from the editors of Insider www.OHSInsider.com INJURED WORKERS: How to Comply Volume 8 - Issue 9 SEPTEMBER 2012 with Return-to-Work Requirements FEATURES Injured Workers 1 How to comply with employers' return-to-work requirements. Know the Laws of Your Province (p. 5) Emergency Planning 1 8 tips for better emergency preparedness and response. More Emergency Planning Resources (p. 16) REGULARS Around the Provinces 8 OHS Month in Review 9 Case of the Month 9 Definitions of 'Violence' in the OHS Laws AB Court Says Employer Not Liable for Worker’s Drunk Driving Death continued inside ON PAGE 2 Safety Professionals 17 Environmental Compliance 19 Winners & Losers 20 Communicating the OHS Message in a Changing Environment, Part 2 Handle Odour Complaints with Management & Response Plan When Is Environmental Training Adequate to Meet Due Diligence Standards? TALK TO US The Insider's goal is to help safety professionals do their jobs better and more easily. So tell us what you need! For example, are you unsure what the OHS laws require you to do for a certain hazard? Need help training supervisors on handling unsafe work refusals? Share your pressing safety compliance problems with us by calling (203) 9876163 or emailing robinb@bongarde.com Robin L. Barton Editor I n an ideal world, your OHS program would prevent workers from ever getting injured or ill on the job. But despite your EXECUTIVE SUMMARY best efforts, workers The Law: Employers have a general duty to take all reasonable steps to ensure are still occasionally the health and safety of their workers. going to get hurt or The Problem: Despite employers’ best efforts, workers may still get injured or ill. And they may need assistance in returning to work once they’ve recovered. sick. And when they 7 Things to Do to Comply with Return-to-Work Requirements: do, the best thing 1. Stay in contact with injured workers while they’re out; you can do is help 2. Give the workers’ comp board the information it requests on a worker’s return to work; them heal and return 3. If the injured worker is able to return to his pre-injury position, offer him to work as quickly as that job back; 4. If you can’t offer the worker his pre-injury position, offer him alternative possible. Supporting employment that’s comparable to his prior position; your workers’ return5. If the worker can’t perform the essential duties of his old position, offer him suitable work that he has the skills and is medically able to do and doesn’t to-work efforts and pose a health or safety hazard; 6. Accommodate the work or the workplace to suit the returning worker’s needs easing their transition to the extent such accommodations don’t pose an undue hardship; and back into the workplace 7. Don’t fire a worker because he got injured or ill. not only makes good EMERGENCY PLANNING: 8 Emergency Preparedness & Response Tips E mergencies may be rare but when they occur, they can be catastrophic. Just look at the recent sawmill EXECUTIVE SUMMARY explosions and fires in The Law: The OHS, environmental and transportation of dangerous goods BC and the shopping laws require employers to prepare for various kinds of emergencies in the workplace and have plans for how to respond to emergencies when they centre parking garage occur. collapse in Ontario 8 Emergency Preparedness & Response Tips: for a few examples. 1. Plan for a wide variety of emergencies that your workplace could reasonably face; To minimize injuries, 2. Make sure that key players in your emergency plan know and are trained on their roles; fatalities and property 3. Include contractors in your emergency planning; damage, it’s critical 4. Address the needs of any disabled workers in your emergency plan; that your company 5. Make sure that emergency exits are accessible; 6. Coordinate emergency planning with local authorities; effectively plans for 7. Conduct practice drills of emergency procedures and revise the emergency emergencies and how plan based on the results; and 8. Plan for the impact of an emergency on your company’s business to respond to them operations. by developing and continued inside ON PAGE 14 2 SAFETY COMPLIANCE INSIDER business sense, but also is required by law. We’ll explain the law on return to work and what you need to do to comply with an employer’s return-to-work duties. Board of Advisors Andrew Cooper, CHSC University of Alberta Edmonton, AB THE LAW ON RETURN TO WORK The chart on page 5 spells out the general employers’ return-to-work duties under the OHS and workers’ comp laws in each jurisdiction. There are two approaches: Cheryl A. Edwards Heenan Blaikie LLP Toronto, ON Norman A. Keith, CRSP Gowling Lafleur Henderson LLP Toronto, ON 7 Specific Duty Jurisdictions Seven jurisdictions—Fed, MB, NL, NS, ON, PE and YT—specifically impose duties Ken Krohman MacKenzie Fujisawa Vancouver, BC on employers when it comes to an injured worker’s return to work. With one exception, this duty is included in the jurisdiction’s workers’ compensation law and/ Fred C. Leafloor, CRSP, CHSC Safety First Industrial Safety Services Dartmouth, NS or regulations. Because there’s no federal workers’ comp regime, the return-to-work David G. Myrol McLennan Ross LLP Edmonton, AB Canada Labour Code and Canada Labour Standards Regulations. These jurisdictions duties for federally regulated employers are included in the OHS law, that is, the generally impose two broad duties on employers (which we’ll discuss in detail below): Yvonne O’Reilly, CRSP O’Reilly Health & Safety Consulting Toronto, ON • Wayne Pardy, CRSP Q5 Systems St. John’s, NL Duty to cooperate with the return-to-work process, such as by staying in touch with the worker while he’s out and providing the workers’ comp board with any requested information; and Barbara Semeniuk, BSc, CRSP Purcell Enterprizes Edmonton, AB • Duty to re-employ the injured worker when he’s able to return to the workplace. 7 Implied Duty Jurisdictions In the remaining seven jurisdictions—AB, BC, NB, NT, NU, QC and SK—employers Your Plain Language Guide to C-45, OHS & Due Diligence www.OHSInsider.com don’t have specific return-to-work duties under the OHS or workers’ comp laws. EDITOR: ROBIN L. BARTON But across Canada, employers have a duty under the human rights laws not to Managing editor: GLENN S. DEMBY, ESQ. discriminate based on disability. This discrimination ban means employers can’t fire a worker because he got injured on the job and they must accommodate an LAYOUT: TRACY BRIGHTMAN injured worker to allow him to return to work. Thus, employers in these jurisdictions essentially have a duty to help an injured worker return to work. PRESIDENT AND CEO: ROB RANSOM Safety Compliance Insider is published by Bongarde Holdings Inc. and is intended for in-house use only – commercial reproduction is a violation of our copyright agreement. RETURN TO WORK REQUIREMENTS This publication is designed to provide accurate and authoritative information on the subject matter covered. It is sold with the understanding that the publisher is not engaged in rendering legal, accounting or other professional services. If legal or other expert assistance is required, the services of a competent professional should be sought. There’s much overlap between the specific employer return-to-work requirements spelled out in some workers’ comp laws and the general duties imposed by human rights law, especially when it comes to the duty to reemploy an injured worker. So complying with the specific requirements from the seven jurisdictions noted above will generally help employers across the country satisfy their obligations when it comes to helping an injured worker return to work. Here’s a detailed look at those requirements. Publications Mail #40065442. Printed in Canada. WSLETTER NE & 1-800-667-9300. Fax 1-250-493-1970 or visit our website at http://www. SafetyComplianceInsider.com NIC PUB TRO LI EC SH EDITORIAL EXCELLENCE AWARD WINNER NDATIO FO U N please call our customer service centre at EL S ER To order a subscription to Safety Compliance Insider for $397/12 months - For more safety compliance advice, visit us on the web at www.OHSInsider.com 3 Duty to Cooperate In NL, ON, PE and YT, the workers’ comp law requires an employer to cooperate in the return to work process. Ontario’s requirement is typical and says that the employer of an injured worker must co-operate in the worker’s early and safe return to work by: • Contacting the worker as soon as possible after the injury occurs and maintaining communication throughout the period of his recovery and impairment; • Attempting to provide suitable employment that’s available and consistent with the worker’s functional abilities and that, when possible, restores his pre-injury earnings; • Giving the workers’ comp board such information as it may request concerning the worker’s return to work; and • Doing anything else as may be required by the regulations. It’s a good idea for all employers to follow the above general guidelines when a worker gets injured or ill. For example, studies have shown the importance of maintaining contact with an injured worker while he’s out. An injured worker’s recovery may be hampered if he feels cut off or abandoned by his employer. So ensure that someone, such as the worker’s supervisor, the safety coordinator or a representative from the HR department, stays in regular contact with the injured worker during his recovery. Duty to Re-Employ Worker All seven jurisdictions with specific return-to-work requirements for employers impose a duty to re-employ the injured worker when he’s able to return to the workplace. There are several elements of this duty: Who the duty applies to. The duty to re-employ applies to workers who were absent due to an injury or illness and who, when they got injured or sick, had been employed by the employer continuously for at least a year. So if an injured worker had been on staff for only a few months when he got hurt, you’re not obligated to re-employ him once he’s better. The workers’ comp laws typically include exclusions from the duty to re-employ, such as certain: • Employers, such as those who regularly employ fewer than 20 (NL, NS, ON, PE, YT) or 25 (MB) employees; • Industries, such as construction; and • Workers, such as volunteers or casual emergency workers. When the duty is triggered. The duty to re-employ is generally triggered when the employer is notified by the worker or the workers’ comp board that the worker is medically fit to return to work in some capacity. When the duty ends. The re-employment duty doesn’t last forever. For example, for federally regulated employers, it ends 18 months from the date the worker is fit to return to work. The other jurisdictions end the duty on the earliest of the following dates: • Two years after the date of the accident or injury (MB, NL, NS, ON, PE, YT); • Six months after the worker’s able to perform the essential duties of his pre-injury job or other suitable work (MB); • One year after the worker’ medically able to perform the essential duties of his pre-injury job (NL, ON, YT); or • The date on which the worker would have retired (MB), reaches the age at which a worker becomes entitled to benefits under the Old Age Security Act (YT) or reaches age 65 (NL, NS, ON, PE). In addition, in NS, PE and YT, if an employer offers to reemploy an injured worker once he’s recovered and the worker rejects that offer, the employer is no longer bound by the duty to re-employ as it relates to that worker. Work to be provided. When an injured worker is able to return to work, there are generally three possible types of work you must offer him: • Pre-injury job. If the worker is able to perform the “essential duties” of his pre-injury job, you must offer to re-employ him in his prior position. • Alternative employment. If you can’t reinstate the worker in his prior position, you must offer him “alternative employment,” which is generally defined as employment comparable to his pre-injury position in terms of the nature of the work, earnings, qualifications, opportunities and other respects. September 2012 © Bongarde 4 Results of Poll on Return-to-Work Programs In a recent poll on OHSInsider.com, we asked you to rate your company’s return-to-work program. Here are the results: XX Good—we do a good job getting workers back on the job but could do better. (54%) XX Excellent—we do a great job of helping workers get back to work quickly and safely. (32%) XX Fair—we do what we’re required to do by law and not much more. (7%) XX What return-to-work program? (7%) • Suitable work. If the worker is medically able to work but not to perform the essential duties of his pre-injury job, you must offer him the first opportunity to accept “suitable work” that becomes available. “Suitable work” is generally considered work that the worker has the skills to perform, is medically fit to perform and which doesn’t pose a health or safety hazard to him or his co-workers. If the employer and injured worker disagree about his fitness to return to work and the nature of the work he’s medically able to perform, the workers’ comp board will intervene and make those determinations. Duty to accommodate. The workers’ comp laws codify the duty to accommodate established by the human rights laws. That is, they require an employer to accommodate the work or the workplace to suit the needs of the returning worker to the extent that such accommodations don’t cause the employer undue hardship. The duty to accommodate applies to all three types of work you may have to offer a worker returning from an injury. So if a worker can return to his pre-injury job provided you modify his work station, you’ll have to make the necessary changes unless they’re so costly or would so radically alter the workplace that they constitute an undue hardship. Ban on Firing Because of Injury In addition to imposing the above duties on employers, the workers’ comp laws bar employers from firing workers because they’ve become injured or ill. In fact, if an employer re-hires an injured worker and then fires him within six months of his return to the workplace, there’s a presumption that the employer did so because of the injury and thus didn’t fulfil its re-employment duties. The presumption’s purpose is to prevent employers from pretending to satisfy the duty to re-employ an injured worker by taking him back with the intention of letting him go after a short time. The workers’ comp law does allow employers to rebut this presumption by proving that the termination wasn’t tied to the injury or illness. For example, if you rehired an injured worker and then fired him four months later because he stole company property, threatened to kill his supervisor or committed a serious safety infraction, you’d likely be able to rebut the presumption. Insider Says: For more information on properly disciplining workers and avoiding reprisal claims, go the OHS Insider’s Discipline & Reprisals Compliance Centre. Penalties for Violations Violating the above duties can be costly. For example, the workers’ comp laws generally say that if the workers’ comp board determines that an employer didn’t fulfill its returnto-work obligations to a worker, it may impose a penalty on the employer up to the amount of the worker’s net average earnings for the 12 months immediately before the worker went out due to his injury or illness. BOTTOM LINE Insider Says: For a look at how courts determine what’s undue hardship, see “Winners & Losers: When Is Changing Workers’ Duties So They Can Return from Injury ‘Undue Hardship’?” April 2009, p. 16. For information on the worker’s role, see “Recent Case Reinforces Worker Duty to Cooperate in Accommodation Process.” Neither an employer nor its workers want workplace injuries to occur, but they happen. And when they do, it’s incumbent on employers to step up and assist the injured worker both while he’s out recovering and when he’s ready to return to the workplace in some capacity. For more safety compliance advice, visit us on the web at www.OHSInsider.com 5 OHS Code 2009 KNOW THE LAWS OF YOUR PROVINCE Here are the general employers’ return-to-work duties under the OHS and workers’ comp laws in your jurisdiction: FED AB BC MB NB NL NT/NU NS Canada Labour Code: 1. Subject to the regulations, an employer must, when reasonably practicable, return a worker to work after his absence due to work-related illness or injury [Sec. 239.1(3)]. 2. An employer may assign to a different position, with different terms and conditions of employment, any worker who, after an absence due to work-related illness or injury, is unable to perform the work he performed prior to the absence [Sec. 239.1(4)]. Canada Labour Standards Regulations: 1. The employer’s obligation to return a worker to work begins on the date that, according to a certificate from the qualified medical practitioner authorized by the plan the employer subscribes to, the worker is fit to return to work with or without qualifications and ends 18 months after that date [Sec. 34(1)]. 2. When an employer can’t return a worker to work within 21 days from the date of receipt of the above certificate, the employer must, within those 21 days, notify in writing the worker and, if the worker is subject to a collective agreement, the trade union representing him, whether return to work is reasonably practicable and, if not, the reasons why it isn’t [Sec.34(3)]. OHS and workers’ comp laws don’t include specific employer return-to-work duties. OHS and workers’ comp laws don’t include specific employer return-to-work duties. The Workers’ Compensation Act: 1. An employer must offer to re-employ a worker who: a. has been unable to work as a result of an accident; and b. on the day of the accident, had been employed by the employer for at least 12 continuous months on a full-time or regular part-time basis [Sec. 49.3(1)]. 2. The re-employment duty doesn’t apply to: a. casual emergency workers, learners, volunteers, declared workers or workers in a work experience program; b. an employer who employs fewer than 25 full-time or regular part-time workers, as determined by the board; or c. an employer, worker or industry excluded by regulation [Sec. 49.3(2)]. 3. The employer is obligated under this section until the earliest of the following dates: a. the second anniversary of the day of the accident; b. six months after the worker’s medically able to perform the essential duties of his pre-accident employment or other suitable work, as determined by the board; or c. the date on which the worker would have retired from that employment, as determined by the board [Sec. 49.3(3)]. 4. The employer must accommodate the work or the workplace to the needs of the worker to the extent that the accommodation doesn’t cause the employer undue hardship [Sec. 49.3(4)]. 5. When the worker’s medically able to perform the essential duties of his pre-accident employment, the employer must: a. offer to re-employ the worker in the position he held on the day of the accident; or b. offer to provide the worker with alternative employment of a nature and at earnings comparable to his employment on the day of the accident [Sec. 49.3(5)]. 6. When the worker’s medically able to perform suitable work but is unable to perform the essential duties of his pre-accident employment, the employer must offer the worker the first opportunity to accept suitable employment that becomes available with the employer [Sec. 49.3(6)]. OHS and workers’ comp laws don’t include specific employer return-to-work duties. Workplace Health, Safety and Compensation Act: 1. An employer must co-operate in the early and safe return to work of a worker injured in its employment by: a. contacting the worker as soon as possible after the injury occurs and maintaining communication throughout the period of his recovery; b. providing suitable employment that’s available and consistent with the worker’s functional abilities and that, where possible, restores his pre-injury earnings; c. giving the commission the information the commission may request concerning the worker’s return to work; and d. doing other things that may be required in the regulations [Sec. 89(1)]. 2. An employer of a worker who has been unable to work as a result of an injury and who, on the date of the injury, had been employed continuously for at least one year by the employer must offer to re-employ the worker in accordance with this section [Sec. 89.1(1)]. 3. This duty applies only to an employer and a worker who had been in an employment relationship for a continuous period of one year immediately prior to the date of the worker’s injury [Sec. 89.1(2)]. It doesn’t apply to an employer who regularly employs fewer than 20 workers [Sec. 89.1(3)]. 4. When a worker’s medically able to perform the essential duties of his pre-injury employment, an employer to whom this section applies must: a. offer to re-employ the worker in the position that he held on the date of injury; or b. offer to provide the worker with alternative employment of a nature and at earnings comparable to his employment on the date of injury [Sec. 89.1(5)]. 5. When a worker’s medically able to perform suitable work but is unable to perform the essential duties of his pre-injury employment, the employer must offer the worker the first opportunity to accept suitable employment that may become available with the employer [Sec. 89.1(6)]. 6. An employer must accommodate the work or the workplace for the worker to the extent that the accommodation doesn’t cause the employer undue hardship [Sec. 89.1(7)]. 7. An employer’s obligated under this section until the earliest of: a. two years after the date of disability; b. one year after the worker’s medically able to perform the essential duties of his pre-injury employment; and c. the date on which the worker reaches age 65 [Sec. 89.1(8)]. OHS and workers’ comp laws don’t include specific employer return-to-work duties. Workers’ Compensation Act: 1. An employer of a worker must offer to re-employ a worker when he: a. has been unable to work as a result of the injury; and b. had been employed by the employer, at the date of the injury, for at least 12 continuous months [Sec. 90]. 2. An employer, immediately upon receiving notice that a worker is able to perform the essential duties of his pre-injury employment, must offer to reinstate him in the position he held on the date of the injury [Sec. 97(1)]. 3. When the Board is satisfied that the employer is unable to reinstate the worker to his prior position, the employer must offer to provide the worker with “alternative employment” (that is, employment that’s comparable to the worker’s pre-injury work in nature, earnings, qualifications, opportunities and other aspects) with the employer [Sec. 97(2)]. 4. When the Board is satisfied that the employer is unable to reinstate the worker to his prior position or to provide alternative employment, the employer must offer to provide the worker with “suitable work” (that is, work which the worker has the necessary skills to perform, is medically able to perform and which doesn’t pose a health or safety hazard to the worker or any co-workers) [Sec. 97(3)]. 5. An employer, immediately upon receiving notice that a worker is able to perform suitable work, must offer to the worker the first opportunity to accept suitable work that may become available with the employer [Sec. 98(1)]. 6. When: a. an employer has provided a worker with suitable work; b. the worker is or becomes able to perform work that’s more comparable to his pre-injury work; and c. work that’s more comparable to his pre-injury work is available with the employer, the employer must offer to the worker the work that’s more comparable to his pre-injury work [Sec. 98(2)]. 7. The employer must accommodate the work or the workplace to the needs of a worker who requires accommodation as a result of the injury to the extent that the accommodation doesn’t cause the employer undue hardship [Sec. 91(1)]. 8. When an employer has offered re-employment to a worker and the worker has refused that offer, the employer’s no longer bound by the duty to re-employ with relation to that worker [Sec. 93]. 9. An employer is obligated as described above until the earlier of the day that: a. is two years after the date of the injury to the worker; or September 2012 © Bongarde 6 ON PE b. the worker attains the age of 65 years [Sec. 92(1)]. 10.When an employer re-employs a worker less than six months before the time described in 9(a) above, it’s obligated for six months after the date of reemployment [Sec. 92(2)]. 11.The above duties don’t apply to: a. any employer that, in the opinion of the Board, regularly employs fewer than 20 workers or such other number of workers less than 20 as the Board may prescribe by regulation; b. any class or subclass of employers or workers exempted by the Board by regulation by reason of the nature of the industry; or c. the construction industry, unless included by the Board by regulation [Sec. 89(1)]. Workplace Safety and Insurance Act, 1997: 1. The employer of an injured worker must co-operate in the early and safe return to work of the worker by: a. contacting the worker as soon as possible after the injury occurs and maintaining communication throughout the period of his recovery and impairment; b. attempting to provide suitable employment that’s available and consistent with the worker’s functional abilities and that, when possible, restores his pre-injury earnings; c. giving the Board such information as the Board may request concerning the worker’s return to work; and d. doing such other things as may be required [Sec. 40(1)]. 2. The employer of a worker who has been unable to work as a result of an injury and who, on the date of the injury, had been employed continuously for at least one year by the employer must offer to re-employ the worker [Sec. 41(1)]. must offer the worker the first opportunity to accept suitable employment that may become available with the employer [Sec. 41(5)]. 6. The employer must accommodate the work or the workplace for the worker to the extent that the accommodation doesn’t cause the employer undue hardship [Sec. 41(6)]. 7. The employer is obligated as described above until the earliest of: a. the second anniversary of the date of injury; b. one year after the worker’s medically able to perform the essential duties of his pre-injury employment; and c. the date on which the worker reaches age 65 [Sec. 41(7)]. Workers’ Compensation Act: 1. An employer must cooperate in the early and safe return to work of a worker injured in his employment by: a. contacting the worker as soon as possible after the injury occurs and maintaining communication; b. providing suitable employment that’s available and consistent with the worker’s functional abilities and that, where possible, restores his pre-injury earnings; c. providing the Board the information it may request concerning the worker’s return to work; and d. doing such other things as required by the regulations during the period of the worker’s recovery [Sec. 86(1)]. 2. The duty to cooperate: a. applies only to accidents that occurred on or after the date this section comes into force; and b. doesn’t apply to the construction industry unless it’s included by the Board by regulation [Sec. 86(10)]. 3. When a worker: a. has been unable to work as a result of an accident; and 3. The duty to re-employ doesn’t apply to employers who regularly employ fewer than 20 workers or such classes of employers as may be prescribed [Sec. 41(2)]. 4. When the worker’s medically able to perform the essential duties of his pre-injury employment, the employer must offer to: a. re-employ the worker in the position that he held on the date of injury; or b. provide the worker with alternative employment of a nature and at earnings comparable to his employment on the date of injury [Sec. 41(4)]. 5. When the worker’s medically able to perform suitable work (although he’s unable to perform the essential duties of his pre-injury employment), the employer b. has been employed by the employer, at the date of the injury, for at least 12 continuous months the employer must offer to re-employ the worker [Sec. 86.1]. 4. When a worker’s medically able to perform the essential duties of his pre-injury employment, the employer must offer to reinstate him in the position that he held on the date of the accident [Sec. 86.3(1)]. 5. When the Board’s satisfied that the employer’s unable to reinstate the worker to his prior position, the employer must offer “alternative employment” (that is, employment that’s comparable, as determined by the Board, to the worker’s pre-injury work in nature, earnings, qualifications, opportunities and other respects) to the worker [Sec. 86.3(2)]. 6. When a worker’s medically able to perform suitable work but is unable to perform the essential duties of his pre-injury employment, the employer must offer to the worker the first available “suitable work” (that is, work that a worker has the necessary skills to perform and is medically able to perform, and that doesn’t pose health or safety hazards to the worker or co-workers, as determined by the Board) with the QC OHS and workers’ comp laws don’t include specific employer return-to-work duties. SK OHS and workers’ comp laws don’t include specific employer return-to-work duties. YT Workers’ Compensation Act: 1. An employer must co-operate in the early and safe return to work of a worker injured in his employment by: a. contacting the worker as soon as possible after the work-related injury occurs and maintaining communication throughout the period of his recovery; b. providing suitable employment that’s available and consistent with the worker’s functional abilities and that, where possible, restores his pre-injury earnings; c. if the earnings for suitable employment offered by the employer and accepted by the worker are less than his pre-injury earnings, either the employer or the board or a combination of the employer and the board must pay the worker in accordance with a board of directors’ policy; d. giving the board the information it may request concerning the worker’s return to work; and e. doing other things that may be prescribed by the board in order to facilitate the worker’s early and safe return to work [Sec. 40(1)]. 2. An employer of a worker who has been unable to work as a result of an injury and who, on the date 3. 4. 5. 6. of the work-related injury, had been employed in a continuous employment relationship for at least one year by the employer, must offer to re-employ the worker [Sec. 41(1)]. The duty to re-employ doesn’t apply to an employer who regularly employs fewer than 20 workers [Sec. 41(2)]. When a worker’s medically able to perform the essential duties of his pre-injury employment, an employer must: a. offer to re-employ the worker in the position that he held on the date of work-related injury; or b. offer to provide the worker with alternative employment of a nature and at earnings comparable to his employment on the date of the work-related injury [Sec. 41(3)]. When a worker’s medically able to perform suitable work but is unable to perform the essential duties of his pre-injury employment, an employer must offer the worker the first opportunity to accept suitable employment that may become available with the employer [Sec. 41(4)]. An employer must accommodate the work or the workplace for the worker to the extent determined by the board [Sec. 41(6)]. For more safety compliance advice, visit us on the web at www.OHSInsider.com Note: Special requirements apply to employers engaged primarily in construction under this Act and a regulation. employer [Sec. 86.4]. 7. An employer must, to the satisfaction of the Board and in order to fulfil its obligations as described above, accommodate the work or the workplace to the needs of a worker who requires accommodation as a result of the injury to the extent that the accommodation doesn’t cause the employer undue hardship [Sec. 86.5]. 8. When an employer has offered re-employment to a worker and the worker has refused this offer, the employer is no longer bound by the duty to re-employ [Sec. 86.6]. 9. The above duties don’t apply to: a. an employer that, in the opinion of the Board, regularly employs fewer than 20 workers; and b. the construction industry, unless it’s included by the Board by regulation [Sec. 86.11(1)]. 10.An employer is obligated under the above duties until the earlier of: a. two years after the date of the accident; and b. the date on which the worker attains 65 years of age [Sec. 86.11(2)]. 7. An employer is liable for the payment of up to a maximum of $1,000 in expenses related to the accommodation of the work or the workplace for the worker as the board considers appropriate to enable the worker to return to work. The board shall pay the expenses in excess of $1,000 that are related to the accommodation of the work or workplace for the worker, as the board considers appropriate, to enable the worker to return to work [Sec. 41(7)]. 8. Where an employer has offered re-employment to a worker and the worker has refused this offer, the employer’s no longer bound by the duty to re-employ that worker [Sec. 41(9)]. 9. An employer’s obligated under the above duties until the earliest of: a. two years after the date of work-related injury; b. one year after the worker’s medically able to perform the essential duties of his pre-injury employment; or c. the date on which the worker reaches the age that a worker becomes entitled to apply for benefits under Part 1 of the Old Age Security Act [Sec. 41(8)]. 7 More Return-to-Work Information on the Way In a recent survey, you told us you wanted more information on return to work. And we heard you. This article is just our first attempt to fulfil your needs. In the coming months, both on OHSInsider.com and in the Insider, we’ll be giving you more information and tools on this important topic, such as how to develop an effective return-to-work program, how to make the business case for such a program, a model fitness to work form, a model modified work policy and much more. In the meantime, here’s information on return to work that’s currently available: XX Recorded webinar on the Ontario return-to-work rules XX “Brief Your CEO: How Far Return-to-Work Programs Must Go to ‘Accommodate’ Injured Workers,” Sept. 2011, p. 8. XX “Using Supervisors to Improve the Return-to-Work Process, Part 1,” Feb. 2007, p. 14. XX “Supervisors and the Return-to-Work Process, Part 2,” March 2007, p. 14. XX “Making the Business Case for Safety: Adapting Return-to-Work Programs for Workers Working Nonstandard Schedules,” April 2008, p. 13. XX “Test Your OHS I.Q.: Do You Need a Worker’s Consent to Do a Functional Return-to-Work Assessment?” July 2007, p. 14. YOU MAKE THE CALL Was Firing of Worker Who Failed Post-Incident Drug Test Discriminatory? What Happened A worker operating a loader struck and broke a mirror on a truck. His post-incident drug test came back positive for cocaine. And he admitted using cocaine on his days off and previously using crystal meth and marijuana. But he claimed he was an addict. The employer fired him for violating its drug use policy. The worker sued for disability discrimination. Question Was the worker’s firing discriminatory? Answer No. To read the reasons for the Human Rights Commission’s decision, see the third case under ALBERTA on page 10. September 2012 © Bongarde 8 AROUND THE PROVINCES Definitions of ‘Violence’ in the OHS Laws I t's become clear that workplace violence is one of the hazards from which employers must protect workers. As a result, most jurisdictions have specific workplace violence requirements in their OHS laws, including definitions of what constitutes violence. And these definitions, while often similar, aren’t all the same. For example, some definitions specifically exclude worker-onworker incidents. Here’s a chart showing how the OHS laws of each jurisdiction define “violence.” (For more information on this important topic, go to the OHSInsider’s Workplace Violence Compliance Centre.) DEFINITIONS OF ‘VIOLENCE’ IN THE OHS LAWS LAW Canada OHS Regs., Sec. 20.2 FED “Workplace violence” is defined as any action, conduct, threat or gesture of a person towards an employee in his/her workplace that can reasonably be expected to cause harm, injury or illness to that employee. AB “Violence,” whether at a work site or work related, means the threatened, attempted or actual conduct of a person that causes or is likely to cause physical injury. OHS Code, 2009, Sec. 1 BC “Violence” is defined as the attempted or actual exercise by a person—other than a worker—of any physical force so as to cause injury to a worker and includes any threatening statement or behaviour that gives a worker reasonable cause to believe that he or she is at risk of injury. OHS Reg., Sec. 4.27 “Violence” is defined as: MB 1. the attempted or actual exercise of physical force against a person; and 2. any threatening statement or behaviour that gives a person reasonable cause to believe that physical force will be used against that person. NB Doesn’t define or address workplace violence in its OHS laws. NL “Violence” is defined as the attempted or actual exercise by a person—other than a worker—of physical force to cause injury to a worker and includes threatening statements or behaviour which gives a worker reason to believe that he or she is at a risk of injury. NT/NU OHS Regs. 2012, Sec. 22(1) Don’t define or address workplace violence in their OHS laws. “Violence” is defined as any of the following: NS Workplace Safety and Health Reg., Sec. 1.1 1. threats, including a threatening statement or threatening behaviour that gives an employee reasonable cause to believe that the employee is at risk of physical injury; and 2. conduct or attempted conduct of a person that endangers the physical health or physical safety of an employee. Violence in the Workplace Regs., Sec. 2(f) “Workplace violence” is defined as: ON 1. the exercise of physical force by a person against a worker, in a workplace, that causes or could cause physical injury to the worker; 2. an attempt to exercise physical force against a worker, in a workplace, that could cause physical injury to the worker; and 3. a statement or behaviour that’s reasonable for a worker to interpret as a threat to exercise physical force against the worker, in a workplace, that could cause physical injury to the worker. PE “Violence” is defined as the threatened, attempted or actual exercise of any physical force by a person—other than a worker—that can cause, or that causes, injury to a worker, and includes any threatening statement or behaviour that gives a worker reasonable cause to believe that he or she is at risk of injury. QC Doesn’t define or address workplace violence in its OHS laws. SK “Violence” is defined as the attempted, threatened or actual conduct of a person that causes or is likely to cause injury and includes any threatening statement or behaviour that gives a worker reasonable cause to believe that the worker is at risk of injury. YT Doesn’t define or address workplace violence in its OHS laws. For more safety compliance advice, visit us on the web at www.OHSInsider.com OHS Act, Sec. 1(1) OHS Regs., Sec. 52.1 OHS Regs., Sec. 37(1) 9 OHS Month in Review A roundup of important new legislation, regulations, government announcements, court cases and board rulings CASE OF THE MONTH AB Court Says Employer Not Liable for Worker’s Drunk Driving Death At this time of year, many companies hold picnics, barbeques or other outings at which alcohol may be served. But when workers drink alcohol at work or work-related events, their employers could face liability if an intoxicated worker gets into an accident and injures or kills himself or someone else. There are steps, however, that a company can take to avoid liability in such situations. A court in Alberta recently handled a case involving a worker’s death in a drunk driving accident. Here’s a look at what happened and how the employer fared. THE CASE What Happened: After 5:00 pm, two friends of the principal of a company arrived at his office with whiskey. The three men had a drink. Around 7:00 pm, they invited a female office worker to join them for a drink, which she did. Other people—both employees and non-employees—came and went from the impromptu gathering, some bringing beer. Around 9:00 pm, the company principal left. Other people also left at the same time. At this point, the office worker didn’t appear to be drunk. She and another individual stayed until 2:00 am. On her way home, the worker got into a head-on collision with a truck and was killed. Her blood alcohol level was three times the level at which driving a vehicle was illegal. Her family sued the employer for negligently allowing the worker to consume alcohol on the premises and drive home intoxicated. What the Court Decided: The Alberta Court of Queen’s Bench dismissed the lawsuit. How the Court Justified the Decision: The court considered whether the company owed a duty of care to the worker by asking when the principal let the worker drink alcohol in the office, should he have foreseen that she’d get drunk and then try to drive? In distinguishing similar cases, the court noted that here, the company didn’t provide the alcohol the worker drank. Also, the worker didn’t appear inebriated to the principal or anyone else when he left. In addition, when the principal left, he reasonably believed that the others were leaving, too. In fact, most did leave around that time. The principal couldn’t have known that the worker would stay for several hours more and continue drinking. And in light of a company policy permitting workers to take a taxi home at company expense at any time, he had no reason to believe that if the worker did get drunk, she’d drive home when she could take a free cab. Based on all of these factors, the court concluded that the company didn’t owe the worker a duty of care because it was unforeseeable that she would become so intoxicated by alcohol that her ability to drive would become impaired and that, in that state of impairment, she would choose to drive her car and get involved in an accident [Jenkins v. Muir, [2012] ABQB 352 (CanLII), May 28, 2012]. ANALYSIS The company in the Jenkins case did many things right that other companies should emulate. For example, it had a company policy barring workers from using or possessing alcohol on the job. And it paid for workers to take a taxi whenever they needed one—no questions asked. Those actions helped it avoid liability for the worker’s death. But the company also did something wrong—despite the company policy on alcohol, a company principal permitted workers to drink in the office on that fateful night. Having a company alcohol policy is only effective if it’s enforced. And it certainly shouldn’t be undermined by a member of senior management. OHS Insider Resources For other cases involving workers who had accidents after drinking at work, see “Is Employer Liable for Traffic Accident Caused by Worker Who Drinks at Work?” And for more information on employers’ liability risks if they serve alcohol at company events, see “What’s Your Liability for Serving Alcohol to Workers at the Holiday Party?” September 2012 © Bongarde 10 LAWS & ANNOUNCEMENTS FEDERAL June 11: TDGA Emergency Response Guidebook Released Transport Canada, the US Department of Transportation, the Secretariat of Transport and Communications of Mexico, with the help of CIQUIME of Argentina, released the 2012 Emergency Response Guidebook. It’s primarily a guide to aid first responders in quickly identifying the hazards of the materials involved in a transportation incident involving dangerous goods and protecting themselves and the general public during the initial response phase of the incident. July 12: Safety in Fishing Industry Needs Improvement According to the results of a three-year investigation by the Transportation Safety Board of Canada, the fishing industry needs to improve workplace health and safety. It’s report identifies 10 key issues that the industry, regulators and fishing community must address to adequately protect workers, such as understanding and applying the principles of stability, providing effective training that’s reinforced by practice and understanding and managing the risks of fatigue. June 29: Union Worried about Firing of Safety Personnel Transport Canada is laying off 157 employees, including all regional health and safety advisors, who were recently hired to help the agency comply with federal OHS law. The Union of Canadian Transportation Employees believes this decision will endanger workers and the public. Transport Canada claims it’s streamlining the OHS program and has established a national policy health and safety committee, six regional committees and more than 106 workplaces with JHSCs or representatives. LAWS & ANNOUNCEMENTS ALBERTA July 3: Drug & Alcohol Testing Project Announced A group of employers, labour associations and unions are participating in a two-year initiative on the effectiveness of comprehensive workplace drug and alcohol programs. The Drug and Alcohol Risk Reduction Pilot Project’s mandate is to establish best practices for random alcohol and drug testing for safety-sensitive work sites and positions and develop guidelines for processes such as case management, assessment and follow-up. Implementation of pilot testing programs is expected to start in late 2012 and early 2013. June 20: Province Considering Administrative Penalties for Safety Offences The province is considering expanding the arsenal of compliance enforcement tools for safety violations by creating an Administrative Penalties System (APS). An APS uses monetary penalties levied by administrative action rather than the courts. Feedback on a possible APS was accepted through July 31, 2012. CASES Company Points Finger at Prime Contractor for OHS Violations A company was salvaging metal from a former industrial plant. A temporary worker supplied by another company fell approximately three metres from an opening in a wall onto a pile of pipe. He suffered a broken leg and three broken ribs. The company was charged with several OHS violations. The court said there was no evidence that the company took any steps at all concerning the safety of its workers. The company argued that the prime contractor was responsible for supervising all workers—including the company’s—and complying with all safety requirements. So it had no duty to ensure the safety of its workers at that site. But the court disagreed, convicting the company on all counts [R. v. Canadian Consolidated Salvage Ltd. (Clearway Recycling), [2012] ABPC 133 (CanLII), May 8, 2012]. Chinese Company Loses Last Shot at Appeal in OHS Case The Supreme Court of Canada declined to hear an appeal of a lower court ruling that says a Chinese state-owned corporation should face 53 OHS charges in the deaths of two oilsands workers. The company, which brought the workers to Alberta, had argued it had no official presence in Canada and so couldn’t be charged. The Supreme Court gave no reasons for its decision [Sinopec Shanghai Engineering Co. v. Alberta, [2012] S.C.C.A No. 31, July 12, 2012]. OK for Employer to Fire Cocaine-Using Worker for Violating Drug Policy The bucket of a loader operated by a worker struck and broke a mirror on a truck. The worker took a post-incident drug test, which came back positive for cocaine. When questioned, he admitted using cocaine on his days off as well as previously using crystal meth and marijuana. He claimed to be addicted. The employer fired him for violating its drug use policy. The worker sued for disability discrimination. The Tribunal ruled that his termination wasn’t discriminatory. The evidence showed that the worker made rational choices about his drug use. He chose not to stop using cocaine and not to disclose his drug use to the employer. Thus, the employer’s decision was based on his violation of company policy, not his status as an addict [Bish v. Elk Valley Coal Corp., [2012] AHRC 7 (CanLII), June 15, 2012]. Injury Suffered in Employer’s Gym Not Covered by Workers’ Comp During his lunch break, a worker was injured while working out at a staff gym provided by the employer and located on its premises. His workers’ comp claim was originally approved and then denied. He appealed. The Appeals Commission ruled that the injury wasn’t covered by workers’ comp. The employer didn’t require workers in this worker’s position to maintain designated levels of physical fitness. In addition, he wasn’t required to stay in shape as a specific condition of his employment [Decision No: 2012-516, [2012] CanLII 31503 (AB WCAC), June 7, 2012]. Poultry Company Fined $180,000 for Ammonia Release A worker’s error at a poultry processing plant resulted in the release of ammonia gas. Nearby residents were forced to leave their homes or shelter inside. The company pleaded guilty to violating the Environmental Protection and Enhancement Act and was fined $180,000 [Lilydale Inc., Govt. News Release, July 6, 2012]. CASES NB Lock-out Violations Cost Employer $7,800 A worker’s hand was crushed when it got jammed between a strapper and a metal post. His employer pleaded guilty to failing to establish a written lock out procedure for a machine and ensure that a worker who may have to lock out a machine has been adequately trained to do so. The court fined it $6,000 and ordered it to make a $1,800 charitable donation [Twin Rivers Paper Co., Govt. News Release, June 29, 2012]. Employer Convicted of Guarding Violation & Fined $2,000 When a worker tried to dislodge a piece of wood that was stuck in a planer, his finger was lacerated because he didn’t de-energize the machinery. In addition, the blade wasn’t properly guarded. The employer was convicted of a guarding violation and fined $2,000 [Clair Industrial Development Corporation Ltd., Govt. News Release, June 29, 2012]. For more safety compliance advice, visit us on the web at www.OHSInsider.com 11 BRITISH COLUMBIA LAWS & ANNOUNCEMENTS CASES July: Updates on Mental Stress, Bullying & Harassment There have been several developments in these areas: Firing of Union-Organizing Worker for Harassing Supervisor Overturned A supervisor found a worker’s cell phone on a work bench and was going to turn it in because company policy barred workers from carrying cell phones in the shop. But he left it on the bench and went to a pub. The worker returned for the phone and saw that a text message from his wife had been opened and read. Suspecting the supervisor, he went to the pub and confronted the supervisor, who denied reading his messages. The worker left and then returned to the pub parking lot several times. He noted the supervisor’s licence plate number and circled his truck; made upsetting statements to the supervisor’s wife; and threatened to report the supervisor for drinking and driving. The next day, he followed the supervisor to a café. The company fired the worker for harassing the supervisor in violation of its violence and harassment policy. But an arbitrator concluded that the employer didn’t have just cause to fire the worker. It overreacted to the situation and swiftly fired him without investigating his claims about the cell phone. In addition, it knew that the worker was a union organizer. The arbitrator ruled that a lengthy suspension without pay was more appropriate [Re: Progressive Rubber Industries Inc., [2012] B.C.L.R.B.D. No. 121, June 7, 2012]. • June 18: Progress is being made on an OHS prevention tool kit for employers and workers on bullying and harassment. The tool kit, which will be similar to the domestic violence tool kit released in March, should be available this fall. • July 1: Bill 14 amendments to the Workers Compensation Act took effect; Item C3-13.00, Mental Stress was replaced by Item C3-13.00, Section 5.1 - Mental Disorders. • Sept. 28: Deadline for comments on a discussion paper and proposed new OHS policies regarding workplace bullying and harassment. July 4: Roadwork Safety Campaign Launched The Work Zone Safety Alliance launched its 2012 Cone Zone campaign to encourage drivers to take care when driving near roadside workers by reducing their speed, avoiding driver distraction and respecting the roadside as a workplace. ConeZoneBC.com has tips and helpful information about safely navigating through roadside work zones. MANITOBA LAWS & ANNOUNCEMENTS CASES June 22: Province Reviewing OHS Law, Enforcement & Prevention The province is conducting an independent review of workplace safety and health enforcement and prevention to develop a five-year strategy for approaching workplace injury and illness. The review will be a collaborative effort by industry, labour and technical stakeholders; the WCB; Advisory Council on Workplace Safety and Health; Workplace Safety and Health; and the new chief prevention officer. As part of the review, the Advisory Council is seeking stakeholder input for the review of the Workplace Safety and Health Act, which is required to be reviewed by the Council at least once every 5 years. Submissions are due by Sept. 14, 2012. Serious Injuries to 15-Year-Old Worker Result in $48,050 Fine A 15-year-old worker attempted to straddle a moving conveyor belt when she lost her balance and fell onto it. The conveyor belt pulled her under a metal brace for the conveyor’s motor, pinning her between it and the moving conveyor. She sustained serious injuries, including a fractured pelvis and sacrum, several crushed muscles and damage to nerves in her right leg and nerves affecting bladder and bowel control. The employer pleaded guilty to failing to ensure a worker used procedures for working near or crossing a conveyor that minimized risk to safety and was fined $48,050 [ShellMark Farms Ltd., Govt. News Release, July 9, 2012]. May 15: New Director to Address C-45 Enforcement The government took steps to start enforcing C-45 for workplace incidents by hiring a new director of investigations. Among his missions: sit down with police, prosecutors and workplace investigators to clarify roles in the event of a workplace incident. He’ll also review all policies to ensure criminal negligence factors are addressed during investigations. NOVA SCOTIA LAWS & ANNOUNCEMENTS CASES July 12: Too Many Fishermen Dying, Injured on the Job Nova Scotia fishermen are 19 times more likely to be killed at work than working Nova Scotians in general, according to WCB statistics. Together with a recent Transportation Safety Board report, there’s clearly a need for cultural change in the fishing sector. The fishing industry has one of the highest injury rates overall in Nova Scotia. In 2011, about 330 people were hurt on the job in this sector. Of those, 135 were serious injuries that resulted in time lost from work. Worker’s Exposure to Toxic Fumes Permanently Worsened Existing Condition A worker claimed that exposure to fumes from glue when it was applied to foam irritated her lungs and forced her to leave work. She filed a worker’s comp claim. A workers’ comp case manager concluded that because the fumes only temporarily exacerbated the worker’s preexisting chronic obstructive pulmonary disease (COPD), the claim should be denied. But the Appeals Tribunal found that there was sufficient evidence that exposure to fumes from the glue caused the worker to develop more severe COPD symptoms, including occupational asthma. Because these symptoms constitute a permanent aggravation of her pre-existing condition, her injury was covered by workers’ comp [Re: 2010-329-AD, [2012] CanLII 35360 (NS WCAT), June 26, 2012]. June 27: Farm Safety Project Launched The Canadian Agricultural Safety Association (CASA) launched a Nova Scotia FarmSafe Pilot Project to help producers implement health and safety plans on their farms. A FarmSafe advisor trained by CASA staff will walk farm managers through the process of establishing such a plan and will follow up with four on-site farm visits. The health and safety plans will be based on the Canada FarmSafe Plan. LAWS & ANNOUNCEMENTS NU June 22: Public Health Office to Open in Territory After noticing a “huge gap” during the 2009 H1N1 flu scare, the Public Health Agency of Canada will open an office in Iqaluit, likely by the end of the year. Nunavut is the only jurisdiction in Canada without a Public Health Agency office. The agency’s job is to handle big health emergencies, provide surveillance against the spread of infectious disease and chronic injuries, do health promotion and help territorial and provincial public health offices collaborate. September 2012 © Bongarde 12 LAWS & ANNOUNCEMENTS ONTARIO June 29: Sector Plans for 2012-13 Released The MOL released enforcement plans for 2012-13 that focus on hazards specific to workplaces in different sectors, including: • Construction Sector • Industrial Sector • Mining Sector • Health Care Sector • Specialized and Professionals Services Sector. July 1: Two New Inspection Blitzes Begin The MOL launched two new inspection blitzes targeting: • Tower and mobile cranes • Pits and quarries. July 3: One Call System for Utility Locates Now Mandatory The new Ontario Underground Infrastructure Notification System Act, 2012 makes mandatory the Ontario One Call system, which provides locates and information on utilities buried in a specified area. The following must provide information to the system as to locates: • Municipalities • Gas distributors and transmitters • Operators of a distribution system • Anyone or entity regulated under the Oil, Gas and Salt Resources Act • Anyone or entity that owns or operates underground infrastructure that crosses or is in the vicinity of a public right of way • Hydro One Inc and Ontario Power Generation Inc. CASES Employer, President Plead Guilty & Are Sentenced in Christmas Eve Tragedy On Dec. 24 2009, workers were working on a swing-stage scaffold when it collapsed. Four workers died and another was seriously injured. Their employer, its president and a supervisor were charged with violations of the OHS laws and criminal law. The company that provided the scaffold and its president were also charged with OHS violations. The employer pleaded guilty to criminal negligence causing death under the Criminal Code as amended by Bill C-45. Its president pleaded guilty to four OHS violations for failing, as a company director, to ensure the company complied with the OHS laws. Charges against the supervisor are still pending [Metron Construction and Joel Swartz, June 15, 2012]. (For details, read a blog post by Cheryl Edwards.) On July 13, 2012, the court fined the employer $200,000 and the president $90,000. All criminal charges against the president were dropped. Company Violated Collective Agreement by Considering Prior Discipline A worker was fired after an altercation with a company vice-president. The union filed a grievance, arguing that the company had considered the worker’s prior disciplinary record in violation of a “sunset” clause in the collective agreement. The arbitrator ruled that the company had inappropriately considered the worker’s prior discipline. In fact, it should’ve removed the prior discipline from his file, which it didn’t do. Thus, the arbitrator ordered the company to reinstate the worker [Labourers’ International Union of North America, Local 506 v. Tri-Krete Ltd., [2012] CanLII 34143 (ON LA), June 11, 2012]. Worker’s Knee Injury Wasn’t a Factor in His Termination A warehouse worker fell through a wooden board about four feet to the ground and injured his knee. About a month later, he was fired. He claimed disability discrimination. When the worker was fired, he was fit to work. And the employer wasn’t aware of any restrictions on his abilities. But it was losing trust in him due to his speaking about a “confidential” settlement in a prior human rights lawsuit; lying to his doctor about the nature of the fall; lying to the company president that the WSIB didn’t want to see the security tape of the fall; and providing inconsistent information about his health. In addition, the worker had lost his temper several times and was only fired after a threatening outburst. Thus, the Human Rights Tribunal ruled that disability played no role in the decision to fire him [Edmondson v. Alumpro Building Products Inc., [2012] O.H.R.T.D. No. 1045, May 23, 2012]. For more safety compliance advice, visit us on the web at www.OHSInsider.com Employer Properly Fired Worker for Intimidating Statements to Manager A worker with prior discipline was suspended for five days for carelessly packing defective product. She got very upset and told the plant manager, “The first element to attack is water—the next is fire,” referring to a burst pipe that had previously flooded the plant. The worker, who was religious, also said the manager was wicked and wicked things happened to wicked people. The manager, who knew the worker smoked, took these statements as threats and called the police. The worker refused to apologize and was fired. In the grievance proceeding, the worker denied intending to start a fire but refused to apologize. The arbitrator concluded that her statements were intended to intimidate the manager into rescinding the suspension. And given her lack of remorse, firing her was appropriate [Plastipak Industries Inc. United Steelworkers Union (Jemison Grievance), [2012] O.L.A.A. No. 282, June 7, 2012]. Union’s Claim that Asbestos Order Didn’t Go far Enough Denied An inspector issued an order requiring a school board to re-inspect a particular school to verify the accuracy of its existing asbestos survey. The teachers’ union challenged the order as not going far enough, claiming the school board had failed to properly address asbestos throughout the entire school system. The Labour Relations Board ruled that the union’s request was too far-reaching and exceeded the Board’s jurisdiction [Elementary Teachers’ Federation of Ontario v. Kawartha Pine Ridge District School Board, [2012] CanLII 31549 (ON LRB), June 8, 2012]. President/Supervisor Fined $30,000 for Worker’s Death During a bridge construction project, a concrete panel collapsed on top of a worker, killing him. An MOL investigation found that although the company president, who was supervising the work, had been given a copy of an engineered procedure for safely cutting and removing concrete from the bridge deck to prevent collapse, this procedure wasn’t followed. In addition, workers exposed to a fall hazard while dismantling the bridge hadn’t been wearing fall protection. The president pleaded guilty to failing, as a supervisor, to take reasonable steps to ensure workers followed the engineered procedure and wore fall protection. The court fined him $30,000 [Barry Wood, Govt. News Release, July 12, 2012]. Supervisor Fined $10,000 for Worker’s Lack of Fall Protection A construction supervisor was supervising workers shingling the roof of a home when one of the workers fell off the roof, sustaining serious injuries. The MOL investigation found that the worker hadn’t been wearing fall protection. The supervisor was convicted of failing, as a supervisor, to ensure his workers wore fall protection. The court fined him $10,000. The constructor and the employer had previously pleaded guilty to safety charges for this incident [Chad Shostal, Govt. News Release, June 21, 2012]. Turkey Farm Hit with $65,000 Fine after Worker Fell Through Floor Opening A worker was cleaning out a poultry barn, in which the protective coverings on several floor chutes on the second story had been removed. He fell though one of these unguarded chutes and was seriously injured. The farm pleaded guilty to failing to ensure workers were protected by guardrails or grates to prevent them from falling through floor openings and was fined $65,000 [Cuddy Farms Ltd. 2008, Govt. News Release, July 10, 2012]. Guarding Violation Leads to Hand Injury & $60,000 Fine A worker was having trouble feeding a sheet metal coil into a paint machine because the steel was oily. A second worker offered to help and “jogged” the machine while the first worker placed a strip of paper on top of the sheet of steel at the pinchpoint area of the rollers. His hand was drawn into the rollers and injured. An MOL investigation found that the paint machine’s rollers weren’t protected by a guard. The company pleaded guilty to a guarding violation and was fined $60,000 [Continuous Color Coat Ltd., Govt. News Release, July 4, 2012]. 13 CASES NL NL Court Looks at What Qualifies as Due Diligence for Training & Supervision While working along a public highway, a flagger got too close to an excavator operated by a co-worker. He was run over by it and crushed to death. His employer was charged with several OHS violations, including failing to provide proper information, instruction, training and supervision to workers at the site. The court convicted the company. It concluded that although there was evidence that the company provided some instruction and supervision to workers, it was minimal and not to the extent required to prove due diligence [R. v. Concord Paving Ltd., [2012] CanLII 31899 (NL PC), June 8, 2012]. Chicken Processing Facility Fined $20,000 for Partial Amputation of Hand A worker at a chicken processing facility was cleaning a machine when his hand was partially amputated. The facility pleaded guilty to failing to ensure its workers and supervisors were familiar with health or safety hazards and that equipment was used according to safe work practices. The court fined the facility $10,000 for each charge and ordered it to pay $2,000 to be used for public OHS education [Country Ribbon Inc., Govt. News Release, June 22, 2012]. LAWS & ANNOUNCEMENTS July 4: Wellness Project Launched The government launched the Pathways to Wellness project, which is designed to promote wellness and the prevention of illness by educating the public on the factors that influence health and what works when it comes to improving the health and well-being of individuals, families and communities. The project includes a website that contains a background paper, video and up-to-date practical information on how to improve health and well-being. July 9: Workers’ Comp Rates to Rise in 2013 The WSCC’s average provisional assessment rates will rise from $1.77 for each $100 of assessable payroll to $2.05 per $100 for 2013. The WSCC will no longer subsidize the rates because of higher healthcare costs and the economy. The final rates for sub-classes will be released in Oct. after a Sept. meeting of the WSCC Governance Council. NT YT LAWS & ANNOUNCEMENTS LAWS & ANNOUNCEMENTS QUÉBEC June 14: Young Worker Safety Campaign Launched The CSST launched a young worker safety awareness campaign that encourages young workers to demand safety training from their employers. As part of the campaign, young workers can test their knowledge of workplace health and safety to win movie tickets. July 9: Study Reveals Hiring Discrimination According to a study recently published in a CDPDJ report in which 581 fictitious résumés were distributed in the Montreal area, equally competent and educated candidates were 60% more likely to get a job interview when their family name was of Québec origin rather than a name of African, Arab or Latin-American origin. LAWS & ANNOUNCEMENTS PE July 3: Fall Protection Campaign Began The WCB began a Zero Tolerance Campaign against fall protection violations. OHS officers will be inspecting Island workplaces for fall protection violations and strictly enforcing the OHS Act and Regulation. June 11: 2011 Annual Report Released The WCB released the 2011 Annual Report, which describes the accomplishments of the past year. A summary of the Report was presented at the WCB Annual Public Meeting on June 27, 2012. The number of adjudicated claims, injury frequency rate and number of health and safety inspections all decreased, while the number of health and safety workshops and presentations given increased. SASKATCHEWAN LAWS & ANNOUNCEMENTS CASES June 12: Information Sessions on Upcoming OHS Amendments to Be Held Amendments to the OHS Act take effect Sept. 3, 2012. In preparation, the Ministry of Labour Relations and Workplace Safety is holding information sessions around the province. Attendees will receive a Guide that provides interpretations for each of the amended sections in the Act. Trenching Violation Costs Company $4,200 Two workers were observed in a trench that wasn’t properly sloped and had been undercut to locate a gas line. They weren’t protected from cave-ins or sliding material by means of cut back or shoring. Their employer pleaded guilty to a trenching violation and was fined $4,200. Three charges against a supervisor for the same incident were dismissed [Dmyterko Enterprises Ltd., Govt. News Release, June 13, 2012]. July 11: Road Work Safety Campaign Begins An ad campaign aimed at reminding motorists to slow to 60 km/hr when passing workers and equipment in Orange Zones was launched by the Ministry of Highways and Infrastructure. It urges drivers to avoid accidents by: • Looking for the signs marking the beginning of an Orange Zone and letting you know you’ll soon have to slow down. • Reducing your speed to 60 km in these zones. • Using extra care and caution, be alert and watch for people and equipment. September 2012 © Bongarde 14 EMERGENCY PLANNING continued FROM PAGE 1 implementing an emergency plan. Here’s an overview on the laws that impact emergency planning and response and eight tips for ensuring that your company and its workers are adequately prepared for any emergency. THE LAW ON EMERGENCY PREPAREDNESS & RESPONSE There are several laws that impose emergency preparedness and response duties on companies: Transportation of Dangerous Goods Laws The federal Consolidated Transportation of Dangerous Goods Regulations (TDG Regulations) require companies that transport or import certain dangerous goods to have emergency response assistance plans (ERAPs) to control and address any accidental releases that may occur. The federal requirements have been adopted in all Canadian provinces and territories. The intent of an ERAP is to help local authorities respond to an incident involving dangerous goods, such as by providing emergency response advice, specialized equipment or response teams. The TDG Regulations cover topics such as when an ERAP is required and how to apply for approval for your ERAP. Insider Says: For more information on the ERAP requirements, see “Hazardous Substances: How to Comply with TDGA Emergency Response Plan Requirements,” June 2009, p. 1.. OHS Laws The OHS laws in every jurisdiction require employers to plan for workplace emergencies. Most jurisdictions require emergency plans for general emergencies, such as fires, explosions, building and equipment collapses, serious safety incidents, etc. They may also require emergency plans for certain hazards, such as confined spaces, or activities, such as diving operations. Insider Says: For more information on general emergency requirements, see “Responding to Emergencies: What Do the OHS Laws Require?” April 2008, p. 1. For information on preparing for fires, see “Fire Preparedness & Response: What the OHS Laws Require,” Oct. 2010, p. 1. And for information on confined space emergency plans, see “Confined Spaces: How to Create an Emergency Plan,” July 2010, p. 1. Environmental Laws Companies must also be prepared to respond to emergencies that could impact both workers and the environment, such as spills of hazardous substances. The federal Environmental Emergency Regulations—commonly known as the E2 Regulations—require companies to have environmental emergency or “E2 plans” under certain circumstances, such as when they possess designated hazardous substances in excess of certain amounts. The E2 Regulations spell out: • Which facilities must have an E2 plan; • The factors to be considered in developing the plan; • What the plan must cover; and • The information on the plan the facility must report to the government. Insider Says: OHSInsider.com has more information on complying with the E2 Regulations and recent changes to them. 8 EMERGENCY PLANNING & RESPONSE TIPS Tip #1: Plan for Wide Variety of Emergencies Your emergency plan can’t just address fires and that’s it. It must be comprehensive and account for all types of emergencies to which your workplace could reasonably be exposed—including both man-made emergencies, such as power outages, acts of terrorism and explosions, and “natural” events, such as hurricanes, floods, blizzards and earthquakes. When developing your emergency plan, create a list of probable emergencies that could occur in or near your workplace, taking into account: Location. Consider your company’s location, including its geographic location and proximity to other workplaces or sites that could pose a hazard. For example, an insurance company will generally face only typical emergencies, such as fires and power outages. But if the company’s located near a chemical manufacturing plant, it’s at risk of exposure to additional types of emergencies, such as releases of toxic substances. And if the company’s located near government offices, it could be endangered by acts of terrorism aimed at those offices. Also consider the weather conditions or natural phenomena to which your company could be exposed by virtue of its location. For example, companies located on the coast are at risk of hurricanes, while companies located in the interior of the country may face a risk of tornadoes or flooding. And a company in an area near a fault line should be prepared for earthquakes. Nature of the company’s work. Obviously, a industrial workplace will be at risk of different or additional emergencies than an office setting. So consider the nature of your workplace’s For more safety compliance advice, visit us on the web at www.OHSInsider.com 15 operations in your emergency planning, including the machinery, chemicals and other potentially dangerous substances that are manufactured, used or stored in the workplace. For example, the presence of combustible dust in the workplace increases the risk of explosions and fires. Tip #2: Make Sure Key Players in Plan Know Their Roles Tip #4: Address Needs of Disabled Workers Workers with disabilities may not even realize there’s an emergency when one occurs or may have trouble safely evacuating. For example, a hearing disabled worker may not hear alarms or evacuation instructions over a PA system. And a worker with a mobility impairment may not be able to escape down a staircase. All employees should be given copies of the company’s written emergency plan, trained on it and participate in regular drills of the emergency procedures. But it’s particularly important that anyone with a key role in the plan is aware of that role and adequately trained to fulfil it. For example, if a worker is assigned to help a disabled co-worker evacuate, that worker needs to know he has this responsibility and be trained on the kind of assistance he may have to provide for his co-worker. And if a supervisor has the role of ensuring that his section of the facility is fully evacuated before leaving himself, make sure he understands this duty. So your emergency plan must be designed to protect all workers, including those with disabilities. An emergency plan that doesn’t address the needs of such workers violates an employer’s general duty because it doesn’t adequately protect them. In addition, the human rights laws both bar employers from discriminating against workers based on a disability and require them to accommodate disabled workers by modifying workplace policies, procedures and physical conditions to the point of undue hardship. And modifying a workplace’s emergency plan to accommodate the needs of disabled workers is likely to be considered a reasonable accommodation. Example: On Aug. 13, 2011, nearly 12,000 people were waiting for the start of a concert by the band Sugarland at the Indiana State Fairgrounds when a temporary structure supporting spotlights and other equipment mounted on top of the stage collapsed due to the wind. Seven people died and more than 40 required medical treatment. A year later, the Indian State Fair Commission (ISFC) released a new emergency plan based on an investigation of the incident that focused on the effectiveness of the emergency preparedness and response measures in the aftermath of the collapse. According to an executive summary of the investigation (the full report is also available), one of the criticisms of the emergency planning for the event was the fact that a senior ISFC official had a role in the emergency plan but wasn’t aware of his role and hadn’t been trained to fulfil it. To adequately address the needs of disabled workers in emergency planning, do the following: Tip #3: Include Contractors in Emergency Planning • Determine what their needs are as to evacuation and emergency response; • Designate co-workers to help disabled workers in emergencies; • Assess the workplace to identify potential hazards or barriers to a disabled worker in an emergency; • Create areas of refuges where disabled workers can shelter in place or await evacuation; • Ensure you can communicate emergency information to all workers; and • Cover the needs of disabled workers in emergency training and drills. Insider Says: For more information on emergency planning for disabled workers, see “Emergency Preparedness: Addressing the Needs of Disabled Workers,” Sept. 2011, p. 1. Your company’s own staff aren’t the only ones who need to be trained on the emergency plan. If you regularly use contractors who may be present in the workplace when an emergency happens, you should include them in your emergency planning. The degree of their involvement will depend on the nature of their work, extent of their presence in the workplace and other factors. But at a minimum, give all contractors a copy of the emergency plan and basic training on it, such as what to do and where to go if the fire alarm goes off. Tip #5: Make Sure Emergency Exits Are Accessible Example: The investigation into the Indiana stage collapse revealed that the ISFC relied heavily on contractors for the major productions at the stage. But with few exceptions, these contractors weren’t aware of the emergency response plan and procedures or involved in their development, didn’t participate in drills of the plan and weren’t trained on it. Example: A worker at an Ontario car wrecking yard was removing a gas tank from a car. But the tank wasn’t empty. Gas spilled out of it and was ignited by a nearby inspection lamp, causing a fire. Because the emergency exit was blocked, three workers were forced to run to the other end of the building to escape. As a result, all three suffered burns and smoke inhalation. Their Emergency planning is useless if workers can’t get to emergency exits or find that they’re obstructed. A blocked emergency exit can have tragic consequences for workers and lead to fines for employers. September 2012 © Bongarde 16 employer was fined $5,000 for failing to ensure that emergency exits were free from obstructions and another $55,000 for failing to provide information, instruction and supervision to a worker for the safe removal of a gas tank [Woodstock Auto Recyclers Ltd., Govt. News Release, April 26, 2012]. Tip #6: Coordinate Emergency Planning with Local Authorities When there’s an emergency in your workplace, you’ll likely need the assistance of local authorities, such as the police, fire department or emergency response team. So it’s important to include these groups in your emergency planning. At a minimum, you should give them copies of your emergency plan and any other information that could be useful in an emergency, such as a diagram of the layout of the workplace and shift records indicating who’s working and where at any given time. Having this information will make their response more effective. Example: In the second of two incidents at BC sawmills this year, an explosion and fire killed two workers and sent 24 people to the hospital. When emergency response teams got to the scene, they had to scramble to make sure they’d located and evacuated everyone from the building—a process made more complicated because they didn’t have access to shift records. So emergency responders didn’t know exactly who was working and where at the time of the explosion. Tip #8: Plan for Impact of Emergencies on Business Operations Workplace emergencies impact not only the company’s staff but also its operations. For example, the company may need to close down all or part of the workplace to clean up the damage, repair or replace equipment and materials, and allow for internal and government investigations. And if the company isn’t prepared, these disruptions could cause operations to slow down or even stop—often resulting in serious financial problems. Your emergency plan shouldn’t address these operational issues. Instead, your company also needs a so-called business continuity plan. Although emergency plans and business continuity plans are related, their goals are different. An emergency plan is designed to save lives, prevent injuries and minimize property damage; a business continuity plan is designed to enable the company to continue to meet its business and legal obligations and provide critical services or products after emergencies with the least possible disruption until normal operations can resume. To prevent harm to the company’s brand, reputation and customer relations, business continuity plans do two key things: • Spell out the steps, measures and arrangements needed to ensure the continuous delivery of critical services and products; and • Identify the resources needed to support operations continually, including personnel, information, equipment, finances and infrastructure. Tip #7: Do Practice Drills—and Revise Plan Based on Results An emergency plan may look good on paper but, in reality, not be practical or effective. The only way to know for sure whether your emergency plan is adequate—before an actual emergency happens—is by conducting practice drills. Such drills enable you to identify issues or weak spots in your emergency planning and help clarify roles and responsibilities. But the drills are only truly helpful if you use the information you get from them to improve your emergency plan. For example, if a drill reveals that a certain evacuation route isn’t practical for some workers, devise another route for those workers and include it in the plan. Failing to update the emergency plan based on feedback from drills is a missed opportunity to improve your plan. Example: The report on the Indiana stage collapse noted that although a Tabletop Exercise involving a severe weather incident was conducted, the participants didn’t hold a post-exercise discussion to evaluate the exercise. In addition, no one prepared an After-Action Report summarizing the lessons learned and recommendations from the exercise, although an Executive Summary of the exercise was subsequently provided. But the recommendations from this exercise weren’t implemented before the 2011 State Fair. Insider Says: For more information on business continuity plans, see “Business Continuity Plans: Why They Need to Include Responses to Safety Incidents,” Sept. 2008, p. 14. BOTTOM LINE Preparation and planning are the keys to effective emergency response. Use these tips to ensure that your company’s emergency planning and response efforts are adequate if they’re put to the test in the event of an actual emergency. More Emergency Planning Resources For more information and tools on dealing with emergencies in the workplace, go to the OHS Insider’s Emergency Preparedness & Response Compliance Centre, which includes: • Fire safety checklists for industrial workplaces and offices • A workplace flood preparedness and response checklist • An earthquake preparedness activities checklist • Posters on emergency preparedness that you can display in your workplace. And for training materials on emergency preparedness, such as videos, e-learning courses and safety talks, go to Safety Smart. (You’ll need to be a Safety Smart member or sign up for a trial membership to access these training tools.) For more safety compliance advice, visit us on the web at www.OHSInsider.com 17 ‘Evolve To Succeed’: Communicating the Safety and Health Message in a Changing Work Environment, Part 2 By Fred Leafloor, CRSP, CHSC, CRM T his article is the second in a series providing the author’s insight into the changing communications role of the safety professional. As introduced in the first article, much of a safety professional’s effectiveness is characterized by an ability to clearly articulate important safety and health issues in a manner that a management group can easily place within a business context, facilitating the adoption of solutions. As the organization’s OHS program or safety culture matures, safety professionals must change their approaches and communications styles to maintain the effectiveness of their messaging. Having previously introduced the OHS Maturity Phases dashboard and discussed the shift in communication styles when working within a negligence culture, we now turn our attention to the safety professional’s more challenging communications adjustment when leading the organization’s transition from a compliance culture to a organizational mindset of due diligence. HSE Maturity Phases DU E E ENC TO MA TAL NA Q GE UAL M E IT NT Y (INT EG R ATIO LIGE CE R TH E FU R E M E NT OV N) N EG P N CO N T IMPR INUOUS OVE MEN T IMPR N CE CO M A LI DILIG Communicating in the Compliance Phase In the compliance phase, the generally ineffective—but frequently used—fear-mongering approach from the negligence phase is no longer available. The safety professional can’t call upon potential regulatory punishments for violating OHS laws as motivation if the organization is at least compliant with these requirements. A large number of safety professionals don’t have this realization and so continue to use the ”same old” approaches to communicate to management and the workforce in the new operating environment. This lack of understanding marginalizes the safety professional and his or her communications quickly become irrelevant and ignored. A More Effective Approach Building upon the guidance provided in the previous article, effective health and safety communication must incorporate a recognition of basic business principles to get the message heard. Within the compliance phase, the communication focus must shift to active positive reinforcement of planning for opportunities to not only meet but also exceed the requirements in the OHS laws. For many organizations, this step requires a change in thinking. Budgets, schedules, operational priorities and other commercial forces all occupy the forefront of a manager’s mind. Each critical issue receives only as much attention as necessary to move it off of the top of the pile to make room for the next crisis. The safety professional must consider and present safety issues in terms of that pile and communicate decision options that can support self-sustaining solutions. That is, the focus should be keeping compliance issues off of the pile entirely when possible and avoiding have them percolate to the top on any sort of regular basis. Has anyone noticed the corollary that being able to do so in a practical manner also makes the safety professional’s life a lot easier? How Is Effective Communication Accomplished? Communication within this stage of organizational OHS development/maturity relies primarily upon maximizing the good news stories that highlight the benefits of compliance with OHS program standards and regulatory requirements. The safety professional must move from ”negative reinforcement” to a ”positive reinforcement” approach. For example, many successful safety professionals link the ”saved” costs of incidents resulting from effective compliance behaviours to organizational leading and lagging (or trailing) indicators, particularly in terms of workers’ comp costs. In fact, some jurisdictions have workers’ comp rebate programs for improved injury performance. If your organization operates within that type of regime, speak to the appropriate department to quantify the organization’s reductions in workers’ comp costs and tie those reductions directly to improvements in compliance. For instance, show that the introduction of an ergonomics program reduced the incidence of musculoskeletal injuries in workers. September 2012 © Bongarde 18 Scrutiny of OHS newsletters and safety professional publications reveals many stories of regulatory non-compliance and their outcomes. Compare the background of some of those incidents to tasks (or experiences) within your organization and develop safety emails, alerts, bulletins, posters or info-notes to show how your organization’s current behaviours keep them out of the traps into which others have fallen. Example: Say a company in your jurisdiction was recently hit with a hefty fine after a worker was injured because he failed to lock out equipment before repairing it. In fining the company, the court noted that it didn’t have written lockout procedures. Your company has such procedures. So you can use this incident to illustrate how your company’s procedures help protect workers from similar injuries and the company from similar fines. In addition, show how compliance provides a business advantage over competitors. Include parts of the organization’s internal compliance record as an additional section within bid documents, strengthening the typical trailing indicator statistics that are required in the majority of Request for Quote bid responses. The more you can demonstrate the comparative savings or other commercial advantages of compliance, the more likely management will be to take those extra steps in support of compliance activities and activities that go beyond compliance. And don’t waste opportunities to keep the benefits of compliance activities in front of management. Announce good inspection reports, meeting target goals for leading indicators, closing out of report follow-up action items, etc. as successes. BOTTOM LINE Safety professionals frequently feel that ”tooting your organizational horn” doesn’t reflect the quiet professionalism that many believe is the watchword of our profession. But consider this: During the compliance phase, the organization’s future development is balanced on the edge of a blade. It can lean forward to embrace greater opportunities to improve its OHS performance and commercial success. Or it can fall backwards into the quagmire of non-compliant behaviours with program standards and regulatory requirements and face incident costs and potential fines or penalties. Your effective and ongoing communication activities can tip the balance in favour of future improvements. To paraphrase a famous 18th Century quote by Edmund Burke, “All that’s necessary for the triumph of non-compliance is that safety professionals do nothing.” Fred Leafloor, CRSP, CHSC, CRM is the President and Principal Consultant for Safety First Industrial Safety Services, based in Nova Scotia, Canada, which has been successfully providing OHS consulting services on an international basis for 24 years. In addition to Fred’s operational safety and health expertise across a broad range of industrial sectors, he’s a Professional Member of the Canadian Society of Safety Engineering and the American Society of Safety Engineers. He also presents two programs for the CSSE’s Certified Health and Safety Consultant professional designation and has recently co-developed a third program for the CHSC designation, “Essentials of Risk Management for OHSE Practitioners.” Canada’s Premier Conference for OHS Professionals 1-800-667-9300 Venue Sheraton Centre Toronto 123 Queen Street Toronto, Ontario M5H 2M9 Integrating Change & Managing Risk to Improve Your OHS Program www.ohssummit.ca October 29-30, 2012 www.ohssummit.ca Forohs_summit2012_ad_7.5x3.indd more safety compliance 1advice, visit us on the web at www.OHSInsider.com Summit Chair Dylan Short, CHSC, CRM Managing Partner The Redlands Group 3/7/2012 10:59:26 AM 19 ENVIRONMENTAL COMPLIANCE Handle Odour Complaints with Management & Response Plan S ome operations, including environmentally friendly actions such as recycling and use of biogas, can lead to odour complaints. If you don’t properly address these complaints, neighbours may challenge the facility’s ability to operate—or even sue it for nuisance. And such a lawsuit can be costly. For example, an Ontario court closed an organic waste processing facility for nine months in response to more than 1,000 odour complaints from neighbours, who described the smell as “offensive, putrid and noxious” [The Town of Newmarket v. Halton Recycling Ltd.]. You can effectively manage such complaints with an odour complaint management and response plan. Here’s a look at a case in which such a plan was required. You can base your company’s plan on the key elements of this one. AB Environmental Board Requires Odour Complaint Plan The case began when a company got approval to operate a facility that processes waste to produce fuel called biogas. Neighbours challenged the approval on several grounds, including odour concerns. The Alberta Environmental Appeals Board upheld the facility’s approval, which required the facility to have a detailed odour complaint management and response plan that included the investigation and remediation of odour and similar complaints. The facility also had to record the date, time, wind direction and speed at the time of any odour complaint to help determine whether it caused the odour. In addition, the odour complaint management and response plan had to be updated annually “to ensure continuous improvement and effectiveness.” The Board added another condition to the approval, requiring the company to address offensive odours within two weeks unless the Director granted an extension [Viponds v. Director, Southern Region, Environmental Management, Alberta Environment]. Key Elements of Odour Complaint Plan The odour complaint management and response plan upheld by the Alberta Board had several elements that are key for the success of such plans, including procedures for: • Reviewing odour complaints immediately; • Recording wind characteristics and prevailing weather conditions at the time of the complaint; • Handling complaints made after hours, such as via the establishment of an odour complaint hotline; • Determining the source of the odour and how the source led to the complaint; • Deciding the appropriate actions to resolve the complaint; • Providing proposed timelines for promptly responding to the complaint; • Identifying follow-up actions to determine the effectiveness of the corrective action; • Documenting the steps taken to prevent the odour from becoming a problem in the future; and • Annually reviewing the plan to ensure its effectiveness. SHOW YOUR LAWYER The Town of Newmarket v. Halton Recycling Ltd., [2006] CanLII 33316 (ON S.C), Sept. 29, 2006 Viponds v. Director, Southern Region, Environmental Management, Alberta Environment, Appeal Nos. 09-006-009, 016 & 019-R, Alberta Environmental Appeals Board, March 11, 2011 INFOGRAPHICS ON OHS INSIDER At OHSInsider.com, we have an ever increasing collection of infographics, which visually explain or illuminate various safety topics such as: XX Summer Health and Safety Hazards XX Worker Fatigue XX Westray: 20 Years Later XX WHMIS XX Emergency Preparedness & Response. We encourage you to print out these color PDFs and display them in your workplace as an engaging way to pass along safety information to your workers. September 2012 © Bongarde 20 WINNERS & LOSERS When Is Environmental Training Adequate to Meet Due Diligence Standards? To prove due diligence, a company must show that it took all reasonable steps to ensure compliance with the environmental laws. Although the required “reasonable steps” vary depending on the situation, in nearly all cases, courts will look at the environmental training the company provided its workers. And if that training is inadequate, it may undercut the company’s due diligence defence. (The same is true for safety training.) Here are two cases in which the adequacy of a company’s environmental training was a factor in its due diligence defence. TRAINING WASN’T SUFFICIENT TRAINING WAS SUFFICIENT FACTS FACTS There was a risk of fuel and oil spilling or dripping from vehicles at an oil company’s unmanned refuelling facility and leeching into the ground. So the company installed an underground system called an oil water separator to capture the spills and filter the hazardous substances from the water before discharging it into the environment. The company’s C of A required the effluent discharged from the equipment to be below 15 ppm but tests showed it was 28 ppm. The MOE charged the company with failing to comply with its C of A. On Jan. 1, 1999, it became illegal to import products containing chlorofluorocarbons (CFCs) such as the refrigerant Freon (also known as R12). In 2000, Environment Canada discovered that an Ontario company’s stores possessed more than 4,000 bar refrigerators containing Freon that had been imported after the ban took effect. It charged the company with three violations of the Ozone Depleting Substance Regulations 1998 under the federal CEPA. The company raised a due diligence defence. DECISION The Ontario Court of Justice dismissed the charges, ruling that the company had exercised due diligence. EXPLANATION In finding that the company had shown due diligence, the court noted that it had a reasonable system in place to ensure compliance with its C of A. Among other things, it trained workers on how to: • • • • • • Keep the facility clean; Visually inspect the site; Take care of minor spills; Check oil levels; Take oil samples from the separator; and Record the sample results in a log book. In addition, a supervisor regularly visited the site to check the log book, inspect the site and ensure workers were properly following these procedures. DECISION The Ontario Superior Court of Justice convicted the company, ruling that it hadn’t exercised due diligence. EXPLANATION The court found that the company took “no meaningful steps” to avoid violating the Ozone Depleting Substance Regulations 1998. For example, although the company provided environmental training, workers weren’t adequately trained to ensure that only CFC-free products complying with federal environmental law were imported and distributed for sale. Instead, one worker testified that he was told about the new no-CFC rule but not given any training on it. He also testified that if he saw R12 labelling on a box, “it wouldn’t mean a lot to him.” The company should’ve educated workers about the new CFC provisions in the regulations and trained its outlet retail workers to look for bar fridge products with certain labels indicating the presence of CFCs, explained the court. R. v. Canadian Tire Corp., [2004] CanLII 4462 (ON SC), July 21, 2004 R. v. Petro-Canada, [2009] O.J. No. 1704, April 28, 2009 Lock in the best value in compliance advice: renew or subscribe today. 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