,000 60,000 1,00,000 14 Payment Schedule The aforementioned fees shall be payable to the Agency in the following manner: Retainership Fees: Retainership fees shall be paid on a monthly basis at the end of every month. Such fees shall be paid upon approval of the Monthly Activity Report by the City Mission Directorate. Payment for preparation of Concept Plan for City Museum / Cultural Center: Payments for the preparation of the Concept Plan shall be made upon submission and approval of the Final Concept Plan. Approval from the CLAMC at the City level, and the HNEC at the National level is mandatory before release of payments. Payment for the preparation of City HRIDAY Plan: Payments for the preparation of City HRIDAY Plan shall be made in two milestones. o The first Milestone shall be completed upon submission and approval of 5 Civic Infrastructure Development Plans along with Project Prioritization of Shelf of Projects and City Specific Toolkits for DPR preparation. Approval from the CLAMC at the City Level, and HNEC at the National Level is mandatory before release of payments. o The second Milestone shall be completed upon final submission and approval of the City HRIDAY Plan including Civic Infrastructure Plan for all heritage areas. Approval from the CLAMC at the City Level, and HNEC at the National Level is mandatory before release of payments. Payment for preparation of Concept Plan for City Museum / Cultural Center: Payments for the preparation of the Concept Plan shall be made upon submission and approval of the Final Concept Plan. Approval from the CLAMC at the City level, and the HNEC at the national level is mandatory before release of payments. Payment for Evaluation of DPRs: For evaluation of DPRs, payments shall be released upon submission and approval of the specific DPR Evaluation Report for each of the DPRs evaluated by the HRIDAY City Anchors. The National Mission Directorate and National Technical Committee shall review and approve the Evaluation Reports before release of payments. 15 Payment for HRIDAY linked Evaluation of Project Execution: For the purpose of evaluating project execution, payments shall be released as follows: o 15% in pre-construction phase: 15% of payment shall be released to the Agency upon receipt of final documents required for starting the Execution of the project. The City Mission Directorate shall approve the final documents before release of the payment. o 60% during construction phase: 20% of payments shall be released in each cycle of receiving 3 consecutive invoices from project execution agency. (3 cycles = 60%). The city mission directorate shall approve the invoices submitted by Project execution agency before release of payment. o 25% on Completion of the project execution: 25% of the payment shall be released after receiving the completion certificate from City Mission Directorate. Payments will be made within 30 working days upon submission of the invoices. A brief report of the work carried out during the billing period should be submitted along with the invoices. No reimbursements would be made with regard to any domestic and foreign travel, any other out of pocket undertaken by the agency and or its representatives. 16 3 INSTRUCTIONS TO AGENCIES 3.1 General Instructions 1. Individual agencies or a consortium of agencies are invited to submit their proposals to undertake the role of HRIDAY City Anchor. 2. Selection of the appropriate agency for this engagement shall be as per the selection process described in Section 4 of this document. 3. Agencies must fully acquaint themselves with the assignment and the local conditions and practices before submitting the proposal. They may visit the cities at their own expense, for better understanding of the existing situation. Special preferences will be provided to those agencies with local presence. 4. A single Agency can apply for more than one City. Detailed format for preference of Cities is enclosed in Section 5. A separate Proposal shall be submitted for each City applied for. 5. Agencies applying for more than one city will require to provide city-specific documents supporting the eligibility criteria. 6. Agencies are expected to provide the Proposal as specified in Section 4 of this document. Material deficiencies in providing the information requested may result in rejection of a proposal. 7. The proposals must reach before the stipulated last date and time of submission. Late submissions will be rejected. 8. The issue of an EOI detailed document does not give any right whatsoever for awarding of work and the final decision of the EOI process. The decision of NIUA in this regard will be final. 9. NIUA reserves the right to reject any Proposal, at any time, if a material misrepresentation is made or discovered, or the Agency does not provide the responses sought within the stipulated period. 10.An Agency is ineligible to submit a proposal, if it or any of its constituents has been barred/Black listed by any Central and/or State Govt. in India during the last three years. 11.In case of a consortium or Joint Venture there should be an agreement or MoU executed by all the members constituting the consortium / joint venture mentioning inter alia the following: That they agree to work jointly for the assignment. That they agree to be jointly and severally responsible for the assignment. That the Lead Agency shall be the sole representative of the consortium and is authorized to sign all the agreement and correspondence for the said assignment. Once submitted, the proposal, including the composition of the consulting team, cannot be altered without prior written consent of Authority. The proposal should be submitted in two sets (one original and one copy) in the prescribed formats. 17 3.2 Pre- Qualification Criteria Given the strategic nature of this engagement to ensure the success of the Scheme strategy, it is essential that Agencies with the relevant credentials and expertise are engaged. Hence, Agencies bidding for this EOI are required to meet certain prequalification criteria. Relevant documents in support of these pre-qualification criteria should be submitted by the Agencies in a separate sealed cover, along with the Proposal. Proposals from only those agencies/consortia who meet the pre-qualification criteria will be further evaluated. # Pre-Qualification Criteria 1 The Agency must be incorporated & registered as one of the following: NGO or International NGO Foundation or Trust Specialized Agency Any other Not for Profit and Voluntary Organizations The Agency should have been in operation in India for minimum of 3 years The Agency shall not be blacklisted by any Central / State Government (Central/State Government and Public Sector) or under a declaration of ineligibility for corrupt or fraudulent practices 2 3 The Agency should have experience in Heritage Linked Projects (Redevelopment of Heritage Sites, Conservation of heritage area, Heritage Area Management etc.) Supporting Documents Certificate of Registration A self-certified letter by the authorized representative of the entity Work Orders, Contract or any other Supporting Documents 3.3 Preparation of Proposal The Proposal to be submitted shall provide the following information, A brief description of the Agency’s organization and details of relevant experience on assignments of a similar nature. A description of the approach and methodology to be adopted to execute the work and work plan for performing the engagement. Activity scheduling giving details of commencement and completion of activities. 18 The Agency is required to prepare a separate Proposal with all the aforementioned information for each City that the Agency applies for. The Proposal shall be prepared in indelible ink. It shall contain no inter-lineation or overwriting, except as necessary to correct errors made by the Agency itself. Any such corrections must be initialed by the person or persons who sign(s) the Proposal. Every page of the documents submitted by the Applicant must be duly signed by the authorized signatory of the Agency along with the Agency’s seal. 3.4 Submission, Receipt and Opening of Proposals The Agencies must submit the Pre-Qualification documents and the Proposal for each city in separate envelopes in the following manner: Envelop A shall contain all documents relating to the pre-qualification criteria set in Section 3. This Envelop shall be marked ‘Envelope A - Pre-Qualification Documents’ Envelope B shall contain the City Specific Proposal and supporting documents for each city applied for, clearly marked ‘Envelope B - Proposal for ‘Name of City’”. There can be multiple Envelope B (one envelope for each city applied for by the Agency). Envelopes A and B containing the Pre-Qualification Document and the Proposal for cities respectively, shall be placed in an outer Envelope clearly marked “Proposal for Selection of Agency as HRIDAY City Anchors for 12 Cities under Scheme “HRIDAY” Of Ministry of Urban Development, Government of India”. This outer envelope shall also contain the Proposal Submission Form (F-1) and Form with Preference of Cities for the Role of HRIDAY City Anchors (F-5). The outer envelope shall bear the submission address, address and contact details of the Agency. Agencies shall submit their Proposals at the office address on or before the Proposed Due Date (PDD)/ last date and time for receipt of proposals mentioned in the Notice Sheet. The proposal shall be bound with no loose sheets. Each page of all parts should be page numbered and in conformance to the eligibility qualifications should be clearly indicated using an index page. The proposals should not contain any irrelevant or superfluous documents. Agencies must submit 2 hard copies (1 Original + 1 Duplicate) of the complete proposal, along with the soft copy on DVD. 19 Last date of Submission: On or before 3:00 pm of 1st May, 2015 Submission Address: Office of the Director National Institute of Urban Affairs 1st Floor, Core 4B, India Habitat Centre, Lodhi Road, New Delhi-110 003 Opening of the Proposal: Proposals shall be opened at 3.30 pm on 1th May, 2015 20 4 EVALUATION PROCESS The selection process for the HRIDAY City Anchors will be a Quality based Selection process. Proposals will be evaluated, applying the following evaluation criteria and marks system. # Eligibility Criteria I Total Marks Documents Required 15 Contract or Other Supporting Document 10 Contract or Other Supporting Document 15 Contract or Other Supporting Document 15 Contract or Other Supporting Document 15 Contract or Other Agency Experience 1 Experience in consultancy/ designing/advisory services for preparation of City Development Plan/City Master Plan/Heritage Development Plan/ Tourism Development Plan for cities. Engagements should be on-going or completed within the last 5 years of issue of this EOI, 3 projects at specific City applied for : 9 Marks 2 projects in any City in India : 4 Marks 1 international project : 2 Marks 2 Experience of Heritage Area Redevelopment projects during the last 5 years from the date of issue of the EOI. The scope of work must include, urban design, Designing of street-scapes, landscaping etc. and should be different from the engagements mentioned in criteria #1 1 projects at specific City applied for : 04 Marks 2 project in the State of the City applied : 04 Marks 1 project in any City in India : 02 Marks 3 Experience in preparing Project Reports/ Development Plans for establishment / renovation of Cultural Centre / Heritage Park / Heritage Museum showcasing tangible and intangible heritage. Engagements should be on-going or completed within the last 5 years of issue of the EOI, 1 project at specific City or State applied for : 10 Marks 1 project at any City in India : 05Marks 4 Experience in preparing / evaluating Detailed Project Reports for urban infrastructure projects during the last 3 years from the issue of the EOI, 3 projects at specific City applied for : 10 Marks 3 projects at any City in India : 05 Marks 5 Experience in successful implementation of M&E framework for project execution during the last 3 years from the issue of the EOI, 21 3 projects at specific City applied by Agency 3 projects at any City in India Total Marks for Agency Experience II Proposed Approach and Methodology 1 Understanding of HRIDAY Mission and Scope 2 Approach & Methodology for: Preparation of City HRIDAY Plan Development of Heritage Museum / Cultural Centre Evaluation and Revision of Existing DPRs Monitoring & Evaluation of DPRs and Execution of Work 3 Recommendations on Heritage rejuvenation Total Marks for Approach and Methodology Total Maximum Marks : 10 Marks : 05 Marks Supporting Document 70 : 6 marks 6 Proposal 19 : 10 Marks : 3 Marks : 3 Marks : 3 Marks : 5 Marks 5 30 100 22 5 PROPOSAL FORMATS F-1 Proposal Submission Form F-2 Agency’s Organization and Pre-Qualification Criteria A. Agency’s Organization B. Details about fulfilling Pre-Qualification Criteria F-3 Proposed Approach and Methodology F-4 Format for Experience / Credentials F-5 Format for Preference of Cities for the Role of HRIDAY City Anchors 23 F-1: Proposal Submission Form* To, [Location, Date] The Director, National Institute of Urban Affairs 1st Floor, Core 4B, India Habitat Centre Lodhi Road New Delhi-03 Dear Sir, We, the undersigned, offer to provide our Expression of Interest for Selection of Agencies as HRIDAY City Anchors for 12 Cities under Scheme “HRIDAY” Of Ministry of Urban Development, Government of India, in accordance with EOI document dated April 17, 2015 and our Proposal. We are hereby submitting our Proposal, which includes the Pre-Qualification Documents and Proposal in a sealed envelope. We confirm that we are qualified as per the Pre-Qualification Criteria specified in the EOI. We hereby declare that all the information and statements made in this Proposal are true and accept that any misinterpretation contained in it would lead to our disqualification. The Validity of the Proposal submitted shall be for 90 days. Our Proposal is binding upon us and subject to the modifications resulting from Contract negotiations. We undertake, if our Proposal is accepted, to initiate the services related to the assignment not later than two weeks from the date of issue of letter of award. We understand you are not bound to accept any Proposal you receive. Thanking You, Yours Sincerely, Authorized Signature [In full and initials]: Name and Title of Signatory: Name of Agency: Address: * Proposal Form should be submitted on the official letter head of the agency 24 F-2: Agency’s Organization & Pre-Qualification Criteria A – Agency’s Organization [Provide here a brief (two pages) description of the organization, activities and profile of your agency for this assignment.] B – Details about fulfilling Pre-Qualification Criteria 1. Name and Address of Agency: Telephone No.: Fax No : Website: 2. Registered Address in India 3. Authorized Contact Person Name, Contact and E-mail ID: 3a Contact and E-mail ID of Authorized Contact Person Year of Establishment : 4. (Attach Proof of Registration) Details of Agency’s presence across India: 6. Details of most relevant / closely related projects of type of this assignment for which you have provided services 7. Sr.No Client Region Focus Area of engagement Duration of Appointment 1. 2. 25 3. 4. 5. (Attach detailed supporting documents) Total No. of Employees: 9. (Attach a signed letter confirming Employee Strength) PAN Number of the Firm 10. (Attach PAN Card details) 11. Service Tax Registration Number (Proof may be attached Separately) Litigation history 12. Attach affidavit [Agencies can attach their experiences in PPT format or in MS-Word Format covering the recent similar assignments executed in relevance to this assignment. Authorized Signature [In full and initials]: Name and Title of Signatory: Name of Firm: Address: 26 F-3 Proposed Approach and Methodology [Provide here a description of your proposed solution, approach and methodology, following the below structure – Agency is free to use their own structure ensuring the key aspects of the approach and methodology are detailed out] 1) 2) 3) 4) 5) 6) Context Understanding of HRIDAY Scheme Understanding of Scope of Work Proposed Approach and Methodology High level Recommendations on Heritage rejuvenation of the selected City Proposed Engagement Work Plan and Milestones 27 F-4 Format for Experience / Credentials Assignment name: Approx. value of the contract (in INR): Country: Location within country: Name of Client : Address: Duration of assignment (months): Start date (month/year): Completion date (month/year): Narrative description of Project: Description of actual services provided by your staff within the assignment: Deliverables 28 F-5 Format for Preference of Cities for the Role of HRIDAY City Anchors # City Willing to participate as “HRIDAY City Anchor” Yes / No 1 Ajmer 2 Amaravati 3 Amritsar 4 Badami 5 Dwaraka 6 Gaya 7 Kanchipuram 8 Mathura 9 Puri 10 Varanasi 11 Velankanni 12 Warangal Ranking based on preference for Cities applied for 29 6 ANNEXURE ANNEXURE I: DETAILED SCOPE OF WORK The engagement shall be carried out in the following four main stages: 1. City HRIDAY Plan 1.1. Existing Situation Assessment & Infrastructure Gap Analysis 1.2. Identification of 5 priority Heritage Area for preparation of Infrastructure Development Plan 1.3. Finalization of Infrastructure Development Plan (Milestone 1) for 5 Priority Heritage Area and creation of Prioritized Shelf of Projects 1.4. City Specific Toolkits preparation along with Evaluation checklists (for DPR preparation and project implementation) (Milestone 1) 1.5. Infrastructure Development Plan (Milestone 2) of the reaming Heritage Areas and creation of Prioritized Project Shelf 2. Preparation of Concept Plan for establishment/ renovation of City Museum/Cultural Park 3. Review and evaluation of DPRs 4. Monitoring & Evaluation for work executed at site 5. Continuous support and advisory to City Mission Directorate 1. City HRIDAY Plan 1.1. Existing Situation Assessment & Infrastructure Gap Assessment Situational analysis of the region would have to undertake by the Agency which will include existing socio-economic, demographic, tourism and heritage profile of the city and the region. i. Delineation of Heritage Areas around the heritage assets: The selected agency shall collate the lists of Tangible Heritage Assets identified by ASI, State Archaeological Department, ULBs etc. The agency shall also identify the influence zones around all the listed tangible heritage assets, which will be termed as Heritage Area. Depth of such Heritage Area shall depend upon (but not limiting to) the following factors: Historical evidence Local livelihood dependency on the assets Social importance (direct impact) Settlement pattern Architecture Topology Contiguity 30 Environment etc. In some situations, the delineated Heritage Area of two or more heritage assets may overlap, in such cases, a single and combined Heritage Area shall be taken into consideration. Identification of Heritage Area requires vigorous public consultation (organised or isolated) with the locals, city officials, and other stakeholders. ii. Preparation of Heritage Map: Identification of heritage properties and areas, marked on the updated land-use map / base map / town map of the city and through ground verification. iii. Assessment of Existing Urban Infrastructure and Tourism Infrastructure: Data must be collected on the existing Tourism and Urban Infrastructure to evaluate the current Infrastructure Gap. This section will contain (but not limiting to) the following information: Water Supply Sewerage & Drainage Roads & Transportation Solid Waste Management Health Hospitality and Tourist Facilities Electricity and Wiring iv. Stakeholders’ Consultation: The Agency is expected to carryout series of stakeholders’ consultation to identify the issues and problems at the grass root level. v. Review of Existing Initiatives of Policies, Investment and Projects The agency shall carry out a detailed study and analysis of all the existing initiatives (investment and projects) that has been carried out by the District and City officials to rejuvenate the heritage and to promote tourism, culture and heritage of the city. The existing policies, guidelines and building by-laws shall also be included within the study. 1.2. Identification of 5 priority Heritage Area for preparation of Infrastructure Development Plan (Phase 1) After successful delineation of heritage Area and assessment of infrastructure gaps, the agency shall identify 5 heritage areas for preparation of first phase of Draft Civic Infrastructure Development Plan. The selection of these areas will 31 initiate early launching of DPRs to boost the development of the city, promoting and showcasing the Heritage. 1.3. Finalization of Infrastructure Development Plan (Phase 1) for 5 Priority Heritage Area and creation of Prioritized Shelf of Projects The Draft infrastructure Development Plan submitted, shall be vetted by city officials as well as by Technical Committee. Comments and suggestions received on the report shall be incorporated by the agency and the final document will be prepared. The document shall also include shelf of projects, funding pattern and phasing. 1.4. City Specific Toolkits preparation along with Evaluation checklists (for DPR preparation and project implementation) The Agency will create city specific DPR toolkits which will include: Architectural guidelines for Building Roof Profile, Balcony Lines, External Doors & Window Profile, External Finishes of Building, Colour Pallet, Signage for Commercial properties, Height and finishes for Boundary Wall, Envelope for Public Buildings anshubd places (Govt. Offices, Railway Station, Bus Stand, Bus Stop, Taxi & Auto Stand), Identification of Pallet for Soft Landscaping, Conceptual Plantation Plan etc. 1.5. Infrastructure Development Plan (Phase 2) of the reaming Heritage Areas and creation of Prioritized Project Shelf Draft infrastructure development plan (2nd phase) for rest of the areas shall be taken up after completion of the previous task. 2. Preparation of Concept Plan for establishment/ renovation of City Museum/Cultural Park Every HRIDAY city needs a location or space to showcase its intangible heritages, such as arts and crafts, music, local dance forms, cuisines, languages etc. The concept of the City Museum / Cultural Park has derived to create such space within the city, which will not only showcase its heritage, but also provide a space for the local artesian and performer to showcase their talent and also to create a vibrant public place for social. The cities may have such a space already developed, but may not be serving its purpose to its fullest. The Heritage City Anchor has to provide some innovative 32 solution for this City Museum / Cultural Park to achieve its glory as conceived. On the other hand, where the cities have not developed such place, the Heritage City Anchor should assist them to identify a suitable place to develop such park. Following activities are expected from the Heritage City Anchor in the form of Concept Note for City Museum / Cultural Park: Site Study: site identification (for new site), site locational analysis, accessibility, orientation, present condition and usage (for existing site) etc. Illustrative case study of similar project (national and/or international) Product / Activity Mix modelling suitable for the specific city (for new project); Additional activities to be proposed to rejuvenate the existing City Museum / Cultural Park Concept Development: Illustrative drawings/plans for with all the components identified Approximate project costing Phasing 3. Review and Evaluation of DPRs Review and evaluation of DPR shall be based on (but not limiting to) the following factors: Compliance with the City HRIDAY Plan and main objective of HRIDAY scheme. Information and Data Collected and their authenticity Base line analysis Projection Techniques and Methodology Norms and Standards adopted Compliance with the City Master Plan Adherence to building bye-laws Sustainability of the Project The HRIDAY City Anchors are required to submit DPR evaluation report for each DPR reviewed which should facilitate decision making and approval. 4. HRIDAY linked Evaluation of Project Execution HRIDAY City Anchors shall be required to review and assess the execution progress of projects in line with the design intent of the City HRIDAY Plan and respective DPRs for each ongoing project. Provide constant feedback through periodic project performance report consisting the project progress in terms of Quality and Time. Identification and reporting of lagging areas which required timely attention and actions. 33 Support in clarification of scope, methodologies, materials and design etc. to the executing agencies. Evaluation of efficiency of techniques and skills employed. Recommendations on corrective measures, methodologies and mitigation plans. Provide Support on Change management system and its control. Ensuring the adopted Approach and Methodology are in sync with Scheme guidelines. Documentation of analysis and synthesis of the information as lesson learned for future references. 34
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