Sacramento County Public Law Library & Civil Self Help Center 609 9th Street Sacramento, CA 95814 (916) 874-6012 www.saclaw.org NAME CHANGE How to Change your Name in California Disclaimer: This guide is intended as general information only. Your case may have factors requiring different procedures or forms. The information and instructions are provided for use in the Sacramento County Superior Court. Please keep in mind that each court may have different requirements. If you need further assistance, consult a lawyer. CONTENTS This packet contains: • Name Change Step-by-Step Instructions • Sample forms: o Civil Case Cover Sheet (CM-010) o Petition for Change of Name (NC-100) o Attachment to Petition for Change of Name (NC-110) o Order to Show Cause for Change of Name (NC-120) o Decree Changing Name (NC-130) o Proof of Service of Order to Show Cause (NC-121) o Declaration of Diligent Search and Request to Dispense with Notice o Declaration of Minor (MC-030) • Fee Waiver Step-by-step Instructions • Sample forms: o Request to Waive Court Fees (FW-001) o Order on Court Fee Waiver (FW-003) • List of Newspapers of General Circulation BACKGROUND Although Californians have the right to simply use any name they wish, obtaining a driver’s license, Social Security card, or other government-issued document with a new name now requires a court-ordered name change. California law (California Code of Civil Procedure (CCP) §§ 1275 et seq.) provides a fairly simple procedure for adults to obtain a courtordered name change for themselves or their children. To file a Petition for Change of Name in the Sacramento County Superior court, you must reside in Sacramento County, and provide documentation proving your residency. Victims or survivors of domestic violence, stalking, or sexual assault may be eligible to obtain a confidential name change through California’s Safe at Home Program. If you require a confidential name change, please visit California’s Safe at Home program at http://www.sos.ca.gov/safeathome before filing any documents with the court. You may also contact the program by calling (877) 322-5227 or by emailing safeathome@sos.ca. gov. If you require assistance with the process to change your name and gender and the issuance of a new birth certificate, or you are a legal guardian (not a parent) attempting to change the name of a minor, the Sacramento County Public Law Library Civil Self-Help Center (CSHC) can help you via appointment. To obtain an appointment, you must be at the Law Library by 8:30 a.m. to participate in our appointment-setting lottery. For more information on the CSHC and our appointment setting process, see http://www.saclaw.org/ pages/civil-self-help-center.aspx. If you are restoring your name after a dissolution of marriage, you may complete an “Ex Parte Application for Restoration of Former Name after Entry of Judgment and Order” (FL395), and file it at the William R. Ridgeway Family Relations Courthouse at 3341 Power Inn Road. This Guide is intended to provide simple instructions on how to prepare, copy, assemble, and serve the forms involved in a civil name change. If you need further assistance completing the papers, the CSHC holds a Name Change Workshop every Monday from 1:30 p.m. to 3:30 p.m. A video of that workshop is available on our website at http://www. saclaw.org/pages/selfhelp_video.aspx. Both the live workshop and the video workshop are free of charge. Step-by-Step Instructions STEP 1. COMPLETE YOUR FORMS The California Judicial Council has created simple fill-in-the-blanks forms for most aspects of a legal name change. These forms may be used to change an adult’s name, a child’s name, or the names of multiple family members. The required forms are accessible from the California Courts website at http://courts.ca.gov/forms.htm. Instructions for completing the necessary forms are included in this packet. The forms needed for a name change are: • • • Civil Case Cover Sheet (CM-010) This form is required for all types of civil cases. It is used for statistical purposes only. Petition for Change of Name (NC-100) The Petition is your formal request to the court for an order changing your name. It identifies the person(s) whose name(s) will be changed. Attachment to Petition for Change of Name (NC-110) This attachment provides the court with details about the person(s) whose name(s) will be changed. A separate attachment is required for each person. 2 • • Order to Show Cause for Change of Name (NC-120) The Order to Show Cause for Name Change is a court document that notifies all interested parties that you are applying for a name change, and orders them to come forward if they wish to object. Decree Changing Name (NC-130) This is the formal court order that officially grants the name change. In certain situations, you may need additional forms to complete a name change: • Proof of Service of Order to Show Cause (NC-121) If only one parent petitions the court to change a minor’s name, the other parent must be served with the Order to Show Cause, and the server must complete this Proof of Service form. See Step 6 for more information. • Declaration re: Service on Other Parent If the other parent cannot be served because their location is unknown, the petitioning parent must submit a declaration to the court detailing all attempts made to locate the other parent. For tips on locating the absent parent, see the "Finding People & Businesses" guide, available on our website at http://www.saclaw.org /pages/finding-people.aspx. • Declaration of Minor (use Declaration (MC-030)) If changing the name of a minor over the age of 12, the minor must write a declaration agreeing to the name change. • Fee Waiver Forms If you wish to ask the court to waive all or part of your court filing fees ($435 as of 11/1/2013), or allow you to make payments over time, you will need to complete the Request for Fee Waiver (FW-001) and Order on Fee Waiver (FW-003). Detailed instructions for completing these forms are available on the “Fee Waiver” guide available at the end of this guide, and on our website at http://www.saclaw.org/ pages/fee-waiver.aspx. If you need another blank FW-001 or FW-003, you can download it from the California Courts website at http://www.courts.ca.gov/forms.htm. STEP 2: PROOFREAD There are several common errors that pop up in name change paperwork. The most common mistakes are: • Legibility. Be sure that all names, both the current name(s), and the proposed name(s), are spelled out completely in each place they are supposed to appear (no initials or omitted names) and that they are typed or printed legibly. • Current Name and Proposed Name confusion. In all places on the form, the current name (the one you are changing from) is used, except where it specifies “Proposed Name” which is the name that you (or the person whose name is being changed) want to end up with. • The Petitioner’s name is the current full legal name of the person(s) filing this petition. If an adult’s name is being changed, they are the petitioner. If a minor’s name is being changed, the parent(s) will be the petitioner(s). If both parents are petitioning, list both names. 3 • • Be sure to check the appropriate boxes in, and sign, the Declaration that appears in the box on the Attachment to Petition for Change of Name (NC-110), unless the Attachment is for a minor. Failure to check appropriate boxes or sign this Declaration will cause the request to be denied. Be sure that you have specified the newspaper that will be used for publication on the Order to Show Cause for Change of Name (NC-120). STEP 3: MAKE COPIES AND ASSEMBLE FOR FILING Make two copies of all of the forms, except the Order to Show Cause for Change of Name (NC-120). Make three copies of Order to Show Cause for Change of Name (NC-120). Assemble your packet as follows: • Request to Waive Court Fees (FW-001) plus two copies beneath it, if requesting fees to be waived. • Order on Court Fee Waiver (FW-003) plus two copies beneath it, if requesting fees to be waived. • Civil Case Cover Sheet (CM-010) plus two copies beneath it. It is acceptable to omit the 2nd page, which consists of instructions only, on both the original and copies. • Petition for Change of Name (NC-100) with an Attachment to Petition for Change of Name (NC-110) for each person whose name is to be changed plus any other declarations, plus two copies of the packet (the Petition, Attachment, & Declaration(s)) beneath it. • Order to Show Cause for Change of Name (NC-120), original plus three copies beneath it. • Decree Changing Name (NC-130), original plus two copies beneath it. • Documentation of Sacramento County residency. Pursuant to Sacramento County Superior Court Local Rule 2.19, a copy of at least two of the following must be submitted as verification of residence: o Utility bill reflecting services to the place of residence for a period of 90 days immediately preceding filing of the petition (electric, gas, cable, water, sewer or garbage); o Current residential lease/rental agreement, or property deed; o Valid California Driver License or California State-issued ID; o Department of Motor Vehicle registration. In the Sacramento Superior Court, because documents are scanned into a computer, any multiple-page original documents are left unstapled, while each copy is stapled. STEP 4: FILING/FEES You should take your completed packets to the civil filing window in Room 102 on the first floor of the Courthouse at 720 Ninth Street. Name change filings are accepted only on Wednesdays. The clerk will assign a hearing date, and provide you with stamped (endorsed) copies of your forms. 4 No filing fees will be collected at the time of filing if you are filing Fee Waiver request. You should receive your signed Order on Court Fee Waiver (FW-030) in about five court days. If you are not requesting your fees to be waived (or if your fee waiver is denied), your filing fee is the current fee for filing an unlimited civil case ($435 as of 11/1/2013). Check the current fee schedule at http://saccourt.ca.gov/indexes/fees-forms.aspx . STEP 5: PUBLISH IN A NEWSPAPER After filing, take an endorsed (court-stamped) Order to Show Cause for Change of Name (NC-130) showing the date, time and department of your hearing to the newspaper that you specified in your Petition. Each newspaper sets its own rate for publication, and its own policy as to whether the paper files the Proof of Publication, or whether they give it to you and require you to file it with the court yourself. If your selected newspaper requires you to file the Proof of Publication yourself, remember to do so before your hearing date. It is recommended that you file the Proof of Publication as soon as your Order to Show Cause is published four times, to minimize the chance of any delay in the proceedings. The Proof of Publication must be filed prior to the hearing date. These Name Change documents are only accepted for filing on Wednesdays. Most newspapers are familiar with publishing an Order to Show Cause for Change of Name (NC-120), and will quote a flat rate for all four required weekly publications. When it is published, the text of the Order to Show Cause will typically be printed in a narrow column in the legal notices section of the classified ads. Please be aware that each newspaper is a private company, and the fee to publish the Order to Show Cause is not waived by a court fee waiver. A list of newspapers with estimated prices is at the end of this Guide. STEP 6: SERVE THE OTHER PARENT If the person whose name is being changed is a minor, and both parents do not sign the Petition, it is necessary to have the non-signing parent served with a copy of the Order to Show Cause no later than 30 days prior to the listed hearing date, and to have the Proof of Service of Order to Show Cause (NC-121) filed at the court before the hearing date. These Name Change documents are only accepted for filing on Wednesdays. If the other parent lives in California, that parent must be personally served with the Order to Show Cause. Someone over the age of 18 who is not a petitioner in the case must personally hand a copy of the Order to Show Cause to the other parent. The person who serves the other parent must then complete a Proof of Service of Order to Show Cause (NC-121). The Law Library has a short, informative video about personal service at http://www.saclaw.org/uploads/media/personal-service.htm. If the other parent lives outside of California, that parent may be served by first class mail, postage prepaid, with a return receipt requested. The mailing must be done by someone over the age of 18 who is not a petitioner in the case. The person who does the mailing to the other parent must complete a Proof of Service of Order to Show Cause (NC-121), a copy of which is mailed along with the Order to Show Cause to the other parent. Once the return receipt is received, it is attached to the original Proof of Service that is copied and filed with the court. 5 The original and two copies of the Proof of Service of Order to Show Cause (NC-121) must be filed with the Court prior to the hearing. It is recommended that you file the Proof of Service of Order to Show Cause (NC-121) as soon as service is complete to minimize the chance of any delay in the proceedings. If the other parent cannot be served because their location is unknown, the petitioning parent must submit a declaration to the court, detailing all attempts made to locate the other parent. A sample declaration is included in this packet. For tips on locating the absent parent, see our "Finding People & Businesses" guide, available on our website at http://www.saclaw.org/pages/finding-people.aspx. STEP 7: CHECK THE TENTATIVE RULINGS In Sacramento County, the court departments handling name changes use a tentative ruling system. In these departments, the judge renders a decision the court day before the scheduled hearing date. The tentative ruling is available by 2 p.m. the day prior to the scheduled hearing. The tentative ruling will become the final ruling on the matter, unless either party asks for the hearing to be held. If you would like the judge to hear oral arguments on the matter, you must notify the other party, the other party’s attorney, and the department clerk of your intent to appear at the hearing no later than 4 p.m. the day before the scheduled hearing. If you do not give this notice, your hearing will be taken off the schedule. The tentative ruling will become the final ruling of the court. California Rule of Court 3.1308. Your tentative ruling will be located within a list of the tentative rulings for all matters that Department is deciding for the day. You can locate your case by number or by the original name of the person whose name is to be changed. The case will be listed as “In Re: [THE CURRENT NAME OF THE PERSON WHOSE NAME IS TO BE CHANGED].” For further instructions about accessing tentative rulings, see the “Tentative Ruling System” guide on our website at http://www.saclaw.org/pages/tentative-rulings.aspx. If you are unable to access the Internet, you may call the court to have a deputy clerk read the tentative ruling to you. The phone number is 916-874-5242. If the tentative ruling indicates: • • • Your change of name is granted, the Courtroom Clerk will mail you a certified copy (with the court seal) of the Decree Changing Name (NC-130). You do not need to appear. Your change of name is granted upon proper proof of publication, you will need to bring a copy of the proof of publication to the court by 9 a.m. on the scheduled hearing date. You will not need to appear at the hearing. The court will mail you a certified copy (with the court seal) of the Decree Changing Name (NC-130). Your appearance is required, you must appear in court at the date and time indicated on your Order to Show Cause. 6 STEP 8: AFTER THE NAME CHANGE IS GRANTED To amend a California birth certificate, you will need to contact the California Office of Vital Records. You will be required to include a certified copy of the Decree Changing Name (NC130) in order to complete the process with this agency. Visit http://www.cdph.ca.gov or call (916) 445-2684 for more information regarding the California Office of Vital Records and any services they provide. To amend birth records from other states, contact the jurisdiction (county/state) that issued the birth certificate to get information about their filing procedures. FOR HELP The Sacramento County Public Law Library Civil Self-Help Center’s Name Change Workshop provides assistance to Sacramento County residents in completing all of these forms. The workshop is held every Monday at 1:30 p.m., and lasts approximately two hours. Please arrive early, and plan your parking and child care accordingly. Children under the age of twelve (12) are not permitted in the workshop. If you can’t make it to the workshop, or would prefer to complete the forms on your own, you can find instructions at the end of this guide, and from: On the Web Name Change Workshop Video http://www.saclaw.org/video2/name-change.html This video from the Civil Self-Help Center walks viewers through all the paperwork necessary to petition the court for a name change. California Courts Self-Help Website – Name Change http://www.courts.ca.gov/selfhelp-namechange.htm This website explains the name change process, and provides links to all the required forms. Sacramento County Superior Court – Procedure: Petition For Change of Name/Gender http://www.saccourt.ca.gov/civil/docs/cv-142.pdf This guide provides detailed instructions for filing a petition for change of name in the Sacramento County Superior Court. At the Law Library How to Change Your Name in California KFC 109 .L6 (Self-Help) Electronic Access: From any computer (library or home) via the Legal Information Reference Center. Instructions are available on our website at http://www.saclaw.org/pages/noloebooks.aspx. IF YOU HAVE QUESTIONS ABOUT THIS GUIDE, OR IF YOU NEED HELP FINDING OR USING THE MATERIALS LISTED, DON’T HESITATE TO ASK A REFERENCE LIBRARIAN. H:\public\LRG-SBS\SbSs\SBSs IN PROGRESS\Name Change\Name Change Step By Step.docx Created 11/12 mpj; Reviewed EN 11/13 7 Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. “In re:” and the current name(s) of the person(s) whose names will be changed. Enter the number of people whose names are being changed. The Petitioner(s) must date and sign the form Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. Enter petitioner’s name. If an adult’s name is being changed, this will be the current legal name of that person. If changing a child’s name, this is the full legal name(s) of the parent(s)/guardian(s). Enter the current name and proposed name for each person whose name will be changed. If changing more than four names, check the box below and list other names on a separate sheet. Indicate how many children’s names are to be changed. If none, enter 0. Complete question 5 ONLY if minor(s) name(s) are being changed. Indicate who is filing this petition. Indicate how many people’s names are to be changed. Separate attachments are required for each person. Enter full present name(s) of petitioner(s). Number the attachment(s). Indicate if this attachment is for the petitioner, or for another person. For the person described in this attachment, provide the requested information. Briefly explain the reason for this name change Check the box that best describes the relationship between the petitioner and the person whose name will be changed. If the person whose name will be changed is a minor, list the names and addresses of both parents or nearest relatives. If a parent’s address is unknown, or if the parent is deceased, write that in the space for that parent’s address. If over 18, complete this Declaration in a Box. All petitioners must sign and date the form. Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. Enter full present name(s) of petitioner(s). Enter the current name and proposed name for each person whose name will be changed. If changing more than five names, check the box below and list other names on a separate sheet. The clerk will fill out this part when you file your papers. Enter the address of the courtroom. Enter the name of the newspaper where you will have this Order to Show Cause published. A list of newspapers is available at the end of this guide. Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. Enter full present name(s) of petitioner(s). Leave questions 1 and 2 blank. The Judge will complete these questions. Enter the current name and proposed name for each person whose name will be changed. If changing more than five names, check the box below and list other names on a separate sheet. Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. Enter full present name(s) of petitioner(s). Enter the case number Check the appropriate box. Address of person serving the documents. If the other parent lives in California, documents must be served in person. Check this box, and provide the requested information. If the other parent lives outside California, documents may be served by mail. Check this box, and provide the requested information. Name, date and signature of person serving documents This form is used if only one parent petitions the court to change a minor’s name. It must be completed by someone over 18 who is not a party to this case. Enter the current name, address and phone number of the petitioner. If changing your own name, this is you. If changing a minor’s name, this is the parent(s). “In Pro Per” means you’re representing yourself. Enter the county, address and branch of the court. Enter full present name(s) of petitioner(s). A consent declaration is only required if changing the name of a minor aged 12-17. The minor must consent to having their name changed. Name, date and signature of the minor. Check “Other” and write in Minor. 1 2 Name, address and telephone number of the petitioner. In Pro Per means you’re representing yourself. PETER PARKER PARENT 564 OAK LANE SACRAMENTO, CA 95814 916-555-1234 3 4 5 This Declaration is used only when a petition to change a minor’s name is filed by one parent, and the other parent cannot be located. PETER PARKER PARENT, IN PRO PER 6 7 8 SUPERIOR COURT OF THE STATE OF CALIFORNIA 9 FOR THE COUNTY OF SACRAMENTO 10 11 12 IN RE: _CHARLIE CHRISTOPHER 13 CHILD____ 14 Name of the minor whose name will be changed 15 16 17 ) ) ) ) ) ) ) ) ) ) Case No.: DECLARATION OF DILIGENT SEARCH AND REQUEST TO DISPENSE WITH NOTICE Petitioner’s Name 18 19 20 I, _____Peter Parker Parent_________________________, declare: 1. I am the mother ⊠ father of a minor child currently named Minor’s current name and birth date 21 __Charlie Christopher Child______________, born on ___May 23, 22 1997___________. 2. I am requesting the minor’s name be changed to 23 Proposed name specified on the _Patrick ChristopheChild____ for the new reason 24 Attachment to Petition for Change of Name (Form NC-110). I request 25 26 27 that the court not require notice to the minor’s other parent as I am unable to locate him/her. Absent parent’s name 28 3. The minor’s other parent is: ______Patricia Pamela Parent______ - 1 DECLARATION OF DILIGENT SEARCH 1 4. Last known address for this person: 764 Riverview Drive, 2 Sacramento 95835_ 3 5. Approximate date when the person named above was last known to Absent parent’s last known address 4 5 Last date absent parent known reside there: ___July 30, 2010__________________________________ to reside at that address My attempts to locate the person named above include the following: 6 7 8 9 6. I contacted the following relatives of the person named above: Name Relationship to person named above Address Telephone number Phyllis Newman, Sister, 4235 Countryside Lane, San Francisco, CA 415-555-4567 Peter Abbot, Father, 1650 Main Street, Woodland, CA 530-555-1346 10 ________________________________________________________ List name, relationship, address and phone number for all relatives you contacted. Below, describe what you learned from these relatives. 11 12 13 _____________________________________________________________________________________________________ Results of interview and additional information received:__________ 14 Neither Ms. Newman nor Mr. Abbot was able to provide me with 15 current contact information for Ms. Parent. Ms. Newman said she had 16 not spoken with Ms. Parent in several years, but thought Ms. Parent 17 may have moved to Arizona. __________________________________ 18 7. I contacted the following friends and acquaintances of the 19 20 21 person named above: Name Relationship to person named above Sharon Sanders friend Address 6857 28th Ave, Sacramento Telephone number 916-555-7410_______ 22 Bradley Silvers, former co-worker 732 Hobart Place, Sacramento 916-555-8025 23 Michael Dunnigan, Pastor 1750 Trinity Way, Sacramento, 916-555-9157 24 List name, relationship, address and phone number for all friends and acquaintances _____________________________________________________________________________________________________ 25 you contacted. Below, describe what you learned from these friends. Results of interview and additional information received: ___None 26 of these people had current contact information for Ms. 27 28 Parent. Pastor Dunnigan stated that Ms. Parent had not attended - 2 DECLARATION OF DILIGENT SEARCH 1 church services in many months. 2 3 4 8. I contacted the following employers of the person named above: Name and Title Business Name Address telephone number Dates of employment 5 Tom Jones, Manager, Shop Smart, 456 Howe Ave, 6 Jane Simms, owner, C&C Pharmacy, 983 Genoa Dr., 916-555-3791 11/2009-7/2010 7 _____________________________________________________________________________________________________ 8 Below, describe you learned from these employers. Results contacted. of interview and what additional information received:__________ 9 Ms. Parent is no longer employed by either of her last known 916-555-4987 4/2007-7/2010 List name, title, address and phone number for all employers you 10 employers. She quit both positions in July 2010, and left no 11 forwarding address or telephone number. 12 _____________________________________________________________________________________________________________ 13 _____________________________________________________________________________________________________________ 14 I reviewed the city telephone directories of __Sacramento and 9. 15 Elk Grove_____ and contacted directory assistance on 16 Results 17 18 19 20 21 List the city directories you consulted, and information the date you call 4-1-1. Below, additional received: describe what you learned from these directories. for Ms. Parent. __ __11/8/2012__ __No listings were found _______________________ _____________________________________________________________________________________________________ 10. I searched the real and personal property indexes in the Recorder’s and Assessor’s Offices of _Sacramento___________ County Indicate which county records you consulted, and the date you searched __11/9/2012______________. these public records. Below, describe what you learned from these searches. 22 on 23 Results additional information received: __I found no properties 24 owned by Ms. Parent.______________ __________ 25 _____________________________________________________________________________________________________ 26 11. 27 28 I conducted an internet search using __Google and Indicate what internet searches you Facebook_____________________ conducted. Below, describe what you learned from these searches. on ___11/8/2012______________. - 3 DECLARATION OF DILIGENT SEARCH 1 Results and additional information found: _Ms. Parent does not have 2 a Facebook account. No information about her current location was 3 found through the Google search of her name. 4 _ _______________ _____________________________________________________________________________________________________________ 5 12. 6 Indicate the date you searched inmate databases. __11/9/2012_________. I contacted the applicable criminal justice agency on Below, describe what you learned from these searches. 7 Results additional information received: __Ms. Parent is not 8 9 currently incarcerated in any California State Prison, or in the 10 Sacramento County jail. _________________________ 11 _____________________________________________________________________________________________________ 12 13. 13 Ms. Parent has worked as a licensed Pharmacy Technician for many 14 years. I searched the State of California’s Pharmacy Technician Other relevant information: 15 licensing database, and found that Ms. Parent’s license has been 16 Describe any other efforts you made to locate the absent canceled. The State her address parent, or any other information you havelists that shows 17 made diligent effort to find the other parent. you’ve 18 as 764 Riverview Drive, Sacramento 95835, an address where she no longer lives.____ ______ 19 Despite my diligent efforts, I have not been able to find _Patricia 20 Parent________________, and therefore ask the Court permission to Absent parent’s name. 21 dispense with notice to _ Patricia Parent__________. 22 I declare under penalty of perjury, under the laws of the State of 23 California, the foregoing is true and correct. 24 25 26 27 DATED: November 15, 2013 Date and signature of petitioner Peter Parent Peter Parent In Pro Per 28 - 4 DECLARATION OF DILIGENT SEARCH Sacramento County Public Law Library 609 9th Street Sacramento, CA 95814 (916) 874-6012 www.saclaw.org FEE WAIVERS Ask the Court to Waive or Lower Court Fees Disclaimer: This guide is intended as general information only. Your case may have factors requiring different procedures or forms. The information and instructions are provided for use in the Sacramento County Superior Court. Please keep in mind that each court may have different requirements. If you need further assistance, consult a lawyer. This packet includes: Step-by-Step Instructions Sample forms: o Request to Waive Court Fees (Form FW-001) o Order on Court Fee Waiver (Form FW-003) BACKGROUND Government Code §§ 68630 et. seq. permit the court to waive court fees and costs for litigants in certain financial situations. Your court fees may be waived if: You are receiving public benefits such as Medi-Cal, Food Stamps, General Assistance, Cal-Works, SSI, SSP, etc. Your household income is at least 125% below federal poverty guidelines, as shown on form FW-001. The court finds that you do not have enough income to support your family AND pay court fees. The court may also order partial payment of court fees, or allow payments to be made over time. You are required to notify the court if your financial situation changes, or if you settle your case out of court. The court may require you to pay the previously waived fees. The forms requesting a fee waiver require you to provide detailed financial information. This information will remain confidential. You must sign your fee waiver request under the penalty of perjury. All answers must be accurate and complete. The court cannot require proof of your finances when you submit your application for a fee waiver. At a later date, though, the court may require you to verify any statements made in your application. Step-by-Step Instructions Step 1: Complete the Required Forms Request to Waive Court Fees (Form FW-001) Order on Court Fee Waiver (Form FW-003) Instructions for completing these forms are available at the end of this packet. Step 2: Copying and Assembling Make two (2) copies each of the Request to Waive Court Fees (Form FW-001), and the Order on Court Fee Waiver (Form FW-003). The original should be left unstapled, while the copies are stapled. Step 3: File your Documents Fee Waiver forms should be filed along with your other court documents. The court will not accept your court documents without either the fees or the fee waiver forms. Fee waiver forms will not be accepted unless accompanied by other documents. Step 4: Wait for the Court Ruling Within five days, the court will rule on your request. You will be notified by mail of the court’s decision. You can also check the status of your fee waiver request online at https://services.saccourt.ca.gov/publicdms/. If the court makes no order within five days, your waiver is automatically granted. If your fee waiver is granted, you will be able to proceed with your case. NOTE: You may have to pay these fees at a later date. See Steps 8 and 9 for more information. Step 5: If Your Request is Denied If your request is denied, one of three things may happen: 1. If your request was denied because your papers were incomplete, you will have 10 days to either submit a revised application or pay the filing fees. The court will indicate on Order on Court Fee Waiver (Form FW-003) what is missing from your original request forms. Revise your forms, being sure to include what was missing. 2. If your request was denied because you are ineligible for a fee waiver, you have 10 days to either pay the filing fees or request a hearing. To request a hearing, use Form FW-006, Request for Hearing About Court Fee Waiver. The court will schedule a hearing and notify you of the date using Form FW-007, Notice on Hearing About Court Fees. 3. If the court needs more information, they will set a hearing. The hearing date will be indicated on the Order on Court Fee Waiver (Form FW-003). If you do not either pay the fees, revise your request, or a request a hearing within 10 days, the court will cancel all of the papers you have filed in your case. Step 6: Attend the Fee Waiver Hearing If a hearing is scheduled on your fee waiver, be sure to bring any documents or witnesses you have that help prove your financial condition. If this hearing was scheduled at the court’s request, the court may have indicated what proof you need on the Order on Court Fee Waiver (Form FW-003). Bring all documents the court requested. After the hearing, the court will grant or deny your fee waiver request, and provide you with the ruling on Form FW-008, Order on Court Fee Waiver After Hearing. Step 7: If Your Request is Denied After a Hearing If your request is denied, or if the court orders partial or installment payments, you must pay the required fees within ten days or the court will cancel all the papers you have filed in your case. Step 8: During your case If your financial situation improves during your case, you must inform the court within five days using Form FW-010, Notice to Court of Improved Financial Situation or Settlement. If the court believes that your financial situation has changed, you may receive a notice to attend a hearing to reconsider your fee waiver. The court will send you Form FW-011, Notice to Appear for Reconsideration of Fee Waiver, to notify you of the hearing date. In either of these situations, if the court determines that your improved financial situation allows you to afford court fees, you will be required to pay the previously waived fees. Step 9: At the end of your case If you receive a money judgment in your favor, the court may order you or the other party to pay the previously waived fees. If you settle your case out of court for $10,000 or more, the court will require you to pay any waived fees. FOR MORE INFORMATION On the Web http://courts.ca.gov/selfhelp-feewaiver.htm http://www.saccourt.ca.gov/fees/fee-waiver.aspx At the Law Library California Forms of Pleading and Practice Chap. 174. KFC 1010 .A65 C3 (Ready Reference) Electronic Access: On the law library computers, using the Matthew Bender CD. How to Do Your Own Divorce in California In the “Kit” section of the CD. KFC 126 .S54 (Self Help) IF YOU HAVE QUESTIONS ABOUT THIS GUIDE, OR IF YOU NEED HELP FINDING OR USING THE MATERIALS LISTED, DON’T HESITATE TO ASK A REFERENCE LIBRARIAN. H:\public\LRG-SBS\SBS Fee Waiver\SBS Fee Waiver.docx mpj 03/12 Instructions for completing FW-001, page 1 A B C 1 Enter the address for the court handling your case. For Civil Cases: For Family or Probate Cases: Superior Court, County of Superior Court, County of Sacramento Sacramento 720 Ninth Street 3341 Power Inn Road Sacramento, CA 95814 Sacramento, CA 95826 Enter your case number. Leave this blank if you do not yet have a case number. The case name is usually the party names, such as “Jones vs. Smith.” Enter your name and contact information. 2 Enter information about your job, if you are currently employed. 3 Enter your lawyer’s information, if you have an attorney for this case. If you do not have any attorney, enter “in pro per.” 4 Check the box for the court where your case will be heard. 5 a. If you currently receive public assistance, check the box for each type of aid you receive. If you check any boxes under 5a, you do not have to complete page two of this form. b. If you do not receive public assistance, compare your monthly family income to the numbers listed in this question. Your monthly family income is the total amount earned by all family members, including children. Do not count the income of roommates. If your income is below the amounts listed on this form, check box b. You will need to complete questions 7, 8, and 9 on the second page of this form. c. If you do not receive aid and your income is above the amounts shown in part b, but you still do not earn enough to allow you to support your family AND pay your court fees, check box c. Indicate if you are asking the court to waive all or some of the court fees, or if you would like to make payments over time. On the line labeled “Explain,” write in how much you can pay, or what type of payment plan you would like. If you check box 5c, complete the second page of this form. 6 If you have filed a fee waiver within the last six months, check this box. If you have a copy of your previous fee waiver request, check the last box, and attach that copy. Sign and date this form. A 1 B 2 3 4 5 6 C Instructions for completing FW-001, page 2 Enter your name A B Enter your case number. Leave this blank if you do not yet have a case number. Answer questions 7, 8, and 9 if you checked box 5b or 5c on the first page of this form. 7 8 9 C 10 11 If your income changes a lot each month, check this box. If your income is approximately the same each month, leave this question blank. a. Enter your monthly income before deductions. This is just YOUR income – you will be asked about household income later. a. 1-4. List all deductions from your paycheck here. If you have more than 4 deductions on your paycheck, group similar deductions together. For example, you can list Federal and State income tax together as “income tax.” b. Add together all the deductions listed in part a. c. List your monthly take home pay (8a minus 8b) d. List all other sources of income you have. The form gives examples of income types. e. List your total monthly income, from all sources (8c plus 8d) a. List the name, age, relationship, and income of all other people living in your house, who you support or who support you. If any of these people does not have any income, put $0. b. Enter the total monthly income for you and the household (8e plus 9b) If you have exceptional expenses you believe the court should consider, check this box, and use form MC-025 to explain. If you checked box 5b on the front of this form, you’re done. Answer Questions 10 and 11 if you checked 5c on the first page of this form. a. Enter the amount of cash you have. This includes the money currently in your wallet, under your mattress, etc. b. List the name of all accounts you have, and their current balances. c. List all vehicles you own, including the fair market value and how much you owe. d. List all real estate you own, including the fair market value and how much you owe. e. List any other personal property you own, including the fair market value and how much you owe. a. – j. Enter the amount spent in each category k. Enter each installment payment you make monthly. Common types of installment payments are car payments, personal loans, credit cards, etc. l. If any wages are withheld from your paycheck by court order, enter the amount withheld monthly. m. If you have any other monthly expenses, list the amounts here. A B 7 10 8 2185.60 9 11 C Instructions for completing FW-003 A Enter the address for the court handling your case. For Civil Cases: For Family or Probate Cases: Superior Court, County of Superior Court, County of Sacramento Sacramento 720 Ninth Street 3341 Power Inn Road Sacramento, CA 95814 Sacramento, CA 95826 B Enter your case number. Leave this blank if you do not yet have a case number. C The case name is usually the party names, such as “Jones vs. Smith.” 1 Enter your name and contact information. 2 Enter your lawyer’s information, if you have an attorney for this case. If you do not have an attorney, enter “in pro per.” Enter the date you will be filing your request to waive court fees. If you’re not sure what date you will be filing these forms, leave this question blank. If the court previously granted a fee waiver in this case, check the box and enter the date the prior fee waiver was granted. 3 DO NOT FILL OUT ANYTHING ELSE ON THIS FORM. The court will complete the rest of the form, and return it to you by mail. 1 2 In pro per A 3 B C NEWSPAPER NAME Carmichael Times ADDRESS WEBSITE PHONE FAX FILE DEADLINE DATE P.O. Box 14, Carmichael, CA 95609 www.carmichaeltimes.com 916‐773-1111 916‐773-2999 Elk Grove Citizen 8970 Elk Grove Blvd., Elk Grove, CA 95624 www.egcitizen.com 916‐685-5533 209‐745-4492 Folsom Telegraph 921 Sutter St Folsom, CA 95630 www.folsomtelegraph.com 916‐985-2581 916‐985-0720 Galt Herald P.O. Box 307, 604 Lincoln Way, Galt, CA 95632 www.galtheraldonline.com 209‐745-1551 209‐745-4492 Thursday 5:00 PM for publication on following Wednesday Noon on Monday for Wednesday publication. Noon on Wednesday for Friday publication Thursday 12:00 PM for the following Wednesday Tuesday 12:00 PM Rio Linda Elverta News and Printing 6808 Front Street Rio Linda, CA 95673 www.obri.net/rlenews 916‐991-3000 N/A Monday 5:00 PM for Friday publication Sacramento Bee Newspaper 2100 Q Street, Sacramento, CA 95816 Mailing: P.O. Box 151779, Sacramento, CA 95852 530 Bercut Drive, Suite E, Sacramento, CA 95814 www.sacbee.com 916‐321-1371 916-321-1110 Wednesday for Friday publication N/A 916‐445-6825 916‐443-5871 Thursday 9:00 AM for Tuesday publication $50.00 Yes. 901 H Street, Room 312, Sacramento, CA 95814 530 Bercut Drive, Suite E, Sacramento, CA 95814 N/A N/A Two business days prior to publication Two business days prior to publication $45.00 Yes. N/A 916‐444-2355 X 102 916-445-6825 $50.00 Yes. 770 L Street, Suite 950, Sacramento, CA 95814 www.sacgazette.com 916‐567-9654 888-567-1193 Tuesday 12:00 PM $67.00 Yes. 2330 Alhambra Blvd., Sacramento, CA 95817 www.sacobserver.com 916‐452-4781 N/A Wednesday 5:00 PM for Friday publication $75.00 Yes. Spectrum Newspaper The Daily Recorder The Sacramento Bulletin The Sacramento Gazette Newspaper The Sacramento Observer 916-443-5871 PUBLICATION FEE $35.00 $40.00 $135.00 $40.00 $40.00 1st name, $5.00 each additional name $375 - $400 FILE PROOF Yes via mail, An unendorsed copy will be sent to client. No, client must pick up their proof and file it with the court prior to hearing date. Yes. No, client must pick up their proof and file it with the court prior to hearing date. Yes via mail, An unendorsed copy will be sent to client. Contact Sacramento Bee. PRICES QUOTED WERE AS OF SPRING 2013, CURRENT PRICES MAY BE DIFFERENT FROM THE AMOUNTS LISTED ON THIS HANDOUT. 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