Office of Faculty Affairs – 5/29/15 Senior Vice President for Academic Affairs & Provost Office of Faculty Affairs DATE: May 29, 2015 TO: UGA Administrators FROM: Sarah Covert, Interim Director of Faculty Affairs RE: Faculty Appointment Policies, Procedures and Checklists To assist in the hiring and processing of faculty appointments and other faculty actions, the Office of Faculty Affairs (OFA) is providing information to clarify requirements and to ensure continued consistency with University of Georgia (UGA) and Board of Regents’ (BOR) policies and procedures. To ensure you use the most current forms and processes, we ask that you only use the online forms and documents and do not save/download locally. A list of OFA designated contacts for Vice Presidents and Deans and for their respective units is available on p. 5. HU UH UH( HU Faculty Search & Hire Process Checklist: This checklist includes all steps for recruitment and hire of faculty including initial budgetary approval and search requirements. The UGA Faculty Search & Hire Process Checklist can be found on the OFA website at http://provost.uga.edu/documents/faculty_hire_process_checklist.pdf Faculty Appointment Packages and Other OFA Checklists (see p. 6): A copy of OFA checklists are attached for new, adjunct, internal administrative and emeriti faculty appointments, faculty professional leaves of absence, establishment of endowed chairs/professorships and appointment to endowed chairs/professorships. Note that these checklists only include documents required by OFA and do not include possible requirements for other UGA offices such as Human Resources, Academic Fiscal Affairs, Graduate School, etc. If an appointment package is for a current or prior UGA faculty member, please check with OFA to see if any required documents are already on file. U U Complete Appointment Package and FIRST Electronic Record: Per UGA Policy, the complete appointment package should be received in OFA at least 30 days prior to the employment effective date. If the candidate is a new UGA faculty member, the FIRST electronic record must be submitted to OFA when the appointment package is submitted. The designated contact for each senior administrative unit (see list p. 5) must review each appointment package to ensure only complete appointment packages are submitted to OFA. To assist in this effort, upon our initial review, we will notify your designated unit contact of any missing items and/or return the package to be submitted when complete. Below are additional information and instructions for items required in the appointment package: U U U U Recommendation for Faculty Appointment Form: All faculty appointments must include the one-page Recommendation for Faculty Appointment Form. For new faculty appointments, the Recommendation for Faculty Appointment Form can be generated via FIRST (print option available under Task Menu at all Dept and College/School/VP user access levels). For all other faculty appointments, use the UGA Recommendation for Faculty Appointment Form available on OFA website. Signature authority for faculty appointments is only issued to administrators in the unit who hold appropriate faculty rank/status. Please remember that the appointment form must include all required original signatures prior to forwarding to OFA for Provost/President review and approval. Below are additional requirements for routing and approval of Public Service and Research Scientist faculty appointments: U U Public Service Faculty Appointments: All public service faculty appointments, regardless of home unit, must be submitted to the Office of the Vice President for Public Service & Outreach (OVPPSO) for approval/signature prior to submission to OFA. Note that OVPPSO may have additional documentation requirements for hire of public service faculty. See OVPPSO Appointment and Promotion Guidelines or contact OVPPSO for more information. 1 Office of Faculty Affairs – 5/29/15 Research Scientist Faculty Appointments: All research scientist faculty appointments, regardless of home unit, must be submitted to the Office of the Vice President for Research (OVPR) for approval/signature prior to submission to OFA. Note that OVPR may have additional documentation requirements for hire of research scientists. See Guidelines for the Appointment and Promotion of Research Scientists or contact OVPR for more information. HU UH Cover letter from Dean/VP to SVPAA & Provost: The cover letter should document the candidate’s qualifications for appointment as clearly as possible. As applicable, the cover letter should include the candidate’s background, achievements, assessment of stature, search procedures, and faculty vote. If the Provost approved credit toward the tenure probationary period, or tenure on appointment during her review of the candidate’s offer letter, then this should be noted in the cover letter, AND a copy of the Provost’s email message in which she communicated her approval of these terms should be appended to the cover letter. Although a cover letter outlining the terms of appointment from the Dean/VP is preferred, the Dean may also sign the Department Head’s cover letter, if the required items are appropriately covered. The cover letter should clearly note any request for exception, along with justification, to BOR and/or UGA policy (e.g. candidate does not hold highest degree earned per policy for the respective faculty rank, late submission of faculty appointment, and/or request for consideration of documents on file from prior appointment). Endowed Chairs/Professorships: If the faculty appointment includes special appointment to an endowed chair/professorship, see checklist on bottom of p. 6 for additional cover letter requirements for submission to the Board of Regents’ agenda for final approval. In cases where probationary credit toward tenure or tenure on appointment is requested AND was not previously approved by the Provost during the offer letter review (see below), include the following in the cover letter: Request for credit towards the tenure probationary period: Clearly state the number of years requested (maximum of 3), corresponding position and years of service, and institution where the candidate served in a tenure track position (cannot be less than the number of years requested). Any request for exception to the UGA/BOR policies on probationary credit toward tenure should clearly state that an exception is being requested and must include strong justification for awarding probationary credit. At the latest, credit toward the tenure probationary period must be requested at the time of appointment and requires Provost/President approval. Request for Tenure on Appointment: Clearly state that the candidate was previously awarded tenure, the corresponding institution, and the departmental vote for tenure on appointment. These candidates must be appointed as Associate Professors or Professors and must bring a demonstrably national reputation to UGA. Any request for exception to these UGA/BOR policies for tenure on appointment should clearly state that an exception is being requested and must include strong justification for awarding tenure. All requests for tenure upon appointment require Provost/President approval, and they may require Chancellor approval. HU Letter of Offer: The letter of offer should follow the UGA Faculty Letter of Offer Template available online at http://www.uga.edu/provost/facofferltr.htm and must include the candidate’s acceptance. All offer letters for tenure-track and tenure-on-appointment faculty should have been reviewed by the Associate Vice President for Faculty Affairs and approved by the Provost before they were offered to the candidate. Note: The letter of offer must include the section on limited-term pending award of terminal degree if the terminal degree is required for the position but has not yet been awarded at time of appointment processing or by the employment effective date. Additional information may be added as applicable to the appointment and sections may be omitted if not applicable. UH Equal Opportunity Office Letter --or-- Affirmative Action Checklist & USG Applicant Clearinghouse Form: If no search was conducted, please contact the Equal Opportunity Office (EOO) to request approval for an appointment without a search. Please include a copy of the EOO approval letter in the appointment package as applicable. If a search was conducted, the Affirmative Action Checklist (AAC) and University System of Georgia (USG) Applicant Clearinghouse form are required. 2 Office of Faculty Affairs – 5/29/15 Internal Administrative Appointments: The EOO approval letter or AAC and USG form are required for all administrative appointments of current UGA faculty with the exception of internal appointment of an academic department head. If a department head of an academic unit is appointed from the pool of tenured faculty within the unit, approval of EOO or documentation of a search is not required. Part-Time Appointments: The EOO approval letter or AAC and USG form are required only for new appointments or for faculty who have not been appointed in the same position/unit within the past three years. EOO has given blanket approval for all other part-time appointments that meet the following criteria: a) no title change; b) no unit/department change; c) percent time employed does not exceed 75%; and d) break in service of no more than three years. (EOO Memo, p. 7) Official Transcript: The final official transcript from the degree granting institution is required for the highest degree earned and must include degree name, major and award date. Below are additional requirements if the highest degree has not yet been awarded, if it is available in electronic form via download, or if the highest degree awarded is from a foreign institution: U U Transcript for High Degree Not Yet Available: If the official transcript listing the degree, discipline, and award date is not available at the time of appointment (e.g., candidate recently received degree or completed degree requirements but degree has not yet been awarded or transcript for completion not yet available), the following documents are required: 1. An original letter or degree certification form from the candidate’s major professor, department head or registrar certifying that all degree requirements have been met and the date the degree was or will be awarded. This letter of certification should be on the institution’s letterhead and include the specific degree (e.g., PhD, MA, MS) and major area of concentration. 2. Official transcript for the prior highest degree earned. Electronic Transcript for High Degree: If the official transcript is an electronic copy, OFA must be given access to download and print the document directly from the awarding institution’s website to verify authenticity. Candidate should request electronic transcript be sent to ofatranscripts@uga.edu. The hiring department should email the name of candidate and hiring department to the Director of Faculty Affairs at ofatranscripts@uga.edu to receive confirmation that electronic transcript has been received. Transcript for High Degree from Foreign Institution: For candidates earning their highest degree from a foreign institution, the transcript must be accompanied by the following documents: 1. Notarized translation if transcript is not in English. 2. Certification of U.S. Degree Equivalency, preferably from a recognized credentialing agency (see http://www.uga.edu/provost/fef11605.pdf). U.S. degree equivalency will also be accepted from a UGA faculty member, preferably an academic dean or department head, who is an expert in the candidate’s academic discipline using the below letter template: HU UH I certify that the degree documentation submitted to the UGA Office of Faculty Affairs for faculty candidate’s name from foreign institution name, city, country awarding the degree /level in discipline/major on date granted is reliable and that the institution has standards similar to those of an accredited institution of higher education in the U.S. I have reviewed this degree documentation and certify that the degree is equivalent to a degree /level in discipline/major in the U.S. U U U U U U U U U U U U U U Signed, UGA Faculty Member/Discipline Expert Name, List of Academic Credentials List other credentials/positions held appropriate for this expert review U U 3 Office of Faculty Affairs – 5/29/15 External Letters of Recommendation: Obtain at least three letters of recommendation from external authorities who can provide a critical, detailed evaluation of the candidate’s work as related to the faculty appointment. Internal letters of recommendation will be allowed for appointment of part-time and limited-term instructors when their primary teaching experience has been at the University of Georgia. Any request for exception to the requirement for external letters of recommendation must be noted in the Dean/VP cover letter, along with justification for the exception request, and requires Provost’s approval. These letters should be signed. If submitted electronically, please include a copy of the email transmittal for signature verification. Personnel Report or Other Official Budget Documentation: BOR policy requires budget documentation for all faculty appointments. The information submitted in FIRST must be consistent with information entered on all personnel and budget documents to ensure the integrity of faculty data transmitted through UGA and USG databases and submitted to the BOR Human Resources Data Mart. For adjunct appointments where a faculty member already holds a regular appointment, include a comment in remarks that “this faculty member holds a regular appointment in dept name/dept number.” Attachments cc: Pamela Whitten, Senior Vice President for Academic Affairs and Provost Russell Mumper, Vice Provost for Academic Affairs S DE 4 UGA OFFICE OF FACULTY AFFAIRS 2/2/15 DESIGNATED UNIT CONTACTS FOR FACULTY APPOINTMENTS CARON CLARK Faculty Affairs Specialist Office of Faculty Affairs IAN ARMIT Faculty Affairs Specialist Office of Faculty Affairs MIKE GORMAN Assistant Director Office of Faculty Affairs cclark@uga.edu, 706-542-1726 iarmit@uga.edu, 706-542-3677 mgorman@uga.edu, 706-542-0546 UNIT DESIGNATED CONTACT Agricultural & Environmental Sciences Director Administrative Agbusoff@uga.edu, 2-2373 Bill Cheesborough Patti Orr Business Family & Consumer Sciences Journalism & Mass Communications Information Analyst porr@uga.edu, 2-0060 Ginny Benedict Admin Financial Director glyman@uga.edu, 2-4880 Terri Baker Administrative Specialist terrib@uga.edu, 2-2006 Debbie Love Law Administrative Specialist dglove@uga.edu, 2-5226 Jan Hudson Libraries Public & International Affairs Veterinary Medicine VP for Public Service & Outreach HR Manager jd237@uga.edu, 2-2716 Nancy Thompson UNIT DESIGNATED CONTACT Arts & Sciences Administrative Specialist kcoker@uga.edu, 2-2840 Ecology Admin Financial Director bmattox@uga.edu, 2-8886 Gwen Moss Graduate School Admin Financial Director teabrown@uga.edu, 425-3027 Tonia Austin-Brown Brenda Mattox Christy Glazer Education Administrative Specialist cglazer@uga.edu, 2-2696 Patsy Adams Engineering Environment & Design Forestry & Natural Resources Administrative Manager patsy@engr.uga.edu, 2-8839 Michael Sims Administrative Specialist msims@uga.edu, 2-8113 Anuj Sinha Admin Financial Director asinha@uga.edu, 2-4745 Jessica Hart Pharmacy Business Manager jchart@uga.edu, 2-2147 Diane Baird Public Health Administrative Specialist teidson@uga.edu, 2-3461 Admin Financial Director gmoss@uga.edu, 2-7854 DESIGNATED CONTACT Karen Coker Assistant to the Dean nrp@uga.edu, 2-2931 Tanya Eidson UNIT Provost’s Office: Honors Program Provost’s Office: Georgia Museum of Art Business Manager lknapp7@uga.edu, 706-713-2197 Amanda Pruitt Administrative Specialist apruitt@uga.edu, 2-0532 Lisa Conley Business Manager laconley@uga.edu, 3-8231 Provost’s Office: Institute of Higher Education sheffiel@uga.edu, 2-0570 Provost’s Office: Ofc of International Education Intl Financial Analyst gkurtz@uga.edu, 2-1770 Susan Sheffield Editor Gina Kurtz Mary Whitehead VP for Instruction Administrative Specialist mwhitehd@uga.edu, 3-0690 VP for Research Director Rsch Fiscal Affairs kevburt@uga.edu, 2-5930 Administrative Manager dsbaird@uga.edu, 2-0939 Jeanell Muckle Social Work Leigh M. Knapp GRU/UGA Medical Partnership Kevin Burt Administrative Manager jmuckle@uga.edu, 2-7490 VP for Student Affairs President’s Office: VP Finance & Admin VP Govt Relations VP Public Affairs VP Development & Alumni Relations Amanda Patterson Assistant Vice President amandabp@uga.edu, 2-3564 Janet Lance Administrative Specialist jholcomb@uga.edu, 2-0017 5 Office of Faculty Affairs - 2/2/15 Office of Faculty Affairs Checklists University of Georgia Approval Items NOTE: If appt pkg is for current or prior UGA faculty member, contact OFA to verify if any required documents are already on file. Faculty Appointment: ___ Recommendation for Faculty Appointment Form (1-pg form with appropriate signatures-OFA obtains Provost’s approval) ___ Cover Letter from Dean/VP to Provost (include faculty vote and request for exceptions to policy as applicable) ___ Faculty Offer Letter with Candidate’s Acceptance (utilize faculty offer letter template) ___ Affirmative Action Checklist (if search) or EOO approval for hire letter (if no search; pt reappts-see memo p. 7) ___ Applicant Clearinghouse Position Vacancy Announcement (if search) ___ Official Transcript for Highest Degree Awarded ___ Foreign Degrees: Notarized Translation/US Equivalency Certification ___ Current Vita ___ Three External Letters of Recommendation (signed letters or copy of email transmittal if electronic submission) ___ Electronic Personnel Report/Budget Documentation (draft copy acceptable) ___ FIRST Electronic Record (new faculty only) Adjunct Faculty Appointment: (contact OFA to verify documents already on file if prior or current faculty member) ___ Recommendation for Faculty Appointment Form (1-pg form with appropriate signatures-OFA obtains Provost’s approval) ___ Cover Letter from Dean/VP to Provost (include faculty vote and request for exceptions to policy as applicable) ___ Official transcript for Highest Degree Awarded (not required if currently or previously tenured at UGA) ___ Foreign Degrees: Translation/US Equivalency Certification ___ Current Vita ___ Three External Letters of Recommendation (signed letters or copy of email transmittal if electronic submission) ___ Electronic Personnel Report for Adjunct Faculty Appointment (if addl title, add home department name & no. in remarks) ___ FIRST Electronic Record (new faculty only) Internal Administrative Appointment: (for admin appt of current UGA faculty member within current unit) ___ Provost’s Approval (required for all internal administrative appts at level of department head/director or higher) ___ Faculty Offer Letter or other pertinent documents (e.g., Salary Supp. Agrmnt., etc.) outlining change in work assignment ___ Affirmative Action Checklist (if search) or EOO approval for hire letter (if no search; academic dept heads-see memo p. 2) ___ Applicant Clearinghouse Position Vacancy Announcement (if search) ___ Electronic Personnel Report/Budget Documentation Emeritus Faculty Appointment: ___ Recommendation for Award of Emeritus Status Form (with appropriate signatures-OFA obtains President’s approval) ___ Cover Letter from Dean/VP to Provost ___ Cover Letter from Dept Head (as applicable) ___ Current Vita Faculty Professional Leave of Absence: (beyond 1 yr requires BOR Chancellor’s approval) ___ Faculty Leave of Absence Request Forms A, B & C (with appropriate signatures-OFA obtains Provost’s approval) ___ Faculty Member’s Written Request ___ Faculty Member’s Current Vita ___ Supporting Documentation (as applicable such as inter-institutional contract, agreement ltr from agency/institution, award notification ltr) Board of Regents’ Approval Items Establishment/Upgrade of Endowed Chair/Professorship: (BOR approval req'd prior to faculty appt) ___ Review How-To Document (from UGA External Affairs Website) ___ Dean/VP Letter of Request to Provost (following above procedures, Item 3-Letter Template) ___ Copy of Fully Executed Fund Agreement ___ Current Copy of Fund Account Statement Faculty Appointment to Endowed Chair/Professorship: ___ Complete Appointment Package (only if new faculty member) ___ Cover Letter from Dean/VP to Provost (incl. search procedures, candidate’s credentials, appt. date, and faculty vote as applicable per approved Fund Trust Agreement) ___ Current Copy of UGA Fund Account Statement ___ Current Vita ___ Electronic Personnel Report (placing faculty member in the endowed position) 6 IJID TO: Dr. Jayne Smith Director, Office of Faculty Affairs FROM: E. .Tanyce Dawkins Associate Director, Equal Opportunity Office "'// ~ DATE: March 1, 2011 SUBJECT: EOO Approval for Part-time Faculty Reappointments As discussed, part time faculty positions will be included in the budget development process begiIming sometime in March or April 2011. In an effort to further improve the proccss of part time faculty reappointments, the Equal Opportunity Office (EOO) will consolidate approval of part time faculty reappointments by issue of this correspondence within the following parameters: a) b) c) d) No titlc change in the reappointment; No unit/depmtment change in the reappointment; Reappointee's percentage of time does not exceed 75%; Breaks in part-time reappointments are within tlU'ee (3) years of the previous appointment. This "blanket" approval is effective on all part-time faculty reappointments after March 15. It is important to note that first time-part time appointments or part time appointments with greater than 3 years between appointments will still require an EOO letter. Similarly EOO letters will be required for all temporary faculty appointments and reappointments for each appointment period with that period not to exceed one (1) year. Please contact us if you have any questions regarding these procedures. cc: .T. Stephen Shi Libby Morris 3 Peabody Hall. Athens, Georgia 30602-1622 • Telephone (706) 542-7912 • Fax (706) 542-2822 An Equal Opportunity/ Affinnativc Action Institution
© Copyright 2024